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Willis v. Anderson Community
School, 158 F.3d 415, 130 Ed. Law Rep. 89 (1998)
James Randall WILLIS II, by his next friend and father, James
Randall WILLIS,
Plaintiff‑Appellant,
v.
ANDERSON COMMUNITY SCHOOL CORPORATION, Defendant‑Appellee.
No. 98‑1227.
United States Court of Appeals,
Seventh Circuit.
Argued April 9, 1998.
Decided Sept. 9, 1998.
As Amended on Denial of Rehearing and Suggestion for Rehearing En
Banc Oct. 28,
1998.
High school student who was suspended after refusing to submit to
drug and alcohol test brought action against school corporation, claiming that
corporation's drug testing policy violated Fourth and Fourteenth Amendments.
The United States District Court for the Southern District of Indiana, John D.
Tinder, J., denied student's motion for preliminary injunction and entered
judgment on merits in favor of corporation. Student appealed. The Court of
Appeals, Cudahy, Circuit Judge, held that: (1) statistical data and
professional literature concerning causal nexus between use of illegal
substances and violent behavior of students were not sufficient to create
reasonable suspicion that student was using illegal substance, and (2)
corporation's policy requiring drug and alcohol testing of all students
suspended for fighting was not justified by special needs.
Reversed.
SCHOOLS k169.5
Robert M. Baker, III (argued), William C. Wagner, Johnson, Smith,
Pence, Densborn, Wright & Heath, Indianapolis, IN, for Defendant‑Appellee.
Before CUMMINGS, CUDAHY, and RIPPLE, Circuit Judges.
CUDAHY, Circuit Judge.
In December 1997, high school freshman James Willis was suspended
for fighting with a fellow student.Ê
Upon Willis' return to school and pursuant to the policy of the Anderson
Community School Corporation (Corporation), he was informed that he would be
tested for drug and alcohol use.Ê When
Willis refused to provide a urine sample, he was suspended again and advised
that if he refused to submit to the test upon his return, he would be deemed to
have admitted unlawful drug use and would be suspended a third time pending
expulsion proceedings.Ê Willis filed
suit and claimed, in relevant part, that the Corporation's policy violates the
Fourth and Fourteenth Amendments of the United States Constitution.Ê The district court denied Willis' motion for
a preliminary injunction and then entered a judgment on the merits in favor of
the Corporation.Ê We reverse.
I. The Policy
In 1996, officials from two high schools in Anderson, Indiana, met
to discuss growing disciplinary problems and their perception of increased drug
and alcohol use among students.Ê In an
effort to address the problem, the Corporation organized a committee of
parents, community leaders, school officials and personnel.Ê The committee reviewed the drug and alcohol
policies of other Indiana school districts, the results of tests administered
pursuant to the policies, and literature discussing the causal nexus between
substance abuse and disruptive behavior.Ê
The committee eventually formulated a testing policy for the
Corporation's secondary schools, which was adopted by the school board in
August 1997.
In addition to clarifying that the Corporation will test its
students on the basis of individualized suspicion, the policy mandates a drug
and alcohol test for any student who:Ê
possesses or uses tobacco products;Ê
is suspended for three or more days for fighting;Ê is habitually truant;Ê or violates any other school rule that
results in at least a three‑day suspension. [FN1]Ê The policy explains that its purpose is
"to help identify and intervene with those students who are using drugs as
soon as possible and to involve the parents immediately."Ê Students do not receive additional
punishment when they test positive, and results are disclosed only to parents
and a designated school official.Ê
However, students who test positive may be expelled from school if they
fail to participate in a drug education program.Ê And, as Willis' story illustrates, a student who refuses to
undergo a test is considered to have admitted unlawful substance use.
FN1. A student receives a suspension of at least three days
for:Ê computer tampering;Ê disruptiveness on the bus (fourth
offense);Ê disruptiveness in the
classroom (fifth offense);Ê
fighting;Ê leaving campus without
permission;Ê possession of or being under
the influence of an illegal substance;Ê
possession of stolen property;Ê
possession of tobacco productsÊ
(second offense);Ê profanity directed at
faculty or staff;Ê smoking;
stealing;Ê tardiness (sixth offense);Ê trespassing at another school;Ê and truancy (second offense).Ê It is unclear why the drug testing policy
expressly mentions fighting and habitual truancy, since this misconduct is
apparently covered by the provision that mandates a test after any suspension
of at least three days.
II. Discussion
ÊTwo points are
uncontested.Ê First, the Fourth
Amendment, which applies to the states by virtue of the Fourteenth Amendment,
protects students from unreasonable searches by public school officials.Ê See New Jersey v. T.L.O., 469 U.S. 325, 333,
105 S.Ct. 733, 83 L.Ed.2d 720 (1985).Ê
And second, the collection and testing of urine is a "search"
within the meaning of the Fourth Amendment.Ê
See Chandler v. Miller, 520 U.S. 305, 117 S.Ct. 1295, 1300, 137 L.Ed.2d
513 (1997);Ê Schaill by Kross v.
Tippecanoe County Sch. Corp., 864 F.2d 1309, 1311‑12 (7th Cir.1988).Ê Taken together, these two propositions mean
that the Corporation's drug and alcohol screen is a search that is subject to
the requirements of the Fourth Amendment.Ê
The district court found it was reasonable‑‑and hence
constitutional‑‑for the Corporation to search Willis because (1)
Willis' conduct created individualized suspicion of drug use, and (2) because
the special needs of the Corporation outweighed Willis' privacy interest.Ê We consider each of these findings in turn.
A. Individualized Suspicion
ÊSchool officials do not
need to establish probable cause to justify the search of a student;Ê instead, "such a search is permissible
if it is both 'justified at its inception' and 'reasonably related in scope to
the circumstances which justified the interference in the first place.' "
Bridgman v. New Trier High Sch. Dist., 128 F.3d 1146, 1149 (7th Cir.1997)
(quoting T.L.O., 469 U.S. at 341‑42, 105 S.Ct. 733).Ê On appeal, Willis challenges only the district
court's conclusion that the Corporation's search would have been
"justified at its inception."Ê
To satisfy this requirement, a student's conduct must " 'create[ ]
a reasonable suspicion that a particular regulation or law has been violated,
with the search serving to produce evidence of the violation.' "Ê Id. (quoting Cornfield v. Consolidated High
Sch. Dist. No. 230, 991 F.2d 1316, 1320 (7th Cir.1993)).Ê We review a finding of reasonable suspicion
de novo, giving "due weight" to the inferences the district court
drew from the facts.Ê See Ornelas v.
United States, 517 U.S. 690, 699, 116 S.Ct. 1657, 134 L.Ed.2d 911 (1996).
ÊAt the outset, our inquiry
into whether the Corporation had a reasonable suspicion of drug use seems a bit
of a paradox.Ê The deposition testimony
of Philip Nikirk, Dean of Students at Anderson High School, reveals that the
Corporation required Willis to submit to a urine screen solely because he had
been in a fight, which triggered suspension and a mandatory drug test:
Q. Now, did you observe [Willis] after the fight that gave rise to
the initial suspension?
A. The teacher brought both of the students down to my office,
yes.
Q. Did you observe anything that would make you think he was
impaired or under the influence of drugs or alcohol?
A. I had nothing at that time that would give me reasonable
suspicion, no.
Q. So the basis for the testing was the fact that a decision was
made to suspend him because of the offense of fighting;Ê is that correct?
A. That's correct.
R. 24.Ê Given this testimony,
the Corporation's assertion that "Willis' actions established reasonable
suspicion of drug or alcohol use," Appellee's Br. at 18, is
problematic.Ê The Corporation argues
that, in light of the data establishing a "causal nexus" between
illegal substances and violent behavior, the fight itself was enough to create
reasonable suspicion that Willis was using an illegal substance.Ê We can construe this argument in two
ways.Ê From one perspective, the
Corporation seems to be contending that fighting alone gives rise to a
conclusive presumption of reasonable suspicion and that the Corporation's rule
incorporates this presumption.Ê This,
however, would belie the very notion of individualized suspicion, which is
almost by definition determined on a case‑by‑case basis.Ê See, e.g., Bridgman, supra; Cornfield v.
Consolidated High Sch. Dist. No. 230, 991 F.2d 1316 (7th Cir.1993).Ê Alternatively, the Corporation may be
arguing that its Dean of Students was simply wrong‑‑that in this
particular case Willis' conduct created a reasonable suspicion of drug
use.Ê Of course, when a school official
concludes that a student's conduct creates individualized suspicion of drug or
alcohol use, our usual inquiry is whether that conclusion is a reasonable one.
See Bridgman, 128 F.3d at 1149.Ê But if
the Corporation is arguing that its Dean of Students was incorrect, we would
have to turn our traditional inquiry on its head and ask whether it was
unreasonable for Dean Nikirk to conclude that Willis' actions did not create
individualized suspicion of drug or alcohol use.
In light of these analytical difficulties, perhaps our discussion
of the Corporation's alleged reasonable suspicion could end here.Ê But because the Corporation argues the issue
at length, we review its data to show why the "causal nexus" between
fighting and illegal substance use is not strong enough to support a conclusive
presumption of reasonable suspicion.Ê
Or, stated a bit differently, we review the Corporation's data to
illustrate why it was reasonable for Dean Nikirk to conclude that Willis'
actions did not create reasonable suspicion.
The Corporation's data has two core components:Ê the results of drug tests administered at
the Corporation's two high schools, and various literature demonstrating
"a causal nexus between drug and alcohol abuse and disciplinary problems
in schools."Ê Appellee's Br. at 2.
With respect to the results of the Corporation's tests, during the first
semester the policy was in effect, 40% of all students at Highland High School
who were suspended for fighting tested positive.Ê At Anderson High School‑‑where Willis was a freshman‑‑18%
of all students suspended for fighting tested positive.Ê The record does not contain information
about Highland High School freshmen who were suspended for fighting, but 6% of
all Highland freshmen who were screened under the policy tested positive.Ê At Anderson High School, 27% of all freshmen
tested positive, but none of the freshmen who were suspended for fighting tested
positive.
The professional literature documents a relationship between
fighting and the use of unlawful substances.Ê
It states, for example, that students who use illegal substances are
"more than twice as likely to get into physical fights," and that
"50% of users admitted initiating violence."Ê Aggressive and Violent Students, R. 13.Ê In explaining how to recognize drug and
alcohol abuse, the literature instructs parents and teachers to look for
children who are "defying rules and regulations" and "exhibiting
abusive behavior."Ê Adolescent
Substance Abuse:Ê Etiology, Treatment,
and Prevention, R. 13 at 17‑18.Ê
It is notable, however, that one of the texts on which the Corporation
relies also lists 31 other indications of substance use‑‑including
"sleeping more than usual" and "playing parents against each
other."Ê Id. The text also states
that a list of the possible signs of substance abuse "could be
endless," and cautions that many of the indicators "are to some
extent normal in many adolescents at certain times."Ê Id. at 18.Ê
For this reason, the literature explains, "[c]hanges from the norm,
several behaviors going on at once, and frequency of occurrence are most
revealing."Ê Id. at 17‑18.
As the Supreme Court has acknowledged, articulating a precise
definition ofÊ "reasonable
suspicion" is impossible.Ê See
Ornelas, 517 U.S. at 695, 116 S.Ct. 1657.Ê
But the Court has made clear that reasonable suspicion is a
"commonsense, nontechnical conception[ ] that deal[s] with 'the factual
and practical considerations of everyday life on which reasonable prudent men,
not legal technicians, act.' "Ê Id.
(quoting Illinois v. Gates, 462 U.S. 213, 231, 103 S.Ct. 2317, 76 L.Ed.2d 527
(1983)).Ê With this definition in mind,
we think a prudent person would reasonably conclude that while the
Corporation's own statistics suggest some relationship between the use of
illegal substances and fighting, the relationship is by no means
conclusive.Ê Indeed, it varies
dramatically depending on how one analyzes the testing results‑‑by
school, grade or whatever.Ê (And, even
more fundamentally, since it is unknown what percentage of the Corporation's
general student population uses drugs or alcohol, it is also unknown whether‑‑at
the Corporation's two high schools‑‑ students who fight are more
likely than their peers to use illegal substances.)Ê Moreover, while the professional literature reports that fighting
is an indication of substance abuse, it also describes fighting as normal for
adolescents and advises that a clustering of disruptive behaviors is most
indicative of unlawful substance use.Ê
As far as we know, of course, Willis was involved in only a single
fight.Ê The same can probably be said
about some of the other students who have been suspended for fighting.Ê We therefore cannot find that the
Corporation's data is strong enough to conclusively establish reasonable
suspicion of substance abuse when a student is suspended for fighting, or that
it was unreasonable for Dean Nikirk to conclude that Willis' conduct did not
give rise to individualized suspicion. [FN2]Ê
Cf. Bridgman, 128 F.3d at 1147, 1149 (illustrating that student was
searched because he exhibited multiple signs of drug use);Ê Cornfield, 991 F.2d at 1323 ("As the
facts of this case stand, however, Spencer and Frye relied on a number of
relatively recent incidents reported by various teachers and aides as well as
their personal observations, the cumulative effect of which is sufficient to
create a reasonable suspicion that Cornfield was crotching drugs.")
(emphasis added).
FN2. In its Petition for Rehearing, the Corporation has objected
to our use of the word, "conclusive," which it argues changes the
accepted meaning of "reasonable suspicion."Ê As indicated at slip op. at 418, 1998 WLÊÊÊÊÊÊÊ 569114 at *2, we have used "conclusive" in
combination with "presumption" to indicate the legal effect of the
Corporation drug testing policy in the determination of individualized
suspicion.Ê Thus, the policy creates a
"conclusive" or "irrebuttable" presumption of reasonable
suspicion as opposed to a rebuttable one.Ê
The definition of reasonable suspicion itself is not affected by these
considerations.
B. Special Needs
The Corporation's urine screen, however, could still pass muster
if it fell within a "closely guarded category of constitutionally
permissible suspicionless searches."Ê
Chandler, 117 S.Ct. at 1298.Ê
These suspicionless searches are occasionally warranted by "special
needs, beyond the normal need for law enforcement."Ê Id. at 1301 (quoting Skinner v. Railway
Labor Executives' Ass'n, 489 U.S. 602, 619, 109 S.Ct. 1402, 103 L.Ed.2d 639
(1989)).Ê When the government alleges
such a need, courts decide whether the search is reasonable by undertaking
"a context‑specific inquiry, examining closely the competing private
and public interests advanced by the parties." Id. After engaging in such
an inquiry, the district court found that the Corporation's search was
constitutional.Ê We review this
conclusion de novo. See United States v. Ross, 32 F.3d 1411, 1415 (9th
Cir.1994).
Willis argues that the district court should not have undertaken a
special needs analysis at all.Ê As he
sees it, the analysis is inappropriate because "searches based on
suspicion [are not] impracticable or impossible in this context."Ê Appellant's Br. at 13.Ê But the Supreme Court has held that a context‑specific
inquiry is appropriate when "concerns other than crime detection ... are
alleged in justification of a Fourth Amendment intrusion." Chandler, 117
S.Ct. at 1301.Ê Here the Corporation has
alleged such concerns‑‑deterring drug use, disciplining its
students and protecting the health of children.Ê However, as Chandler and other Supreme Court precedent make
clear, the practicality of a suspicion‑based search is far from
irrelevant to our analysis.
The Supreme Court has examined suspicionless drug testing in four
different contexts.Ê In Chandler, supra,
the Court found that Georgia could not constitutionally require candidates for
state office to submit to a drug test. In Vernonia Sch. Dist. 47J v. Acton, 515
U.S. 646, 115 S.Ct. 2386, 132 L.Ed.2d 564 (1995), the Court upheld random
testing of student athletes.Ê In
National Treasury Employees Union v. Von Raab, 489 U.S. 656, 109 S.Ct. 1384,
103 L.Ed.2d 685 (1989), the Court ruled that it was permissible to test United
States Customs officers who carry firearms or hold positions directly related
to drug interdiction.Ê And in Skinner v.
Railway Labor Executives' Ass'n, 489 U.S. 602, 109 S.Ct. 1402, 103 L.Ed.2d 639
(1989), the Court upheld testing for railroad employees who violate safety
rules or are involved in train accidents.Ê
These precedents serve as "our guides" in determining when it
is reasonable for the government to require drug testing in the absence of
individualized suspicion.Ê Chandler, 117
S. Ct. at 1303.
All of these instructive cases strongly indicate that the
feasibility of a suspicion‑based search is a key consideration in
determining whether it is reasonable for the government to implement a
suspicionless regime.Ê See also
Vernonia, 515 U.S. at 674‑75, 115 S.Ct. 2386 (O'Connor, J., dissenting)
(collecting cases outside the drug testing context).Ê And this emphasis on the practicality of a suspicion‑based
search is unsurprising, since "to be reasonable under the Fourth
Amendment, a search must ordinarily be based on individualized suspicion of
wrongdoing."Ê Chandler, 117 S.Ct.
at 1301. Indeed, Skinner and Von Raab‑‑the first cases addressing
suspicionless drug testing‑‑included in their articulation of the
special needs analysis the requirement that a suspicion‑based approach be
unworkable.Ê Skinner, for example,
instructs courts to "balance the governmental and privacy interests to
assess the practicality of the [individualized suspicion] requirements in the
particular context."Ê 489 U.S. at
619, 109 S.Ct. 1402 (emphasis added).Ê
In Von Raab, the Court stated, "[o]ur cases establish that where a
Fourth Amendment intrusion serves special governmental needs, beyond the normal
need for law enforcement, it is necessary to balance the individual's privacy
expectations against the Government's interests to determine whether it is
impractical to require a warrant or some level of individualized suspicion in
the particular context."Ê 489 U.S.
at 665‑66, 109 S.Ct. 1384 (emphasis added).Ê Then, in Vernonia, the Court outlined the contours of the special
needs inquiry with greater specificity.Ê
Vernonia explained that the reasonableness of a suspicionless search
depends upon the balance between (A) the nature of the individual's privacy
interest and the character of the intrusion, and (B) the nature and immediacy
of the government's concern, as well as the efficacy of the means for meeting
that concern.Ê See 515 U.S. at 654, 658,
660, 115 S.Ct. 2386.Ê Under the Vernonia
formulation, courts consider the feasibility of a suspicion‑based search
when assessing the efficacy of the government's policy.Ê See id. at 663, 115 S.Ct. 2386 ("As to
the efficacy of this means for addressing the problem .... [individualized
suspicion] entails substantial difficulties‑‑if it is indeed
practicable at all.");Ê see also
Chandler, 117 S.Ct. at 1304.
As a practical matter, it may be that when a suspicion‑based
search is workable, the needs of the government will never be strong enough to
outweigh the privacy interests of the individual.Ê Or, stated slightly differently, perhaps if a suspicion‑based
search is feasible, the government will have failed to show a special need that
is "important enough to override the individual's acknowledged privacy
interest, sufficiently vital to suppress the Fourth Amendment's normal requirement
of individualized suspicion."Ê Id.
117 S.Ct. at 1303.Ê And maybe this is
all Willis is driving at when he argues that we should not undertake a special
needs analysis because "searches based on suspicion [are not]
impracticable or impossible in this context."Ê Appellant's Br. at 13.Ê
For Willis' central point is that, in this particular context, the
Corporation must have reasonable suspicion before demanding that he submit to a
drug test.Ê And if we find that the
Corporation's "special need" is not strong enough to outweigh Willis'
privacy interests, we will have arrived at the point that Willis is trying to
make‑‑in the absence of reasonable suspicion, the Corporation is
precluded from searching him.Ê But we
will not short‑circuit the special needs inquiry by focusing solely on
the practicality of the search. Instead, we examine each of the factors set
forth in Vernonia. [FN3]
FN3. With respect to the character of the government's intrusion,
Willis has not objected to the process by which the urine screen is
administered, nor does the record contain any information on this point.Ê We therefore presume that the Corporation's
process is similar to the one in Vernonia, which the Court deemed a "not
significant" invasion of privacy.Ê
515 U.S. at 660, 115 S.Ct. 2386.Ê
Accordingly, our inquiry concentrates on the individual's privacy
interest, the nature and immediacy of the government's concern, and the
efficacy of the testing policy.
In some ways, the nature of the privacy interest at issue here is
similar to that in Vernonia and in Todd v. Rush County Schools, 133 F.3d 984
(7th Cir.1998), where we upheld the random testing of all students involved in
extracurricular activities.Ê While
public school students do not "shed their constitutional rights ... at the
schoolhouse gate," Tinker v. Des Moines Indep. Sch. Dist., 393 U.S. 503,
506, 89 S.Ct. 733, 21 L.Ed.2d 731 (1969), Fourth Amendment rights nonetheless
"are different in public schools than elsewhere," Vernonia, 515 U.S.
at 656, 115 S.Ct. 2386.Ê This stems in
part from "the schools' custodial and tutelary responsibility for
children," and‑‑ with respect to drug testing in particular‑‑the
fact that public school students often undergo mandated medical procedures such
as vaccinations and scoliosis screening.Ê
Id. Like the Vernonia athletes, then, Willis and the other children
attending the Corporation's high schools enjoy a "lesser expectation of
privacy than members of the population generally."Ê See id. at 657, 115 S.Ct. 2386 (quoting
T.L.O., 469 U.S. at 348, 105 S.Ct. 733 (Powell, J., concurring)).
But the privacy interest at issue here differs from that in
Vernonia in at least two significant respects.Ê
First, given the "element of 'communal undress' inherent in
athletic participation," athletes have an even lesser privacy expectation
than the general student population.Ê
Id. (quoting Schaill, 864 F.2d at 1318).Ê Of course, Todd made no mention of the locker room, and apparently
did not consider "communal undress" to be a significant distinction
between athletics and other extracurricular activities.Ê But see Trinidad Sch. Dist. No. 1 v. Lopez,
No. 97SC124, 1998 WL 373305 (Colo. June 29, 1998) (holding that suspicionless
drug testing of all secondary school students involved in extracurriculars
violates the Fourth Amendment).Ê
However, Todd did emphasize the second factor that distinguishes the
privacy interest at issue here from the one in Vernonia‑‑a testing
policy for students in athletics or other extracurricular activities
"applies only to students who have voluntarily chosen to participate in an
activity."Ê Todd, 133 F.3d at
986;Ê see Vernonia, 515 U.S. at 658, 115
S.Ct. 2386.
Despite the Corporation's strained arguments to the contrary,
Willis cannot be described as voluntarily engaging in misconduct‑‑at
least not as the term "voluntary" is used in Vernonia.Ê There the Court noted a series of steps that
an athlete had to take in order to compete‑‑submitting to a
preseason physical, maintaining a minimum grade point average, attending
practices, etc.Ê See 515 U.S. at 657,
115 S.Ct. 2386.Ê This course of conduct
presumably indicates forethought and at least some appreciation of all that
participation in an extracurricular activity entails.Ê We doubt that this degree of consideration‑‑and
certainly this appreciation of the consequences‑‑ characterizes the
typical fight between fifteen‑year‑olds.Ê In addition, in Vernonia and Todd drug testing could be construed
as part of the "bargain" a student strikes in exchange for the
privilege of participating in favored activities.Ê In the present case, however, such testing is a consequence of
unauthorized participation in disfavored activities.
Moreover, the policy cannot be described as "giving students
control, through their behavior, over the likelihood that they [will] be
tested."Ê Id. at 685‑86, 115
S.Ct. 2386 (O'Connor, J., dissenting) (considering the reasonableness of a
policy that focused on students who violated "published school rules
against severe disruption in class and around campus");Ê see Skinner, 489 U.S. at 611, 109 S.Ct. 1402
(upholding a scheme under which train operators must submit to a urine test
when they engage in excessive speeding or violate similar rules).Ê At oral argument we learned that the Corporation
does not rely on the proverbial "who started it" in deciding when to
suspend after a fight, but instead suspends all who participated in the
fight.Ê In other words, the Corporation
suspends the victim of the instigator, provided that the victim fights
back.Ê Certainly the decision to return
a punch‑‑often made in less time than it takes the aggressor to
deliver the second blow‑‑cannot be analogized to the sort of
measured conduct or degree of control discussed in Vernonia.Ê In sum, while those subject to the
Corporation's drug testing policy have a lessened privacy interest simply
because they are children attending school, their privacy interest is
nonetheless stronger than that of the students discussed in Vernonia and Todd.
At the outset of our inquiry into the Corporation's need, we must
confess to the almost overwhelming temptation, given the effect that drugs have
on the children who use them and on the educational process in general, to make
the importance of deterring drug use among schoolchildren the beginning and end
of our analysis.Ê See Todd, 133 F.3d at
986 ("As defendants explained ... their program was designed to deter drug
use and not catch and punish users.... Certainly successful extracurricular
activities require healthy students."). But we cannot focus solely on the
benefits of deterrence.Ê If this were
the only relevant consideration, Vernonia might as well have sanctioned blanket
testing of all children in public schools.Ê
And this it did not do.Ê See
Vernonia, 515 U.S. at 666, 115 S.Ct. 2386 (Ginsburg, J., concurring) ("I
comprehend the Court's opinion as reserving the question whether the District
... constitutionally could impose routine testing not only on those seeking to
engage with others in team sports, but on all students required to attend
school.").
This tips up the related need to carefully examine the group to
which the testing policy applies.Ê For
one insidious means toward blanket testing is to divide students into several
broad categories ("extracurricular‑ ites," troublemakers, etc.)
and then sanction drug testing on a category‑by‑ category
basis.Ê Eventually all but the most
withdrawn and uninvolved students will fall within a category that is subject
to testing.Ê (And the very data relied
on by the Corporation reports a relationship between "isolating self"
and drug and alcohol use, see Adolescent Substance Abuse, R. 13 at 18, so
perhaps we should not be so quick to assume that a school district will not try
to clear a path for testing these non‑participating students as
well.)Ê Our point is that simply
invoking the importance of deterrence is insufficient. Instead it is necessary
to closely examine both the nature of the government's concern and the efficacy
of the policy in this particular case, to ensure that the Corporation's action
fits "within the closely guarded category of constitutionally permissible
suspicionless searches."Ê Chandler,
117 S.Ct. at 1298.
Having said all this, however, we believe there is little
distinction between the nature and immediacy of the Corporation's concern and
that of the school districts in Vernonia and Todd. Both cases involve the
perennial need to reduce drug use among children.Ê And while the record does not suggest that students who committed
disciplinary infractions "were the leaders of the drug culture" or
role models‑‑as the athletes in Vernonia were, see 515 U.S. at 649,
663, 115 S.Ct. 2386‑‑the Corporation nonetheless crafted its policy
to target the narrow group of students that it perceived as most at risk for
substance abuse.Ê See id. at 661‑62,
115 S.Ct. 2386;Ê id. at 685, 115 S.Ct.
2386 (O'Connor, J., dissenting) (noting a policy that applied to students who
committed severe disciplinary infractions would subject dramatically fewer
students to testing than a policy that tested all student athletes). Similarly,
while the immediacy of the Corporation's concern does not rise to the level of
that in Vernonia‑‑where "a large segment of the student body
... was in a state of rebellion" and "disciplinary actions had
reached 'epidemic proportions,' " see id. at 662‑63, 115 S.Ct. 2386
(citations omitted)‑‑administrators at the Corporation's two high
schools were trying to address what they perceived as an increasing drug and
alcohol problem.Ê We therefore cannot
conclude that the nature and immediacy of the Corporation's concern is
meaningfully less than that of the Vernonia School District.
However, as our previous discussion alluded, there is sharp
contrast between the efficacy of the policy in Vernonia (and, by logical
extension, in Todd) and the efficacy of the policy in this case.Ê In Vernonia, a system based solely on
individualized suspicion "entail[ed] substantial difficulties‑‑
if it [were] indeed practicable at all."Ê
515 U.S. at 663, 115 S.Ct. 2386. At oral argument, we pushed the
Corporation's counsel to explain why individualized suspicion was impracticable
in this context.Ê His primary response
was that "the school board felt [individualized suspicion] works
sometimes, but it's obviously not working in the Anderson schools because we
still have a problem."Ê But our
determination of whether the Corporation has demonstrated a special need cannot
be controlled by the fact that a suspicionless regime casts a wider net than a
suspicion‑based regime.Ê A
suspicion‑based approach might never round up as many wrongdoers as a
suspicionless system, since some students may be particularly adept at hiding
the signs of their drug and alcohol use.Ê
Indeed, one of the most effective means of preventing substance abuse
among children may be to require them to provide a urine sample each time they
pass through the schoolhouse gate.Ê But,
as we have tried to emphasize, the Supreme Court has not sanctioned blanket
testing.Ê Nor has it renounced the proposition
that the Fourth Amendment normally requires individualized suspicion.Ê See Chandler, 117 S.Ct. at 1303.Ê And it is hard to imagine a scenario in
which the Corporation's school officials are better‑situated to make a
determination of individualized suspicion than in the wake of student
misconduct that warrants a three‑day suspension.
Under Indiana law, unless the "misconduct requires immediate
removal of a student," a child cannot be suspended until he or she first
meets with the school principal or similar official.Ê See Ind.Code ¤ 20‑ 8.1‑5.1‑12. At Anderson High
School, it is apparently commonplace for rule‑ breakers to meet with the
Dean of Students.Ê This meeting‑‑mandated
by state law‑‑provides an opportunity for the designated school
official to observe the child and determine whether there is a reasonable
suspicion of substance abuse.Ê Indeed,
one of the ironies of this case is that even as the Corporation endeavors to
show a special need that warrants abandonment of the Fourth Amendment's usual
requirements, the record shows that the Dean of Students at Anderson High
School evaluated Willis without any apparent difficulty and determined that
"nothing at that time [created] reasonable suspicion."
The scenario prescribed by state law‑‑an individual
meeting between the wrongdoer and a high‑ranking agent of the school district‑‑distinguishes
this case from those in which the Supreme Court has permitted suspicionless
drug testing.Ê In Von Raab, Skinner and
Vernonia, the Supreme Court "pointed to sound reasons why [an
individualized suspicion] standard would be unworkable under the unusual
circumstances presented."Ê Pierce
v. Smith, 117 F.3d 866, 886 (5th Cir.1997) (Dennis, J., dissenting).Ê In Von Raab, for example, it was impractical
to require individualized suspicion before testing customs officials because it
was "not feasible to subject [these] employees and their work product to
the kind of day‑to‑day scrutiny that is the norm in more
traditional office environments."Ê
Von Raab, 489 U.S. at 674, 109 S.Ct. 1384.Ê In Skinner, individualized suspicion was impractical because
"the scene of a serious rail accident is chaotic."Ê Skinner, 489 U.S. at 631, 109 S.Ct.
1402.Ê And although Skinner upheld
suspicionless testing after an employee violated certain safety rules‑‑regardless
of whether an accident had occurred‑‑the Federal Railroad
Administration had been relying on the wrongdoer's co‑workers and
supervisors to report signs of drug and alcohol use.Ê Because some of these co‑workers may have been involved in
"pockets of drinking and drug use involving multiple crew members,"
they were unlikely to provide information to the Administration.Ê Id. at 608, 109 S.Ct. 1402 (internal
quotation marks omitted).Ê Accordingly,
it was difficult for the Administration to detect more than a small number of
the substance abusers. See id.Ê Finally,
with respect to Vernonia (and Todd), it was of course infeasible for the Dean
of Students or a similar disciplinary figure to meet individually with all the
students participating in athletics (or other extracurricular activities).
While our striking down the Corporation's policy may make the job
of the Dean of Students or similar school officials slightly more difficult, it
is not akin to adding "to the ever‑expanding diversionary duties of
schoolteachers the new function of spotting and bringing to account drug abuse,
a task for which they are ill prepared, and which is not readily compatible
with their vocation." Vernonia, 515 U.S. at 663, 115 S.Ct. 2386.Ê At oral argument, the Corporation's counsel
described the Dean of Students as already having the "obligation" to
identify and investigate drug and alcohol use.Ê
And as Dean Nikirk's testimony indicates, the designated disciplinarians
are already fulfilling this obligation.Ê
Moreover, it is hard to believe that Deans of Students would have any difficulty
justifying a finding of reasonable suspicion in fighting cases.Ê Therefore the imposition of a suspicionless
policy seems to serve primarily demonstrative or symbolic purposes.Ê See Chandler, 117 S.Ct. at 1305.Ê Finally, Vernonia's concern that a drug
testing regime based on individualized suspicion would transform the process
into a "badge of shame" is largely superfluous here, since under the
Corporation's current policy, testing is put into motion when a student engages
in misconduct.Ê In sum, we are convinced
that the Corporation's policy addresses a concern that can be tackled by means
of a traditional, suspicion‑based approach.Ê Cf. Chandler, 117 S.Ct. at 1304 (explaining that the government
has "offered no reason why ordinary law enforcement methods would not
suffice to apprehend ... addicted individuals").
As the foregoing analysis indicates, while the nature and
immediacy of the government's concern is analogous to that in Vernonia, both
the efficacy of the policy and the privacy interest of the individual are
different. Particularly because the Corporation has not demonstrated that a
suspicion‑ based system would be unsuitable, in fact would not be highly
suitable, we think the balance of our "context‑specific
inquiry" tips in favor of Willis.Ê
We recognize, however, that we may in theory be precluding suspicionless
drug testing for students who are far less sympathetic than those in Vernonia
or Todd. But, as we have tried to make clear, it is necessary to establish some
boundaries so as not to sanction "routine drug testing ... on all students
required to attend school."Ê
Vernonia, 515 U.S. at 666, 115 S.Ct. 2386 (Ginsburg, J.,
concurring).Ê Because a suspicion‑based
system could easily address the Corporation's concern, the line that we have
drawn today strikes us as reasonable.
REVERSED.