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Plyler v. Texas, 102 S.Ct. 2382, 457 U.S. 202,
72 L.Ed.2d 786, 4 Ed. Law Rep. 953 (1982)
Supreme Court of the United States
James PLYLER, Superintendent of the Tyler Independent School
District and Its
Board of Trustees et al., Appellants,
v.
J. and R. DOE et al.
TEXAS, et al., Appellants,
v.
CERTAIN NAMED AND UNNAMED UNDOCUMENTED ALIEN CHILDREN et al.
Nos. 80‑1538, 80‑1934.
Argued Dec. 1, 1981.
Decided June 15, 1982.
Rehearings Denied Sept. 9, 1982.
See 458 U.S. 1131, 103 S.Ct. 14.
Syllabus [FN*]
FN* The syllabus constitutes no part of the opinion of the Court
but has been prepared by the Reporter of Decisions for the convenience of the
reader. See United States v. Detroit
Lumber Co., 200 U.S. 321, 337, 26 S.Ct. 282, 287, 50 L.Ed. 499.
Held : A Texas statute which withholds from local
school districts any state funds for the education of children who were not
"legally admitted" into the United States, and which authorizes local
school districts to deny enrollment to such children, violates the Equal
Protection Clause of the Fourteenth Amendment. Pp. 2391‑2402.
(a) The illegal aliens who are plaintiffs in these cases
challenging the statute may claim the benefit of the Equal Protection Clause,
which provides that no State shall "deny to any person within its
jurisdiction the equal protection of the laws." Whatever his status under the immigration laws, an alien is a
"person" in any ordinary sense of that term. This Court's prior cases recognizing that
illegal aliens are "persons" protected by the Due Process Clauses of
the Fifth and Fourteenth Amendments, which Clauses do not include the phrase
"within its jurisdiction," cannot be distinguished on the asserted
ground that persons who have entered the country illegally are not "within
the jurisdiction" of a State even if they are present within its
boundaries and subject to its laws.
Nor do the logic and history of the Fourteenth Amendment support such a
construction. Instead, use of the
phrase "within its jurisdiction" confirms the understanding that the
Fourteenth Amendment's protection extends to anyone, citizen or stranger, who
is subject to the laws of a State, and reaches into every corner of a State's
territory. Pp. 2391‑2394.
(b) The discrimination contained in the Texas statute cannot be
considered rational unless it furthers some substantial goal of the State. Although undocumented resident aliens
cannot be treated as a "suspect class," and although education is not
a "fundamental right," so as to require the State to justify the statutory
classification by showing that it serves a compelling governmental interest,
nevertheless the Texas statute imposes a lifetime hardship on a discrete class
of children not accountable for their disabling status. These children can neither affect their
parents' conduct nor their own undocumented status. The deprivation of public education is not like the
deprivation of some other governmental
benefit. Public education has a
pivotal role in maintaining the fabric of our society and in sustaining our
political and cultural heritage: the
deprivation of education takes an inestimable toll on the social, economic,
intellectual, and psychological well‑ being of the individual, and poses
an obstacle to individual achievement.
In determining the rationality of the Texas statute, its costs to the
Nation and to the innocent children may properly be considered. Pp. 2394‑2398.
(c) The undocumented status of these children vel non does not
establish a sufficient rational basis for denying them benefits that the State
affords other residents. It is true
that when faced with an equal protection challenge respecting a State's
differential treatment of aliens, the courts must be attentive to congressional
policy concerning aliens. But in the
area of special constitutional sensitivity presented by these cases, and in the
absence of any contrary indication fairly discernible in the legislative
record, no national policy is perceived that might justify the State in denying
these children an elementary education.
Pp. 2398‑2400.
(d) Texas' statutory classification cannot be sustained as
furthering its interest in the "preservation of the state's limited
resources for the education of its lawful residents." While the State might have an interest in
mitigating potentially harsh economic effects from an influx of legal
immigrants, the Texas statute does not offer an effective method of dealing
with the problem. Even assuming that
the net impact of illegal aliens on the economy is negative, charging tuition
to undocumented children constitutes an ineffectual attempt to stem the tide of
illegal immigration, at least when compared with the alternative of prohibiting
employment of illegal aliens. Nor is there any merit to the suggestion that
undocumented children are appropriately singled out for exclusion because of
the special burdens they impose on the State's ability to provide high‑quality
public education. The record does not
show that exclusion of undocumented children is likely to improve the overall quality
of education in the State. Neither is
there any merit to the claim that undocumented children are appropriately
singled out because their unlawful presence within the United States renders
them less likely than other children to remain within the State's boundaries
and to put their education to productive social or political use within the
State. Pp. 2400‑2402.
No. 80‑1538, 5th Cir., 628 F.2d 448, and No. 80‑1934,
affirmed.
Richard L. Arnett, Austin, Tex., for State of Tex. et al.
John C. Hardy, Tyler,
Tex., for James L. Plyler et al.
Peter A. Schey, Los Angeles, Cal., for appellees in No. 80‑1934.
Peter D. Roos, San Francisco, Cal., for appellees in 80‑1538.
Justice BRENNAN
delivered the opinion of the Court.
The question presented by these cases is whether, consistent with
the Equal Protection Clause of the Fourteenth Amendment, Texas may deny to
undocumented school‑age children the free public education that it
provides to children who are citizens of the United States or legally admitted
aliens.
I
Since the late 19th century, the United States has restricted
immigration into this country.
Unsanctioned entry into the United States is a crime, 8 U.S.C. § 1325,
and those who have entered unlawfully are subject to deportation, 8 U.S.C. §§
1251, 1252 (1976 ed. and Supp.IV). But
despite the existence of these legal restrictions, a substantial number of
persons have succeeded in unlawfully entering the United States, and now live
within various States, including the State of Texas.
In May 1975, the Texas Legislature revised its education laws to
withhold from local school districts any state funds for the education of
children who were not "legally admitted" into the United States. The 1975 revision also authorized local
school districts to deny enrollment in their public schools to children not
"legally admitted" to the country.
Tex.Educ.Code Ann. § 21.031 (Vernon Supp.1981). [FN1] These cases involve constitutional
challenges to those provisions.
FN1. That section provides, in pertinent part:
"(a) All children who are citizens of the United States or
legally admitted aliens and who are over the age of five years and under the
age of 21 years on the first day of September of any scholastic year shall be
entitled to the benefits of the Available School Fund for that year.
"(b) Every child in this state who is a citizen of the United
States or a legally admitted alien and who is over the age of five years and
not over the age of 21 years on the first day of September of the year in which
admission is sought shall be permitted to attend the public free schools of the
district in which he resides or in which his parent, guardian, or the person having lawful control of him
resides at the time he applies for admission. "(c) The board of trustees
of any public free school district of this state shall admit into the public
free schools of the district free of tuition all persons who are either
citizens of the United States or legally admitted aliens and who are over five
and not over 21 years of age at the beginning of the scholastic year if such
person or his parent, guardian or person having lawful control resides within
the school district."
No. 80‑1538
Plyler v. Doe
This is a class action, filed in the United States District Court
for the Eastern District of Texas in September 1977, on behalf of certain
school‑age children of Mexican origin residing in Smith County, Tex., who
could not establish that they had been legally admitted into the United
States. The action complained of the
exclusion of plaintiff children from the public schools of the Tyler
Independent School District. [FN2] The
Superintendent and members of the Board of Trustees of the School District were
named as defendants; the State of Texas
intervened as a party‑defendant.
After certifying a class consisting of all undocumented school‑age
children of Mexican origin residing within the School District, the District
Court preliminarily enjoined defendants from denying a free education to
members of the plaintiff class. In
December 1977, the court conducted an extensive hearing on plaintiffs' motion
for permanent injunctive relief.
FN2. Despite the enactment of § 21.031 in 1975, the School
District had continued to enroll undocumented children free of charge until the
1977‑1978 school year. In July
1977, it adopted a policy requiring undocumented children to pay a "full
tuition fee" in order to enroll. Section 21.031 had not provided a
definition of "a legally admitted alien." Tyler offered the following clarification:
"A legally admitted alien is one who has documentation that
he or she is legally in the United States, or a person who is in the process of
securing documentation from the United States Immigration Service, and the
Service will state that the person is being processed and will be admitted with
proper documentation." App. to
Juris. Statement in No. 80‑1538, p. A‑38.
In considering this
motion, the District Court made extensive findings of fact. The court found that neither § 21.031 nor
the School District policy implementing it had "either the purpose or
effect of keeping illegal aliens out of the State of Texas." 458 F.Supp. 569, 575 (1978). Respecting
defendants' further claim that § 21.031 was simply a financial measure designed
to avoid a drain on the State's fisc, the court recognized that the increases
in population resulting from the immigration of Mexican nationals into the
United States had created problems for the public schools of the State, and
that these problems were exacerbated by the special educational needs of
immigrant Mexican children. The court
noted, however, that the increase in school enrollment was primarily
attributable to the admission of children who were legal residents. Id., at 575‑576. It also found that while the
"exclusion of all undocumented children from the public schools in Texas
would eventually result in economies at some level," id., at 576, funding
from both the State and Federal Governments was based primarily on the number
of children enrolled. In net effect
then, barring undocumented children from the schools would save money, but it
would "not necessarily" improve "the quality of
education." Id., at 577. The court further observed that the impact
of § 21.031 was borne primarily by a very small subclass of illegal aliens,
"entire families who have migrated illegally and‑‑ for all
practical purposes‑‑permanently to the United States." Id., at 578. [FN3] Finally, the court noted that under current laws and practices
"the illegal alien of today may well be the legal alien of
tomorrow," [FN4] and that without
an education, these undocumented children, "[a]lready disadvantaged as a
result of poverty, lack of English‑ speaking ability, and undeniable
racial prejudices, ... will become permanently locked into the lowest socio‑economic
class." Id., at 577.
FN3. The court contrasted this group with those illegal aliens who
entered the country alone in order to earn money to send to their dependents in
Mexico, and who in many instances remained in this country for only a short
period of time. 458 F.Supp., at 578.
FN4. Plaintiffs' expert, Dr. Gilbert Cardenas, testified that
"fifty to sixty per cent ... of current legal alien workers were formerly
illegal aliens." Id., at 577. A defense witness, Rolan Heston, District
Director of the Houston District of the Immigration and Naturalization Service,
testified that "undocumented children can and do live in the United States
for years, and adjust their status through marriage to a citizen or permanent
resident." Ibid. The court also took notice of congressional
proposals to "legalize" the status of many unlawful entrants. Id., at 577‑578. See also n. 17, infra.
The District Court held that illegal aliens were entitled to the
protection of the Equal Protection Clause of the Fourteenth Amendment, and that
§ 21.031 violated that Clause.
Suggesting that "the state's exclusion of undocumented children
from its public schools ... may well be the type of invidiously motivated state
action for which the suspect classification doctrine was designed," the
court held that it was unnecessary to decide whether the statute would survive
a "strict scrutiny" analysis because, in any event, the
discrimination embodied in the statute was not supported by a rational basis.
Id., at 585. The District Court also
concluded that the Texas statute violated the Supremacy Clause. [FN5] Id., at 590‑592.
FN5. The court found § 21.031 inconsistent with the scheme of
national regulation under the Immigration and Nationality Act, and with federal
laws pertaining to funding and discrimination in education. The court distinguished DeCanas v. Bica,
424 U.S. 351, 96 S.Ct. 933, 47 L.Ed.2d 43 (1976), by emphasizing that the state
bar on employment of illegal aliens involved in that case mirrored precisely
the federal policy, of protecting the domestic labor market, underlying the
immigration laws. The court discerned no express federal policy to bar illegal
immigrants from education. 458 F.Supp.,
at 590‑592.
The Court of Appeals for the Fifth Circuit upheld the District
Court's injunction. 628 F.2d 448
(1980). The Court of Appeals held that
the District Court had erred in finding the Texas statute pre‑empted by
federal law. [FN6] With respect to equal protection, however, the Court of
Appeals affirmed in all essential respects the analysis of the District Court,
id., at 454‑458, concluding that § 21.031 was "constitutionally
infirm regardless of whether it was tested using the mere rational basis
standard or some more stringent test," id., at 458. We noted probable jurisdiction. 451 U.S.
968, 101 S.Ct. 2044, 68 L.Ed.2d 347 (1981).
FN6. The Court of Appeals noted that DeCanas v. Bica, supra, had
not foreclosed all state regulation with respect to illegal aliens, and found
no express or implied congressional policy favoring the education of illegal
aliens. The court therefore concluded
that there was no pre‑ emptive conflict between state and federal
law. 628 F.2d, at 451‑454.
No. 80‑1934
In re Alien Children
Education Litigation
During 1978 and 1979, suits challenging the constitutionality of §
21.031 and various local practices undertaken on the authority of that
provision were filed in the United States District Courts for the Southern,
Western, and Northern Districts of Texas.
Each suit named the State of Texas and the Texas Education Agency as
defendants, along with local officials.
In November 1979, the Judicial Panel on Multidistrict Litigation, on
motion of the State, consolidated the claims against the state officials into a
single action to be heard in the District Court for the Southern District of
Texas. A hearing was conducted in
February and March 1980. In July 1980,
the court entered an opinion and order holding that § 21.031 violated the Equal
Protection Clause of the Fourteenth Amendment.
In re Alien Children Education Litigation, 501 F.Supp. 544. [FN7] The court held that "the absolute
deprivation of education should trigger strict judicial scrutiny, particularly
when the absolute deprivation is the result of complete inability to pay for
the desired benefit." Id., at
582. The court determined that the
State's concern for fiscal integrity was not a compelling state interest, id.,
at 582‑583; that exclusion of
these children had not been shown to be necessary to improve education within
the State, id., at 583; and that the
educational needs of the children statutorily excluded were not different from
the needs of children not excluded, ibid.
The court therefore concluded that
§ 21.031 was not carefully tailored to advance the asserted state
interest in an acceptable manner. Id.,
at 583‑584. While appeal of the
District Court's decision was pending, the Court of Appeals rendered its
decision in No. 80‑1538.
Apparently on the strength of that opinion, the Court of Appeals, on
February 23, 1981, summarily affirmed the decision of the Southern
District. We noted probable
jurisdiction, 452 U.S. 937, 101 S.Ct. 3078, 69 L.Ed.2d 950 (1981), and consolidated
this case with No. 80‑1538 for briefing and argument. [FN8]
FN7. The court concluded that § 21.031 was not pre‑empted by
federal laws or international agreements.
501 F.Supp., at 584‑596.
FN8. Appellees in both cases continue to press the argument that §
21.031 is pre‑empted by federal law and policy. In light of our disposition of the Fourteenth Amendment issue,
we have no occasion to reach this claim.
II
The Fourteenth Amendment
provides that "[n]o State shall ... deprive any person of life, liberty,
or property, without due process of law; nor deny to any person within its
jurisdiction the equal protection of the laws." (Emphasis added.)
Appellants argue at the outset that undocumented aliens, because of
their immigration status, are not "persons within the jurisdiction"
of the State of Texas, and that they therefore have no right to the equal
protection of Texas law. We reject
this argument. Whatever his status
under the immigration laws, an alien is surely a "person" in any
ordinary sense of that term. Aliens,
even aliens whose presence in this country is unlawful, have long been
recognized as "persons" guaranteed due process of law by the Fifth
and Fourteenth Amendments. Shaughnessy
v. Mezei, 345 U.S. 206, 212, 73 S.Ct. 625, 629, 97 L.Ed. 956 (1953); Wong Wing v. United States, 163 U.S. 228,
238, 16 S.Ct. 977, 981, 41 L.Ed. 140 (1896); Yick Wo v. Hopkins, 118 U.S. 356,
369, 6 S.Ct. 1064, 1070, 30 L.Ed. 220 (1886).
Indeed, we have clearly held that the Fifth Amendment protects aliens
whose presence in this country is unlawful from invidious discrimination by the
Federal Government. Mathews v. Diaz,
426 U.S. 67, 77, 96 S.Ct. 1883, 1890, 48 L.Ed.2d 478 (1976). [FN9]
FN9. It would be incongruous to hold that the United States, to
which the Constitution assigns a broad authority over both naturalization and
foreign affairs, is barred from invidious discrimination with respect to
unlawful aliens, while exempting the States from a similar limitation. See 426
U.S., at 84‑86, 96 S.Ct., at 1893‑1894.
Appellants seek to distinguish
our prior cases, emphasizing that the Equal Protection Clause directs a State
to afford its protection to persons within its jurisdiction while the Due
Process Clauses of the Fifth and Fourteenth Amendments contain no such
assertedly limiting phrase. In
appellants' view, persons who have entered the United States illegally are not
"within the jurisdiction" of a State even if they are present within
a State's boundaries and subject to its laws.
Neither our cases nor the logic of the Fourteenth Amendment supports
that constricting construction of the phrase "within its
jurisdiction." [FN10] We have never suggested that the class of
persons who might avail themselves of the equal protection guarantee is less
than coextensive with that entitled to due process. To the contrary, we have recognized that both provisions were fashioned to protect an identical
class of persons, and to reach every exercise of state authority.
FN10. Although we have not previously focused on the intended
meaning of this phrase, we have had occasion to examine the first sentence of
the Fourteenth Amendment, which provides that "[a]ll persons born or
naturalized in the United States, and subject to the jurisdiction thereof, are
citizens of the United States...."
(Emphasis added.) Justice Gray,
writing for the Court in United States v. Wong Kim Ark, 169 U.S. 649, 18 S.Ct.
456, 42 L.Ed. 890 (1898), detailed at some length the history of the
Citizenship Clause, and the predominantly geographic sense in which the term
"jurisdiction" was used. He
further noted that it was "impossible to construe the words 'subject to
the jurisdiction thereof,' in the opening sentence [of the Fourteenth
Amendment], as less comprehensive than the words 'within its jurisdiction,' in
the concluding sentence of the same section;
or to hold that persons 'within the jurisdiction' of one of the States of the Union are not
'subject to the jurisdiction of the United States.' " Id., at 687, 18 S.Ct., at 471. Justice Gray
concluded that "[e]very citizen or subject of another country, while
domiciled here, is within the allegiance and the protection, and consequently
subject to the jurisdiction, of the United States." Id., at 693, 18 S.Ct., at 473. As one early commentator noted, given the
historical emphasis on geographic territoriality, bounded only, if at all, by
principles of sovereignty and allegiance, no plausible distinction with respect
to Fourteenth Amendment "jurisdiction" can be drawn between resident
aliens whose entry into the United States was lawful, and resident aliens whose
entry was unlawful. See C. Bouve,
Exclusion and Expulsion of Aliens in the United States 425‑427 (1912).
"The Fourteenth Amendment to the Constitution is not confined
to the protection of citizens. It says: 'Nor shall any state deprive any person of
life, liberty, or property without due process of law; nor deny to any person within its
jurisdiction the equal protection of the laws.' These provisions are universal in their application, to all
persons within the territorial jurisdiction, without regard to any differences
of race, of color, or of nationality;
and the protection of the laws is a pledge of the protection of equal
laws." Yick Wo, supra, at 369, 6
S.Ct., at 1070 (emphasis added).
In concluding that "all persons within the territory of the
United States," including aliens unlawfully present, may invoke the Fifth
and Sixth Amendments to challenge actions of the Federal Government, we
reasoned from the understanding that the Fourteenth Amendment was designed to
afford its protection to all within the boundaries of a State. Wong Wing, supra, at 238, 16 S.Ct., at 981.
[FN11] Our cases applying the Equal
Protection Clause reflect the same territorial theme: [FN12]
FN11. In his separate opinion, Justice Field addressed the
relationship between the Fifth and Fourteenth Amendments:
"The term 'person,' used in the Fifth Amendment, is broad
enough to include any and every human being within the jurisdiction of the
republic. A resident, alien born, is
entitled to the same protection under the laws that a citizen is entitled
to. He owes obedience to the laws of
the country in which he is domiciled, and, as a consequence, he is entitled to
the equal protection of those laws....
The contention that persons within the territorial jurisdiction of this
republic might be beyond the protection of the law was heard with pain on the
argument at the bar‑‑in face of the great constitutional amendment
which declares that no State shall deny to any person within its jurisdiction
the equal protection of the laws."
Wong Wing v. United States, 163 U.S., at 242‑243, 16 S.Ct., at 982‑983
(concurring in part and dissenting in part).
FN12. Leng May Ma v. Barber, 357 U.S. 185, 78 S.Ct. 1072, 2
L.Ed.2d 1246 (1958), relied on by appellants, is not to the contrary. In that case the Court held, as a matter of
statutory construction, that an alien paroled into the United States pursuant
to § 212(d)(5) of the Immigration and Nationality Act, 8 U.S.C. § 1182(d)(5)
(1952 ed.), was not "within the United States" for the purpose of
availing herself of § 243(h), which authorized the withholding of deportation
in certain circumstances. The
conclusion reflected the longstanding distinction between exclusion
proceedings, involving the determination of admissibility, and deportation
proceedings. The undocumented children
who are appellees here, unlike the parolee in Leng May Ma, supra, could
apparently be removed from the country only pursuant to deportation
proceedings. 8 U.S.C. §
1251(a)(2). See 1A C. Gordon & H.
Rosenfield, Immigration Law and Procedure § 3.16b, p. 3‑161 (1981).
"Manifestly, the obligation of the State to give the
protection of equal laws can be performed only where its laws operate, that is,
within its own jurisdiction. It is
there that the equality of legal right must be maintained. That obligation is imposed by the
Constitution upon the States severally as governmental entities,‑‑each
responsible for its own laws establishing the rights and duties of persons
within its borders." Missouri ex rel. Gaines v. Canada, 305 U.S. 337, 350,
59 S.Ct. 232, 236, 83 L.Ed. 208 (1938).
There is simply no support
for appellants' suggestion that "due process" is somehow of greater
stature than "equal protection" and therefore available to a larger
class of persons. To the contrary,
each aspect of the Fourteenth Amendment reflects an elementary limitation on
state power. To permit a State to
employ the phrase "within its jurisdiction" in order to identify
subclasses of persons whom it would define as beyond its jurisdiction, thereby
relieving itself of the obligation to assure that its laws are designed and
applied equally to those persons, would undermine the principal purpose for
which the Equal Protection Clause was incorporated in the Fourteenth
Amendment. The Equal Protection Clause
was intended to work nothing less than the abolition of all caste‑based
and invidious class‑based legislation.
That objective is fundamentally at odds with the power the State asserts
here to classify persons subject to its laws as nonetheless excepted from its
protection.
Although the
congressional debate concerning § 1 of the Fourteenth Amendment was limited,
that debate clearly confirms the understanding that the phrase "within its
jurisdiction" was intended in a broad sense to offer the guarantee of
equal protection to all within a State's boundaries, and to all upon whom the
State would impose the obligations of its laws. Indeed, it appears from those debates that Congress, by using
the phrase "person within its jurisdiction," sought expressly to
ensure that the equal protection of the laws was provided to the alien
population. Representative Bingham reported to the House the draft resolution
of the Joint Committee of Fifteen on Reconstruction (H.R. 63) that was to
become the Fourteenth Amendment. [FN13]
Cong. Globe, 39thCong., 1st Sess., 1033 (1866). Two days later, Bingham posed the following
question in support of the resolution:
FN13. Representative Bingham's views are also reflected in his
comments on the Civil Rights Bill of 1866.
He repeatedly referred to the need to provide protection, not only to
the freedmen, but to "the alien and stranger," and to "refugees
... and all men." Cong. Globe,
39th Cong., 1st Sess., 1292 (1866).
"Is it not essential to the unity of the people that the
citizens of each State shall be entitled to all the privileges and immunities
of citizens in the several States? Is
it not essential to the unity of the Government and the unity of the people
that all persons, whether citizens or strangers, within this land, shall have
equal protection in every State in this Union in the rights of life and liberty
and property?" Id., at 1090.
Senator Howard, also a member of the Joint Committee of Fifteen,
and the floor manager of the Amendment in the Senate, was no less explicit
about the broad objectives of the Amendment, and the intention to make its
provisions applicable to all who "may happen to be" within the
jurisdiction of a State:
"The last two clauses of the first section of the amendment
disable a State from depriving not merely a citizen of the United States, but
any person, whoever he may be, of life, liberty, or property without due
process of law, or from denying to him the equal protection of the laws of the
State. This abolishes all class legislation in the States and does away with
the injustice of subjecting one caste of persons to a code not applicable to
another.... It will, if adopted by the
States, forever disable every one of them from passing laws trenching upon
those fundamental rights and privileges which pertain to citizens of the United
States, and to all persons who may happen to be within their
jurisdiction." Id., at 2766
(emphasis added).
Use of the phrase
"within its jurisdiction" thus does not detract from, but rather
confirms, the understanding that the protection of the Fourteenth Amendment
extends to anyone, citizen or stranger, who is subject to the laws of a State,
and reaches into every corner of a State's territory. That a person's initial
entry into a State, or into the United States, was unlawful, and that he may
for that reason be expelled, cannot negate the simple fact of his presence
within the State's territorial perimeter.
Given such presence, he is subject to the full range of obligations
imposed by the State's civil and criminal laws. And until he leaves the jurisdiction‑‑either
voluntarily, or involuntarily in accordance with the Constitution and laws of
the United States‑‑he is entitled to the equal protection of the
laws that a State may choose to establish.
Our conclusion that the illegal aliens who are plaintiffs in these
cases may claim the benefit of the Fourteenth Amendment's guarantee of equal
protection only begins the inquiry.
The more difficult question is whether the Equal Protection Clause has
been violated by the refusal of the State of Texas to reimburse local school
boards for the education of children who cannot demonstrate that their presence
within the United States is lawful, or by the imposition by those school boards
of the burden of tuition on those children.
It is to this question that we now turn.
III
The Equal Protection
Clause directs that "all persons similarly circumstanced shall be treated
alike." F. S. Royster Guano Co. v.
Virginia, 253 U.S. 412, 415, 40 S.Ct. 560, 561, 64 L.Ed. 989 (1920). But so too, "[t]he Constitution does
not require things which are different in fact or opinion to be treated in law
as though they were the same."
Tigner v. Texas, 310 U.S. 141, 147, 60 S.Ct. 879, 882, 84 L.Ed. 1124
(1940). The initial discretion to
determine what is "different" and what is "the same"
resides in the legislatures of the States.
A legislature must have substantial latitude to establish
classifications that roughly approximate the nature of the problem perceived,
that accommodate competing concerns both public and private, and that account
for limitations on the practical ability of the State to remedy every ill. In applying the Equal Protection Clause to
most forms of state action, we thus seek only the assurance that the
classification at issue bears some fair relationship to a legitimate public
purpose.
But we would not be
faithful to our obligations under the Fourteenth Amendment if we applied so deferential
a standard to every classification.
The Equal Protection Clause was intended as a restriction on state
legislative action inconsistent with elemental constitutional premises. Thus we
have treated as presumptively invidious those classifications that disadvantage
a "suspect class," [FN14] or
that impinge upon the exercise of a
"fundamental right." [FN15] With respect to such classifications, it is
appropriate to enforce the mandate of equal protection by requiring the State
to demonstrate that its classification has been precisely tailored to serve a
compelling governmental interest. In
addition, we have recognized that certain forms of legislative classification,
while not facially invidious, nonetheless give rise to recurring constitutional
difficulties; in these limited
circumstances we have sought the assurance that the classification reflects a
reasoned judgment consistent with the ideal of equal protection by inquiring
whether it may fairly be viewed as furthering a substantial interest of the State. [FN16] We turn to a consideration of the standard
appropriate for the evaluation of § 21.031.
FN14. Several formulations might explain our treatment of certain
classifications as "suspect."
Some classifications are more likely than others to reflect deep‑seated
prejudice rather than legislative rationality in pursuit of some legitimate
objective. Legislation predicated on
such prejudice is easily recognized as incompatible with the constitutional
understanding that each person is to be judged individually and is entitled to
equal justice under the law.
Classifications treated as suspect tend to be irrelevant to any proper
legislative goal. See McLaughlin v.
Florida, 379 U.S. 184, 192, 85 S.Ct. 283, 288, 13 L.Ed.2d 222 (1964); Hirabayashi
v. United States, 320 U.S. 81, 100, 63 S.Ct. 1375, 1385, 87 L.Ed. 1774
(1943). Finally, certain groups,
indeed largely the same groups, have historically been "relegated to such
a position of political powerlessness as to command extraordinary protection
from the majoritarian political process."
San Antonio Independent School Dist. v. Rodriguez, 411 U.S. 1, 28, 93
S.Ct. 1278, 1293, 36 L.Ed.2d 16 (1973);
Graham v. Richardson, 403 U.S. 365, 372, 91 S.Ct. 1848, 1852, 29 L.Ed.2d
538 (1971); see United States v. Carolene Products Co., 304 U.S. 144, 152‑153,
n. 4, 58 S.Ct. 778, 783‑784, n. 4, 82 L.Ed. 1234 (1938). The experience of our Nation has shown that
prejudice may manifest itself in the treatment of some groups. Our response to that experience is
reflected in the Equal Protection Clause of the Fourteenth Amendment. Legislation imposing special disabilities
upon groups disfavored by virtue of circumstances beyond their control suggests
the kind of "class or caste" treatment that the Fourteenth Amendment
was designed to abolish.
FN15. In determining whether a class‑based denial of a
particular right is deserving of strict scrutiny under the Equal Protection
Clause, we look to the Constitution to see if the right infringed has its
source, explicitly or implicitly, therein.
But we have also recognized the fundamentality of participation in state
"elections on an equal basis with other citizens in the
jurisdiction," Dunn v. Blumstein, 405 U.S. 330, 336, 92 S.Ct. 995, 999, 31
L.Ed.2d 274 (1972), even though "the right to vote, per se, is not a
constitutionally protected right."
San Antonio Independent School Dist., supra, at 35, n. 78, 93 S.Ct., at
1298, n. 78. With respect to suffrage, we have explained the need for strict
scrutiny as arising from the significance of the franchise as the guardian of
all other rights. See Harper v.
Virginia Bd. of Elections, 383 U.S. 663, 667, 86 S.Ct. 1079, 1081, 16 L.Ed.2d
169 (1966); Reynolds v. Sims, 377 U.S.
533, 562, 84 S.Ct. 1362, 1381, 12 L.Ed.2d 506 (1964); Yick Wo v. Hopkins, 118 U.S. 356, 370, 6 S.Ct. 1064, 1071, 30
L.Ed. 220 (1886).
FN16. See Craig v. Boren, 429 U.S. 190, 97 S.Ct. 451, 50 L.Ed.2d
397 (1976); Lalli v. Lalli, 439 U.S.
259, 99 S.Ct. 518, 58 L.Ed.2d 503 (1978).
This technique of "intermediate" scrutiny permits us to
evaluate the rationality of the legislative judgment with reference to well‑settled
constitutional principles. "In
expounding the Constitution, the Court's role is to discern 'principles
sufficiently absolute to give them roots throughout the community and
continuity over significant periods of time, and to lift them above the level
of the pragmatic political judgments of a particular time and place.'
" University of California Regents
v. Bakke, 438 U.S. 265, 299, 98 S.Ct. 2733, 2752, 57 L.Ed.2d 750 (1978)
(opinion of POWELL, J.), quoting A. Cox, The Role of the Supreme Court in
American Government 114 (1976). Only
when concerns sufficiently absolute and enduring can be clearly ascertained
from the Constitution and our cases do we employ this standard to aid us in
determining the rationality of the legislative choice.
A
Sheer incapability or lax enforcement of the laws barring entry
into this country, coupled with the failure to establish an effective bar to
the employment of undocumented aliens, has resulted in the creation of a
substantial "shadow population" of illegal migrants‑‑numbering
in the millions‑‑within our borders. [FN17] This situation raises the specter of a
permanent caste of undocumented resident
aliens, encouraged by some to remain here as a source of cheap labor, but
nevertheless denied the benefits that our society makes available to citizens
and lawful residents. [FN18] The existence of such an underclass presents most
difficult problems for a Nation that prides itself on adherence to principles
of equality under law. [FN19]
FN17. The Attorney General recently estimated the number of
illegal aliens within the United States at between 3 and 6 million. In presenting to both the Senate and House
of Representatives several Presidential proposals for reform of the immigration
laws‑‑including one to "legalize" many of the illegal
entrants currently residing in the United States by creating for them a special
status under the immigration laws‑‑the Attorney General noted that
this subclass is largely composed of persons with a permanent attachment to the Nation, and that they are
unlikely to be displaced from our territory: "We have neither the
resources, the capability, nor the motivation to uproot and deport millions of
illegal aliens, many of whom have become, in effect, members of the
community. By granting limited legal
status to the productive and law‑abiding members of this shadow
population, we will recognize reality and devote our enforcement resources to
deterring future illegal arrivals."
Joint Hearing before the Subcommittee on Immigration, Refugees, and
International Law of the House Committee on the Judiciary and the Subcommittee
on Immigration and Refugee Policy of the Senate Committee on the Judiciary,
97th Cong., 1st Sess., 9 (1981) (testimony of William French Smith, Attorney
General).
FN18. As the District Court observed in No. 80‑1538, the
confluence of Government policies has resulted in "the existence of a
large number of employed illegal aliens, such as the parents of plaintiffs in
this case, whose presence is tolerated, whose employment is perhaps even
welcomed, but who are virtually defenseless against any abuse, exploitation, or
callous neglect to which the state or the state's natural citizens and business
organizations may wish to subject them."
458 F.Supp., at 585.
FN19. We reject the claim that "illegal aliens" are a
"suspect class." No case in
which we have attempted to define a suspect class, see, e.g., n. 14, supra, has
addressed the status of persons unlawfully in our country. Unlike most of the classifications that we
have recognized as suspect, entry into this class, by virtue of entry into this
country, is the product of voluntary action.
Indeed, entry into the class is itself a crime. In addition, it could hardly be suggested
that undocumented status is a "constitutional irrelevancy." With respect to the actions of the Federal
Government, alienage classifications may be intimately related to the conduct
of foreign policy, to the federal prerogative to control access to the United
States, and to the plenary federal power to determine who has sufficiently
manifested his allegiance to become a citizen of the Nation. No State may
independently exercise a like power.
But if the Federal Government has by uniform rule prescribed what it
believes to be appropriate standards for the treatment of an alien subclass,
the States may, of course, follow the federal direction. See DeCanas v. Bica, 424 U.S. 351, 96 S.Ct.
933, 47 L.Ed.2d 43 (1976).
The children who are
plaintiffs in these cases are special members of this underclass. Persuasive arguments support the view that
a State may withhold its beneficence from those whose very presence within the
United States is the product of their own unlawful conduct. These arguments do not apply with the same force to classifications
imposing disabilities on the minor children of such illegal entrants. At the least, those who elect to enter our
territory by stealth and in violation of our law should be prepared to bear the
consequences, including, but not limited to, deportation. But the children of those illegal entrants
are not comparably situated. Their
"parents have the ability to conform their conduct to societal
norms," and presumably the ability to remove themselves from the State's
jurisdiction; but the children who are
plaintiffs in these cases "can affect neither their parents' conduct nor
their own status." Trimble v.
Gordon, 430 U.S. 762, 770, 97 S.Ct. 1459, 1465, 52 L.Ed.2d 31 (1977). Even if the State found it expedient to
control the conduct of adults by acting against their children, legislation
directing the onus of a parent's misconduct against his children does not
comport with fundamental conceptions of justice.
"[V]isiting ... condemnation on the head of an infant is illogical and unjust. Moreover, imposing disabilities on the ... child is contrary to the basic concept of our system that legal burdens should bear some relationship to individual responsibility or wrongdoing. Obviously, no child is responsible for his birth and pen