| * Note: Be sure to select black text in the "File: Page Setup" menu option. | Adobe PDF |
SAN ANTONIO
INDEPENDENT SCHOOL DISTRICT et al., Appellants,
v.
Demetrio P.
RODRIGUEZ et al.
93 S.Ct. 1278 (1973)
411 U.S. 1, 36 L.Ed.2d 16
Mr. Justice
POWELL delivered the opinion of the Court.
This suit
attacking the Texas system of financing public education was initiated by
Mexican‑American parents whose children attend the elementary and
secondary schools in the Edgewood Independent School District, an urban school
district in San Antonio, Texas. [FN1]Ê
They brought a class action on behalf of schoolchildren throughout the
State who are members of minority groups or who are poor and reside in school
districts having a low property tax base.Ê
Named as defendants [FN2] were the State Board of Education, the
Commissioner of Education, the State Attorney General, and the Bexar County
(San Antonio) Board of Trustees. The complaint was filed in the summer of 1968
and a three‑judge court was impaneled in January 1969. [FN3]Ê In December 1971 [FN4] the panel rendered
its judgment in a per curiam opinion holding the Texas school finance system
unconstitutional under the Equal Protection Clause of the Fourteenth Amendment.
[FN5]Ê The State appealed, and we noted
probable jurisdiction to consider the far‑reaching constitutional
questions presented. 406 U.S. 966, 92 S.Ct. 2413, 32 L.Ed.2d 665 (1972).Ê For the reasons stated in this opinion, we
reverse the decision of the District Court.
FN1. Not all of
the children of these complainants attend public school. One family's children
are enrolled in private school 'because of the condition of the schools in the
Edgewood Independent School District.' Third Amended Complaint, App. 14.
FN2. The San
Antonio Independent School District, whose name this case still bears, was one
of seven school districts in the San Antonio metropolitan area that were
originally named as defendants. After a pretrial conference, the District Court
issued an order dismissing the school districts from the case.Ê Subsequently, the San Antonio Independent
School District joined in the plaintiffs' challenge to the State's school
finance system and filed an amicus curiae brief in support of that position in
this Court.
FN3. A three‑judge
court was properly convened and there are no questions as to the District
Court's jurisdiction or the direct appealability of its judgment. 28 U.S.C. ¤¤
2281, 1253.
FN4. The trial
was delayed for two years to permit extensive pretrial discovery and to allow
completion of a pending Texas legislative investigation concerning the need for
reform of its public school finance system. 337 F.Supp. 280, 285 n. 11
(W.D.Tex.1971).
FN5. 337 F.Supp.
280.Ê The District Court stayed its
mandate for two years to provide Texas an opportunity to remedy the inequities
found in its financing program.Ê The
court, however, retained jurisdiction to fashion its own remedial order if the
State failed to offer an acceptable plan. Id., at 286.
ÊI
The first Texas
State Constitution, promulgated upon Texas' entry into the Union in 1845,
provided for the establishment of a system of free schools. [FN6]Ê Early in its history, Texas adopted a dual
approach to the financing of its schools, relying on mutual participation by
the local school districts and the State.Ê
As early as 1883, the state constitution was amended to provide for the
creation of local school districts empowered to levy ad valorem taxes with the
consent of local taxpayers for the 'erection . . . of school buildings' and for
the 'further maintenance of public free schools.' [FN7] Such local funds as
were raised were supplemented by funds distributed to each district from the
State's Permanent and Available School Funds. [FN8]Ê The Permanent School Fund, its predecessor established in 1854
with $2,000,000 realized from an annexation settlement, [FN9] was thereafter
endowed with millions of acres of public land set aside to assure a continued
source of income for school support. [FN10]Ê
The Available School Fund, which received income from the Permanent School
Fund as well as from a state ad valorem property tax and other designated
taxes, [FN11] served as the disbursing arm for most state educational funds
throughout the late 1800's and first half of this century. Additionally, in
1918 an increase in state property taxes was used to finance a program
providing free textbooks throughout the State. [FN12]
FN6. Tex.Const.,
Art. X, ¤ 1 (1845):
'A general
diffusion of knowledge being essential to the preservation of the rights and
liberties of the people, it shall be the duty of the legislature of this State
to make suitable provision for the support and maintenance of public schools.'
Id., ¤ 2:
'The Legislature
shall, as early as practicable, establish free schools throughout the State,
and shall furnish means for their support by taxation on property . . ..'
FN7. Tex.Const.
of 1876, Art. 7, ¤ 3, as amended, Aug. 14, 1883, Vernon's Ann.Tex.St.
FN8. Id., Art.
7, ¤¤ 3, 4, 5.
FN9. 3 Gammel's
Laws of Texas 1847‑‑1854, p. 1461.Ê
See Tex.Const. Art. 7, ¤¤ 1, 2, 5 (interpretive commentaries); 1 Report
of Governor's Committee on Public School Education, The Challenge and the
Chance 27 (1969) (hereinafter Governor's Committee Report).
FN10.
Tex.Const., Art. 7, ¤ 5 (see also the interpretive commentary); 5 Governor's Committee
Report 11‑‑12.
FN11. The
various sources of revenue for the Available School Fund are cataloged in A
Report of the Adequacy of Texas Schools, prepared by Texas State Board of
Education, 7‑‑15 (1938) (hereinafter Texas State Bd. of Educ.).
FN12. Tex.Const.,
Art. 7, ¤ 3, as amended, Nov. 5, 1918 (see interpretive commentary).
Until recent
times, Texas was a predominantly rural State and its population and property
wealth were spread relatively evenly across the State. [FN13]Ê Sizable differences in the value of
assessable property between local school districts became increasingly evident
as the State became more industrialized and as rural‑to‑urban
population shifts became more pronounced. [FN14]Ê The location of commercial and industrial property began to play
a significant role in determining the amount of tax resources available to each
school district.Ê These growing
disparities in population and taxable property between districts were
responsible in part for increasingly notable differences in levels of local
expenditure for education. [FN15]
FN13. 1
Governor's Committee Report 35; Texas State Md. of Educ., supra, n. 11, at 5‑‑7;
J. Coons, W. Clune, & S. Sugarman, Private Wealth and Public Education 48‑‑49
(1970); E. Cubberley, School Funds and Their Apportionment 21‑‑27
(1905).
FN14. By 1940,
one‑half of the State's population was clustered in its metropolitan
centers. 1 Governor's Committee Report 35.
FN15. Gilmer‑Aikin
Committee, To Have What We Must 13 (1948).
In due time it
became apparent to those concerned with financing public education that
contributions from the Available School Fund were not sufficient to ameliorate
these disparities. [FN16]Ê Prior to
1939, the Available School Fund contributed money to every school district at a
rate of $17.50 per school‑ age child. [FN17] Although the amount was
increased several times in the early 1940's, [FN18] the Fund was providing only
$46 per student by 1945. [FN19]
FN16. Still, The
Gilmer‑Aikin Bills 11‑‑13 (1950); Texas State Bd. of Educ.,
supra, n. 11.
FN17. R. Still,
supra, n. 16, at 12.Ê It should be noted
that during this period the median per‑pupil expenditure for all schools
with an enrollment of more than 200 was approximately $50 per year.Ê During this same period, a survey conducted
by the State Board of Education concluded that 'in Texas the best educational
advantages offered by the State at present may be had for the median cost of
$52.67 per year per pupil in average daily attendance.'Ê Texas State Bd. of Educ., supra, n. 11, at
56.
FN18. General
Laws of Texas, 46th Legis., Reg.Sess.1939, c. 7, pp. 274‑‑Ê 275 ($22.50 per student); General &
Spec.Laws of Texas, 48th Legis., Reg.Sess.1943, c. 161, pp. 262‑‑263
($25 per student).
FN19. General
& Spec.Laws of Texas, 49th Legis., Reg.Sess.1945, c. 52, pp. 74‑‑75;
Still, supra, n. 16, at 12.
Recognizing the
need for increased state funding to help offset disparities in local spending
and to meet Texas' changing educational requirements, the state legislature in
the late 1940's undertook a thorough evaluation of public education with an eye
toward major reform.Ê In 1947, an 18‑member
committee, composed of educators and legislators, was appointed to explore
alternative systems in other States and to propose a funding scheme that would
guarantee a minimum or basic educational offering to each child and that would
help overcome interdistrict disparities in taxable resources.Ê The Committee's efforts led to the passage
of the Gilmer‑Aikin bills, named for the Committee's co‑chairmen,
establishing the Texas Minimum Foundation School Program [FN20]. Today, this
Program accounts for approximately half of the total educational expenditures
in Texas. [FN21]
FN20. For a
complete history of the adoption in Texas of a foundation program, see Still,
supra, n. 16.Ê See also 5 Governor's
CommitteeÊÊ Report 14; Texas Research
League, Public School Finance Problems in Texas 9 (Interim Report 1972).
FN21. For the
1970‑‑1971 school year this state aid program accounted for 48% of
all public school funds.Ê Local taxation
contributed 41.1% and 10.9% was provided in federal funds.Ê Texas Research League, supra, n. 20, at 9.
The Program
calls for state and local contributions to a fund earmarked specifically for
teacher salaries, operating expenses, and transportation costs.Ê The State, supplying funds from its general
revenues, finances approximately 80% of the Program, and the school districts
are responsible‑‑as a unit‑‑for providing the remaining
20%.Ê The districts' share, known as the
Local Fund Assignment, is apportioned among the school districts under a
formula designed to reflect each district's relative taxpaying ability.Ê The Assignment is first divided among Texas'
254 counties pursuant to a complicated economic index that takes into account
the relative value of each county's contribution to the State's total income
from manufacturing, mining, and agricultural activities.Ê It also considers each county's relative
share of all payrolls paid within the State and, to a lesser extent, considers
each county's share of all property in the State. [FN22]Ê Each county's assignment is then divided
among its school districts on the basis of each district's share of assessable
property within the county. [FN23] The district, in turn, finances its share of
the Assignment out of revenues from local property taxation.
FN22. 5
Governor's Committee Report 44‑‑48.
FN23. At
present, there are 1,161 school districts in Texas. Texas Research League,
supra, n. 20, at 12.
The design of
this complex system was twofold. ÊFirst,
it was an attempt to assure that the Foundation Program would have an
equalizing influence on expenditure levels between school districts by placing
the heaviest burden on the school districts most capable of paying.Ê Second, the Program's architects sought to
establish a Local Fund Assignment that would force every school district to
contribute to the education of its children [FN24] but that would not by itself
exhaust any district's resources. [FN25] Today every school district does
impose a property tax from which it derives locally expendable funds in excess
of the amount necessary to satisfy its Local Fund Assignment under the
Foundation Program.
FN24. In 1948,
the Gilmer‑Aikin Committee found that some school districtsÊÊÊÊÊ were not levying any local tax to support
education. Gilmer‑Aikin Committee, supra, n. 15, at 16.Ê The Texas State Board of Education Survey
found that over 400 common and independent school districts were levying no
local property tax in 1935‑‑1936. Texas State Bd. of Educ., supra
n. 11, at 39‑‑42.
FN25. Gilmer‑Aikin
Committee, supra, n. 15, at 15.
In the years
since this program went into operation in 1949, expenditures for education‑‑from
state as well as local sources‑‑have increased steadily. Between
1949 and 1967, expenditures increased approximately 500%. [FN26]Ê In the last decade alone the total public
school budget rose from $750 million to.$2.1 billion [FN27] and these increases
have been reflected in consistently rising per pupil expenditures throughout
the State. [FN28] Teacher salaries, by far the largest item in any school's
budget, have increased dramatically‑‑the state‑supported
minimum salary for teachers possessing college degrees has risen from $2,400 to
$6,000 over the last 20 years. [FN29]
FN26. 1 Governor's
Committee Report 51‑‑53.
FN27. Texas
Research League, supra, n. 20, at 2.
FN28. In the
years between 1949 and 1967, the average per‑pupil expenditure for all
current operating expenses increased from $206 to $493.Ê In that same period, capital expenditures
increased from $44 to $102 per pupil. 1 Governor's Committee Report 53‑‑54.
FN29. Acts 1949,
51st Legis., p. 625, c. 334, Art. 4, Tex.Educ.Code Ann. ¤ 16.302 (1972); see
generally 3 Governor's Committee Report 113‑‑146; Berke, Carnevale,
Morgan & White, The Texas School Finance Case: A Wrong in Search of a
Remedy, 1 J. of L. & Educ. 659, 681‑‑682 (1972).
The school
district in which appellees reside, the Edgewood Independent School District,
has been compared throughout this litigation with the Alamo Heights Independent
School District. This comparison between the least and most affluent districts
in the San Antonio area serves to illustrate the manner in which the dual
system of finance operates and to indicate the extent to which substantial disparities
exist despite the State's impressive progress in recent years.Ê Edgewood is one of seven public school
districts in the metropolitan are enrolled in its 25 elementary and secondary
schools.Ê The district is are enrolled
in its 25 elementary situated in the core‑city sector of San Antonio in a
residential neighborhood that has little commercial or industrial
property.Ê The residents are
predominantly of Mexican‑American descent: approximately 90% of the
student population is Mexican‑American and over 6% is Negro.Ê The average assessed property value per
pupil is $5,960‑‑the lowest in the metropolitan area‑‑and
the median family income ($4,686) is also the lowest. [FN30]Ê At an equalized tax rate of $1.05 per $100
of assessed property‑‑the highest in the metropolitan area‑‑the
district contributed $26 to the education of each child for the 1967‑‑1968
school year above its Local Fund Assignment for the Minimum Foundation
Program.Ê The Foundation Program
contributed $222 per pupil for a state‑local total of $248. [FN31]Ê Federal funds added another $108 for a total
of $356 per pupil. [FN32]
FN30. The family
income figures are based on 1960 census statistics.
FN31. The
Available School Fund, technically, provides a second source of state
money.Ê That Fund has continued as in
years past (see text accompanying nn. 16‑‑19, supra) to distribute
uniform per‑pupil grants to every district in the State.Ê In 1968, this Fund allotted $98 per pupil
However, because the Available School Fund contribution is always subtracted
from a district's entitlement under the Foundation Program, it plays no
significant role in educational finance today.
FN32. While
federal assistance has an ameliorating effect on the difference in school
budgets between wealthy and poor districts, the District Court rejected an
argument made by the State in that court that it should consider the effect of
the federal grant in assessing the discrimination claim. 337 F.Supp., at
284.Ê The State has not renewed that
contention here.
Alamo Heights is
the most affluent school district in San Antonio.Ê Its six schools, housing approximately 5,000 students, are
situated in a residential community quite unlike the Edgewood District.Ê The school population is predominantly
'Anglo,' having only 18% Mexican‑Americans and less than 1% Negroes. The
assessed property value per pupil exceeds $49,000, [FN33] and the median family
income is $8,001.Ê In 1967‑‑1968
the local tax rate of $.85 per $100 of valuation yielded $333 per pupil over
and above its contribution to the Foundation Program. Coupled with the $225
provided from that Program, the district was able to supply $558 per
student.Ê Supplemented by a $36 per‑pupil
grant from federal sources, Alamo Heights spent $594 per pupil.
FN33. A map of
Bexar County included in the record shows that Edgewood andÊÊÊÊÊÊÊÊÊ Alamo Heights are among the smallest
districts in the county and are of approximately equal size.Ê Yet, as the figures above indicate,
Edgewood's student population is more than four times that of Alamo Heights.Ê This factor obviously accounts for a
significant percentage of the differences between the two districts in per‑pupil
property values and expenditures. If Alamo Heights had as many students to
educate as Edgewood does (22,000) its per pupil assessed property value would
be approximately $11,100 rather than $49,000, and its per‑pupil
expenditures would therefore have been considerably lower.
Although the
1967‑‑1968 school year figures provide the only complete
statistical breakdown for each category of aid, [FN34] more recent partial
statistics indicate that the previously noted trend of increasing state aid has
been significant.Ê For the 1970‑‑1971
school year, the Foundation School Program allotment for Edgewood was $356 per
pupil, a 62% increase over the 1967‑‑68 school year. Indeed, state
aid alone in 1970‑‑1971 equaled Edgewood's entire 1967‑‑1968
school budget from local, state, and federal sources. Alamo Heights enjoyed a
similar increase under the Foundation Program, netting $491 per pupil in 1970‑‑1971.
[FN35]Ê These recent figures also reveal
the extent to which these two districts' allotments were funded from their own
required contributions to the Local Fund Assignment.Ê Alamo Heights, because of its relative wealth, was required to
contribute out of its local property tax collections approximately $100 per
pupil, or about 20% of its Foundation grant.Ê
Edgewood, on the other hand, paid only $8.46 per pupil, which is about
2.4% of its grant. [FN36]Ê It appears
then that, at least as to these two districts, the Local Fund Assignment does
reflect a rough approximation of the relative taxpaying potential of each.
[FN37]
FN34. The
figures quoted above vary slightly from those utilized in the District Court
opinion. 337 F.Supp., at 282.Ê These
trivial differences are apparently a product of that court's reliance on
slightly different statistical data than we have relied upon.
FN35. Although
the Foundation Program has made significantly greater contributions to both
school districts over the last several years, it is apparent that Alamo Heights
has enjoyed a larger gain.Ê The sizable
difference between the Alamo Heights and Edgewood grants is due to the emphasis
in the State's allocation formula on the guaranteed minimum salaries for
teachers.Ê Higher salaries are
guaranteed to teachers having more years of experience and possessing more
advanced degrees.Ê Therefore, Alamo
Heights, which has a greater percentage of experienced personnel with advanced
degrees, receives more state support.Ê
In this regard, the Texas Program
is not unlike that presently in existence in a number of other States.Ê Coones, Clune, Sugarman, supra, n. 13, at 63‑‑125.
Because more dollars have been given to districts that already spend more per
pupil, such Foundation formulas have been described as 'anti‑equalizing.'
Ibid. The formula, however, is anti‑equalizing only if viewed in absolute
terms. The percentage disparity between the two Texas districts is diminished
substantially by state aid. Alamo Heights derived in 1967‑‑1968 almost
13 times as much money from local taxes as Edgewood did.Ê The state aid grants to each district in
1970‑‑1971 lowered the ratio to approximately two to one, i.e.,
Alamo Heights had a little more than twice as much money to spend per pupil
from its combined state and local resources.
FN36. Texas
Research League, supra, n. 20, at 13.
FN37. The
Economic Index, which determines each county's share of the total Local Fund
Assignment, is based on a complex formula conceived in 1949 when the Foundation
Program was instituted.Ê See text,
supra, at 1283‑‑1284.Ê It
has frequently been suggested by Texas researchers that the formula be altered
in several respects to provide a more accurate reflection of local taxpaying
ability, especially of urban school districts. 5 Governor's Committee, Report
48; Texas Research League, TexasÊÊÊÊÊÊ
Public School Finance: A Majority of Exceptions 31‑‑32 (2d Interim
Report 1972); Berke, Carnevale, Morgan & White, supra, n. 29, at 680‑‑681.
Despite these
recent increases, substantial interdistrict disparities in school expenditures
found by the District Court to prevail in San Antonio and in varying degrees
throughout the State [FN38] still exist. And it was these disparities, largely
attributable to differences in the amounts of money collected through local
property taxation, that led the District Court to conclude that Texas' dual
system of public school financing violated the Equal Protection Clause.Ê The District Court held that the Texas system
discriminates on the basis of wealth in the manner in which education is
provided for its people. 337 F.Supp., at 282. Finding that wealth is a
'suspect' classification and that education is a 'fundamental' interest, the
District Court held that the Texas system could be sustained only if the State
could show that it was premised upon some compelling state interest. Id., at
282‑‑284.Ê On this issue the
court concluded that '(n)ot only are defendants unable to demonstrate
compelling state interests . . . they fail even to establish a reasonable basis
for these classifications.' Id., at 284.
FN38. The
District Court relied on the findings presented in an affidavit submitted by
Professor Berke of Syracuse University. His sampling of 110Ê Texas school districts demonstrated a direct
correlation between the amount of a district's taxable property and its level
of per‑pupil expenditures. But this study found only a partial
correlation between a district's median family income and per‑pupil
expenditures.Ê The study also shows, in
the relatively few districts at the extremes, an inverse correlation between
percentage of minorities and expenditures.
Categorized by
Equalized Property Values, Median Family Income, and State‑ Local Revenue
Market Value Median State &
of Taxable Family Per Cent Local
Property Income Minority Revenues
Per Pupil From 1960 Pupils Per Pupil
Above $100,000 $5,900 8% $815
(10 districts)
$100,000‑$50,000 $4,425 32% $544
(26 districts)
$50,000‑$30,000 $4,900 23% $483
(30 districts)
$30,000‑$10,000 $5,050 31% $462
(40 districts)
Below $10,000 $3,325 79% $305
(4 districts)
Although the
correlations with respect to family income and race appear only to exist at the
extremes, and although the affiant's methodology has been questioned (see
Goldstein, Interdistrict Inequalities in School Financing: A Critical Analysis
of Serrano v. Priest and its Progeny, 120 U.Pa.L.Rev. 504, 523‑‑525,
nn. 67, 71 (1972)), insofar as any of these correlations is relevant to the
constitutional thesis presented in this case we may accept its basic
thrust.Ê But see infra, at 1292‑‑1293.Ê For a defense of the reliability of the
affidavit, see Berke, Carnevale, Morgan & White, supra, n. 29.
Texas virtually
concedes that its historically rooted dual system of financing education could
not withstanding the strict judicial scrutiny that this Court has found
appropriate in reviewing legislative judgments that interfere with fundamental
constitutional rights [FN39] or that involve suspect classifications.
[FN40]Ê If, as previous decisions have
indicated, strict scrutiny means that the State's system is not entitled to the
usual presumption of validity, that the State rather than the complainants must
carry a 'heavy burden of justification,' that the State must demonstrate that
its educational system has been structured with 'precision,' and is 'tailored'
narrowly to serve legitimate objectives and that it has selected the 'less
drastic means' for effectuating its objectives, [FN41] the Texas financing
system and its counterpart in virtually every other State will not pass
muster.Ê The State candidly admits that
'(n)o one familiar with the Texas system would contend that it has yet achieved
perfection.' [FN42]Ê Apart from its
concession that educational financing in Texas has 'defects' [FN43] and
'imperfections,' [FN44] the State defends the system's rationality with vigor
and disputes the District Court's finding that it lacks a 'reasonable basis.'
FN39. E.g.,
Police Dept. of the City of Chicago v. Mosley, 408 U.S. 92, 92 S.Ct. 2286, 33
L.Ed.2d 212 (1972); Dunn v. Blumstein, 405 U.S. 330, 92 S.Ct. 995, 31 L.Ed.2d
274 (1972); Shapiro v. Thompson, 394 U.S. 618, 89 S.Ct. 1322, 22 L.Ed.2d 600
(1969).
FN40. E.g.,
Graham v. Richardson, 403 U.S. 365, 91 S.Ct. 1848, 29 L.Ed.2d 534 (1971);
Loving v. Virginia, 388 U.S. 1, 87 S.Ct. 1817, 18 L.Ed.2d 1010 (1967);
McLaughlin v. Florida, 379 U.S. 184, 85 S.Ct. 283, 13 L.Ed.2d 222 (1964).
FN41. See Dunn
v. Blumstein, supra, 405 U.S., at 343, 92 S.Ct., at 1003, and the cases
collected therein.
FN42. Brief for
Appellants 11.
FN43. Ibid.
FN44. Tr. of
Oral Arg. 3; Reply Brief for Appellants 2.
This, then,
establishes the framework for our analysis.Ê
We must decide, first, whether the Texas system of financing public
education operates to the disadvantage of some suspect class or impinges upon a
fundamental right explicitly or implicitly protected by the Constitution,
thereby requiring strict judicial scrutiny. ÊIf so, the judgment of the District Court should be affirmed.Ê If not, the Texas scheme must still be
examined to determine whether it rationally furthers some legitimate, articulated
state purpose and therefore does not constitute an invidious discrimination in
violation of the Equal Protection Clause of the Fourteenth Amendment.
II
The District
Court's opinion does not reflect the novelty and complexity of the
constitutional questions posed by appellees' challenge to Texas' system of
school financing. ÊIn concluding that
strict judicial scrutiny was required, that court relied on decisions dealing
with the rights of indigents to equal treatment in the criminal trial and
appellate processes, [FN45] and on cases disapproving wealth restrictions on
the right to vote. [FN46]Ê Those cases,
the District Court concluded, established wealth as a suspect
classification.Ê Finding that the local
property tax system discriminated on the basis of wealth, it regarded those
precedents as controlling.Ê It then
reasoned, based on decisions of this Court affirming the undeniable importance
of education, [FN47] that there is a fundamental right to education and that,
absent some compelling state justification, the Texas system could not stand.
FN45. E.g.,
Griffin v. Illinois, 351 U.S. 12, 76 S.Ct. 585, 100 L.Ed. 891 (1956); Douglas
v. California, 372 U.S. 353, 83 S.Ct. 814, 9 L.Ed.2d 811 (1963).
FN46. Harper v.
Virginia Bd. of Elections, 383 U.S. 663, 86 S.Ct. 1079, 16 L.Ed.2d 169 (1966);
McDonald v. Board of Election Com'rs, 394 U.S. 802, 89 S.Ct. 1404, 22 L.Ed.2d
739 (1969); Bullock v. Carter, 405 U.S. 134, 92 S.Ct. 849, 31 L.Ed.2d 92
(1972); Goosby v. Osser, 409 U.S. 512, 93 S.Ct. 854, 35 L.Ed.2d 36 (1973).
FN47. See cases
cited in text, infra, at 1294‑‑1295.
We are unable to
agree that this case, which in significant aspects is sui generis, may be so
neatly fitted into the conventional mosaic of constitutional analysis under the
Equal Protection Clause.Ê Indeed, for
the several reasons that follow, we find neither the suspect‑classification
not the fundamental‑ interest analysis persuasive.
A
ÊThe wealth discrimination discovered by the
District Court in this case, and by several other courts that have recently
struck down school‑financing laws in other States, [FN48] is quite unlike
any of the forms of wealth discrimination heretofore reviewed by this
Court.Ê Rather than focusing on the
unique features of the alleged discrimination, the courts in these cases have
virtually assumed their findings of a suspect classification through a
simplistic process of analysis: since, under the traditional systems of
financing public schools, some poorer people receive less expensive educations
than other more affluent people, these systems discriminate on the basis of
wealth. This approach largely ignores the hard threshold questions, including
whether it makes a difference for purposes of consideration under the
Constitution that the class of disadvantaged 'poor' cannot be identified or
defined in customary equal protection terms, and whether the relative‑‑rather
than absolute‑‑nature of the asserted deprivation is of significant
consequence.Ê Before a State's laws and
the justifications for the classifications they create are subjected to strict
judicial scrutiny, we think these threshold considerations must be analyzed
more closely than they were in the court below.
FN48. Serrano v.
Priest, 5 Cal.3d 584, 96 Cal.Rptr. 601, 487 P.2d 1241 (1971); Van Dusartz v.
Hatfield, 334 F.Supp. 870 (D.C.Minn.1971); Robinson v. Cahill, 118 N.J.Super.
223, 287 A.2d 187 (1972); Milliken v. Green, 389 Mich. 1, 203 N.W.2d 457
(1972), rehearing granted, Jan. 1973.
The case comes
to us with no definitive description of the classifying facts or delineation of
the disfavored class. Examination of the District Court's opinion and of
appellees' complaint, briefs, and contentions at oral argument suggests,
however, at least three ways in which the discrimination claimed here might be
described.Ê The Texas system of school
financing might be regarded as discriminating (1) against 'poor' persons whose
incomes fall below some identifiable level of poverty or who might be
characterized as functionally 'indigent,' [FN49] or (2) against those who are
relatively poorer than others, [FN50] or (3) against all those who,
irrespective of their personal incomes, happen to reside in relatively poorer
school districts. [FN51]Ê Our task must
be to ascertain whether, in fact, the Texas system has been shown to
discriminate on any of these possible bases and, if so, whether the resulting
classification may be regarded as suspect.
FN49. In their
complaint, appellees purported to represent a class composed of persons who are
'poor' and who reside in school districts having a 'low value of . . .
property.'Ê Third Amended Complaint App.
15. Yet appellees have not defined the term 'poor' with reference to any
absolute or functional level of impecunity. See text, infra, at 1290‑‑
1291.Ê See also Brief for Appellees 1,
3; Tr. of Oral Arg. 20‑‑21.
FN50. Appellees'
proof at trial focused on comparative differences in family incomes between
residents of wealthy and poor districts. They endeavored, apparently, to show
that there exists a direct correlation between personal family income and
educational expenditures.Ê See text,
infra, at 1292‑‑1293.Ê The
District Court may have been relying on this notion of relative discrimination
based on family wealth.Ê Citing
appellees' statistical proof, the court emphasized that 'those districts most
rich in property also have the highest median family income . . . while the
poor property districts are poor in income . . ..' 337ÊÊÊÊÊÊ F.Supp., at 282.
FN51. At oral
argument and in their brief, appellees suggest that description of the personal
status of the residents in districts that spend less on education is not
critical to their case.Ê In their view,
the Texas system is impermissibly discriminatory even if relatively poor
districts do not contain poor people.Ê
Brief for Appellees 43‑‑44; Tr. of Oral Arg. 20‑‑
21.Ê There are indications in the
District Court opinion that it adopted this theory of districts
discrimination.Ê The opinion repeatedly
emphasizes the comparative financial status of districts and early in the
opinion it describes appellees' class as being composed of 'all . . . children
throughout Texas who live in school districts with low property valuations.'
337 F.Supp., at 281.
The precedents
of this Court provide the proper starting point. The individuals, or groups of
individuals, who constituted the class discriminated against in our prior cases
shared two distinguishing characteristics: because of their impecunity they
were completely unable to pay for some desired benefit, and as a consequence,
they sustained an absolute deprivation of a meaningful opportunity to enjoy
that benefit.Ê In Griffin v.
Illinois,Ê 351 U.S. 12, 76 S.Ct. 585,
100 L.Ed. 891 (1956), and its progeny, [FN52] the Court invalidated state laws
that prevented an indigent criminal defendant from acquiring a transcript, or
an adequate substitute for a transcript, for use at several stages of the trial
and appeal process.Ê The payment
requirements in each case were found to occasion de facto discrimination
against those who, because of their indigency, were totally unable to pay for transcripts.Ê And the Court in each case emphasized that
no constitutional violation would have been shown if the State had provided
some 'adequate substitute' for a full stenographic transcript.Ê Britt v. North Carolina, 404 U.S. 226, 228,
92 S.Ct. 431, 434, 30 L.Ed.2d 400 (1971); Gardner v. California, 393 U.S. 367,
89 S.Ct. 580, 21 L.Ed.2d 601 (1969); Draper v. Washington, 372 U.S. 487, 83
S.Ct. 774, 9 L.Ed.2d 899 (1963); Eskridge v. Washington State Board of Prisons,
357 U.S. 214, 78 S.Ct. 1061, 2 L.Ed.2d 1269 (1958).
FN52. Mayer v.
City of Chicago, 404 U.S. 189, 92 S.Ct. 410, 30 L.Ed.2d 372 (1971); Williams v.
Oklahoma City, 395 U.S. 458, 89 S.Ct. 1818, 23 L.Ed.2d 440 (1969); Gardner v.
California, 393 U.S. 367, 89 S.Ct. 580, 21 L.Ed.2d 601 (1969); Roberts v.
LaVallee, 389 U.S. 40, 88 S.Ct. 194, 19 L.Ed.2d 41 (1967); Long v. District
Court of Iowa, 385 U.S. 192, 87 S.Ct. 362, 17 L.Ed.2d 290 (1966); Draper v.
Washington, 372 U.S. 487, 83 S.Ct. 774, 9 L.Ed.2d 899 (1963); Eskridge v.
Washington State Board ofÊ Prisons, 357
U.S. 214, 78 S.Ct. 1061, 2 L.Ed.2d 1269 (1958).
Likewise, in
Douglas v. California, 372 U.S. 353, 83 S.Ct. 814, 9 L.Ed.2d 811 (1963), a
decision establishing an indigent defendant's right to court‑ appointed
counsel on direct appeal, the Court dealt only with defendants who could not
pay for counsel from their own resources and who had no other way of gaining
representation. Douglas provides no relief for those on whom the burdens of
paying for a criminal defense are relatively speaking, great but not
insurmountable.Ê Nor does it deal with
relative differences in the quality of counsel acquired by the less wealthy.
Williams v.
Illinois, 399 U.S. 235, 90 S.Ct. 2018, 26 L.Ed.2d 586Ê (1970), and Tate v. Short, 401 U.S. 395, 91 S.Ct. 668, 28 L.Ed.2d
130 (1971), struck down criminal penalties that subjected indigents to
incarceration simply because of their inability to pay a fine.Ê Again, the disadvantaged class was composed
only of persons who were totally unable to pay the demanded sum.Ê Those cases do not touch on the question
whether equal protection is denied to persons with relatively less money on
whom designated fines impose heavier burdens.Ê
The Court has not held that fines must be structured to reflect each
person's ability to pay in order to avoid disproportionate burdens. ÊSentencing judges may, and often do, consider
the defendant's ability to pay, but in such circumstances they are guided by
sound judicial discretion rather than by constitutional mandate.
Finally, in
Bullock v. Carter, 405 U.S. 134, 92 S.Ct. 849, 31 L.Ed.2d 92Ê (1972), the Court invalidated the Texas
filing‑fee requirement for primary elections. Both of the relevant
classifying facts found in the previous cases were present there.Ê The size of the fee, often running into the
thousands of dollars and, in at least one case, as high as $8,900, effectively
barred all potential candidates who were unable to pay the required fee. As the
system provided 'no reasonable alternative means of access to the ballot' (id.,
at 149, 92 S.Ct. at 859), inability to pay occasioned an absolute denial of a
position on the primary ballot.
Only appellees'
first possible basis for describing the class disadvantaged by the Texas school‑financing
system‑‑discrimination against a class of defineably 'poor' persons‑‑might
arguably meet the criteria established in these prior cases.Ê Even a cursory examination, however,
demonstrates that neither of the two distinguishing characteristics of wealth
classifications can be found here.Ê
First, in support of their charge that the system discriminates against
the 'poor,' appellees have made no effort to demonstrate that it operates to
the peculiar disadvantage of any class fairly definable as indigent, or as
composed of persons whose incomes are beneath any designated poverty level.
Indeed, there is reason to believe that the poorest families are not
necessarily clustered in the poorest property districts.Ê A recent and exhaustive study of school
districts in Connecticut concluded that '(i)t is clearly incorrect . . . to
contend that the 'poor' live in 'poor' districts . . .. Thus, the major factual
assumption of Serrano‑‑that the educational financing system
discriminates against the 'poor'‑‑is simply false in Connecticut.'
[FN53]Ê Defining 'poor' families as
those below the Bureau of the Census 'poverty level,' [FN54] the Connecticut
study found, not surprisingly, that the poor were clustered around commercial
and industrial areas‑‑those same areas that provide the most
attractive sources of property tax income for school districts. [FN55]Ê Whether a similar pattern would be
discovered in Texas is not known, but there is no basis on the record in this
case for assuming that the poorest people‑‑defined by reference to
any level of absolute impecunity‑‑are concentrated in the poorest
districts.
FN53. Note, A
Statistical Analysis of the School Finance Decisions: On Winning Battles and
Losing Wars, 81 Yale L.J. 1303, 1328‑‑1329 (1972).
FN54. Id., at
1324 and n. 102.
FN55. Id., at
1328.
Second, neither
appellees nor the District Court addressed the fact that, unlike each of the
foregoing cases, lack of personal resources has not occasioned an absolute
deprivation of the desired benefit.Ê The
argument here is not that the children in districts having relatively low
assessable property values are receiving no public education; rather, it is
that they are receiving a poorer quality education than that available to
children in districts having more assessable wealth.Ê Apart from the unsettled and disputed question whether the
quality of education may be determined by the amount of money expended for it,
[FN56] a sufficient answer to appellees' argument is that, at least where
wealth is involved, the Equal Protection Clause does not require absolute
equality or precisely equal advantages. [FN57]Ê
Nor indeed, in view of the infinite variables affecting the educational
process, can any system assure equal quality of education except in the most
relative sense.Ê Texas asserts that the
Minimum Foundation Program provides an 'adequate' education for all children in
the State. By providing 12 years of free public‑school education, and by
assuring teachers, books, transportation, and operating funds, the Texas
Legislature has endeavored to 'guarantee, for the welfare of the state as a
whole, that all people shall have at least an adequate program of
education.Ê This is what is meant by 'A
Minimum Foundation Program of Education." [FN58] The State repeatedly
asserted in its briefs in this Court that it has fulfilled this desire and that
it now assures 'every child in every school district an adequate education.'
[FN59]Ê No proof was offered at trial
persuasively discrediting or refuting the State's assertion.
FN56. Each of
appellees' possible theories of wealth discrimination is founded on the
assumption that the quality of education varies directly with the amount of
funds expended on it and that, therefore, the difference in quality between two
schools can be determined simplistically by looking at the difference in per‑pupil
expenditures.Ê This is a matter of considerable
dispute among educators and commentators.Ê
See nn. 86 and 101, infra.
FN57. E.g.,
Bullock v. Carter, 405 U.S., at 137, 149, 92 S.Ct., at 852, 858; Mayer v. City
of Chicago, 404 U.S., at 194, 92 S.Ct., at 414; Draper v. Washington, 372 U.S.,
at 495‑‑496, 83 S.Ct., at 778‑‑779; Douglas v.
California, 372 U.S., at 357, 83 S.Ct., at 816.
FN58. Gilmer‑Aikin
Committee, supra, n. 15, at 13.Ê Indeed,
even though local funding has long been a significant aspect of educational
funding, the State has always viewed providing an acceptable education as one
of its primary functions.Ê See Texas
State Bd. of Educ., supra, n. 11, at 1, 7.
FN59. Brief for
Appellants 35; Reply Brief for Appellants 1.
For these two
reasons‑‑the absence of any evidence that the financing system
discriminates against any definable category of 'poor' people or that it
results in the absolute deprivation of education‑‑the disadvantaged
class is not susceptible of identification in traditional terms. [FN60]
FN60. An
educational financing system might be hypothesized, however, in which the
analogy to the wealth discrimination cases would be considerably closer.Ê If elementary and secondary education were
made available by the State only to those able to pay a tuition assessed
against each pupil, there would be a clearly defined class of 'poor' people‑‑definable
in terms of their inability to pay the prescribed sum‑‑who would be
absolutely precluded from receiving an education.Ê That case would present a far more compelling set of circumstances
for judicial assistance than the case before us today.Ê After all, Texas has undertaken to do a good
deal more than provide an education to those who can afford it.Ê It has provided what it considers to be an
adequate base education for all children and has attempted, though imperfectly,
to ameliorate by state funding and by the local assessment program the
disparities in local tax resources.
As suggested
above, appellees and the District Court may have embraced a second or third
approach, the second of which might be characterized as a theory of relative or
comparative discrimination based on family income. Appellees sought to prove
that a direct correlation exists between the wealth of families within each
district and the expenditures therein for education. That is, along a
continuum, the poorer the family the lower the dollar amount of education
received by the family's children.
The principal
evidence adduced in support of this comparative‑discrimination claim is
an affidavit submitted by Professor Joele S. Berke of Syracuse University's
Educational Finance Policy Institute.Ê
The District Court, relying in major part upon this affidavit and
apparently accepting the substance of appellees' theory, noted, first, a
positive correlation between the wealth of school districts, measured in terms
of assessable property per pupil, and their levels of per‑pupil
expenditures.Ê Second, the court found a
similar correlation between district wealth and the personal wealth of its
residents, measured in terms of median family income. 337 F.Supp., at 282 n. 3.
If, in fact,
these correlations could be sustained, then it might be argued that
expenditures on education‑‑equated by appellees to the quality of
education‑‑are dependent on personal wealth.Ê Appellees' comparative‑ discrimination
theory would still face serious unanswered questions, including whether a bare
positive correlation or some higher degree of correlation [FN61] is necessary
to provide a basis for concluding that the financing system is designed to operate
to the peculiar disadvantage of the comparatively poor, [FN62] and whether a
class of this size and diversity could ever claim the special protection
accorded 'suspect' classes.Ê These
questions need not be addressed in this case, however, since appellees' proof
fails to support their allegations or the District Court's conclusions.
FN61. Also, it
should be recognized that median income statistics may not define with any
precision the status of individual families within any given district.Ê A more dependable showing of comparative
wealth discrimination would also examine factors such as the average income,
the mode, and the concentration of poor families in any district.
FN62. Cf.
Jefferson v. Hackney, 406 U.S. 535, 547‑‑549, 92 S.Ct. 1724, 1723‑‑1733,
32 L.Ed.2d 285 (1972); Ely, Legislative and Administrative Motivation in
Constitutional Law, 79 Yale L.J. 1205, 1258‑‑1259 (1970); Simon,
The School Finance Decisions: Collective Bargaining and Future Finance Systems,
82 Yale L.J. 409, 439‑‑440 (1973).
Professor
Berke's affidavit is based on a survey of approximately 10% of the school
districts in Texas.Ê His findings,
previously set out in the margin, [FN63] show only that the wealthiest few
districts in the sample have the highest median family incomes and spend the
most on education, and that the several poorest districts have the lowest
family incomes and devote the least amount of money to education.Ê For the remainder of the districts‑‑96
districts composing almost 90% of the sample‑‑the correlation is
inverted, i.e., the districts that spend next to the most money on education
are populated by families having next to the lowest median family incomes while
the districts spending the least have the highest median family incomes.Ê It is evident that, even if the conceptual
questions were answered favorably to appellees, no factual basis exists upon
which to found a claim of comparative wealth discrimination. [FN64]
FN63. Supra, at
1287 n. 38.
FN64. Studies in
other States have also questioned the existence of any dependable correlation
between a district's wealth measured in terms of assessable property and the
collective wealth of families residing in the district measured in terms of
median family income. Ridenour & Ridenour, Serrano v. Priest: Wealth and
Kansas School Finance, 20 Kan.L. 213, 225 (1972) ('it can be argued that there
exists in Kansas almost an inverse correlation: districts with highest income
per pupil have low assessed value per pupil, and districts with high assessed
value per pupil have lowÊÊÊÊÊÊ income per
pupil'); Davis, Taxpaying Ability: A Study of the Relationship Between Wealth
and Income in California Counties, in The Challenge of Change in School
Finance, 10th Nat. Educational Assn. Conf. on School Finance 199 (1967).Ê Note, 81 Yale L.J., supra, n. 53.Ê See also Goldstein, supra, n. 38, at 522‑‑527.
This brings us,
then, to the third way in which the classification scheme might be defined‑‑district
wealth discrimination.Ê Since the only
correlation indicated by the evidence is between district property wealth and
expenditures, it may be argued that discrimination might be found without
regard to the individual income characteristics of district residents. Assuming
a perfect correlation between district property wealth and expenditures from
top to to bottom, the disadvantaged class might be viewed as encompassing every
child in every district except the district that has the most assessable wealth
and spends the most on education. [FN65] Alternatively, as suggested in Mr.
Justice MARSHALL's dissenting opinion, post, at 1329, the class might be
defined more restrictively to include children in districts with assessable
property which falls below the statewide average, or median, or below some
other artificially defined level.
FN65. Indeed,
this is precisely how the plaintiffs in Serrano v. PriestÊÊÊÊÊÊÊ defined the class they purported to
represent: 'Plaintiff children claim to represent a class consisting of all
public school pupils in California, 'except children in that school district .
. . which . . . affords the greatest educational opportunity of all school
districts within California. '' 5 Cal.3d, at 589, 96 Cal.Rptr., at 604, 487
P.2d, at 1244.Ê See also Van Dusartz v.
Hatfield, 334 F.Supp., at 873.
However
described, it is clear that appellees' suit asks this Court to extend its most
exacting scrutiny to review a system that allegedly discriminates against a
large, diverse, and amorphous class, unified only by the common factor of
residence in districts that happen to have less taxable wealth than other
districts. [FN66] The system of alleged discrimination and the class it defines
have none of the traditional indicia of suspectness: the class is not saddled
with such disabilities, or subjected to such a history of purposeful unequal
treatment, or relegated to such a position of political powerlessness as to
command extraordinary protection from the majoritarian political process.
FN66. Appellees,
however, have avoided describing the Texas system as one resulting merely in
discrimination between districts per se since this Court has never questioned
the State's power to draw reasonable distinctions between political
subdivisions within its borders.Ê
GriffinÊÊÊÊÊÊÊÊÊÊÊ v. County
School Board of Prince Edward County, 377 U.S. 218, 230‑‑231, 84
S.Ct. 1226, 1232‑‑1233, 12 L.Ed.2d 256 (1964); McGowan v. Maryland,
366 U.S. 420, 427, 81 S.Ct. 1101, 1105, 6 L.Ed.2d 393 (1961); Salsburg v.
Maryland, 346 U.S. 545, 552, 74 S.Ct. 280, 284, 98 L.Ed. 281 (1954).
ÊWe thus conclude that the Texas system does
not operate to the peculiar disadvantage of any suspect class.Ê But in recognition of the fact that this
Court has never heretofore held that wealth discrimination alone provides an
adequate basis for invoking strict scrutiny, appellees have not relied solely
on this contention. [FN67]Ê They also
assert that the State's system impermissibly interferes with the exercise of a
'fundamental' right and that accordingly the prior decisions of this Court
require the application of the strict standard of judicial review.Ê Graham v. Richardson, 403 U.S. 365, 375‑‑376,
91 S.Ct. 1848, 1853‑‑1854, 29 L.Ed.2d 534 (1971); Kramer v. Union
Free School District, 395 U.S. 621, 89 S.Ct. 1886, 23 L.Ed.2d 583 (1969);
Shapiro v. Thompson, 394 U.S. 618, 89 S.Ct. 1322, 22 L.Ed.2d 600 (1969).Ê It is this question‑‑whether
education is a fundamental right, in the sense that it is among the rights and
liberties protected by the Constitution‑‑which has so consumed the
attention of courts and commentators in recent years. [FN68]
FN67. E.g.,
Harper v. Virginia Bd. of Elections, 383 U.S. 663, 86 S.Ct.ÊÊÊÊÊ 1079, 16 L.Ed.2d 169 (1966); United
States v. Kras, 409 U.S. 434, 93 S.Ct. 631, 34 L.Ed.2d 626 (1973).Ê See Mr. Justice MARSHALL'S dissenting
opinion, post, at 1342.
FN68. See
Serrano v. Priest, supra; Van Dusartz v. Hatfield, supra; Robinson v. Cahill,
118 N.J.Super. 223, 287 A.2d 187, (1972); Coons, Clune & Sugarman, supra,
n. 13, at 339‑‑393; Goldstein, supra, n. 38, at 534‑‑541;
Vieira, Unequal Educational Expenditures: Some Minority Views on Serrano v.
Priest, 37 Mo.L.Rev. 617, 618‑‑624 (1972); Comment, Educational
Financing, Equal Protection of the Laws, and the Supreme Court, 70 Mich.L.Rev.
1324, 1335‑‑1342 (1972); Note, The Public School Financing Cases:
Interdistrict Inequalities and Wealth Discrimination, 14 Ariz.L.Rev. 88, 120‑‑124
(1972).
ÊB
In Brown v.
Board of Education, 347 U.S. 483, 74 S.Ct. 686, 98 L.Ed. 873Ê (1954), a unanimous Court recognized that
'education is perhaps the most important function of state and local governments.'
Id., at 493, 74 S.Ct., at 691.Ê What was
said there in the context of racial discrimination has lost none of its
vitality with the passage of time:
'Compulsory
school attendance laws and the great expenditures for education both
demonstrate our recognition of the importance of education to our democratic
society.Ê It is required in the
performance of our most basic public responsibilities, even service in the
armed forces.Ê It is the very foundation
of good citizenship.Ê Today it is a
principal instrument in awakening the child to cultural values, in preparing
him for later professional training, and in helping him to adjust normally to
his environment. In these days, it is doubtful that any child may reasonably be
expected to succeed in life if he is denied the opportunity of an
education.Ê Such an opportunity, where
the state has undertaken to provide it, is a right which must be made available
to all on equal terms.' Ibid.
This theme,
expressing an abiding respect for the vital role of education in a free
society, may be found in numerous opinions of Justices of this Court writing
both before and after Brown was decided.Ê
Wisconsin v. Yoder, 406 U.S. 205, 213, 92 S.Ct. 1526, 1532, 32 L.Ed.2d
234 (Burger, C.J.), 237, 238‑‑239, 92 S.Ct. 1544‑‑1545
(White, J.), (1972); Abington School Dist. v. Schempp, 374 U.S. 203, 230, 83
S.Ct. 1560, 1575, 10 L.Ed.2d 844 (1963) (Brennan, J.); People of State of
Illinois ex rel. McCollum v. Board of Education, 333 U.S. 203, 212, 68 S.Ct.
461, 465, 92 L.Ed. 649 (1948) (Frankfurter, J.); Pierce v. Society of Sisters,
268 U.S. 510, 45 S.Ct. 571, 69 L.Ed. 1070 (1925); Meyer v. Nebraska, 262 U.S.
390, 43 S.Ct. 625, 67 L.Ed. 1042 (1923); Interstate Consolidated Street R. Co.
v. Massachusetts, 207 U.S. 79, 28 S.Ct. 26, 52 L.Ed. 111 (1907).
Nothing this
Court holds today in any way detracts from our historic dedication to public
education.Ê We are in complete agreement
with the conclusion of the three‑judge panel below that 'the grave
significance of education both to the individual and to our society' cannot be
doubted. [FN69] But the importance of a service performed by the State does not
determine whether it must be regarded as fundamental for purposes of
examination under the Equal Protection Clause.Ê
Mr. Justice Harlan, dissenting from the Court's application of strict
scrutiny to a law impinging upon the right of interstate travel, admonished
that '(v)irtually every state statute affects important rights.' Shapiro v.
Thompson, 394 U.S., at 655, 661, 89 S.Ct., at 1342, 1345.Ê In his view, if the degree of judicial
scrutiny of state legislation fluctuated, depending on a majority's view of the
importance of the interest affected, we would have gone 'far toward making this
Court a 'super‑ legislature." Ibid. We would, indeed, then be
assuming a legislative role and one for which the Court lacks both authority
and competence.Ê But Mr. Justice
Stewart's response in Shapiro to Mr. Justice Harlan's concern correctly
articulates the limits of the fundamental‑rights rationale employed in
the Court's equal protection decisions:
FN69. 337
F.Supp., at 283.
'The Court today
does not 'pick out particular human activities, characterize them as
'fundamental,' and give them added protection . . ..' To the contrary, the
Court simply recognizes, as it must, an established constitutional right, and
gives to that right no less protection than the Constitution itself demands.'
Id., at 642, 89 S.Ct., at 1335. (Emphasis in original.)
Mr. Justice
Stewart's statement serves to underline what the opinion of the Court in
Shapiro makes clear. In subjecting to strict judicial scrutiny state welfare
eligibility statutes that imposed a one‑year durational residency
requirement as a precondition to receiving AFDC benefits, the Court explained:
'(I)n moving
from State to State . . . appellees were exercising a constitutional right, and
any classification which serves to penalize the exercise of that right, unless
shown to be necessary to promote a compelling governmental interest, is
unconstitutional.' Id., at 634, 89 S.Ct., at 1331. (Emphasis in original.)
The right to
interstate travel had long been recognized as a right of constitutional
significance, [FN70] and the Court's decision, therefore, did not require an ad
hoc determination as to the social or economic importance of that right. [FN71]
FN70. E.g.,
United States v. Guest, 383 U.S. 745, 757‑‑759, 86 S.Ct. 1170, 1177‑‑1179,
16 L.Ed.2d 239 (1966); Oregon v. Mitchell, 400 U.S. 112, 229, 237‑‑238,
91 S.Ct. 260, 317, 321‑‑322, 27 L.Ed.2d 272 (1970) (opinion of
Brennan, White, and Marshall, JJ.).
FN71. After
Dandridge v. Williams, 397 U.S. 471, 90 S.Ct. 1153, 25 L.Ed.2d 491 (1970),
there could be no lingering question about the constitutional foundation for
the Court's holding in Shapiro. In Dandridge, the Court applied the rational‑basis
test in reviewing Maryland's maximum family grant provision under its AFDC
program.Ê A federal district court held
the provision unconstitutional, applying a stricter standard of review. In the
course of reversing the lower court, the Court distinguished Shapiro properly
on the ground that in that case 'the Court found state interference with the
constitutionally protected freedom of interstate travel.' Id., at 484 n. 16, 90
S.Ct., at 1161.
Lindsey v.
Normet, 405 U.S. 56, 92 S.Ct. 862, 31 L.Ed.2d 36 (1972), decided only last
Term, firmly reiterates that social importance is not the critical determinant
for subjecting state legislation to strict scrutiny. The complainants in that
case, involving a challenge to the procedural limitations imposed on tenants in
suits brought by landlords under Oregon's Forcible Entry and Wrongful Detainer
Law, urged the Court to examine the operation of the statute under 'a more
stringent standard than mere rationality.' Id., at 73, 92 S.Ct., at 874.Ê The tenants argued that the statutory
limitations implicated 'fundamental interests which are particularly important
to the poor,' such as the "need for decent shelter" and the
"right to retain peaceful possession of one's home." Ibid. Mr. Justice
White's analysis, in his opinion for the Court is instructive:
'We do not
denigrate the importance of decent, safe and sanitary housing. But the
Constitution does not provide judicial remedies for every social and economic
ill.Ê We are unable to perceive in that
document any constitutional guarantee of access to dwellings of a particular
quality or any recognition of the right of a tenant to occupy the real property
of his landlord beyond the term of his lease, without the payment of rent . .
.. Absent constitutional mandate, the assurance of adequate housing and the
definition of landlord‑tenant relationships are legislative, not
judicial, functions.' Id., at 74, 92 S.Ct., at 874. (Emphasis supplied.)
Similarly, in
Dandridge v. Williams, 397 U.S. 471, 90 S.Ct. 1153, 25 L.Ed.2d 491 (1970), the
Court's explicit recognition of the fact that the 'administration of public
welfare assistance . . . involves the most basic economic needs of impoverished
human beings,' id., at 485, 90 S.Ct., at 1162, [FN72] provided no basis for
departing from the settled mode of constitutional analysis of legislative
classifications involving questions of economic and social policy. As in the
case of housing, the central importance of welfare benefits to the poor was not
an adequate foundation for requiring the State to justify its law by showing
some compelling state interest.Ê See
also Jefferson v. Hackney, 406 U.S. 535, 92 S.Ct. 1724, 32 L.Ed.2d 285 (1972);
Richardson v. Belcher, 404 U.S. 78, 92 S.Ct. 254, 30 L.Ed.2d 231 (1971).
FN72. The Court
refused to apply the strict‑scrutiny test despite its contemporaneous
recognition in Goldberg v. Kelly, 397 U.S. 254, 264, 90 S.Ct. 1011, 1018, 25
L.Ed.2d 287 (1970) that 'welfare provides the means to obtain essential food,
clothing, housing, and medical care.'
The lesson of
these cases in addressing the question now before the Court is plain.Ê It is not the province of this Court to
create substantive constitutional rights in the name of guaranteeing equal
protection of the laws.Ê Thus, the key
to discovering whether education is 'fundamental' is not to be found in
comparisons of the relative societal significance of education as opposed to
subsistence or housing.Ê Nor is it to be
found by weighing whether education is as important as the right to
travel.Ê Rather, the answer lies in
assessing whether there is a right to education explicitly or implicitly
guaranteed by the Constitution. Eisenstadt v. Baird, 405 U.S. 438, 92 S.Ct.
1029, 31 L.Ed.2d 349 (1972); [FN73] Dunn v. Blumstein, 405 U.S. 330, 92 S.Ct.
995, 31 L.Ed.2d 274 (1972); [FN74] Police Dept. of City of Chicago v. Mosley,
408 U.S. 92, 92 S.Ct. 2286, 33 L.Ed.2d 212 (1972); [FN75] Skinner v. Oklahoma
ex rel. Williamson, 316 U.S. 535, 62 S.Ct. 1110, 86 L.Ed. 1655 (1942). [FN76]
FN73. In
Eisenstadt, the Court struck down a Massachusetts statute that prohibited the
distribution of contraceptive devices, finding that the law failed 'to satisfy
even the more lenient equal protection standard.' 405 U.S., at 447 n. 7, 92
S.Ct., at 1035. Nevertheless, in dictum, the Court recited the correct form of
equal protection analysis: '(I)f we were to conclude that the Massachusetts
statute impinges upon fundamental freedoms under Griswold (v. Connecticut, 381
U.S. 479, 85 S.Ct. 1678, 14 L.Ed.2d 510 (1965)), the statutory classification
would have to be not merely rationally related to a valid public purpose but
necessary to the achievement of a compelling state interest.' Ibid. (emphasis
in original).
FN74. Dunn fully
canvasses this Court's voting rights cases and explains that 'this Court has
made clear that a citizen has a constitutionallyÊÊÊÊÊÊÊÊÊÊÊ protected right to participate in elections on an equal
basis with other citizens in the jurisdiction.' 405 U.S., at 336, 92 S.Ct., at
1000 (emphasis supplied).Ê The
constitutional underpinnings of the right to equal treatment in the voting
process can no longer be doubted even though, as the Court noted in Harper v.
Virginia Bd. of Elections, 383 U.S., at 665, 86 S.Ct., at 1080, 'the right to
vote in state elections is nowhere expressly mentioned.'Ê See Oregon v. Mitchell, 400 U.S., at 135,
138‑‑ 144, 91 S.Ct., at 270, 271‑‑275 (Douglas, J.)
229, 241‑‑242, 91 S.Ct. 317, 323‑‑324 (Brennan, White,
and Marshall, JJ.); Bullock v. Carter, 405 U.S., at 140‑‑144, 92 S.Ct.,
at 854‑‑856; Kramer v. Union Free School District, 395 U.S. 621,
625‑‑630, 89 S.Ct. 1886, 1888‑‑1889, 23 L.Ed.2d 583
(1969); Williams v. Rhodes, 393 U.S. 23, 29, 30‑‑31, 89 S.Ct. 5, 9,
10‑‑11, 21 L.Ed.2d 24 (1968); Reynolds v. Sims, 377 U.S. 533, 554‑‑562,
84 S.Ct. 1362, 1377‑‑1382, 12 L.Ed.2d 506 (1964); Gray v. Sanders,
372 U.S. 368, 379‑‑381, 83 S.Ct. 801, 807‑‑809, 9
L.Ed.2d 821 (1963).
FN75. In Mosley,
the Court struck down a Chicago anti‑picketing ordinance that exempted
labor picketing from its prohibitions. The ordinance was held invalid under the
Equal Protection Clause after subjecting it to careful scrutiny and finding
that the ordinance was notÊÊÊÊÊÊÊÊÊÊÊ
narrowly drawn.Ê The stricter standard
of review was appropriately applied since the ordinance was one 'affecting
First Amendment interests.' 408 U.S., at 101, 92 S.Ct., at 2293.
FN76. Skinner
applied the standard of close scrutiny to a state law permitting forced
sterilization of 'habitual criminals.' Implicit in the Court's opinion is the
recognition that the right of procreation is among the rights of personal
privacy protected under the Constitution.Ê
See Roe v. Wade, 410 U.S. 113, 152, 93 S.Ct. 705, 726, 35 L.Ed.2d 147
(1973).
ÊEducation, of course, is not among the rights
afforded explicit protection under our Federal Constitution. Nor do we find any
basis for saying it is implicitly so protected. As we have said, the undisputed
importance of education will not alone cause this Court to depart from the
usual standard for reviewing a State's social and economic legislation.Ê It is appellees' contention, however, that
education is distinguishable from other services and benefits provided by the
State because it bears a peculiarly close relationship to other rights and
liberties accorded protection under the Constitution. Specifically, they insist
that education is itself a fundamental personal right because it is essential
to the effective exercise of First Amendment freedoms and to intelligent
utilization of the right to vote.Ê In
asserting a nexus between speech and education, appellees urge that the right
to speak is meaningless unless the speaker is capable of articulating his
thoughts intelligently and persuasively.Ê
The 'marketplace of ideas' is an empty forum for those lacking basic
communicative tools. Likewise, they argue that the corollary right to receive
information [FN77] becomes little more than a hollow privilege when the
recipient has not been taught to read, assimilate, and utilize available
knowledge.
FN77. See, e.g.,
Red Lion Broadcasting Co. v. FCC, 395 U.S. 367, 389‑‑ 390, 89 S.Ct.
1794, 1806‑‑1807, 23 L.Ed.2d 371 (1969); Stanley v. Georgia, 394
U.S. 557, 564, 89 S.Ct. 1243, 1247, 22 L.Ed.2d 542 (1969); Lamont v. Postmaster
General, 381 U.S. 301, 306‑‑307, 85 S.Ct. 1493, 1496‑‑1497,
14 L.Ed.2d 398 (1965).
ÊA similar line of reasoning is pursued with
respect to the right to vote. [FN78]Ê
Exercise of the franchise, it is contended, cannot be divorced from the
educational foundation of the voter.Ê
The electoral process, if reality is to conform to the democratic ideal,
depends on an informed electorate: a voter cannot cast his ballot intelligently
unless his reading skills and thought processes have been adequately developed.
FN78. Since the
right to vote, per se, is not a constitutionally protected right, we assume
that appellees' references to that right are simply shorthand references to the
protected right, implicit in our constitutional system, to participate in state
elections on an equal basis with other qualified voters whenever the State has
adopted an elective process for determining who will represent any segment of
the State's population.Ê See n. 74,
supra.
We need not
dispute any of these propositions.Ê The
Court has long afforded zealous protection against unjustifiable governmental
interference with the individual's rights to speak and to vote.Ê Yet we have never presumed to possess either
the ability or the authority to guarantee to the citizenry the most effective
speech or the most informed electoral choice.Ê
That these may be desirable goals of a system of freedom of expression
and of a representative form of government is not to be doubted. [FN79]Ê These are indeed goals to be pursued by a
people whose thoughts and beliefs are freed from governmental
interference.Ê But they are not values
to be implemented by judicial instruction into otherwise legitimate state
activities.
FN79. The States
have often pursued their entirely legitimate interest inÊ assuring 'intelligent exercise of the franchise,' Katzenbach v.
Morgan, 384 U.S. 641, 655, 86 S.Ct. 1717, 1726, 16 L.Ed.2d 828 (1966), through
such devices as literacy tests and age restrictions on the right to vote.Ê See ibid.; Oregon v. Mitchell, 400 U.S. 112,
91 S.Ct. 260, 27 L.Ed.2d 272 (1970).Ê
And, where those restrictions have been found to promote intelligent use
of the ballot without discriminating against those racial and ethnic minorities
previously deprived of an equal educational opportunity, this Court has upheld
their use.Ê Compare Lassiter v.
Northampton County Bd. of Elections, 360 U.S. 45, 79 S.Ct. 985, 3 L.Ed.2d 1072
(1959), with Oregon v. Mitchell, supra, 400 U.S., at 133, 91 S.Ct., at 269
(Black, J.), 135, 144‑‑147, 91 S.Ct. 270, 274‑‑276
(Douglas, J.), 152, 216‑‑217, 91 S.Ct. 279, 310‑‑311
(Harlan, j.), 229, 231‑‑236, 91 S.Ct. 317, 318‑‑321
(Brennan, White, and Marshall, JJ.), 281, 282‑‑284, 91 S.Ct. 343‑‑344
(Stewart, J.), and Gaston County v. United States, 395 U.S. 285, 89 S.Ct. 1720,
23 L.Ed.2d 309 (1969).
ÊEven if it were conceded that some identifiable
quantum of education is a constitutionally protected prerequisite to the
meaningful exercise of either right, we have no indication that the present
levels of educational expenditures in Texas provide an education that falls
short. Whatever merit appellees' argument might have if a State's financing
system occasioned an absolute denial of educational opportunities to any of its
children, that argument provides no basis for finding an interference with
fundamental rights where only relative differences in spending levels are
involved and where‑‑as is true in the present case‑‑no
charge fairly could be made that the system fails to provide each child with an
opportunity to acquire the basic minimal skills necessary for the enjoyment of
the rights of speech and of full participation in the political process.
Furthermore, the
logical limitations on appellees' nexus theory are difficult to perceive.Ê How, for instance, is education to be
distinguished from the significant personal interests in the basics of decent
food and shelter? Empirical examination might well buttress an assumption that
the ill‑fed, ill‑ clothed, and ill‑housed are among the most
ineffective participants in the political process, and that they derive the
least enjoyment from the benefits of the First Amendment. [FN80]Ê If so, appellees' thesis would cast serious
doubt on the authority of Dandridge v. Williams, supra and Lindsey v. Normer,
supra.
FN80. See
Schoettle, The Equal Protection Clause in Public Education, 71 Col.L.Rev. 1355,
1389‑‑1390 (1971); Vieira, supra, n. 68, at 622‑‑ 623;
Comment, Tenant Interest Representation: Proposal for a National Tenants'
Association, 47 Tex.L.Rev. 1160, 1172‑‑1173, n. 61 (1969).
ÊWe have carefully considered each of the
arguments supportive of the District Court's finding that education is a
fundamental right or liberty and have found those arguments unpersuasive.Ê In one further respect we find this a
particularly inappropriate case in which to subject state action to strict
judicial scrutiny.Ê The present case, in
another basic sense, is significantly different from any of the cases in which
the Court has applied strict scrutiny to state or federal legislation touching
upon constitutionally protected rights.Ê
Each of our prior cases involved legislation which 'deprived,'
'infringed,' or 'interfered' with the free exercise of some such fundamental
personal right or liberty. See Skinner v. Oklahoma, ex rel. Williamson, supra,
316 U.S. at 536, 62 S.Ct. at 1111; Shapiro v. Thompson, supra, 394 U.S. at 634,
89 S.Ct. at 1331; Dunn v. Blumstein, supra, 405 U.S. at 338‑‑343,
92 S.Ct. at 1001‑‑1004.Ê A
critical distinction between those cases and the one now before us lies in what
Texas is endeavoring to do with respect to education.Ê Mr. Justice Brennan, writing for the Court in Katzenbach v.
Morgan, 384 U.S. 641, 86 S.Ct. 1717, 16 L.Ed.2d 828 (1966), expresses well the
salient point: [FN81]
FN81. Katzenbach
v. Morgan involved a challenge by registered voters in New York City to a
provision of the Voting Rights Act of 1965 thatÊÊÊÊÊÊÊÊÊÊÊ
prohibited enforcement of a state law calling for English literacy tests for
voting.Ê The law was suspended as to
residents from Puerto Rico who had completed at least six years of education at
an 'American‑flag' school in that country even though the language of
instruction was other than English.Ê
This Court upheld the questioned provision of the 1965 Act over the
claim that it discriminated against those with a sixth‑grade education
obtained in non‑English‑speaking schools other than the ones
designated by the federal legislation.
'This is not a
complaint that Congress . . . has unconstitutionally denied or diluted anyone's
right to vote but rather that Congress violated the Constitution by not
extending the relief effected (to others similarly situated) . . ..
'(The federal
law in question) does not restrict or deny the franchise but in effect extends
the franchise to persons who otherwise would be denied it by state law. . .
.Ê We need only decide whether the
challenged limitation on the relief effected . .. was permissible.Ê In deciding that question, the principle
that calls for the closest scrutiny of distinctions in laws denying fundamental
rights . . . is inapplicable; for the distinction challenged by appellees is
presented only as a limitation on a reform measure aimed at eliminating an
existing barrier to the exercise of the franchise. Rather, in deciding the
constitutional propriety of the limitations in such a reform measure we are
guided by the familiar principles that a 'statute is not invalid under the
Constitution because it might have gone farther than it did,' . . . that a
legislature need not 'strike at all evils at the same time,' . . . and that
'reform may take one step at a time, addressing itself to the phase of the
problem which seems most acute to the legislative mind . . ..'' Id., at 656‑‑657,
86 S.Ct., at 1727. (Emphasis in original.)
The Texas system
of school financing is not unlike the federal legislation involved in
Katzenbach in this regard.Ê Every step
leading to the establishment of the system Texas utilizes today‑‑including
the decisions permitting localities to tax and expend locally, and creating and
continuously expanding the state aid‑‑was implemented in an effort
to extend public education and to improve its quality. [FN82]Ê Of course, every reform that benefits some
more than others may be criticized for what it fails to accomplish.Ê But we think it plain that, in substance,
the thrust of the Texas system is affirmative and reformatory and, therefore,
should be scrutinized under judicial principles sensitive to the nature of the
State's efforts and to the rights reserved to the States under the
Constitution. [FN83]
FN82. Cf. Meyer
v. Nebraska, 262 U.S. 390, 43 S.Ct. 625, 67 L.Ed. 1042 (1923); Pierce v.
Society of Sisters, 268 U.S. 510, 45 S.Ct. 571, 69ÊÊ L.Ed. 1070 (1925); Hargrave v. Kirk, 313 F.Supp. 944
(M.D.Fla.1970), vacated, 401 U.S. 476, 91 S.Ct. 856, 28 L.Ed.2d 196 (1971).
FN83. See Schilb
v. Kuebel, 404 U.S. 357, 92 S.Ct. 479, 30 L.Ed.2d 502 (1971); McDonald v. Board
of Election Com'rs, 394 U.S. 802, 89 S.Ct. 1404, 22 L.Ed.2d 739 (1969).
ÊC
ÊIt should be clear, for the reasons stated
above and in accord with the prior decisions of this Court, that this is not a
case in which the challenged state action must be subjected to the searching
judicial scrutiny reserved for laws that create suspect classifications or
impinge upon constitutionally protected rights.
We need not rest
our decision, however, solely on the inappropriateness of the strict‑scrutiny
test.Ê A century of Supreme Court
adjudication under the Equal Protection Clause affirmatively supports the
application of the traditional standard of review, which requires only that the
State's system be shown to bear some rational relationship to legitimate state
purposes. This case represents far more than a challenge to the manner in which
Texas provides for the education of its children.Ê We have here nothing less than a direct attack on the way in which
Texas has chosen to raise and disburse state and local tax revenues.Ê We are asked to condemn the State's judgment
in conferring on political subdivisions the power to tax local property to
supply revenues for local interests.Ê In
so doing, appellees would have the Court intrude in an area in which it has
traditionally deferred to state legislatures. [FN84]Ê This Court has often admonished against such interferences with
the State's fiscal policies under the Equal Protection Clause:
FN84. See, e.g.,
Bell's Gap R. Co. v. Pennsylvania, 134 U.S. 232, 10 S.Ct. 533, 33 L.Ed. 892
(1890); Carmichael v. Southern Coal & Coke Co., 301 U.S. 495, 508‑‑509,
57 S.Ct. 868, 871‑‑872, 81 L.Ed. 1245 (1937); Allied Stores of
Ohio, Inc. v. Bowers, 358 U.S. 522, 79 S.Ct. 437, 3 L.Ed.2d 480 (1959).
'The broad discretion
as to classification possessed by a legislature in the field of taxation has
long been recognized. . . . (T)he passage of time has only served to underscore
the wisdom of that recognition of the large area of discretion which is needed
by a legislature in formulating sound tax policies. . . .Ê It has . . . been pointed out that in
taxation, even more than in other fields, legislatures possess the greatest
freedom in classification.Ê Since the
members of a legislature necessarily enjoy a familiarity with local conditions
which this Court cannot have, the presumption of constitutionality can be
overcome only by the most explicit demonstration that a classification is a
hostile and oppressive discrimination against particular persons and classes. .
. .' Madden v. Kentucky, 309 U.S. 83, 87‑‑ 88, 60 S.Ct. 406, 408,
84 L.Ed. 590 (1940).
See also
Lehnhausen v. Lake Shore Auto Parts Co., 410 U.S. 356, 93 S.Ct. 1001, 35
L.Ed.2d 351 (1973); Wisconsin v. J. C. Penney Co., 311 U.S. 435, 445, 61 S.Ct.
246, 250, 85 L.Ed. 267 (1940).
Thus, we stand
on familiar grounds when we continue to acknowledge that the Justices of this
Court lack both the expertise and the familiarity with local problems so
necessary to the making of wise decisions with respect to the raising and
disposition of public revenues.Ê Yet, we
are urged to direct the States either to alter drastically the present system
or to throw out the property tax altogether in favor of some other form of
taxation.Ê No scheme of taxation,
whether the tax is imposed on property, income, or purchases of goods and
services, has yet been devised which is free of all discriminatory impact. In
such a complex arena in which no perfect alternatives exist, the Court does
well not to impose too rigorous a standard of scrutiny lest all local fiscal
schemes become subjects of criticism under the Equal Protection Clause. [FN85]
FN85. Those who
urge that the present system be invalidated offer little guidance as to what
type of school financing should replace it.Ê
The mostÊÊÊ likely result of
rejection of the existing system would be state‑wide financing of all
public education with funds derived from taxation of property or from the
adoption or expansion of sales and income taxes.Ê See Simon, supra, n. 62. The authors of Private Wealth and Public
Education, supra, n. 13, at 201‑‑242, suggest an alternative
scheme, known as 'district power equalizing.'Ê
In simplest terms, the State would guarantee that at any particular rate
of property taxation the district would receive a stated number of dollars
regardless of the district's tax base.Ê
To finance the subsidies to 'poorer' districts, funds would be taken
away from the 'wealthier' districts that, because of their higher property
values, collect more than the stated amount at any given rate.Ê This is not the place to weigh the arguments
for an against 'district power equalizing,' beyond noting that commentators are
in disagreement as to whether it is feasible, how it would work, and indeed
whether it would violate the equal protection theory underlying appellees'
case. President's Commission on School Finance, Schools, People, & Money 32‑‑33
(1972); Bateman & Brown.Ê Some
Reflections on Serrano v. Priest, 49 J. Urban L. 701, 706‑‑708
(1972); Brest, Book Review, 23 Stan.L.Rev. 591, 594‑‑596 (1971);
Goldstein, supra, n. 38, at 542‑‑543; Wise, School Finance
Equalization Lawsuits: A Model Legislative Response, 2 Yale Rev. of L. &
Soc. Action 123, 125 (1971); Silard & White, Intrastate InequalitiesÊÊÊÊÊÊÊ in Public Education: The Case for
Judicial Relief Under the Equal Protection Clause, 1970 Wis.L.Rev. 7, 29‑‑30.
In addition to
matters of fiscal policy, this case also involves the most persistent and
difficult questions of educational policy, another area in which this Court's
lack of specialized knowledge and experience counsels against premature
interference with the informed judgments made at the state and local levels.
Education, perhaps even more than welfare assistance, presents a myriad of
'intractable economic, social, and even philosophical problems.'Ê Dandridge v. Williams, 397 U.S., at 487, 90
S.Ct. at 1163.Ê The very complexity of
the problems of financing and managing a statewide public school system suggests
that 'there will be more than one constitutionally permissible method of solving
them,' and that, within the limits of rationality, 'the legislature's efforts
to tackle the problems' should be entitled to respect.Ê Jefferson v. Hackney, 406 U.S., at 546‑‑547,
92 S.Ct., at 1731.Ê On even the most
basic questions in this area the scholars and educational experts are divided.
Indeed, one of the major sources of controversy concerns the extent to which
there is a demonstrable correlation between educational expenditures and the
quality of education [FN86]‑‑an assumed correlation underlying
virtually every legal conclusion drawn by the District Court in this case.
Related to the questioned relationship between cost and quality is the equally
unsettled controversy as to the proper goals of a system of public education.
[FN87]Ê And the question regarding the
most effective relationship between state boards of education and local school
boards, in terms of their respective responsibilities and degrees of control,
is now undergoing searching re‑examination.Ê The ultimate wisdom as to these and related problems of education
is not likely to be divined for all time even by the scholars who now so
earnestly debate the issues.Ê In such
circumstances, the judiciary is well advised to refrain from imposing on the
States inflexible constitutional restraints that could circumscribe or handicap
the continued research and experimentation so vital to finding even partial
solutions to educational problems and to keeping abreast of ever‑changing
conditions.
FN86. The
quality‑cost controversy has received considerable attention. Among the
notable authorities on both sides are the following: C. Jencks, Inequality
(1972); C. Silberman, Crisis in the Classroom (1970); U.S. Office of Education,
Equality of Educational Opportunity (1966) (the Coleman Report); On Equality of
Educational Opportunity (F.Ê Mosteller
& D. Moynihan eds. 1972); J. Guthrie, G. Kleindorfer, H. Levin & R.
Stout, Schools and Inequality; President's Commission on School Finance, supra,
n. 85; Swanson, The Cost‑Quality Relationship, in The Challenge of Change
in School Finance, 10th Nat. Educational Assn. Conf. on School FinanceÊÊÊÊÊÊÊÊÊÊÊ 151 (1967).
FN87. See the
results of the Texas Governor's Committee's statewide survey on the goals of
education in that State. 1 Governor's Committee Report 59‑‑ 68.Ê See also Goldstein, supra, n. 38, at 519‑‑522;
Schoettle, supra, n. 80; authorities cited in n. 86, supra.
ÊIt must be remembered, also, that every claim
arising under the Equal Protection Clause has implications for the relationship
between national and state power under our federal system.Ê Questions of federalism are always inherent
in the process of determining whether a State's laws are to be accorded the
traditional presumption of constitutionality, or are to be subjected instead to
rigorous judicial scrutiny.Ê While
'(t)he maintenance of the principles of federalism is a foremost consideration
in interpreting any of the pertinent constitutional provisions under which this
Court examines state action,' [FN88] it would be difficult to imagine a case having
a greater potential impact on our federal system than the one now before us, in
which we are urged to abrogate systems of financing public education presently
in existence in virtually every State.
FN88. Allied
Stores of Ohio, Inc. v. Bowers, 358 U.S. 522, 530, 532, 79ÊÊÊ S.Ct. 437, 442, 444, 3 L.Ed.2d 480 (1959)
(Brennan, J., concurring); Katzenbach v. Morgan, 384 U.S., at 659, 661, 86
S.Ct., at 1731, 1732 (Harlan, J., dissenting).
The foregoing
considerations buttress our conclusion that Texas' system of public school
finance is an inappropriate candidate for strict judicial scrutiny.Ê These same considerations are relevant to
the determination whether that system, with its conceded imperfections,
nevertheless bears some rational relationship to a legitimate state
purpose.Ê It is to this question that we
next turn our attention.
III
The basic
contours of the Texas school finance system have been traced at the outset of
this opinion.Ê We will now describe in
more detail that system and how it operates, as these facts bear directly upon
the demands of the Equal Protection Clause.
Apart from
federal assistance, each Texas school receives its funds from the State and
from its local school district. On a statewide average, a roughly comparable
amount of funds is derived from each source. [FN89]Ê The State's contribution, under the Minimum Foundation Program,
was designed to provide an adequate minimum educational offering in every
school in the State. Funds are distributed to assure that there will be one
teacher‑‑compensated at the state supported minimum salary‑‑for
every 25 students. [FN90] Each school district's other supportive personnel are
provided for: one principal for every 30 teachers; [FN91] one 'special service'
teacher‑‑librarian, nurse, doctor, etc.‑‑for every 20
teachers; [FN92] superintendents, vocational instructors, counselors, and
educators for exceptional children are also provided. [FN93] Additional funds
are earmarked for current operating expenses, for student transportation,
[FN94] and for free textbooks. [FN95]
FN89. In 1970
Texas expended approximately.$2.1 billion for education and a little over one
billion came from the Minimum Foundation Program.Ê Texas Research League, supra, n. 20, at 2.
FN90.
Tex.Educ.Code Ann. ¤ 16.13 (1972) V.T.C.A.
FN91. Id., ¤
16.18.
FN92. Id., ¤
16.15.
FN93. Id., ¤¤
16.16, 16.17, 16.19.
FN94. Id., ¤¤
16.45, 16.51‑‑16.63.
FN95. Id., ¤¤
12.01‑‑12.04.
The program is
administered by the State Board of Education and by the Central Education
Agency, which also have responsibility for school accreditation [FN96] and for
monitoring the statutory teacher‑qualification standards. [FN97]Ê As reflected by the 62% increase in funds
allotted to the Edgewood School District over the last three years, [FN98] the State's
financial contribution to education is steadily increasing.Ê None of Texas' school districts, however,
has been content to rely alone on funds from the Foundation Program.
FN96. Id., ¤
11.26(a)(5).
FN97. Id., ¤
16.301 et seq.
FN98. See supra,
at 1286.
By virtue of the
obligation to fulfill its Local Fund Assignment, every district must impose an
ad valorem tax on property located within its borders. The Fund Assignment was
designed to remain sufficiently low to assure that each district would have
some ability to provide a more enriched educational program. [FN99]Ê Every district supplements its Foundation
grant in this manner.Ê In some
districts, the local property tax contribution is insubstantial, as in Edgewood
where the supplement was only $26 per pupil in 1967.Ê In other districts, the local share may far exceed even the total
Foundation grant.Ê In part, local
differences are attributable to differences in the rates of taxation or in the
degree to which the market value for any category of property varies from its
assessed value. [FN100]Ê The greatest
interdistrict disparities, however, are attributable to differences in the
amount of assessable property available within any district.Ê Those districts that have more property, or
more valuable property, have a greater capability for supplementing state
funds.Ê In large measure, these
additional local revenues are devoted to paying higher salaries to more
teachers. Therefore, the primary distinguishing attributes of schools in
property‑affluent districts are lower pupil‑teacher ratios and
higher salary schedules. [FN101]
FN99. Gilmer‑Aikin
Committee, supra, n. 15, at 15.
FN100. There is
no uniform statewide assessment practice in Texas. Commercial property, for
example, might be assessed at 30% of market value in one county and at 50% in
another. 5 Governor's Committee Report 25‑‑26;ÊÊÊÊÊ Berke, Carnevale, Morgan & White,
supra, n. 29, at 666‑‑667, n. 16.
FN101. Texas
Research League, supra, n. 20, at 18.Ê
Texas, in this regard, is not unlike most other States.Ê One commentator has observed that
'disparities in expenditures appear to be largely explained by variations in
teacher salaries.'Ê Simon, supra, n. 62,
at 413.
As previously
noted, see text accompanying n. 86, supra, the extent to which the quality of
education varies with expenditure per pupil is debated inconclusively by the
most thoughtful students of public education.Ê
While all would agree that there is a correlation up to the point of
providing the recognized essentials in facilities and academic opportunities,
the issues of greatest disagreement include the effect on the quality of
education of pupil‑teacher ratios and of higher teacher salary schedules.
E.g., Office of Education, supra, n. 86, at 316‑‑319. The state
funding in Texas is designed to assure, on the average, one teacher for every
25 students, which is considered to be a favorable ratio by most standards.
Whether the minimum salary of $6,000 per year is sufficient in Texas to attract
qualified teachers may be more debatable, depending in major part upon the
location of the school district.Ê But
there appear to be few empirical data that support the advantage of any
particular pupil‑teacher ratio or that document the existence of a
dependable correlation betweenÊÊÊÊÊÊÊÊÊÊ
the level of public school teachers' salaries and the quality of their
classroom instruction.Ê An intractable
problem in dealing with teachers' salaries is the absence, up to this time, of
satisfactory techniques for judging their ability or performance.Ê Relatively few school systems have merit
plans of any kind, with the result that teachers' salaries are usually
increased across the board in a way which tends to reward the least deserving
on the same basis as the most deserving.Ê
Salaries are usually raised automatically on the basis of length of
service and according to predetermined 'steps,' extending over 10‑ to 12‑year
periods.
This, then, is
the basic outline of the Texas school financing structure.Ê Because of differences in expenditure levels
occasioned by disparities in property tax income, appellees claim that children
in less affluent districts have been made the subject of invidious
discrimination. The District Court found that the State had failed even 'to
establish a reasonable basis' for a system that results in different levels of
per‑pupil expenditure. 337 F.Supp., at 284.Ê We disagree.
In its reliance
on state as well as local resources, the Texas system is comparable to the
systems employed in virtually every other State. [FN102]Ê The power to tax local property for
educational purposes has been recognized in Texas at least since 1883.
[FN103]Ê When the growth of commercial
and industrial centers and accompanying shifts in population began to create
disparities in local resources, Texas undertook a program calling for a
considerable investment of state funds.
FN102.
President's Commission on School Finance, supra, n. 85, at 9. Until recently,
Hawaii was the only State that maintained a purely state‑ funded
educational program.Ê In 1968, however,
that State amended its educational finance statute to permit counties to
collect additional funds locally and spend those amounts on its schools.Ê The rationale for that recent legislative
choice is instructive on the question before the Court today:
'Under existing
law, counties are precluded from doing anything in this area, even to spend
their own funds if they so desire. This corrective legislation is urgently
needed in order to allow counties to go above and beyond the State's standards
and provide educational facilities as good as the people of the counties want
and are willing to pay for.Ê Allowing
local communities to go above and beyond established minimums to provide for
their people encourages the best features of democratic government.'
Haw.Sess.Laws, 1968, Act 38, ¤ 1.
FN103. See text
accompanying n. 7, supra.
The 'foundation
grant' theory upon which Texas legislators and educators based the Gilmer‑Aikin
bills, was a product of the pioneering work of two New York educational
reformers in the 1920's, George D. Strayer and Robert M. Haig. [FN104] Their
efforts were devoted to establishing a means of guaranteeing a minimum
statewide educational program without sacrificing the vital element of local
participation.Ê The Strayer‑Haig
thesis represented an accommodation between these two competing forces.Ê As articulated by Professor Coleman:
FN104. G.
Strayer & R. Haig, The Financing of Education in the State of New York
(1923).Ê For a thorough analysis of the
contribution of these reformers and of the prior and subsequent history of
educational finance, see Coons, Clune & Sugarman, supra, n. 13, at 39‑‑95.
'The history of
education since the industrial revolution shows a continual struggle between
two forces: the desire by members of society to have educational opportunity
for all children, and the desire of each family to provide the best education
it can afford for its own children.' [FN105]
FN105. J.
Coleman, Forward to Strayer & Haig, supra, at vii.
The Texas system
of school finance is responsive to these two forces.Ê While assuring a basis education for every child in the State, it
permits and encourages a large measure of participation in and control of each
district's schools at the local level.Ê
In an era that has witnessed a consistent trend toward centralization of
the functions of government, local sharing of responsibility for public
education has survived.Ê The merit of
local control was recognized last Term in both the majority and dissenting
opinions in Wright v. Council of the City of Emporia, 407 U.S. 451, 92 S.Ct.
2196, 33 L.Ed.2d 51 (1972).Ê Mr. Justice
Stewart stated there that '(d)irect control over decisions vitally affecting
the education of one's children is a need that is strongly felt in our
society.' Id., at 469, 92 S.Ct., at 2206.Ê
The Chief Justice, in his dissent, agreed that '(l)ocal control is not
only vital to continued public support of the schools, but it is of overriding
importance from an educational standpoint as well.' Id., at 478, 92 S.Ct., at
2211.
The persistence
of attachment to government at the lowest level where education is concerned
reflects the depth of commitment of its supporters.Ê In part, local control means, as Professor Coleman suggests, the
freedom to devote more money to the education of one's children.Ê Equally important, however, is the
opportunity it offers for participation in the decisionmaking process that
determines how those local tax dollars will be spent. Each locality is free to
tailor local programs to local needs. Pluralism also affords some opportunity
for experimentation, innovation, and a healthy competition for educational
excellence. An analogy to the Nation‑State relationship in our federal
system seems uniquely appropriate.Ê Mr.
Justice Brandeis identified as one of the peculiar strengths of our form of
government each State's freedom to 'serve as a laboratory; and try novel social
and economic experiments.' [FN106]Ê No
area of social concern stands to profit more from a multiplicity of viewpoints
and from a diversity of approaches than does public education.
FN106. New State
Ice Co. v. Liebmann, 285 U.S. 262, 280, 311, 52 S.Ct. 371, 375, 387, 76 L.Ed.
747 (1932) (Brandeis, J., dissenting).
Appellees do not
question the propriety of Texas' dedication to local control of education.Ê To the contrary, they attack the school‑financing
system precisely because, in their view, it does not provide the same level of
local control and fiscal flexibility in all districts. Appellees suggest that
local control could be preserved and promoted under other financing systems
that resulted in more equality in education expenditures.Ê While it is no doubt true that reliance on
local property taxation for school revenues provides less freedom of choice
with respect to expenditures for some districts than for others, [FN107] the
existence of 'some inequality' in the manner in which the State's rationale is
achieved is not alone a sufficient basis for striking down the entire system.
McGowan v. Maryland, 366 U.S. 420, 425‑‑426, 81 S.Ct. 1101, 1104‑‑1105,
6 L.Ed.2d 393 (1961). It may not be condemned simply because it imperfectly
effectuates the State's goals.Ê
Dandridge v. Williams, 397 U.S., at 485, 90 S.Ct. at 1161. Nor must the
financing system fail because, as appellees suggest, other methods of satisfying
the State's interest, which occasion 'less drastic' disparities in
expenditures, might be conceived. Only where state action impinges on the
exercise of fundamental constitutional rights or liberties must it be found to
have chosen the least restrictive alternative. Cf. Dunn v. Blumstein, 405 U.S.,
at 343, 92 S.Ct. at 1003; Shelton v. Tucker, 364 U.S. 479, 488, 81 S.Ct. 247,
252, 5 L.Ed.2d 231 (1960).Ê It is also
well to remember that even those districts that have reduced ability to make
free decisions with respect to how much they spend on education still retain
under the present system a large measure of authority as to how available funds
will be allocated.Ê They further enjoy
the power to make numerous other decisions with respect to the operation of the
schools. [FN108]Ê The people of Texas
may be justified in believing that other systems of school financing, which
place more of the financial responsibility in the hands of the State, will
result in a comparable lessening of desired local autonomy.Ê That is, they may believe that along with
increased control of the purse strings at the state level will go increased
control over local policies. [FN109]
FN107. Mr.
Justice WHITE suggests in his dissent that the Texas system violates the Equal
Protection Clause because the means it has selected to effectuate its interest
in local autonomy fail to guarantee complete freedom of choice to every
district.Ê He places special emphasis on
the statutory provision that establishes a maximum rate of $1.50 per $100 valuation
at which a local school district may tax for school maintenance.Ê Tex.Educ.Code Ann. ¤ 20.04(d) (1972).Ê The maintenance rate in Edgewood when this
case was litigated in the District Court was $.55 per $100, barely one‑third
of the allowable rate. (The tax rate of $1.05 per $100, see supra, at 1285, is
the equalized rate for maintenance and for the retirement of bonds.) Appellees
do not claim that the ceiling presently bars desired tax increases in Edgewood
or in any other Texas district.Ê
Therefore, the constitutionality of that statutory provision is not
before us and must await litigation in a case in which it is properly
presented.Ê Cf. Hargrave v. Kirk, 313
F.Supp. 944 (M.D.Fla.1970), vacated, 401 U.S. 476, 91 S.Ct. 856, 28 L.Ed.2d 196
(1971).
FN108. Mr.
Justice MARSHALL states in his dissenting opinion that the State's asserted
interest in local control is a 'mere sham,' post, at 1346, and that it has been
offered, not as a legitimate justification, but 'as an excuse . . . for
interdistrict inequality.' Id., at 1345.Ê
In addition to asserting that local control would be preserved and
possibly better served under other systems‑‑a consideration that we
find irrelevant for the purpose of deciding whether the system may be said to
be supported by a legitimate and reasonable basis‑‑the dissent
suggests that Texas' lack of good faith may be demonstrated by examining the
extent to which the State already maintains considerable control.Ê The State, we are told, regulates 'the most
minute details of local public education,' ibid., including textbook selection,
teacher qualifications, and the length of the school day.Ê This assertion, that genuine local control
does not exist in Texas, simply cannot be supported.Ê It is abundantly refuted by the elaborate statutory division of
responsibilities set out in the Texas Education Code. Although policy decision‑making
and supervision in certain areas are reserved to the State, the day‑to‑day
authority over the 'management and control' of all public elementary and secondary
schools is squarely placed on the local school boards. Tex.Educ.Code Ann. ¤¤
17.01, 23.26 (1972).Ê Among the
innumerable specific powers of the local schoolÊÊÊ
authorities are the following: the power of eminent domain to acquire land for
the construction of school facilities, id., ¤¤ 17.26, 23.26; the power to hire
and terminate teachers and other personnel, id., ¤¤ 13.101‑‑13.103;
the power to designate conditions of teacher employment and to establish
certain standards of educational policy, id., ¤ 13.901; the power to maintain
order and discipline, id., ¤ 21.305, including the prerogative to suspend
students for disciplinary reasons, id., ¤ 21.301; the power to decide whether
to offer a kindergarten program, id., ¤¤ 21.131‑‑21.135, or a
vocational training program, id., ¤ 21.111, or a program of special education
for the handicapped, id., ¤ 11.16; the power to control the assignment and
transfer of students, id., ¤¤ 21.074‑‑21.080; and the power to
operate and maintain a school bus program, id., ¤ 16.52.Ê See also Pervis v. LaMarque Ind. School
Dist., 328 F.Supp. 638, 642‑‑643 S.D.Tex.1971), reversed, 466 F.2d
1054 (CA5 1972); Nichols v. Aldine Ind. School Dist., 356 S.W.2d 182
(Tex.Civ.App.1962).Ê Local school boards
also determine attendance zones, location of new schools, closing of old ones,
school attendance hours (within limits), grading and promotion policies subject
to general guidelines, recreational and athletic policies, and a myriad of
other matters in the routine of school administration.Ê It cannot be seriously doubted that in Texas
education remains largely a local function, and thatÊÊÊÊ the preponderating bulk of all decisions affecting the schools
is made and executed at the local level, guaranteeing the greatest
participation by those most directly concerned.
FN109. This
theme‑‑that greater state control over funding will lead to greater
state power with respect to local educational programs and policies‑‑is
a recurrent one in the literature on financing public education.Ê Professor Simon, in his thoughtful analysis
of the political ramifications of this case, states that one of the most likely
consequences of the District Court's decision would be an increase in the
centralization of school finance and an increase in the extent of collective
bargaining by teacher unions at the state level.Ê He suggests that the subjects for bargaining may include many
'non‑salary' items, such as teaching loads, class size, curricular and
program choices, questions of student discipline, and selection of
administrative personnel‑‑matters traditionally decided heretofore
at the local level.Ê Simon, supra, n.
62, at 434‑‑436. See, e.g., Coleman, The Struggle for Control of
Education, in Education and Social Policy: Local Control of Education 64, 77‑‑79
(C. Bowers, I. Housego & D. Dyke eds. 1970); J Conant, The Child, The
Parent, and The State 27 (1959) ('Unless a local community, through its school
board, has some control over the purse, there can be little real feeling inÊÊÊÊÊÊÊÊÊ the community that the schools are in
fact local schools . . .'); Howe, Anatomy of a Revolution, in Saturday Review
84, 88 (Nov. 20, 1971) ('It is an axiom of American politics that control and
power follow money . . .'); R. Hutchinson, State‑Administered Locally‑Shared
Taxes 21 (1931) ('(S)tate administration of taxation is the first step toward
state control of the functions supported by these taxes . . .'). Irrespective
of whether one regards such prospects as detrimental, or whether he agrees that
the consequence is inevitable, it certainly cannot be doubted that there is a
rational basis for this concern on the part of parents, educators, and
legislators.
Appellees
further urge that the Texas system is unconstitutionally arbitrary because it
allows the availability of local taxable resources to turn on
'happenstance.'Ê They see no
justification for a system that allows, as they contend, the quality of
education to fluctuate on the basis of the fortuitous positioning of the
boundary lines of political subdivisions and the location of valuable
commercial and industrial property.Ê But
any scheme of local taxation‑‑indeed the very existence of
identifiable local governmental units‑‑ requires the establishment
of jurisdictional boundaries that are inevitably arbitrary.Ê It is equally inevitable that some
localities are going to be blessed with more taxable assets than others.
[FN110] Nor is local wealth a static quantity. Changes in the level of taxable
wealth within any district may result from any number of events, some of which
local residents can and do influence.Ê
For instance, commercial and industrial enterprises may be encouraged to
locate within a district by various actions‑‑public and private.
FN110. This
Court has never doubted the propriety of maintaining political subdivisions within
the States and has never found in the Equal Protection Clause any per se rule
of 'territorial uniformity.'Ê McGowan v.
Maryland, 366 U.S., at 427, 81 S.Ct., at 1105.Ê
See also Griffin v. County School Board of Prince Edward County, 377
U.S., at 230‑‑231, 84 S.Ct., at 1232‑‑1233; Salsburg v.
Maryland, 346 U.S. 545, 74 S.Ct. 280, 98 L.Ed. 281 (1954).Ê Cf. Board of Education of, etc., Muskogee v.
Oklahoma, 409 F.2d 665, 668 (CA10 1969).
Moreover, if
local taxation for local expenditures were an unconstitutional method of
providing for education then it might be an equally impermissible means of
providing other necessary services customarily financed largely from local
property taxes, including local police and fire protection, public health and
hospitals, and public utility facilities of various kinds.Ê We perceive no justification for such a
severe denigration of local property taxation and control as would follow from
appellees' contentions. It has simply never been within the constitutional
prerogative of this Court to nullify statewide measures for financing public
services merely because the burdens or benefits thereof fall unevenly depending
upon the relative wealth of the political subdivisions in which citizens live.
In sum, to the
extent that the Texas system of school financing results in unequal
expenditures between children who happen to reside in different districts, we
cannot say that such disparities are the product of a system that is so
irrational as to be invidiously discriminatory.Ê Texas has acknowledged its shortcomings and has persistently
endeavored‑‑not without some success‑‑to ameliorate the
differences in levels of expenditures without sacrificing the benefits of local
participation.Ê The Texas plan is not
the result of hurried, ill‑conceived legislation.Ê It certainly is not the product of
purposeful discrimination against any group or class.Ê On the contrary, it is rooted in decades of experience in Texas
and elsewhere, and in major part is the product of responsible studies by qualified
people.Ê In giving substance to the
presumption of validity to which the Texas system is entitled, Lindsley v.
Natural Carbonic Gas Co., 220 U.S. 61, 78, 31 S.Ct. 337, 340, 55 L.Ed. 369
(1911), it is important to remember that at every stage of its development it
has constituted a 'rough accommodation' of interests in an effort to arrive at
practical and workable solutions. Metropolis Theatre Co. v. City of Chicago,
228 U.S. 61, 69‑‑70, 33 S.Ct. 441, 443, 57 L.Ed. 730 (1913).Ê One also must remember that the system here
challenged is not peculiar to Texas or to any other State.Ê In its essential characteristics, the Texas
plan for financing public education reflects what many educators for a half
century have thought was an enlightened approach to a problem for which there
is no perfect solution.Ê We are
unwilling to assume for ourselves a level of wisdom superior to that of
legislators, scholars, and educational authorities in 50 States, especially
where the alternatives proposed are only recently conceived and nowhere yet
tested.Ê The constitutional standard
under the Equal Protection Clause is whether the challenged state action
rationally furthers a legitimate state purpose or interest.Ê McGinnis v. Royster, 410 U.S. 263, 270, 93
S.Ct. 1055, 1059, 35 L.Ed.2d 282 (1973).Ê
We hold that the Texas plan abundantly satisfies this standard.
IV
In light of the
considerable attention that has focused on the District Court opinion in this
case and on its California predecessor, Serrano v. Priest, 5 Cal.3d 584, 96
Cal.Rptr. 601, 487 P.2d 1241 (1971), a cautionary postscript seems
appropriate.Ê It cannot be questioned
that the constitutional judgment reached by the District Court and approved by
our dissenting Brothers today would occasion in Texas and elsewhere an
unprecedented upheaval in public education.Ê
Some commentators have concluded that, whatever the contours of the
alternative financing programs that might be devised and approved, the result
could not avoid being a beneficial one. But, just as there is nothing simple
about the constitutional issues involved in these cases, there is nothing
simple or certain about predicting the consequences of massive change in the
financing and control of public education.Ê
Those who have devoted the most thoughtful attention to the practical
ramifications of these cases have found no clear or dependable answers and
their scholarship reflects no such unqualified confidence in the desirability
of completely uprooting the existing system.
The complexity
of these problems is demonstrated by the lack of consensus with respect to
whether it may be said with any assurance that the poor, the racial minorities,
or the children in over‑burdened core‑city school districts would
be benefited by abrogation of traditional modes of financing education.Ê Unless there is to be a substantial increase
in state expenditures on education across the board‑‑an event the
likelihood of which is open to considerable question [FN111]‑‑these
groups stand to realize gains in terms of increased per‑pupil
expenditures only if they reside in districts that presently spend at
relatively low levels, i.e., in those districts that would benefit from the
redistribution of existing resources.Ê
Yet, recent studies have indicated that the poorest families are not
invariably clustered in the most impecunious school districts. [FN112]Ê Nor does it now appear that there is any
more than a random chance that racial minorities are concentrated in property‑poor
districts. [FN113]Ê Additionally,
several research projects have concluded that any financing alternative
designed to achieve a greater equality of expenditures is likely to lead to
higher taxation and lower educational expenditures in the major urban centers,
[FN114] a result that would exacerbate rather than ameliorate existing
conditions in those areas.
FN111. Any
alternative that calls for significant increases in expenditures for education,
whether financed through increases in property taxation or through other
sources of tax dollars, such as income and sales taxes, is certain to encounter
political barriers. At a time when nearly every State and locality is suffering
from fiscal undernourishment, and with demands for services of all kinds
burgeoning and with weary taxpayers already resisting tax increases, there is
considerable reason to question whether a decision of this Court nullifying
present state taxing systems would result in a marked increase in the financial
commitment to education.Ê See Senate
Select Committee on Equal Educational Opportunity, 92d Cong., 2d Sess., Toward
Equal Educational Opportunity 339‑‑345 (Comm.Print 1972); Berke
& Callahan, Serrano v. Priest: Milestone or Millstone for School Finance,
21 J.Pub.L. 23, 25‑‑26 (1972); Simon, supra, n. 62, at 420‑‑421.Ê In Texas, it has been calculated that $2.4
billion of additional school funds would be required to bring all schoolsÊÊÊÊÊÊÊ in that State up to the present level
of expenditure of all but the wealthiest districts‑‑an amount more
than double that currently being spent on education.Ê Texas Research League, supra, n. 20, at 16‑‑18. An
amicus curiae brief filed on behalf of almost 30 States, focusing on these
practical consequences, claims with some justification that 'each of the
undersigned states . . . would suffer severe financial stringency.'Ê Brief of Amici Curiae in Support of
Appellants 2 (filed by Montgomery county, Md., et al.).
FN112. See Note,
supra, n. 53.Ê See also authorities
cited n. 114, infra.
FN113. See
Goldstein, supra, n. 38, at 526; Jencks, supra, n. 86, at 27; U.S. Comm'n on
Civil Rights, Inequality in School Financing: The Role of the Law 37
(1972).Ê Coons, Clune & Sugarman,
supra, n. 13, at 356‑‑357, n. 47, have noted that in California,
for example, (f)ifty‑nine percent . . . of minority students live in
districts above the median (average valuation per pupil.)' In Bexar County, the
largest district by far‑‑the San Antonio Independent School
District‑‑is above the local average in both the amount of taxable
wealth per pupil and in median family income.Ê
Yet 72% of its students are Mexican‑Americans.Ê And, in 1967‑‑1968ÊÊÊ it spent only a very few dollars less per
pupil than the North East and North Side Independent School Districts, which
have only 7% and 18% Mexican‑‑American enrollment
respectively.Ê Berke, Carnevale, Morgan
& White, supra, n. 29, at 673.
FN114. See
Senate Select Committee on Equal Educational Opportunity, 92d Cong., 2d Sess.,
Issues in School Finance 129 (Comm.Print 1972) (monograph entitled Inequities
in School Finance prepared by Professors Berke and Callhan); U.S. Office of
Education, Finances of Large‑City School Systems: A Comparative Analysis
(1972) (HEW publication); U.S. Comm'n on Civil Rights, supra, n. 113, at 33‑‑36;
Simon, supra, n. 62, at 410‑‑ 411, 418.
These practical
considerations, of course, play no role in the adjudication of the
constitutional issues presented here.Ê
But they serve to highlight the wisdom of the traditional limitations on
this Court's function.Ê The
consideration and initiation of fundamental reforms with respect to state
taxation and education are matters reserved for the legislative processes of
the various States, and we do no violence to the values of federalism and
separation of powers by staying our hand.Ê
We hardly need add that this Court's action today is not to be viewed as
placing its judicial imprimatur on the status quo.Ê The need is apparent for reform in tax systems which may well
have relied too long and too heavily on the local property tax.Ê And certainly innovative thinking as to
public education, its methods, and its funding is necessary to assure both a
higher level of quality and greater uniformity of opportunity. These matters
merit the continued attention of the scholars who already have contributed much
by their challenges.Ê But the ultimate solutions
must come from the lawmakers and from the democratic pressures of those who
elect them.
Reversed.
(***concurring and dissenting opinions omitted***)