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Church of the Lukumi Babaluaye v. Hialeah, 508 U.S. 520, 124 L.Ed.2d 472, 61 USLW 4587 (1992)
Supreme Court of the United States
CHURCH OF THE LUKUMI BABALU AYE,
INC. and Ernesto Pichardo,
Petitioners,
v.
CITY OF HIALEAH.
No. 91‑948.
Argued Nov. 4, 1992.
Decided June 11, 1993.
Syllabus [FN*]
FN* The syllabus constitutes no part of the opinion of the Court
but has been prepared by the Reporter of Decisions for the convenience of the
reader. See United States v. Detroit
Lumber Co., 200 U.S. 321, 337, 26 S.Ct. 282, 287, 50 L.Ed. 499.
Petitioner church and its congregants practice the Santeria
religion, which employs animal sacrifice as one of its principal forms of
devotion. The animals are killed by
cutting their carotid arteries and are cooked and eaten following all Santeria
rituals except healing and death rites.
After the church leased land in respondent city and announced plans to
establish a house of worship and other facilities there, the city council held
an emergency public session and passed, among other enactments, Resolution 87‑66,
which noted city residents' "concern" over religious practices
inconsistent with public morals, peace, or safety, and declared the city's
"commitment" to prohibiting such practices; Ordinance 87‑40, which incorporates the Florida animal
cruelty laws and broadly punishes "[w]hoever ... unnecessarily or cruelly
... kills any animal," and has been interpreted to reach killings for
religious reasons; Ordinance 87‑52,
which defines "sacrifice" as "to unnecessarily kill ... an
animal in a ... ritual ... not for the primary purpose of food
consumption," and prohibits the "possess[ion], sacrifice, or
slaughter" of an animal if it is killed in "any type of ritual"
and there is an intent to use it for food, but exempts "any licensed
[food] establishment" if the killing is otherwise permitted by law; Ordinance 87‑71, which prohibits the
sacrifice of animals, and defines "sacrifice" in the same manner as
Ordinance 87‑52; and Ordinance 87‑72,
which defines "slaughter" as "the killing of animals for
food" and prohibits slaughter outside of areas zoned for slaughterhouses,
but includes an exemption for "small numbers of hogs and/or cattle"
when exempted by state law.
Petitioners filed this suit under 42 U.S.C. § 1983, alleging violations
of their rights under, inter alia, the Free Exercise Clause of the First
Amendment. Although acknowledging that
the foregoing ordinances are not religiously neutral, the District Court ruled
for the city, concluding, among other things, that compelling governmental
interests in preventing public health risks and cruelty to animals fully
justified the absolute prohibition on ritual sacrifice accomplished by the
ordinances, and that an exception to that prohibition for religious conduct would
unduly interfere with fulfillment of the governmental interest because any more
narrow restrictions would be unenforceable as a result of the Santeria
religion's secret nature. The Court of
Appeals affirmed.
Held: The judgment is
reversed.
936 F.2d 586, (CA 11 1991) reversed.
Justice KENNEDY delivered the opinion of the Court with respect to
Parts I, II‑A‑1, II‑A‑3, II‑B, III, and IV,
concluding that the laws in question were enacted contrary to free exercise
principles, and they are void. Pp. 2225‑30,
2231‑34.
(a) Under the Free Exercise Clause, a law that burdens religious
practice need not be justified by a compelling governmental interest if it is
neutral and of general applicability.
Employment Div., Dept. of Human Resources of Ore. v. Smith, 494 U.S.
872, 110 S.Ct. 1595, 108 L.Ed.2d 876.
However, where such a law is not neutral or not of general application,
it must undergo the most rigorous of scrutiny:
It must be justified by a compelling governmental interest and must be
narrowly tailored to advance that interest.
Neutrality and general applicability are interrelated, and failure to
satisfy one requirement is a likely indication that the other has not been
satisfied. Pp. 2225‑26.
(b) The ordinances' texts and operation demonstrate that they are
not neutral, but have as their object the suppression of Santeria's central
element, animal sacrifice. That this
religious exercise has been targeted is evidenced by Resolution 87‑66's
statements of "concern" and "commitment," and by the use of
the words "sacrifice" and "ritual" in Ordinances 87‑40,
87‑52, and 87‑71.
Moreover, the latter ordinances' various prohibitions, definitions, and
exemptions demonstrate that they were "gerrymandered" with care to
proscribe religious killings of animals by Santeria church members but to
exclude almost all other animal killings.
They also suppress much more religious conduct than is necessary to
achieve their stated ends. The
legitimate governmental interests in protecting the public health and preventing
cruelty to animals could be addressed by restrictions stopping far short of a
flat prohibition of all Santeria sacrificial practice, such as general
regulations on the disposal of organic garbage, on the care of animals
regardless of why they are kept, or on methods of slaughter. Although Ordinance 87‑72 appears to
apply to substantial nonreligious conduct and not to be overbroad, it must also
be invalidated because it functions in tandem with the other ordinances to
suppress Santeria religious worship.
Pp. 2227‑30.
(c) Each of the ordinances pursues the city's governmental
interests only against conduct motivated by religious belief and thereby
violates the requirement that laws burdening religious practice must be of
general applicability. Ordinances 87‑40,
87‑52, and 87‑71 are substantially underinclusive with regard to
the city's interest in preventing cruelty to animals, since they are drafted
with care to forbid few animal killings but those occasioned by religious
sacrifice, while many types of animal deaths or kills for nonreligious reasons
are either not prohibited or approved by express provision. The city's assertions that it is "self‑
evident" that killing for food is "important," that the
eradication of insects and pests is "obviously justified," and that
euthanasia of excess animals "makes sense" do not explain why
religion alone must bear the burden of the ordinances. These ordinances are also substantially
underinclusive with regard to the city's public health interests in preventing
the disposal of animal carcasses in open public places and the consumption of
uninspected meat, since neither interest is pursued by respondent with regard
to conduct that is not motivated by religious conviction. Ordinance 87‑72 is underinclusive on
its face, since it does not regulate nonreligious slaughter for food in like
manner, and respondent has not explained why the commercial slaughter of
"small numbers" of cattle and hogs does not implicate its professed
desire to prevent cruelty to animals and preserve the public health. Pp. 2231‑33.
(d) The ordinances cannot withstand the strict scrutiny that is
required upon their failure to meet the Smith standard. They are not narrowly tailored to
accomplish the asserted governmental interests. All four are overbroad or underinclusive in substantial respects
because the proffered objectives are not pursued with respect to analogous
nonreligious conduct and those interests could be achieved by narrower ordinances
that burdened religion to a far lesser degree. Moreover, where, as here, government restricts only conduct
protected by the First Amendment and fails to enact feasible measures to
restrict other conduct producing substantial harm or alleged harm of the same
sort, the governmental interests given in justification of the restriction
cannot be regarded as compelling. Pp.
2233‑34.
KENNEDY, J., delivered the opinion of the Court with respect to
Parts I, III, and IV, in which REHNQUIST, C.J., and WHITE, STEVENS, SCALIA,
SOUTER, and THOMAS, JJ., joined, the opinion of the Court with respect to Part
II‑B, in which REHNQUIST, C.J., and WHITE, STEVENS, SCALIA, and THOMAS,
JJ., joined, the opinion of the Court with respect to Parts II‑A‑1
and II‑A‑3, in which REHNQUIST, C.J., and STEVENS, SCALIA, and
THOMAS, JJ., joined, and an opinion with respect to Part II‑ A‑2,
in which STEVENS, J., joined. SCALIA,
J., filed an opinion concurring in part and concurring in the judgment, in
which REHNQUIST, C.J., joined, post, p. ‑‑‑‑. SOUTER, J., filed an opinion concurring in
part and concurring in the judgment, post, p. ‑‑‑‑. BLACKMUN, J., filed an opinion concurring in
the judgment, in which O'CONNOR, J., joined, post, p. ‑‑‑‑.
Douglas Laycock, Austin, TX, for petitioners.
Richard G. Garrett, Miami, FL, for respondent.
Justice KENNEDY delivered the opinion of the Court, except as to
Part II‑A‑2. [FN*]
FN* THE CHIEF JUSTICE, Justice SCALIA, and Justice THOMAS join all
but Part II‑A‑2 of this opinion.
Justice WHITE joins all but Part II‑A of this opinion. Justice SOUTER joins only Parts I, III, and
IV of this opinion.
The principle that government may not enact laws that suppress
religious belief or practice is so well understood that few violations are
recorded in our opinions. Cf. McDaniel
v. Paty, 435 U.S. 618, 98 S.Ct. 1322, 55 L.Ed.2d 593 (1978); Fowler v. Rhode Island, 345 U.S. 67, 73
S.Ct. 526, 97 L.Ed. 828 (1953).
Concerned that this fundamental nonpersecution principle of the First
Amendment was implicated here, however, we granted certiorari. 503 U.S. 935,
112 S.Ct. 1472, 117 L.Ed.2d 616 (1992).
Our review confirms that the laws in question were enacted by
officials who did not understand, failed to perceive, or chose to ignore the
fact that their official actions violated the Nation's essential commitment to
religious freedom. The challenged laws
had an impermissible object; and in all
events the principle of general applicability was violated because the secular
ends asserted in defense of the laws were pursued only with respect to conduct
motivated by religious beliefs. We
invalidate the challenged enactments and reverse the judgment of the Court of
Appeals.
I
A
This case involves practices of the Santeria religion, which
originated in the 19th century. When
hundreds of thousands of members of the Yoruba people were brought as slaves
from western Africa to Cuba, their traditional African religion absorbed
significant elements of Roman Catholicism.
The resulting syncretion, or fusion, is Santeria, "the way of the
saints." The Cuban Yoruba express
their devotion to spirits, called orishas, through the iconography of Catholic
saints, Catholic symbols are often present at Santeria rites, and Santeria
devotees attend the Catholic sacraments.
723 F.Supp. 1467, 1469‑ 1470 (SD Fla.1989); 13 Encyclopedia of Religion 66 (M. Eliade
ed. 1987); 1 Encyclopedia of the
American Religious Experience 183 (C. Lippy & P. Williams eds. 1988).
The Santeria faith teaches that every individual has a destiny
from God, a destiny fulfilled with the aid and energy of the orishas. The basis of the Santeria religion is the
nurture of a personal relation with the orishas, and one of the principal forms
of devotion is an animal sacrifice. 13
Encyclopedia of Religion, supra, at 66.
The sacrifice of animals as part of religious rituals has ancient
roots. See generally 12 id., at 554‑
556. Animal sacrifice is mentioned
throughout the Old Testament, see 14 Encyclopaedia Judaica 600, 600‑605
(1971), and it played an important role in the practice of Judaism before
destruction of the second Temple in Jerusalem, see id., at 605‑612. In modern Islam, there is an annual
sacrifice commemorating Abraham's sacrifice of a ram in the stead of his son.
See C. Glasse, Concise Encyclopedia of Islam 178 (1989); 7 Encyclopedia of Religion, supra, at 456.
According to Santeria teaching, the orishas are powerful but not
immortal. They depend for survival on
the sacrifice. Sacrifices are
performed at birth, marriage, and death rites, for the cure of the sick, for
the initiation of new members and priests, and during an annual celebration.
Animals sacrificed in Santeria rituals include chickens, pigeons, doves, ducks,
guinea pigs, goats, sheep, and turtles.
The animals are killed by the cutting of the carotid arteries in the
neck. The sacrificed animal is cooked
and eaten, except after healing and death rituals. See 723 F.Supp., at 1471‑ 1472; 13 Encyclopedia of Religion, supra, at 66; M. Gonzalex‑Wippler, The Santeria
Experience 105 (1982).
Santeria adherents faced widespread persecution in Cuba, so the
religion and its rituals were practiced in secret. The open practice of Santeria and its rites remains
infrequent. See 723 F.Supp., at
1470; 13 Encyclopedia of Religion,
supra, at 67; M. Gonzalez‑Wippler,
Santeria: The Religion 3‑4
(1989). The religion was brought to
this Nation most often by exiles from the Cuban revolution. The District Court estimated that there are
at least 50,000 practitioners in South Florida today. See 723 F.Supp., at 1470.
B
Petitioner Church of the Lukumi Babalu Aye, Inc. (Church), is a
not‑for‑profit corporation organized under Florida law in
1973. The Church and its congregants
practice the Santeria religion. The
president of the Church is petitioner Ernesto Pichardo, who is also the
Church's priest and holds the religious title of Italero, the second highest in
the Santeria faith. In April 1987, the
Church leased land in the City of Hialeah, Florida, and announced plans to
establish a house of worship as well as a school, cultural center, and
museum. Pichardo indicated that the
Church's goal was to bring the practice of the Santeria faith, including its
ritual of animal sacrifice, into the open.
The Church began the process of obtaining utility service and receiving
the necessary licensing, inspection, and zoning approvals. Although the Church's efforts at obtaining
the necessary licenses and permits were far from smooth, see 723 F.Supp., at
1477‑1478, it appears that it received all needed approvals by early
August 1987.
The prospect of a Santeria church in their midst was distressing
to many members of the Hialeah community, and the announcement of the plans to
open a Santeria church in Hialeah prompted the city council to hold an
emergency public session on June 9, 1987.
The resolutions and ordinances passed at that and later meetings are set
forth in the Appendix following this opinion.
A summary suffices here, beginning with the enactments passed at
the June 9 meeting. First, the city
council adopted Resolution 87‑66, which noted the "concern"
expressed by residents of the city "that certain religions may propose to
engage in practices which are inconsistent with public morals, peace or
safety," and declared that "[t]he City reiterates its commitment to a
prohibition against any and all acts of any and all religious groups which are
inconsistent with public morals, peace or safety." Next, the council approved an emergency
ordinance, Ordinance 87‑40, which incorporated in full, except as to
penalty, Florida's animal cruelty laws.
Fla.Stat. ch. 828 (1987). Among
other things, the incorporated state law subjected to criminal punishment
"[w]hoever ... unnecessarily or cruelly ... kills any animal." §
828.12.
The city council desired to undertake further legislative action,
but Florida law prohibited a municipality from enacting legislation relating to
animal cruelty that conflicted with state law.
§ 828.27(4). To obtain clarification, Hialeah's city
attorney requested an opinion from the attorney general of Florida as to
whether § 828.12 prohibited "a religious group from sacrificing an animal
in a religious ritual or practice" and whether the city could enact
ordinances "making religious animal sacrifice unlawful." Theattorney
general responded in mid‑July.
He concluded that the "ritual sacrifice of animals for purposes
other than food consumption" was not a "necessary" killing and
so was prohibited by § 828.12.
Fla.Op.Atty.Gen. 87‑ 56, Annual Report of the Atty.Gen. 146, 147,
149 (1988). The attorney general
appeared to define "unnecessary" as "done without any useful
motive, in a spirit of wanton cruelty or for the mere pleasure of destruction
without being in any sense beneficial or useful to the person killing the
animal." Id., at 149, n. 11. He advised that religious animal sacrifice
was against state law, so that a city ordinance prohibiting it would not be in
conflict. Id., at 151.
The city council responded at first with a hortatory enactment,
Resolution 87‑ 90, that noted its residents' "great concern
regarding the possibility of public ritualistic animal sacrifices" and the
state‑law prohibition. The resolution declared the city policy "to
oppose the ritual sacrifices of animals" within Hialeah and announced that
any person or organization practicing animal sacrifice "will be
prosecuted."
In September 1987, the city council adopted three substantive
ordinances addressing the issue of religious animal sacrifice. Ordinance 87‑52 defined
"sacrifice" as "to unnecessarily kill, torment, torture, or
mutilate an animal in a public or private ritual or ceremony not for the
primary purpose of food consumption," and prohibited owning or possessing
an animal "intending to use such animal for food purposes." It restricted application of this
prohibition, however, to any individual or group that "kills, slaughters
or sacrifices animals for any type of ritual, regardless of whether or not the
flesh or blood of the animal is to be consumed." The ordinance contained an exemption for slaughtering by
"licensed establishment[s]" of animals "specifically raised for
food purposes." Declaring,
moreover, that the city council "has determined that the sacrificing of
animals within the city limits is contrary to the public health, safety,
welfare and morals of the community," the city council adopted Ordinance
87‑71. That ordinance defined
sacrifice as had Ordinance 87‑52, and then provided that "[i]t shall
be unlawful for any person, persons, corporations or associations to sacrifice
any animal within the corporate limits of the City of Hialeah,
Florida." The final Ordinance, 87‑72,
defined "slaughter" as "the killing of animals for food"
and prohibited slaughter outside of areas zoned for slaughterhouse use. The
ordinance provided an exemption, however, for the slaughter or processing for
sale of "small numbers of hogs and/or cattle per week in accordance with
an exemption provided by state law."
All ordinances and resolutions passed the city council by unanimous
vote. Violations of each of the four
ordinances were punishable by fines not exceeding $500 or imprisonment not
exceeding 60 days, or both.
Following enactment of these ordinances, the Church and Pichardo
filed this action pursuant to 42 U.S.C. § 1983 in the United States District
Court for the Southern District of Florida.
Named as defendants were the city of Hialeah and its mayor and members
of its city council in their individual capacities. Alleging violations of petitioners' rights under, inter alia,
the Free Exercise Clause, the complaint sought a declaratory judgment and
injunctive and monetary relief. The
District Court granted summary judgment to the individual defendants, finding
that they had absolute immunity for their legislative acts and that the
ordinances and resolutions adopted by the council did not constitute an
official policy of harassment, as alleged by petitioners. 688 F.Supp. 1522 (SD Fla.1988).
After a 9‑day bench trial on the remaining claims, the
District Court ruled for the city, finding no violation of petitioners' rights
under the Free Exercise Clause. 723
F.Supp. 1467 (SD Fla.1989). (The court
rejected as well petitioners' other claims, which are not at issue here.) Although acknowledging that "the
ordinances are not religiously neutral," id., at 1476, and that the city's
concern about animal sacrifice was "prompted" by the establishment of
the Church in the city, id., at 1479, the District Court concluded that the
purpose of the ordinances was not to exclude the Church from the city but to end
the practice of animal sacrifice, for whatever reason practiced, id., at 1479,
1483. The court also found that the
ordinances did not target religious conduct "on their face," though
it noted that in any event "specifically regulating [religious]
conduct" does not violate the First Amendment "when [the conduct] is
deemed inconsistent with public health and welfare." Id., at 1483‑1484. Thus, the court concluded that, at most,
the ordinances' effect on petitioners' religious conduct was "incidental to
[their] secular purpose and effect."
Id., at 1484.
The District Court proceeded to determine whether the governmental
interests underlying the ordinances were compelling and, if so, to balance the
"governmental and religious interests." The court noted that "[t]his 'balance depends upon the cost
to the government of altering its activity to allow the religious practice to
continue unimpeded versus the cost to the religious interest imposed by the
government activity.' " Ibid.,
quoting Grosz v. City of Miami Beach, 721 F.2d 729, 734 (CA 11 1983), cert.
denied, 469 U.S. 827, 105 S.Ct. 108, 83 L.Ed.2d 52 (1984). The court found four compelling
interests. First, the court found that
animal sacrifices present a substantial health risk, both to participants and
the general public. According to the court, animals that are to be sacrificed
are often kept in unsanitary conditions and are uninspected, and animal remains
are found in public places. 723
F.Supp., at 1474‑1475, 1485.
Second, the court found emotional injury to children who witness the
sacrifice of animals. Id., at 1475‑1476,
1485‑1486. Third, the court
found compelling the city's interest in protecting animals from cruel and
unnecessary killing. The court determined that the method of killing used in
Santeria sacrifice was "unreliable and not humane, and that the animals,
before being sacrificed, are often kept in conditions that produce a great deal
of fear and stress in the animal."
Id., at 1472‑1473, 1486.
Fourth, the District Court found compelling the city's interest in
restricting the slaughter or sacrifice of animals to areas zoned for
slaughterhouse use. Id., at 1486. This legal determination was not
accompanied by factual findings.
Balancing the competing governmental and religious interests, the
District Court concluded the compelling governmental interests "fully
justify the absolute prohibition on ritual sacrifice" accomplished by the
ordinances. Id., at 1487. The court
also concluded that an exception to the sacrifice prohibition for religious
conduct would " 'unduly interfere with fulfillment of the governmental
interest' " because any more narrow restrictions‑‑e.g.,
regulation of disposal of animal carcasses‑‑would be unenforceable
as a result of the secret nature of the Santeria religion. Id., at 1486‑1487, and nn. 57‑59. A religious exemption from the city's
ordinances, concluded the court, would defeat the city's compelling interests
in enforcing the prohibition. Id., at 1487.
The Court of Appeals for the Eleventh Circuit affirmed in a one‑paragraph
per curiam opinion. Judgt. order
reported at 936 F.2d 586 (1991).
Choosing not to rely on the District Court's recitation of a compelling
interest in promoting the welfare of children, the Court of Appeals stated
simply that it concluded the ordinances were consistent with the
Constitution. App. to Pet. for Cert.
A2. It declined to address the effect
of Employment Div., Dept. of Human Resources of Ore. v. Smith, 494 U.S. 872,
110 S.Ct. 1595, 108 L.Ed.2d 876 (1990), decided after the District Court's
opinion, because the District Court "employed an arguably stricter
standard" than that applied in Smith. App. to Pet. for Cert. A2, n. 1.
II
The Free Exercise Clause of the First Amendment, which has been
applied to the States through the Fourteenth Amendment, see Cantwell v.
Connecticut, 310 U.S. 296, 303, 60 S.Ct. 900, 903, 84 L.Ed. 1213 (1940),
provides that "Congress shall make no law respecting an establishment of
religion, or prohibiting the free exercise thereof...." (Emphasis added). The city does not argue that Santeria is not a
"religion" within the meaning of the First Amendment. Nor could it. Although the practice of animal sacrifice may seem abhorrent to
some, "religious beliefs need not be acceptable, logical, consistent, or
comprehensible to others in order to merit First Amendment protection."
Thomas v. Review Bd. of Indiana Employment Security Div., 450 U.S. 707, 714,
101 S.Ct. 1425, 1430, 67 L.Ed.2d 624 (1981).
Given the historical association between animal sacrifice and religious
worship, see supra, at 2, petitioners' assertion that animal sacrifice is an
integral part of their religion "cannot be deemed bizarre or
incredible." Frazee v. Illinois
Dept. of Employment Security, 489 U.S. 829, 834, n. 2, 109 S.Ct. 1514, 1518, n.
2, 103 L.Ed.2d 914 (1989). Neither the
city nor the courts below, moreover, have questioned the sincerity of
petitioners' professed desire to conduct animal sacrifices for religious
reasons. We must consider petitioners'
First Amendment claim.
In addressing the constitutional protection for free exercise of
religion, our cases establish the general proposition that a law that is
neutral and of general applicability need not be justified by a compelling
governmental interest even if the law has the incidental effect of burdening a
particular religious practice.
Employment Div., Dept. of Human Resources of Ore. v. Smith, supra. Neutrality and general applicability are
interrelated, and, as becomes apparent in this case, failure to satisfy one
requirement is a likely indication that the other has not been satisfied. A law failing to satisfy these requirements
must be justified by a compelling governmental interest and must be narrowly
tailored to advance that interest. These ordinances fail to satisfy the Smith
requirements. We begin by discussing
neutrality.
A
In our Establishment Clause cases we have often stated the
principle that the First Amendment forbids an official purpose to disapprove of
a particular religion or of religion in general. See, e.g., Board of Ed. of Westside Community Schools (Dist. 66)
v. Mergens, 496 U.S. 226, 248, 110 S.Ct. 2356, 2370‑71, 110 L.Ed.2d 191
(1990) (plurality opinion); School
Dist. of Grand Rapids v. Ball, 473 U.S. 373, 389, 105 S.Ct. 3216, 3225‑26,
87 L.Ed.2d 267 (1985); Wallace v.
Jaffree, 472 U.S. 38, 56, 105 S.Ct. 2479, 2489‑90, 86 L.Ed.2d 29
(1985); Epperson v. Arkansas, 393 U.S.
97, 106‑107, 89 S.Ct. 266, 271‑72, 21 L.Ed.2d 228 (1968); School Dist. of Abington v. Schempp, 374
U.S. 203, 225, 83 S.Ct. 1560, 1573, 10 L.Ed.2d 844 (1963); Everson v. Board of Ed. of Ewing, 330 U.S.
1, 15‑16, 67 S.Ct. 504, 511‑12, 91 L.Ed. 711 (1947). These cases, however, for the most part
have addressed governmental efforts to benefit religion or particular
religions, and so have dealt with a question different, at least in its formulation
and emphasis, from the issue here.
Petitioners allege an attempt to disfavor their religion because of the
religious ceremonies it commands, and the Free Exercise Clause is dispositive
in our analysis.
At a minimum, the protections of the Free Exercise Clause pertain
if the law at issue discriminates against some or all religious beliefs or
regulates or prohibits conduct because it is undertaken for religious
reasons. See, e.g., Braunfeld v.
Brown, 366 U.S. 599, 607, 81 S.Ct. 1144, 1148, 6 L.Ed.2d 563 (1961) (plurality
opinion); Fowler v. Rhode Island, 345
U.S. 67, 69‑70, 73 S.Ct. 526, 527, 97 L.Ed. 828 (1953). Indeed, it was "historical instances
of religious persecution and intolerance that gave concern to those who drafted
the Free Exercise Clause." Bowen
v. Roy, 476 U.S. 693, 703, 106 S.Ct. 2147, 2154, 90 L.Ed.2d 735 (1986) (opinion
of Burger, C.J.). See J. Story,
Commentaries on the Constitution of the United States §§ 991‑992
(abridged ed. 1833) (reprint 1987); T.
Cooley, Constitutional Limitations 467 (1868) (reprint 1972); McGowan v. Maryland, 366 U.S. 420, 464, and
n. 2, 81 S.Ct. 1153, 1156, and n. 2, 6 L.Ed.2d 393 (1961) (opinion of Frankfurter,
J.); Douglas v. Jeannette, 319 U.S.
157, 179, 63 S.Ct. 882, 888, 87 L.Ed. 1324 (1943) (Jackson, J., concurring in
result); Davis v. Beason, 133 U.S. 333, 342, 10 S.Ct. 299, 300, 33 L.Ed. 637
(1890). These principles, though not
often at issue in our Free Exercise Clause cases, have played a role in
some. In McDaniel v. Paty, 435 U.S.
618, 98 S.Ct. 1322, 55 L.Ed.2d 593 (1978), for example, we invalidated a State
law that disqualified members of the clergy from holding certain public
offices, because it "impose[d] special disabilities on the basis of ...
religious status," Employment Div., Dept. of Human Resources of Ore. v.
Smith, 494 U.S., at 877, 110 S.Ct., at 1599.
On the same principle, in Fowler v. Rhode Island, supra, we found that a
municipal ordinance was applied in an unconstitutional manner when interpreted
to prohibit preaching in a public park by a Jehovah's Witness but to permit
preaching during the course of a Catholic mass or Protestant church
service. See also Niemotko v. Maryland,
340 U.S. 268, 272‑273, 71 S.Ct. 325, 327‑28, 95 L.Ed. 267 (1951).
Cf. Larson v. Valente, 456 U.S. 228, 102 S.Ct. 1673, 72 L.Ed.2d 33 (1982)
(state statute that treated some religious denominations more favorably than
others violated the Establishment Clause).
1
Although a law targeting religious beliefs as such is never
permissible, McDaniel v. Paty, supra, 435 U.S., at 626, 98 S.Ct., at 1327‑
28 (plurality opinion); Cantwell v.
Connecticut, supra, 310 U.S., at 303‑ 304, 60 S.Ct., at 903 if the object
of a law is to infringe upon or restrict practices because of their religious
motivation, the law is not neutral, see Employment Div., Dept. of Human
Resources of Oregon v. Smith, supra, 494 U.S., at 878‑879, 110 S.Ct., at
1599‑1600; and it is invalid
unless it is justified by a compelling interest and is narrowly tailored to
advance that interest. There are, of
course, many ways of demonstrating that the object or purpose of a law is the
suppression of religion or religious conduct.
To determine the object of a law, we must begin with its text, for the
minimum requirement of neutrality is that a law not discriminate on its
face. A law lacks facial neutrality if
it refers to a religious practice without a secular meaning discernable from
the language or context. Petitioners
contend that three of the ordinances fail this test of facial neutrality
because they use the words "sacrifice" and "ritual," words
with strong religious connotations.
Brief for Petitioners 16‑17.
We agree that these words are consistent with the claim of facial
discrimination, but the argument is not conclusive. The words "sacrifice" and "ritual" have a
religious origin, but current use admits also of secular meanings. See Webster's Third New International
Dictionary 1961, 1996 (1971). See also
12 Encyclopedia of Religion, at 556 ("[T]he word sacrifice ultimately
became very much a secular term in common usage"). The ordinances, furthermore, define
"sacrifice" in secular terms, without referring to religious practices.
We reject the contention advanced by the city, see Brief for
Respondent 15, that our inquiry must end with the text of the laws at issue.
Facial neutrality is not determinative.
The Free Exercise Clause, like the Establishment Clause, extends beyond
facial discrimination. The Clause
"forbids subtle departures from neutrality," Gillette v. United
States, 401 U.S. 437, 452, 91 S.Ct. 828, 837, 28 L.Ed.2d 168 (1971), and
"covert suppression of particular religious beliefs," Bowen v. Roy,
supra, 476 U.S., at 703, 106 S.Ct., at 2154 (opinion of Burger, C.J.). Official
action that targets religious conduct for distinctive treatment cannot be
shielded by mere compliance with the requirement of facial neutrality. The Free Exercise Clause protects against
governmental hostility which is masked, as well as overt. "The Court must survey meticulously the
circumstances of governmental categories to eliminate, as it were, religious
gerrymanders." Walz v. Tax Comm'n
of New York City, 397 U.S. 664, 696, 90 S.Ct. 1409, 1425, 25 L.Ed.2d 697 (1970)
(Harlan, J., concurring).
The record in this case compels the conclusion that suppression of
the central element of the Santeria worship service was the object of the
ordinances. First, though use of the
words "sacrifice" and "ritual" does not compel a finding of
improper targeting of the Santeria religion, the choice of these words is
support for our conclusion. There are
further respects in which the text of the city council's enactments discloses
the improper attempt to target Santeria.
Resolution 87‑66, adopted June 9, 1987, recited that
"residents and citizens of the City of Hialeah have expressed their
concern that certain religions may propose to engage in practices which are
inconsistent with public morals, peace or safety," and "reiterate[d]"
the city's commitment to prohibit "any and all [such] acts of any and all
religious groups." No one
suggests, and on this record it cannot be maintained, that city officials had
in mind a religion other than Santeria.
It becomes evident that these ordinances target Santeria sacrifice
when the ordinances' operation is considered.
Apart from the text, the effect of a law in its real operation is strong
evidence of its object. To be sure, adverse impact will not always lead to a
finding of impermissible targeting.
For example, a social harm may have been a legitimate concern of
government for reasons quite apart from discrimination. McGowan v. Maryland, 366 U.S., at 442, 81
S.Ct., at 1113‑14. See, e.g.,
Reynolds v. United States, 98 U.S. 145, 25 L.Ed. 244 (1879); Davis v. Beason, 133 U.S. 333, 10 S.Ct. 299,
33 L.Ed. 637 (1890). See also Ely,
Legislative and Administrative Motivation in Constitutional Law, 79 Yale L.J.
1205, 1319 (1970). The subject at hand
does implicate, of course, multiple concerns unrelated to religious animosity,
for example, the suffering or mistreatment visited upon the sacrificed animals
and health hazards from improper disposal. But the ordinances when considered
together disclose an object remote from these legitimate concerns. The design of these laws accomplishes
instead a "religious gerrymander," Walz v. Tax Comm'n of New York
City, supra, 397 U.S., at 696, 90 S.Ct., at 1425 (Harlan, J., concurring), an
impermissible attempt to target petitioners and their religious practices.
It is a necessary conclusion that almost the only conduct subject
to Ordinances 87‑40, 87‑52, and 87‑71 is the religious
exercise of Santeria church members.
The texts show that they were drafted in tandem to achieve this
result. We begin with Ordinance 87‑71. It prohibits the sacrifice of animals, but
defines sacrifice as "to unnecessarily kill ... an animal in a public or
private ritual or ceremony not for the primary purpose of food
consumption." The definition
excludes almost all killings of animals except for religious sacrifice, and the
primary purpose requirement narrows the proscribed category even further, in
particular by exempting kosher slaughter, see 723 F.Supp., at 1480. We need not discuss whether this
differential treatment of two religions is itself an independent constitutional
violation. Cf. Larson v. Valente, 456 U.S., at 244‑246, 102 S.Ct., at
1683‑84. It suffices to recite
this feature of the law as support for our conclusion that Santeria alone was
the exclusive legislative concern. The
net result of the gerrymander is that few if any killings of animals are
prohibited other than Santeria sacrifice, which is proscribed because it occurs
during a ritual or ceremony and its primary purpose is to make an offering to
the orishas, not food consumption.
Indeed, careful drafting ensured that, although Santeria sacrifice is
prohibited, killings that are no more necessary or humane in almost all other
circumstances are unpunished.
Operating in similar fashion is Ordinance 87‑52, which
prohibits the "possess [ion],
sacrifice, or slaughter" of an animal with the "inten[t] to use such
animal for food purposes." This
prohibition, extending to the keeping of an animal as well as the killing
itself, applies if the animal is killed in "any type of ritual" and
there is an intent to use the animal for food, whether or not it is in fact
consumed for food. The ordinance
exempts, however, "any licensed [food] establishment" with regard to
"any animals which are specifically raised for food purposes," if the
activity is permitted by zoning and other laws. This exception, too, seems intended to cover kosher
slaughter. Again, the burden of the
ordinance, in practical terms, falls on Santeria adherents but almost no
others: If the killing is‑‑unlike
most Santeria sacrifices‑‑unaccompanied by the intent to use the
animal for food, then it is not prohibited by Ordinance 87‑52; if the killing is specifically for food but
does not occur during the course of "any type of ritual," it again
falls outside the prohibition; and if
the killing is for food and occurs during the course of a ritual, it is still
exempted if it occurs in a properly zoned and licensed establishment and
involves animals "specifically raised for food purposes." A pattern of exemptions parallels the
pattern of narrow prohibitions. Each
contributes to the gerrymander.
Ordinance 87‑40 incorporates the Florida animal cruelty
statute, Fla.Stat. § 828.12
(1987). Its prohibition is broad on
its face, punishing "[w]hoever ... unnecessarily ... kills any
animal." The city claims that
this ordinance is the epitome of a neutral prohibition. Brief for Respondent 13‑14. The problem, however, is the interpretation
given to the ordinance by respondent and the Florida attorney general. Killings for religious reasons are deemed
unnecessary, whereas most other killings fall outside the prohibition. The city, on what seems to be a per se
basis, deems hunting, slaughter of animals for food, eradication of insects and
pests, and euthanasia as necessary.
See id., at 22. There is no
indication in the record that respondent has concluded that hunting or fishing
for sport is unnecessary. Indeed, one
of the few reported Florida cases decided under § 828.12 concludes that the use
of live rabbits to train greyhounds is not unnecessary. See Kiper v. State, 310 So.2d 42 (Fla.App.),
cert. denied, 328 So.2d 845 (Fla.1975).
Further, because it requires an evaluation of the particular
justification for the killing, this ordinance represents a system of
"individualized governmental assessment of the reasons for the relevant
conduct," Employment Div., Dept. of Human Resources of Ore. v. Smith, 494
U.S., at 884, 110 S.Ct., at 1603. As
we noted in Smith, in circumstances in which individualized exemptions from a
general requirement are available, the government "may not refuse to
extend that system to cases of 'religious hardship' without compelling
reason." Ibid., quoting Bowen v.
Roy, 476 U.S., at 708, 106 S.Ct., at 2156 (opinion of Burger, C.J.).
Respondent's application of the ordinance's test of necessity devalues
religious reasons for killing by judging them to be of lesser import than
nonreligiousreasons. Thus, religious
practice is being singled out for discriminatory treatment. Bowen v. Roy, 476 U.S., at 722, and n. 17,
106 S.Ct., at 2164, and n. 17 (STEVENS, J., concurring in part and concurring
in result); id., at 708, 106 S.Ct. 2156
(opinion of Burger, C.J.); United States v. Lee, 455 U.S. 252, 264, n. 3, 102
S.Ct. 1051, 1059, n. 3, 71 L.Ed.2d 127 (1982) (STEVENS, J., concurring in
judgment).
We also find significant evidence of the ordinances' improper
targeting of Santeria sacrifice in the fact that they proscribe more religious
conduct than is necessary to achieve their stated ends. It is notunreasonable to infer, at least
when there are no persuasive indications to the contrary, that a law which
visits "gratuitous restrictions" on religious conduct, McGowan v.
Maryland, 366 U.S., at 520, 81 S.Ct., at 1186 (opinion of Frankfurter, J.),
seeks not to effectuate the stated governmental interests, but to suppress the
conduct because of its religious motivation.
The legitimate governmental interests in protecting the public
health and preventing cruelty to animals could be addressed by restrictions
stopping far short of a flat prohibition of all Santeria sacrificial practice.
[FN*] If improper disposal, not the sacrifice itself, is the harm to be
prevented, the city could have imposed a general regulation on the disposal of
organic garbage. It did not do
so. Indeed, counsel for the city
conceded at oral argument that, under the ordinances, Santeria sacrifices would
be illegal even if they occurred in licensed, inspected, and zoned
slaughterhouses. Tr. of Oral Arg.
45. See also id., at 42, 48. Thus, these broad ordinances prohibit
Santeria sacrifice even when it does not threaten the city's interest in the
public health. The District Court
accepted the argument that narrower regulation would be unenforceable because
of the secrecy in the Santeria rituals and the lack of any central religious
authority to require compliance with secular disposal regulations. See 723 F.Supp., at 1486‑1487, and
nn. 58‑59. It is difficult to
understand, however, how a prohibition of the sacrifices themselves, which
occur in private, is enforceable if a ban on improper disposal, which occurs in
public, is not. The neutrality of a law is suspect if First Amendment freedoms
are curtailed to prevent isolated collateral harms not themselves prohibited by
direct regulation. See, e.g.,
Schneider v. State, 308 U.S. 147, 162, 60 S.Ct. 146, 151‑52, 84 L.Ed. 155
(1939).
FN* Respondent advances the additional governmental interest in
prohibiting the slaughter or sacrifice of animals in areas of the city not
zoned for slaughterhouses, see Brief for Respondent 28‑31, and the
District Court found this interest to be compelling, see 723 F.Supp. 1467, 1486
(SD Fla.1989). This interest cannot
justify Ordinances 87‑40, 87‑52, and 87‑71, for they apply to
conduct without regard to where it occurs. Ordinance 87‑72 does impose a
locational restriction, but this asserted governmental interest is a mere
restatement of the prohibition itself, not a justification for it. In our discussion, therefore, we put aside
this asserted interest.
Under similar analysis, narrower regulation would achieve the
city's interest in preventing cruelty to animals. With regard to the city's interest in ensuring the adequate care
of animals, regulation of conditions and treatment, regardless of why an animal
is kept, is the logical response to the city's concern, not a prohibition on
possession for the purpose of sacrifice. The same is true for the city's
interest in prohibiting cruel methods of killing. Under federal and Florida law and Ordinance 87‑40, which
incorporates Florida law in this regard, killing an animal by the
"simultaneous and instantaneous severance of the carotid arteries with a
sharp instrument"‑‑ the method used in kosher slaughter‑‑is
approved as humane. See 7 U.S.C. §
1902(b); Fla.Stat. § 828.23(7)(b)
(1991); Ordinance 87‑40, §
1. The District Court found that,
though Santeria sacrifice also results in severance of the carotid arteries,
the method used during sacrifice is less reliable and therefore not
humane. See 723 F.Supp., at 1472‑1473. If the city has a real concern that other
methods are less humane, however, the subject of the regulation should be the
method of slaughter itself, not a religious classification that is said to bear
some general relation to it.
Ordinance 87‑72‑‑unlike the three other
ordinances‑‑does appear to apply to substantial nonreligious
conduct and not to be overbroad. For our purposes here, however, the four
substantive ordinances may be treated as a group for neutrality purposes. Ordinance 87‑72 was passed the same
day as Ordinance 87‑71 and was enacted, as were the three others, in
direct response to the opening of the Church.
It would be implausible to suggest that the three other ordinances, but
not Ordinance 87‑72, had as their object the suppression of
religion. We need not decide whether
the Ordinance 87‑72 could survive constitutional scrutiny if it existed
separately; it must be invalidated
because it functions, with the rest of the enactments in question, to suppress
Santeria religious worship.
2
In determining if the object of a law is a neutral one under the
Free Exercise Clause, we can also find guidance in our equal protection
cases. As Justice Harlan noted in the
related context of the Establishment Clause, "[n]eutrality in its
application requires an equal protection mode of analysis." Walz v. Tax Comm'n of New York City, 397
U.S., at 696, 90 S.Ct., at 1425 (concurring opinion). Here, as in equal protection cases, we may determine the city
council's object from both direct and circumstantial evidence. Arlington Heights v. Metropolitan Housing
Development Corp., 429 U.S. 252, 266, 97 S.Ct. 555, 563‑64, 50 L.Ed.2d
450 (1977). Relevant evidence
includes, among other things, the historical background of the decision under
challenge, the specific series of events leading to the enactment or official
policy in question, and the legislative or administrative history, including
contemporaneous statements made by members of the decisionmaking body. Id., at 267‑268, 97 S.Ct., at 564‑65. These objective factors bear on the
question of discriminatory object.
Personnel Administrator of Mass. v. Feeney, 442 U.S. 256, 279, n. 24, 99
S.Ct. 2282, 2296, n. 24, 60 L.Ed.2d 870 (1979).
That the ordinances were enacted " 'because of,' not merely
'in spite of,' " their suppression of Santeria religious practice, id., at
279, 99 S.Ct., at 2296 is revealed by the events preceding their
enactment. Although respondent claimed
at oral argument that it had experienced significant problems resulting from
the sacrifice of animals within the city before the announced opening of the
Church, Tr. of Oral Arg. 27, 46, the city council made no attempt to address
the supposed problem before its meeting in June 1987, just weeks after the
Church announced plans to open. The
minutes and taped excerpts of the June 9 session, both of which are in the
record, evidence significant hostility exhibited by residents, members of the
city council, and other city officials toward the Santeria religion and its
practice of animal sacrifice. The
public crowd that attended the June 9 meetings interrupted statements by
council members critical of Santeria with cheers and the brief comments of
Pichardo with taunts. When Councilman
Martinez, a supporter of the ordinances, stated that in prerevolution Cuba
"people were put in jail for practicing this religion," the audience
applauded. Taped excerpts of Hialeah
City Council Meeting, June 9, 1987.
Other statements by members of the city council were in a similar
vein. For example, Councilman
Martinez, after noting his belief that Santeria was outlawed in Cuba,
questioned: "[I]f we could not
practice this [religion] in our homeland [Cuba], why bring it to this
country?" Councilman Cardoso said
that Santeria devotees at the Church "are in violation of everything this
country stands for." Councilman
Mejides indicated that he was "totally against the sacrificing of
animals" and distinguished kosher slaughter because it had a "real
purpose." The "Bible says we
are allowed to sacrifice an animal for consumption," he continued,
"but for any other purposes, I don't believe that the Bible allows
that." The president of the city
council, Councilman Echevarria, asked:
"What can we do to prevent the Church from opening?"
Various Hialeah city officials made comparable comments. The chaplain of the Hialeah Police
Department told the city council that Santeria was a sin,
"foolishness," "an abomination to the Lord," and the
worship of "demons." He advised the city council: "We need to be helping people and
sharing with them the truth that is found in Jesus Christ." He concluded: "I would exhort you ... not to permit this Church to
exist." The city attorney
commented that Resolution 87‑66 indicated: "This community will not tolerate religious practices which
are abhorrent to its citizens...."
Ibid. Similar comments were made by the deputy city attorney. This history discloses the object of the
ordinances to target animal sacrifice by Santeria worshippers because of its
religious motivation.
3
In sum, the neutrality inquiry leads to one conclusion: The ordinances had as their object the
suppression of religion. The pattern
we have recited discloses animosity to Santeria adherents and their religious
practices; the ordinances by their own
terms target this religious exercise;
the texts of the ordinances were gerrymandered with care to proscribe
religious killings of animals but to exclude almost all secular killings; and the ordinances suppress much more
religious conduct than is necessary in order to achieve the legitimate ends
asserted in their defense. These
ordinances are not neutral, and the court below committed clear error in
failing to reach this conclusion.
B
We turn next to a second requirement of the Free Exercise Clause,
the rule that laws burdening religious practice must be of general
applicability. Employment Div., Dept.
of Human Resources of Ore. v. Smith, 494 U.S., at 879‑881, 110 S.Ct., at
1600‑1601. All laws are
selective to some extent, but categories of selection are of paramount concern
when a law has the incidental effect of burdening religious practice. The Free Exercise Clause "protect[s]
religious observers against unequal treatment," Hobbie v. Unemployment
Appeals Comm'n of Fla., 480 U.S. 136, 148, 107 S.Ct. 1046, 1053, 94 L.Ed.2d 190
(1987) (STEVENS, J., concurring in judgment), and inequality results when a
legislature decides that the governmental interests it seeks to advance are
worthy of being pursued only against conduct with a religious motivation.
The principle that government, in pursuit of legitimate interests,
cannot in a selective manner impose burdens only on conduct motivated by
religious belief is essential to the protection of the rights guaranteed by the
Free Exercise Clause. The principle
underlying the general applicability requirement has parallels in our First
Amendment jurisprudence. See, e.g.,
Cohen v. Cowles Media Co., 501 U.S. 663, 669‑670, 111 S.Ct. 2513, 2518‑2519,
115 L.Ed.2d 586 (1991); University of
Pennsylvania v. EEOC, 493 U.S. 182, 201, 110 S.Ct. 577, 588‑89, 107
L.Ed.2d 571 (1990); Minneapolis Star
& Tribune Co. v. Minnesota Comm'r of Revenue, 460 U.S. 575, 585, 103 S.Ct.
1365, 1371‑72, 75 L.Ed.2d 295 (1983);
Larson v. Valente, 456 U.S., at 245‑246, 102 S.Ct., at 1683‑84; Presbyterian Church in U.S. v. Mary
Elizabeth Blue Hull Memorial Presbyterian Church, 393 U.S. 440, 449, 89 S.Ct.
601, 606, 21 L.Ed.2d 658 (1969). In
this case we need not define with precision the standard used to evaluate
whether a prohibition is of general application, for these ordinances fall well
below the minimum standard necessary to protect First Amendment rights.
Respondent claims that Ordinances 87‑40, 87‑52, and 87‑71
advance two interests: protecting the
public health and preventing cruelty to animals. The ordinances are
underinclusive for those ends. They
fail to prohibit nonreligious conduct that endangers these interests in a similar
or greater degree than Santeria sacrifice does. The underinclusion is substantial, not inconsequential. Despite the city's proffered interest in
preventing cruelty to animals, the ordinances are drafted with care to forbid
few killings but those occasioned by religious sacrifice. Many types of animal deaths or kills for
nonreligious reasons are either not prohibited or approved by express
provision. For example, fishing‑‑which
occurs in Hialeah, see A. Khedouri & F. Khedouri, South Florida Inside Out
57 (1991)‑‑is legal.
Extermination of mice and rats within a home is also permitted. Florida law incorporated by Ordinance 87‑40
sanctions euthanasia of "stray, neglected, abandoned, or unwanted
animals," Fla.Stat. § 828.058 (1987);
destruction of animals judicially removed from their owners "for
humanitarian reasons" or when the animal "is of no commercial
value," § 828.073(4)(c)(2); the
infliction of pain or suffering "in the interest of medical science,"
§ 828.02; the placing of poison in one's
yard or enclosure, § 828.08; and the
use of a live animal "to pursue or take wildlife or to participate in any
hunting," § 828.122(6)(b), and "to hunt wild hogs," §
828.122(6)(e).
The city concedes that "neither the State of Florida nor the
City has enacted a generally applicable ban on the killing of
animals." Brief for Respondent
21. It asserts, however, that animal
sacrifice is "different" from the animal killings that are permitted
by law. Ibid. According to the city, it is "self‑evident" that
killing animals for food is "important"; the eradication of insects and pests is "obviously
justified"; and the euthanasia of
excess animals "makes sense."
Id., at 22. These ipse dixits
do not explain why religion alone must bear the burden of the ordinances, when
many of these secular killings fall within the city's interest in preventing
the cruel treatment of animals.
The ordinances are also underinclusive with regard to the city's
interest in public health, which is threatened by the disposal of animal
carcasses in open public places and the consumption of uninspected meat, see
Brief for Respondent 32, citing 723 F.Supp., at 1474‑1475, 1485. Neither interest is pursued by respondent
with regard to conduct that is not motivated by religious conviction. The health risks posed by the improper
disposal of animal carcasses are the same whether Santeria sacrifice or some
nonreligious killing preceded it. The
city does not, however, prohibit hunters from bringing their kill to their
houses, nor does it regulate disposal after their activity. Despite substantial testimony at trial that
the same public health hazards result from improper disposal of garbage by
restaurants, see 11 Record 566, 590‑591, restaurants are outside the
scope of the ordinances. Improper disposal is a general problem that causes
substantial health risks, 723 F.Supp., at 1485, but which respondent addresses
only when it results from religious exercise.
The ordinances are underinclusive as well with regard to the
health risk posed by consumption of uninspected meat. Under the city's ordinances, hunters may eat their kill and
fishermen may eat their catch without undergoing governmental inspection. Likewise, state law requires inspection of
meat that is sold but exempts meat from animals raised for the use of the owner
and "members of his household and nonpaying guests and
employees." Fla.Stat. §
585.88(1)(a) (1991). The asserted
interest in inspected meat is not pursued in contexts similar to that of
religious animal sacrifice.
Ordinance 87‑72, which prohibits the slaughter of animals
outside of areas zoned for slaughterhouses, is underinclusive on its face. The ordinance includes an exemption for
"any person, group, or organization" that "slaughters or
processes for sale, small numbers of hogs and/or cattle per week in accordance
with an exemption provided by state law." See Fla.Stat. § 828.24(3) (1991). Respondent has not explained why commercial operations that
slaughter "small numbers" of hogs and cattle do not implicate its
professed desire to prevent cruelty to animals and preserve the public
health. Although the city has
classified Santeria sacrifice as slaughter, subjecting it to this ordinance, it
does not regulate other killings for food in like manner.
We conclude, in sum, that each of Hialeah's ordinances pursues the
city's governmental interests only against conduct motivated by religious
belief. The ordinances "ha[ve]
every appearance of a prohibition that society is prepared to impose upon
[Santeria worshippers] but not upon itself." Florida Star v. B.J.F., 491
U.S. 524, 542, 109 S.Ct. 2603, 2614, 105 L.Ed.2d 443 (1989) (SCALIA, J.,
concurring in part and concurring in judgment). This precise evil is what the requirement of general
applicability is designed to prevent.
III
A law burdening religious practice that is not neutral or not of
general application must undergo the most rigorous of scrutiny. To satisfy the commands of the First
Amendment, a law restrictive of religious practice must advance "
'interests of the highest order' " and must be narrowly tailored in
pursuit of those interests. McDaniel v.
Paty, 435 U.S., at 628, 98 S.Ct., at 1328, quoting Wisconsin v. Yoder, 406 U.S.
205, 215, 92 S.Ct. 1526, 1533, 32 L.Ed.2d 15 (1972). The compelling interest standard that we apply once a law fails
to meet the Smith requirements is not "water[ed] ... down" but
"really means what it says."
Employment Div., Dept. of Human Resources of Ore. v. Smith, 494 U.S., at
888, 110 S.Ct., at 1605. A law that
targets religious conduct for distinctive treatment or advances legitimate
governmental interests only against conduct with a religious motivation will
survive strict scrutiny only in rare cases.
It follows from what we have already said that these ordinances cannot
withstand this scrutiny.
First, even were the governmental interests compelling, the
ordinances are not drawn in narrow terms to accomplish those interests. As we have discussed, see supra, at 16‑18,
21‑24, all four ordinances are overbroad or underinclusive in substantial
respects. The proffered objectives are
not pursued with respect to analogous non‑religious conduct, and those
interests could be achieved by narrower ordinances that burdened religion to a
far lesser degree. The absence of
narrow tailoring suffices to establish the invalidity of the ordinances. See Arkansas Writers' Project, Inc. v.
Ragland, 481 U.S. 221, 232, 107 S.Ct. 1722, 1729, 95 L.Ed.2d 209 (1987).
Respondent has not demonstrated, moreover, that, in the context of
these ordinances, its governmental interests are compelling. Where government restricts only conduct
protected by the First Amendment and fails to enact feasible measures to
restrict other conduct producing substantial harm or alleged harm of the same
sort, the interest given in justification of the restriction is not
compelling. It is established in our
strict scrutiny jurisprudence that "a law cannot be regarded as protecting
an interest 'of the highest order' ... when it leaves appreciable damage to
that supposedly vital interest unprohibited." Florida Star v. B.J.F., supra, 491 U.S., at 541‑ 542, 109
S.Ct., at 2613‑14 (SCALIA, J., concurring in part and concurring in
judgment) (citation omitted). See
Simon & Schuster, Inc. v. Members of N.Y. State Crime Victims Bd., 502 U.S.
105, 119‑120, 112 S.Ct. 501, 510‑11, 116 L.Ed.2d 476 (1991). Cf. Florida Star v. B.J.F., supra, at 540‑541,
109 S.Ct., at 2612‑13; Smith v.
Daily Mail Publishing Co., 443 U.S. 97, 104‑ 105, 99 S.Ct. 2667, 2671‑72,
61 L.Ed.2d 399 (1979); id., at 110, 99
S.Ct., at 2674‑75 (REHNQUIST, J., concurring in judgment). As we show above, see supra, at 21‑24,
the ordinances are underinclusive to a substantial extent with respect to each
of the interests that respondent has asserted, and it is only conduct motivated
by religious conviction that bears the weight of the governmental restrictions. There can be no serious claim that those
interests justify the ordinances.
IV
The Free Exercise Clause commits government itself to religious
tolerance, and upon even slight suspicion that proposals for state intervention
stem from animosity to religion or distrust of its practices, all officials
must pause to remember their own high duty to the Constitution and to the
rights it secures. Those in office
must be resolute in resisting importunate demands and must ensure that the sole
reasons for imposing the burdens of law and regulation are secular. Legislators may not devise mechanisms,
overt or disguised, designed to persecute or oppress a religion or its
practices. The laws here in question
were enacted contrary to these constitutional principles, and they are void.
Reversed.
APPENDIX TO OPINION OF THE COURT
City of Hialeah, Florida, Resolution No. 87‑66, adopted June
9, 1987, provides:
"WHEREAS, residents and citizens of the City of Hialeah have
expressed their concern that certain religions may propose to engage in
practices which are inconsistent with public morals, peace or safety, and
"WHEREAS, the Florida Constitution, Article I, Declaration of
Rights, Section 3, Religious Freedom, specifically states that religious
freedom shall not justify practices inconsistent with public morals, peace or
safety.
"NOW, THEREFORE, BE IT RESOLVED BY THE MAYOR AND CITY COUNCIL
OF THE CITY OF HIALEAH, FLORIDA, that:
"1. The City reiterates its commitment to a prohibition
against any and all acts of any and all religious groups which are inconsistent
with public morals, peace or safety."
City of Hialeah, Florida, Ordinance No. 87‑40, adopted June
9, 1987, provides:
"WHEREAS, the citizens of the City of Hialeah, Florida, have
expressed great concern over the potential for animal sacrifices being
conducted in the City of Hialeah; and
"WHEREAS, Section 828.27, Florida Statutes, provides that
'nothing contained in this section shall prevent any county or municipality
from enacting any ordinance relating to animal control or cruelty to animals
which is identical to the provisions of this Chapter ... except as to penalty.'
"NOW, THEREFORE, BE IT ORDAINED BY THE MAYOR AND CITY COUNCIL
OF THE CITY OF HIALEAH, FLORIDA, that:
"Section 1. The Mayor and City Council of the City of
Hialeah, Florida, hereby adopt Florida Statute, Chapter 828‑‑'Cruelty
to Animals' (copy attached hereto and made a part hereof), in its entirety
(relating to animal control or cruelty to animals), except as to penalty.
"Section 2. Repeal of Ordinances in Conflict.
"All ordinances or parts of ordinances in conflict herewith
are hereby repealed to the extent of such conflict.
"Section 3. Penalties.
"Any person, firm or corporation convicted of violating the
provisions of this ordinance shall be punished by a fine, not exceeding
$500.00, or by a jail sentence, not exceeding sixty (60) days, or both, in the
discretion of the Court.
"Section 4. Inclusion in Code.
"The provisions of this Ordinance shall be included and
incorporated in the Code of the City of Hialeah, as an addition or amendment
thereto, and the sections of this Ordinance shall be re‑numbered to
conform to the uniform numbering system of the Code.
"Section 5. Severability Clause.
"If any phrase, clause, sentence, paragraph or section of
this Ordinance shall be declared invalid or unconstitutional by the judge or
decree of a court of competent jurisdiction, such invalidity or
unconstitutionality shall not effect any of the remaining phrases, clauses,
sentences, paragraphs or sections of this ordinance.
"Section 6. Effective Date.
"This Ordinance shall become effective when passed by the
City Council of the City of Hialeah and signed by the Mayor of the City of
Hialeah."
City of Hialeah Resolution No. 87‑90, adopted August 11,
1987, provides:
"WHEREAS, the residents and citizens of the City of Hialeah,
Florida, have expressed great concern regarding the possibility of public
ritualistic animal sacrifices in the City of Hialeah, Florida; and
"WHEREAS, the City of Hialeah, Florida, has received an
opinion from the Attorney General of theState of Florida, concluding that
public ritualistic animal sacrifices is [sic] a violation of the Florida State
Statute on Cruelty to Animals; and
"WHEREAS, the Attorney General further held that the
sacrificial killing of animals other than for the primary purpose of food
consumption is prohibited under state law;
and
"WHEREAS, the City of Hialeah, Florida, has enacted an
ordinance mirroring state law prohibiting cruelty to animals.
"NOW, THEREFORE, BE IT RESOLVED BY THE MAYOR AND CITY COUNCIL
OF THE CITY OF HIALEAH, FLORIDA, that:
"Section 1. It is the policy of the Mayor and City Council of
the City of Hialeah, Florida, to oppose the ritual sacrifices of animals within
the City of Hialeah, FLorida [sic]. Any
individual or organization that seeks to practice animal sacrifice in violation
of state and local law will be prosecuted."
City of Hialeah, Florida, Ordinance No. 87‑52, adopted
September 8, 1987, provides:
"WHEREAS, the residents and citizens of the City of Hialeah,
Florida, have expressed great concern regarding the possibility of public
ritualistic animal sacrifices within the City of Hialeah, Florida; and
"WHEREAS, the City of Hialeah, Florida, has received an
opinion from the Attorney General of the State of Florida, concluding that
public ritualistic animal sacrifice, other than for the primary purpose of food
consumption, is a violation of state law;
and
"WHEREAS, the City of Hialeah, Florida, has enacted an
ordinance (Ordinance No. 87‑40), mirroring the state law prohibiting
cruelty to animals.
"WHEREAS, the City of Hialeah, Florida, now wishes to
specifically prohibit the possession of animals for slaughter or sacrifice
within the City of Hialeah, Florida.
"NOW, THEREFORE, BE IT ORDAINED BY THE MAYOR AND CITY COUNCIL
OF THE CITY OF HIALEAH, FLORIDA, that:
"Section 1. Chapter 6 of the Code of Ordinances of the City
of Hialeah, Florida, is hereby amended by adding thereto two (2) new Sections 6‑8
'Definitions' and 6‑9 'Prohibition Against Possession Of Animals For
Slaughter Or Sacrifice', which is to read as follows:
"Section 6‑8.
Definitions
"1. Animal‑‑any living dumb creature.
"2. Sacrifice‑‑to unnecessarily kill, torment,
torture, or mutilate an animal in a public or private ritual or ceremony not
for the primary purpose of food consumption.
"3. Slaughter‑‑the killing of animals for food.
"Section 6‑9.
Prohibition Against Possession of Animals for Slaughter Or Sacrifice.
"1. No person shall own, keep or otherwise possess,
sacrifice, or slaughter any sheep, goat, pig, cow or the young of such species,
poultry, rabbit, dog, cat, or any other animal, intending to use such animal
for food purposes.
"2. This section is applicable to any group or individual
that kills, slaughters or sacrifices animals for any type of ritual, regardless
of whether or not the flesh or blood of the animal is to be consumed.
"3. Nothing in this ordinance is to be interpreted as
prohibiting any licensed establishment from slaughtering for food purposes any
animals which are specifically raised for food purposes where such activity is
properly zoned and/or permitted under state and local law and under rules
promulgated by the Florida Department of Agriculture.
"Section 2. Repeal of Ordinance in Conflict.
"All ordinances or parts of ordinances in conflict herewith
are hereby repealed to the extent of such conflict.
"Section 3. Penalties.
"Any person, firm or corporation convicted of violating the
provisions of this ordinance shall be punished by a fine, not exceeding
$500.00, or by a jail sentence, not exceeding sixty (60) days, or both, in the
discretion of the Court.
"Section 4. Inclusion in Code.
"The provisions of this Ordinance shall be included and
incorporated in the Code of the City of Hialeah, as an addition or amendment
thereto, and the sections of this Ordinance shall be re‑numbered to
conform to the uniform numbering system of the Code.
"Section 5. Severability Clause.
"If any phrase, clause, sentence, paragraph or section of
this Ordinance shall be declared invalid or unconstitutional by the judgement
or decree of a court of competent jurisdiction, such invalidity or
unconstitutionality shall not effect any of the remaining phrases, clauses,
sentences, paragraphs or sections of this ordinance.
"Section 6. Effective Date.
"This Ordinance shall become effective when passed by the
City Council of the City of Hialeah and signed by the Mayor of the City of
Hialeah."
City of Hialeah, Florida, Ordinance No. 87‑71, adopted
September 22, 1987, provides:
"WHEREAS, the City Council of the City of Hialeah, Florida,
has determined that the sacrificing of animals within the city limits is
contrary to the public health, safety, welfare and morals of the
community; and
"WHEREAS, the City Council of the City of Hialeah, Florida,
desires to have qualified societies or corporations organized under the laws of
the State of Florida, to be authorized to investigate and prosecute any
violation(s) of the ordinance herein after set forth, and for the registration
of the agents of said societies.
"NOW, THEREFORE, BE IT ORDAINED BY THE MAYOR AND CITY COUNCIL
OF THE CITY OF HIALEAH, FLORIDA, that:
"Section 1. For the purpose of this ordinance, the word
sacrifice shall mean: to unnecessarily
kill, torment, torture, or mutilate an animal in a public or private ritual or
ceremony not for the primary purpose of food consumption.
"Section 2. For the purpose of this ordinance, the word
animal shall mean: any living dumb creature.
"Section 3. It shall be unlawful for any person, persons,
corporations or associations to sacrifice any animal within the corporate
limits of the City of Hialeah, Florida.
"Section 4. All societies or associations for the prevention
of cruelty to animals organized under the laws of the State of Florida, seeking
to register with the City of Hialeah for purposes of investigating and
assisting in the prosecution of violations and provisions [sic] of this Ordinance,
shall apply to the City Council for authorization to so register and shall be
registered with the Office of the Mayor of the City of Hialeah, Florida,
following approval by the City Council at a public hearing in accordance with
rules and regulations (i.e., criteria) established by the City Council by
resolution, and shall thereafter, be empowered to assist in the prosection of
any violation of this Ordinance.
"Section 5. Any society or association for the prevention of
cruelty to animals registered with the Mayor of the City of Hialeah, Florida,
in accordance with the provisions of Section 4 hereinabove, may appoint agents
for the purposes of investigating and assisting in the prosecution of
violations and provisions [sic] of this Ordinance, or any other laws of the
City of Hialeah, Florida, for the purpose of protecting animals and preventing
any act prohibited hereunder.
"Section 6. Repeal of Ordinances in Conflict.
"All ordinances or parts of ordinances in conflict herewith
are hereby repealed to the extent of such conflict.
"Section 7. Penalties.
"Any person, firm or corporation convicted of violating the
provisions of this ordinance shall be punished by a fine, not exceeding
$500.00, or by a jail sentence, not exceeding sixty (60) days, or both, in the
discretion of the Court.
"Section 8. Inclusion in Code.
"The provisions of this Ordinance shall be included and
incorporated in the Code of the City of Hialeah, as an addition or amendment
thereto, and the sections of this Ordinance shall be re‑numbered to
conform to the uniform numbering system of the Code.
"Section 9. Severability Clause.
"If any phrase, clause, sentence, paragraph or section of
this Ordinance shall be declared invalid or unconstitutional by the judgment or
decree of a court of competent jurisdiction, such invalidity or
unconstitutionality shall not effect any of the remaining phrases, clauses,
sentences, paragraphs or sections of this Ordinance.
"Section 10.
Effective Date.
"This Ordinance shall become effective when passed by the
City Council of the City of Hialeah and signed by the Mayor of the City of
Hialeah."
City of Hialeah, Florida, Ordinance No. 87‑72, adopted
September 22, 1987, provides:
"WHEREAS, the City Council of the City of Hialeah, Florida,
has determined that the slaughtering of animals on the premises other than
those properly zoned as a slaughter house, is contrary to the public health,
safety and welfare of the citizens of Hialeah, Florida.
"NOW, THEREFORE, BE IT ORDAINED BY THE MAYOR AND CITY COUNCIL
OF THE CITY OF HIALEAH, FLORIDA, that:
"Section 1. For the purpose of this Ordinance, the word
slaughter shall mean: the killing of
animals for food.
"Section 2. For the purpose of this Ordinance, the word
animal shall mean: any living dumb creature.
"Section 3. It shall be unlawful for any person, persons,
corporations or associations to slaughter any animal on any premises in the
City of Hialeah, Florida, except those properly zoned as a slaughter house, and
meeting all the health, safety and sanitation codes prescribed by the City for
the operation of a slaughter house.
"Section 4. All societies or associations for the prevention
of cruelty to animals organized under the laws of the State of Florida, seeking
to register with the City of Hialeah for purposes of investigating and
assisting in the prosecution of violations and provisions [sic] of this
Ordinance, shall apply to the City Council for authorization to so register and
shall be registered with the Office of the Mayor of the City of Hialeah,
Florida, following approval by the City Council at a public hearing in
accordance with rules and regulations (i.e., criteria) established by the City
Council by resolution, and shall thereafter, be empowered to assist in the
prosection of any violations of this Ordinance.
"Section 5. Any society or association for the prevention of
cruelty to animals registered with the Mayor of the City of Hialeah, Florida,
in accordance with the provisions of Section 4 hereinabove, may appoint agents
for the purposes of investigating and assisting in the prosecution of
violations and provisions [sic] of this Ordinance, or any other laws of the
City of Hialeah, Florida, for the purpose of protecting animals and preventing
any act prohibited hereunder.
"Section 6. This Ordinance shall not apply to any person,
group or organization that slaughters, or processes for sale, small numbers of
hogs and/or cattle per week in accordance with an exemption provided by state
law.
"Section 7. Repeal of Ordinances in Conflict.
"All ordinances or parts of ordinances in conflict herewith
are hereby repealed to the extent of such conflict.
"Section 8. Penalties.
"Any person, firm or corporation convicted of violating the
provisions of this ordinance shall be punished by a fine, not exceeding
$500.00, or by a jail sentence, not exceeding sixty (60) days, or both, in the
discretion of the Court.
"Section 9. Inclusion in Code.
"The provisions of this Ordinance shall be included and
incorporated in the Code of the City of Hialeah, as an addition or amendment
thereto, and the sections of this Ordinance shall be re‑numbered to
conform to the uniform numbering system of the Code.
"Section 10.
Severability Clause.
"If any phrase, clause, sentence, paragraph or section of
this Ordinance shall be declared invalid or unconstitutional by the judgment or
decree of a court of competent jurisdiction, such invalidity or
unconstitutionality shall not effect any of the remaining phrases, clauses,
sentences, paragraphs or sections of this ordinance.
"Section 11.
Effective Date.
"This Ordinance shall become effective when passed by the
City Council of the City of Hialeah and signed by the Mayor of the City of
Hialeah."
Justice SCALIA, with whom THE CHIEF JUSTICE joins, concurring in
part and concurring in the judgment.
The Court analyzes the "neutrality" and the
"general applicability" of the Hialeah ordinances in separate
sections (Parts II‑A and II‑B, respectively), and allocates various
invalidating factors to one or the other of those sections. If it were necessary to make a clear
distinction between the two terms, I would draw a line somewhat different from
the Court's. But I think it is not
necessary, and would frankly acknowledge that the terms are not only
"interrelated," ante, 2226, but substantially overlap.
The terms "neutrality" and "general
applicability" are not to be found within the First Amendment itself, of
course, but are used in Employment Div., Dept. of Human Resources of Ore. v.
Smith, 494 U.S. 872, 110 S.Ct. 1595, 108 L.Ed.2d 876 (1990), and earlier cases
to describe those characteristics which cause a law that prohibits an activity
a particular individual wishes to engage in for religious reasons nonetheless
not to constitute a "law ... prohibiting the free exercise" of
religion within the meaning of the First Amendment. In my view, the defect of lack of neutrality applies primarily
to those laws that by their terms impose disabilities on the basis of religion
(e.g., a law excluding members of a certain sect from public benefits, cf.
McDaniel v. Paty, 435 U.S. 618, 98 S.Ct. 1322, 55 L.Ed.2d 593 (1978)), see
Bowen v. Roy, 476 U.S. 693, 703‑704, 106 S.Ct. 2147, 2153‑54, 90
L.Ed.2d 735 (1986) (opinion of Burger, C.J.);
whereas the defect of lack of general applicability applies primarily to
those laws which, though neutral in their terms, through their design,
construction, or enforcement target the practices of a particular religion for
discriminatory treatment, see Fowler v. Rhode Island, 345 U.S. 67, 73 S.Ct.
526, 97 L.Ed. 828 (1953). But
certainly a law that is not of general applicability (in the sense I have
described) can be considered "nonneutral"; and certainly no law that is nonneutral (in the relevant sense)
can be thought to be of general applicability. Because I agree with most of the invalidating factors set forth
in Part II of the Court's opinion, and because it seems to me a matter of no
consequence under which rubric ("neutrality," Part II‑A, or
"general applicability," Part II‑B) each invalidating factor is
discussed, I join the judgment of the Court and all of its opinion except
section 2 of Part II‑A.
I do not join that section because it departs from the opinion's
general focus on the object of the laws at issue to consider the subjective
motivation of the lawmakers, i.e., whether the Hialeah City Council actually
intended to disfavor the religion of Santeria. As I have noted elsewhere, it is virtually impossible to
determine the singular "motive" of a collective legislative body,
see, e.g., Edwards v. Aguillard, 482 U.S. 578, 636‑639, 107 S.Ct. 2573,
2605‑07, 96L.Ed.2d 510 (1987) (dissenting opinion), and this Court has a
long tradition of refraining from such inquiries, see, e.g., Fletcher v. Peck,
6 Cranch 87, 130‑131, 3 L.Ed. 162 (1810) (Marshall, C.J.); United States v. O'Brien, 391 U.S. 367, 383‑384,
88 S.Ct. 1673, 1682‑83, 20 L.Ed.2d 672 (1968).
Perhaps there are contexts in which determination of legislative
motive must be undertaken. See, e.g.,
United States v. Lovett, 328 U.S. 303, 66 S.Ct. 1073, 90 L.Ed. 1252
(1946). But I do not think that is
true of analysis under the First Amendment (or the Fourteenth, to the extent it
incorporates the First). See Edwards
v. Aguillard, supra, 482 U.S., at 639, 107 S.Ct., at 2607 (SCALIA, J.,
dissenting). The First Amendment does
not refer to the purposes for which legislators enact laws, but to the effects
of the laws enacted: "Congress
shall make no law ... prohibiting the free exercise [of religion]...." This does not put us in the business of
invalidating laws by reason of the evil motives of their authors. Had the Hialeah City Council set out
resolutely to suppress the practices of Santeria, but ineptly adopted
ordinances that failed to do so, I do not see how those laws could be said to
"prohibi[t] the free exercise" of religion. Nor, in my view, does it matter that a legislature consists
entirely of the pure‑hearted, if the law it enacts in fact singles out a
religious practice for special burdens.
Had the ordinances here been passed with no motive on the part of any
councilman except the ardent desire to prevent cruelty to animals (as might in
fact have been the case), they would nonetheless be invalid.
Justice SOUTER, concurring in part and concurring in the judgment.
This case turns on a principle about which there is no
disagreement, that the Free Exercise Clause bars government action aimed at
suppressing religious belief or practice.
The Court holds that Hialeah's animal‑sacrifice laws violate that
principle, and I concur in that holding without reservation.
Because prohibiting religious exercise is the object of the laws
at hand, this case does not present the more difficult issue addressed in our
last free‑ exercise case, Employment Div., Dept. of Human Resources of
Ore. v. Smith, 494 U.S. 872, 110 S.Ct. 1595, 108 L.Ed.2d 876 (1990), which
announced the rule that a "neutral, generally applicable" law does
not run afoul of the Free Exercise Clause even when it prohibits religious
exercise in effect. The Court today
refers to that rule in dicta, and despite my general agreement with the Court's
opinion I do not join Part II, where the dicta appear, for I have doubts about
whether the Smith rule merits adherence.
I write separately to explain why the Smith rule is not germane to this
case and to express my view that, in a case presenting the issue, the Court
should re‑examine the rule Smith declared.
I
According to Smith, if prohibiting the exercise of religion
results from enforcing a "neutral, generally applicable" law, the
Free Exercise Clause has not been offended.
Id., at 878‑880, 110 S.Ct., at 1599‑1601. I call this the Smith rule to distinguish
it from the noncontroversial principle, also expressed in Smith though
established long before, that the Free Exercise Clause is offended when
prohibiting religious exercise results from a law that is not neutral or
generally applicable. It is this
noncontroversial principle, that the Free Exercise Clause requires neutrality
and general applicability, that is at issue here. But before turning to the relationship of Smith to this case, it
will help to get the terms in order, for the significance of the Smith rule is
not only in its statement that the Free Exercise Clause requires no more than
"neutrality" and "general applicability," but also in its
adoption of a particular, narrow conception of free‑exercise neutrality.
That the Free Exercise Clause contains a "requirement for
governmental neutrality," Wisconsin v. Yoder, 406 U.S. 205, 220, 92 S.Ct.
1526, 1535‑36, 32 L.Ed.2d 15 (1972), is hardly a novel proposition; though the term does not appear in the First
Amendment, our cases have used it as shorthand to describe, at least in part,
what the Clause commands. See, e.g.,
Jimmy Swaggart Ministries v. Board of Equalization of Cal., 493 U.S. 378, 384,
110 S.Ct. 688, 693, 107 L.Ed.2d 796 (1990);
Thomas v. Review Bd. of Indiana Employment Security Div., 450 U.S. 707,
717, 101 S.Ct. 1425, 1431, 67 L.Ed.2d 624 (1981); Yoder, supra, 406 U.S., at 220, 92 S.Ct., at 1535; Committee for
Public Ed. & Religious Liberty v. Nyquist, 413 U.S. 756, 792‑ 793, 93
S.Ct. 2955, 2975, 37 L.Ed.2d 948 (1973);
School Dist. of Abington v. Schempp, 374 U.S. 203, 222, 83 S.Ct. 1560,
1571, 10 L.Ed.2d 844 (1963); see also
McDaniel v. Paty, 435 U.S. 618, 627‑629, 98 S.Ct. 1322, 1328‑1329,
55 L.Ed.2d 593 (1978) (plurality opinion) (invalidating a nonneutral law
without using the term). Nor is there
anything unusual about the notion that the Free Exercise Clause requires
general applicability, though the Court, until today, has not used exactly that
term in stating a reason for invalidation.
See Fowler v. Rhode Island, 345 U.S. 67, 73 S.Ct. 526, 97 L.Ed. 828
(1953); cf. Minneapolis Star &
Tribune Co. v. Minnesota Comm'r of Revenue, 460 U.S. 575, 585, 103 S.Ct. 1365,
1372, 75 L.Ed.2d 295 (1983); Larson v.
Valente, 456 U.S. 228, 245‑246, 102 S.Ct. 1673, 1683‑1684, 72
L.Ed.2d 33 (1982). [FN1]
FN1. A law that is not generally applicable according to the
Court's definition (one that "selective[ly] impose[s] burdens only on
conduct motivated by religious belief," ante, at 2232) would, it seems to
me, fail almost any test for neutrality.
Accordingly, the cases stating that the Free Exercise Clause requires
neutrality are also fairly read for the proposition that the Clause requires
general applicability.
While general applicability is, for the most part, self‑explanatory,
free‑exercise neutrality is not self‑revealing. Cf.
Lee v. Weisman, 505 U.S. 577, 627, 112 S.Ct. 2649, 2676, 120 L.Ed.2d 467
(1992) (SOUTER, J., concurring) (considering Establishment Clause neutrality). A law that is religion neutral on its face
or in its purpose may lack neutrality in its effect by forbidding something
that religion requires or requiring something that religion forbids. Cf.
McConnell & Posner, An Economic Approach to Issues of Religious
Freedom, 56 U.Chi.L.Rev. 1, 35 (1989) ("[A] regulation is not neutral in
an economic sense if, whatever its normal scope or its intentions, it
arbitrarily imposes greater costs on religious than on comparable nonreligious
activities"). A secular law,
applicable to all, that prohibits consumption of alcohol, for example, will
affect members of religions that require the use of wine differently from
members of other religions and nonbelievers, disproportionately burdening the
practice of, say, Catholicism or Judaism.
Without an exemption for sacramental wine, Prohibition may fail the test
of religion neutrality. [FN2]
FN2. Our cases make clear, to look at this from a different
perspective, that an exemption for sacramental wine use would not deprive
Prohibition of neutrality. Rather,
"[s]uch an accommodation [would] 'reflec[t] nothing more than the
governmental obligation of neutrality in the face of religious differences.'
" Wisconsin v. Yoder, 406 U.S.
205, 235, n. 22, 92 S.Ct. 1526, 1543, n. 22, 32 L.Ed.2d 15 (1972) (quoting
Sherbert v. Verner, 374 U.S. 398, 409, 83 S.Ct. 1790, 1796, 10 L.Ed.2d 965
(1963)); see also Lee v. Weisman, 505
U.S. 577, 627, 112 S.Ct. 2649, 2677, 120 L.Ed.2d 467 (1992) (SOUTER, J.,
concurring). The prohibition law in
place earlier this century did in fact exempt "wine for sacramental
purposes." National Prohibition
Act, Title II, § 3, 41 Stat. 308.
It does not necessarily follow from that observation, of course,
that the First Amendment requires an exemption from Prohibition; that depends on the meaning of neutrality as
the Free Exercise Clause embraces it.
The point here is the unremarkable one that our common notion of
neutrality is broad enough to cover not merely what might be called formal
neutrality, which as a free‑exercise requirement would only bar laws with
an object to discriminate against religion, but also what might be called
substantive neutrality, which, in addition to demanding a secular object, would
generally require government to accommodate religious differences by exempting
religious practices from formally neutral laws. See generally Laycock, Formal, Substantive, and Disaggregated
Neutrality Toward Religion, 39 DePaul L.Rev. 993 (1990). If the Free Exercise Clause secures only
protection against deliberate discrimination, a formal requirement will exhaust
the Clause's neutrality command; if the
Free Exercise Clause, rather, safeguards a right to engage in religious
activity free from unnecessary governmental interference, the Clause requires
substantive, as well as formal, neutrality. [FN3]
FN3. One might further distinguish between formal neutrality
and facial neutrality. While facial neutrality would permit
discovery of a law's object or purpose only by analysis of the law's words,
structure, and operation, formal neutrality would permit enquiry also into the
intentions of those who enacted the law.
Compare ante, at 2230‑31 (opinion of KENNEDY, J., joined by
STEVENS, J.) with ante, at 2239‑40 (opinion of SCALIA, J., joined by
REHNQUIST, C.J.). For present
purposes, the distinction between formal and facial neutrality is less
important than the distinction between those conceptions of neutrality and
substantive neutrality.
Though Smith used the term "neutrality" without a
modifier, the rule it announced plainly assumes that free‑exercise
neutrality is of the formal sort. Distinguishing between laws whose
"object" is to prohibit religious exercise and those that prohibit
religious exercise as an "incidental effect," Smith placed only the
former within the reaches of the Free Exercise Clause; the latter, laws that satisfy formal
neutrality, Smith would subject to no free‑ exercise scrutiny at all,
even when they prohibit religious exercise in application. 494 U.S., at 878, 110 S.Ct., at 1599. The four Justices who rejected the Smith
rule, by contrast, read the Free Exercise Clause as embracing what I have
termed substantive neutrality. The
enforcement of a law "neutral on its face," they said, may
"nonetheless offend [the Free Exercise Clause's] requirement for
government neutrality if it unduly burdens the free exercise of
religion." Id., at 896, 110 S.Ct.,
at 1609 (opinion of O'CONNOR, J., joined by Brennan, Marshall, and BLACKMUN,
JJ.) (internal quotation marks and citations omitted). The rule these Justices saw as flowing from
free‑exercise neutrality, in contrast to the Smith rule, "requir[es]
the government to justify any substantial burden on religiously motivated
conduct by a compelling state interest and by means narrowly tailored to
achieve that interest." Id., at
894, 110 S.Ct., at 1608 (emphasis added).
The proposition for which the Smith rule stands, then, is that
formal neutrality, along with general applicability, are sufficient conditions
for constitutionality under the Free Exercise Clause. That proposition is not at issue in this case, however, for
Hialeah's animal‑sacrifice ordinances are not neutral under any
definition, any more than they are generally applicable. This case, rather,
involves the noncontroversial principle repeated in Smith, that formal
neutrality and general applicability are necessary conditions for free‑exercise
constitutionality. It is only
"this fundamental nonpersecution principle of the First Amendment [that
is] implicated here," ante, at 2222, and it is to that principle that the
Court adverts when it holds that Hialeah's ordinances "fail to satisfy the
Smith requirements," ante, at
2226. In applying that principle the
Court does not tread on troublesome ground.
In considering, for example, whether Hialeah's animal‑sacrifice
laws violate free‑exercise neutrality, the Court rightly observes that
"[a]t a minimum, the protections of the Free Exercise Clause pertain if
the law at issue discriminates against some or all religious beliefs or
regulates or prohibits conduct because it is undertaken for religious
reasons," ibid., and correctly finds Hialeah's laws to fail those
standards. The question whether the
protections of the Free Exercise Clause also pertain if the law at issue,
though nondiscriminatory in its object, has the effect nonetheless of placing a
burden on religious exercise is not before the Court today, and the Court's
intimations on the matter are therefore dicta.
The Court also rightly finds Hialeah's laws to fail the test of
general applicability, and as the Court "need not define with precision
the standard used to evaluate whether a prohibition is of general application,
for these ordinances fall well below the minimum standard necessary to protect
First Amendment rights," ante, at 2232, it need not discuss the rules that
apply to prohibitions found to be generally applicable. The question whether "there are areas
of conduct protected by the Free Exercise Clause of the First Amendment and
thus beyond the power of the State to control, even under regulations of
general applicability," Yoder, 406 U.S., at 220, 92 S.Ct., at 1535, is not
before the Court in this case, and, again, suggestions on that score are dicta.
II
In being so readily susceptible to resolution by applying the Free
Exercise Clause's "fundamental nonpersecution principle," ante, at
2222, this is far from a representative free‑exercise case. While, as the Court observes, the Hialeah
City Council has provided a rare example of a law actually aimed at suppressing
religious exercise, ibid., Smith was typical of our free‑ exercise cases,
involving as it did a formally neutral, generally applicable law. The rule Smith announced, however, was
decidedly untypical of the cases involving the same type of law. Because Smith left those prior cases
standing, we are left with a free‑exercise jurisprudence in tension with
itself, a tension that should be addressed, and that may legitimately be
addressed, by reexamining the Smith rule in the next case that would turn upon
its application.
A
In developing standards to judge the enforceability of formally
neutral, generally applicable laws against the mandates of the Free Exercise
Clause, the Court has addressed the concepts of neutrality and general
applicability by indicating, in language hard to read as not foreclosing the
Smith rule, that the Free Exercise Clause embraces more than mere formal
neutrality, and that formal neutrality and general applicability are not sufficient
conditions for free‑exercise constitutionality:
"In a variety of ways we have said that '[a] regulation
neutral on its face may, in its application, nonetheless offend the
constitutional requirement for governmental neutrality if it unduly burdens the
free exercise of religion.' "
Thomas, 450 U.S., at 717 [101 S.Ct., at 1431] (quoting Yoder, 406 U.S.,
at 220 [92 S.Ct., at 1535] ).
"[T]o agree that religiously grounded conduct must often be
subject to the broad police power of the State is not to deny that there are
areas of conduct protected by the Free Exercise Clause of the First Amendment
and thus beyond the power of the State to control, even under regulations of
general applicability." Ibid.
Not long before the Smith decision, indeed, the Court specifically
rejected the argument that "neutral and uniform" requirements for
governmental benefits need satisfy only a reasonableness standard, in part
because "[s]uch a test has no basis in precedent." Hobbie v. Unemployment Appeals Comm'n of
Fla., 480 U.S. 136, 141, 107 S.Ct. 1046, 1049, 94 L.Ed.2d 190 (1987) (internal
quotation marks omitted). Rather, we
have said, "[o]ur cases have established that '[t]he free exercise inquiry
asks whether government has placed a substantial burden on the observation of a
central religious belief or practice and, if so, whether a compelling
governmental interest justifies the burden.' " Swaggart Ministries, 493 U.S., at 384‑385, 110 S.Ct., at
692‑ 693 (quoting Hernandez v. Commissioner, 490 U.S. 680, 699, 109 S.Ct.
2136, 2148, 104 L.Ed.2d 766 (1989)).
Thus we have applied the same rigorous scrutiny to burdens on
religious exercise resulting from the enforcement of formally neutral,
generally applicable laws as we have applied to burdens caused by laws that
single out religious exercise: "
'only those interests of the highest order and those not otherwise served can
overbalance legitimate claims to the free exercise of religion.' " McDaniel v. Paty, 435 U.S., at 628, 98
S.Ct., at 1328 (plurality opinion) (quoting Yoder, supra, 406 U.S., at 215, 92
S.Ct., at 1533). Compare McDaniel,
supra, 435 U.S., at 628‑629, 98 S.Ct., at 1328‑1329 (plurality
opinion) (applying that test to a law aimed at religious conduct) with Yoder,
supra, 406 U.S., at 215‑229, 92 S.Ct., at 1533‑1540 (applying that
test to a formally neutral, general law).
Other cases in which the Court has applied heightened scrutiny to the
enforcement of formally neutral, generally applicable laws that burden
religious exercise include Hernandez v. Commissioner, supra, 490 U.S., at 699,
109 S.Ct., at 2149; Frazee v. Illinois
Dept. of Employment Security, 489 U.S. 829, 835, 109 S.Ct. 1514, 1518, 103
L.Ed.2d 914 (1989); Hobbie v.
Unemployment Appeals Comm'n, supra, 480 U.S., at 141, 107 S.Ct., at 1049; Bob Jones Univ. v. United States, 461 U.S.
574, 604, 103 S.Ct. 2017, 2035, 76 L.Ed.2d 157 (1983); United States v. Lee, 455 U.S. 252, 257‑258,
102 S.Ct. 1051, 1055, 71 L.Ed.2d 127 (1982);
Thomas, supra, 450 U.S., at 718, 101 S.Ct., at 1432; Sherbert v. Verner, 374 U.S. 398, 403, 83
S.Ct. 1790, 1793, 10 L.Ed.2d 965 (1963);
and Cantwell v. Connecticut, 310 U.S. 296, 304‑307, 60 S.Ct. 900,
903‑904, 84 L.Ed. 1213 (1940).
Though Smith sought to distinguish the free‑exercise cases
in which the Court mandated exemptions from secular laws of general
application, see 494 U.S., at 881‑885, 110 S.Ct., at 1601‑1603, I
am not persuaded. Wisconsin v. Yoder,
and Cantwell v. Connecticut, according to Smith, were not true free‑exercise
cases but "hybrid[s]" involving "the Free Exercise Clause in
conjunction with other constitutional protections, such as freedom of speech
and of the press, or the right of parents ... to direct the education of their
children." Smith, supra, 494 U.S.,
at 881, 882, 110 S.Ct., at 1601, 1602. Neither opinion, however, leaves any
doubt that "fundamental claims of religious freedom [were] at
stake." Yoder, supra, 406 U.S., at
221, 92 S.Ct., at 1536. See also
Cantwell, supra, 310 U.S., at 303‑307, 60 S.Ct., at 903‑905.
[FN4] And the distinction Smith draws
strikes me as ultimately untenable. If
a hybrid claim is simply one in which another constitutional right is
implicated, then the hybrid exception would probably be so vast as to swallow
the Smith rule, and, indeed, the hybrid exception would cover the situation
exemplified by Smith, since free speech and associational rights are certainly
implicated in the peyote ritual. But
if a hybrid claim is one in which a litigant would actually obtain an exemption
from a formally neutral, generally applicable law under another constitutional
provision, then there would have been no reason for the Court in what Smith
calls the hybrid cases to have mentioned the Free Exercise Clause at all.
FN4. Yoder, which involved a challenge by Amish parents to the enforcement
against them of a compulsory school attendance law, mentioned the parental
rights recognized in Pierce v. Society of Sisters, 268 U.S. 510, 45 S.Ct. 571,
69 L.Ed. 1070 (1925), as Smith pointed out.
See Employment Div., Dept. of Human Resources of Ore. v. Smith, 494 U.S.
872, 881, n. 1, 110 S.Ct. 1595, 1601, n. 1, 108 L.Ed.2d 876 (1990) (citing
Yoder, 406 U.S., at 233, 92 S.Ct., at 1542).
But Yoder did so only to distinguish Pierce, which involved a
substantive due process challenge to a compulsory school
attendance law and which required merely a showing of "
'reasonable[ness].' " Wisconsin v.
Yoder, 406 U.S. 205, 233, 92 S.Ct. 1526, 1542, 32 L.Ed.2d 15 (1972) (quoting
Pierce, supra, 268 U.S., at 535, 45 S.Ct., at 573). Where parents make a "free exercise claim," the Yoder
Court said, the Pierce reasonableness test is inapplicable and the State's
action must be measured by a stricter test, the test developed under the Free
Exercise Clause and discussed at length earlier in the opinion. See 406 U.S., at 233, 92 S.Ct., at 1542;
id., at 213‑229, 92 S.Ct., at 1532‑1540. Quickly after the reference to parental rights, the Yoder
opinion makes clear that the case involves "the central values underlying
the Religion Clauses." Id., at
234, 92 S.Ct., at 1542. The Yoders
raised only a free‑exercise defense to their prosecution under the school‑attendance
law, id., at 209, and n. 4, 92 S.Ct., at 1530, and n. 4; certiorari was granted only on the free‑
exercise issue, id., at 207, 92 S.Ct., at 1529; and the Court plainly understood the case to involve
"conduct protected by the Free Exercise Clause" even against
enforcement of a "regulatio[n] of general applicability," id., at
220, 92 S.Ct., at 1535. As for Cantwell, Smith pointed out that the case
explicitly mentions freedom of speech.
See 494 U.S., at 881, n. 1, 110 S.Ct., at 1601, n. 1 (citing Cantwell v. Connecticut, 310
U.S. 296, 307, 60 S.Ct. 900, 905, 84 L.Ed. 1213 (1940)). But the quote to which Smith refers occurs
in a portion of the Cantwell opinion (titled:
"[s]econd," and dealing with a breach‑of‑peace
conviction for playing phonograph records, see 310 U.S., at 307, 60 S.Ct., at
905) that discusses an entirely different issue from the section of Cantwell
that Smith cites as involving a "neutral, generally applicable law"
(titled: "[f]irst," and
dealing with a licensing system for solicitations, see Cantwell, supra, 310
U.S., at 303‑307, 60 S.Ct., at 903‑905). See Smith, supra, 494 U.S., at 881, 110 S.Ct., at 1601.
Smith sought to confine the remaining free‑exercise
exemption victories, which involved unemployment compensation systems, see
Frazee, supra; Hobbie v. Unemployment
Appeals Comm'n of Fla., 480 U.S. 136, 107 S.Ct. 1046, 94 L.Ed.2d 190 (1987); Thomas v. Review Bd. of Indiana Employment
Security Div., 450 U.S. 707, 101 S.Ct. 1125, 67 L.Ed.2d 624 (1981); and Sherbert, supra, "stand[ing] for the proposition that
where the State has in place a system of individual exemptions, it may not
refuse to extend that system to cases of 'religious hardship' without
compelling reason." 494 U.S., at
884, 110 S.Ct., at 1603. But prior to
Smith the Court had already refused to accept that explanation of the
unemployment compensation cases. See
Hobbie, supra, 480 U.S., at 142, n. 7, 107 S.Ct., at 1049, n. 7; Bowen v. Roy, 476 U.S. 693, 715‑716,
106 S.Ct. 2147, 2160‑ 2161, 90 L.Ed.2d 735 (1986) (opinion of BLACKMUN,
J.); id., at 727‑732, 106 S.Ct.,
at 2166‑2169 (opinion of O'CONNOR, J., joined by Brennan and Marshall,
JJ.); id., at 733, 106 S.Ct., at 2169
(WHITE, J., dissenting). And, again,
the distinction fails to exclude Smith:
"If Smith is viewed as a hypothetical criminal prosecution for
peyote use, there would be an individual governmental assessment of the
defendants' motives and actions in the form of a criminal trial." McConnell, Free Exercise Revisionism and
the Smith Decision, 57 U.Chi.L.Rev. 1109, 1124 (1990). Smith also distinguished the unemployment
compensation cases on the ground that they did not involve "an across‑the‑board
criminal prohibition on a particular form of conduct." 494 U.S., at 884, 110 S.Ct., at 1603. But even Chief Justice Burger's plurality
opinion in Bowen v. Roy, on which Smith drew for its analysis of the
unemployment compensation cases, would have applied its reasonableness test
only to "denial of government benefits" and not to "governmental
action or legislation that criminalizes religiously inspired activity or
inescapably compels conduct that some find objectionable for religious reasons,"
Bowen v. Roy, supra, 476 U.S., at 706, 106 S.Ct., at 2155 (opinion of Burger,
C.J., joined by Powell and REHNQUIST, JJ.);
to the latter category of governmental action, it would have applied the
test employed in Yoder, which involved an across‑the‑board criminal
prohibition and which Chief Justice Burger's opinion treated as an ordinary
free‑exercise case. See Bowen v.
Roy, 476 U.S., at 706‑707, 106 S.Ct., at 2155‑2156; id., at 705, n. 15, 106 S.Ct., at 2155, n.
15; Yoder, 406 U.S., at 218, 92 S.Ct.,
at 1534; see also McDaniel v. Paty, 435
U.S., at 628, n. 8, 98 S.Ct., at 1328, n. 8 (noting cases in which courts
considered claims for exemptions from general criminal prohibitions, cases the
Court thought were "illustrative of the general nature of free‑exercise
protections and the delicate balancing required by our decisions in [Sherbert
and Yoder,] when an important state interest is shown").
As for the cases on which Smith primarily relied as establishing
the rule it embraced, Reynolds v. United States, 98 U.S. 145, 25 L.Ed. 244
(1879), and Minersville School Dist. v. Gobitis, 310 U.S. 586, 60 S.Ct. 1010,
84 L.Ed. 1375 (1940), see Smith, supra, 494 U.S., at 879, 110 S.Ct., at 1600,
their subsequent treatment by the Court would seem to require rejection of the
Smith rule. Reynolds, which in
upholding the polygamy conviction of a Mormon stressed the evils it saw as
associated with polygamy, see 98 U.S., at 166 ("polygamy leads to the
patriarchal principle, and ... fetters the people in stationary
despotism"); id., at 165, 168, has
been read as consistent with the principle that religious conduct may be
regulated by general or targeting law only if the conduct "pose[s] some
substantial threat to public safety, peace or order." Sherbert v. Verner, 374 U.S., at 403, 83
S.Ct., at 1793; see also United States
v. Lee, 455 U.S., at 257‑258, 102 S.Ct., at 1055‑1056; Bob Jones University, 461 U.S., at 603, 103
S.Ct., at 2034; Yoder, supra, 406 U.S.,
at 230, 92 S.Ct., at 1540. And Gobitis, after three Justices who originally
joined the opinion renounced it for disregarding the government's
constitutional obligation "to accommodate itself to the religious views of
minorities," Jones v. Opelika, 316 U.S. 584, 624, 62 S.Ct. 1231, 1251, 86
L.Ed. 1691 (1942) (opinion of Black, Douglas, and Murphy, JJ.), was explicitly
overruled in West Virginia Bd. of Ed. v. Barnette, 319 U.S. 624, 642, 63 S.Ct.
1178, 1187, 87 L.Ed. 1628 (1943); see also id., at 643‑644, 63 S.Ct., at
1187‑1188 (Black and Douglas, JJ., concurring).
Since holding in 1940 that the Free Exercise Clause applies to the
States, see Cantwell v. Connecticut, 310 U.S. 296, 60 S.Ct. 900, 84 L.Ed. 1213,
the Court repeatedly has stated that the Clause sets strict limits on the
government's power to burden religious exercise, whether it is a law's object
to do so or its unanticipated effect.
Smith responded to these statements by suggesting that the Court did not
really mean what it said, detecting in at least the most recent opinions a lack
of commitment to the compelling‑interest test in the context of formally
neutral laws. Smith, supra, 494 U.S.,
at 884‑885, 110 S.Ct.,at 1603.
But even if the Court's commitment were that palid, it would argue only
for moderating the language of the test, not for eliminating constitutional
scrutiny altogether. In any event, I
would have trouble concluding that the Court has not meant what it has said in
more than a dozen cases over several decades, particularly when in the same
period it repeatedly applied the compelling‑interest test to require
exemptions, even in a case decided the year before Smith. See Frazee v. Illinois Dept. of Employment
Security, 489 U.S. 829, 109 S.Ct. 1514, 103 L.Ed.2d 914 (1989). [FN5] In sum, it seems to me difficult to escape
the conclusion that, whatever Smith's virtues, they do not include a
comfortable fit with settled law.
FN5. Though Smith implied that the Court, in considering claims
for exemptions from formally neutral, generally applicable laws, has applied a
"water[ed] down" version of strict scrutiny, 494 U.S., at 888, 110
S.Ct., at 1605, that appraisal confuses the cases in which we purported to
apply strict scrutiny with the cases in which we did not. We did not purport to apply strict scrutiny in several cases involving
discrete categories of governmental action in which there are special reasons
to defer to the judgment of the political branches, and the opinions in those
cases said in no uncertain terms that traditional heightened scrutiny applies
outside those categories. See O'Lone
v. Estate of Shabazz, 482 U.S. 342, 349, 107 S.Ct. 2400, 2404, 96 L.Ed.2d 282
(1987) ("[P]rison regulations ... are judged under a 'reasonableness' test
less restrictive than that ordinarily applied to alleged infringements of
fundamental constitutional rights");
Goldman v. Weinberger, 475 U.S. 503, 507, 106 S.Ct. 1310, 1313, 89
L.Ed.2d 478 (1986) ("Our review of military regulations challenged on
First Amendment grounds is far more deferential than constitutional review of
similar laws or regulations designed for civilian society"); see also Johnson v. Robison, 415 U.S. 361,
385‑386, 94 S.Ct. 1160, 1174‑1175, 39 L.Ed.2d 389 (1974); Gillette v. United States, 401 U.S. 437,
462, 91 S.Ct. 828, 842, 28 L.Ed.2d 168 (1971). We also did not purport to apply strict scrutiny in several
cases in which the claimants failed to establish a constitutionally cognizable
burden on religious exercise, and again the opinions in those cases left no
doubt that heightened scrutiny applies to the enforcement of formally neutral,
general laws that do burden free exercise.
See Jimmy Swaggart Ministries
v. Board of Equalization of Cal., 493 U.S. 378, 384‑385, 110 S.Ct. 688,
692‑693, 107 L.Ed.2d 796 (1990) ("Our cases have established that
[t]he free exercise inquiry asks whether government has placed a substantial
burden on the observation of a central religious belief or practice and, if so,
whether a compelling governmental interest justifies the burden")
(internal quotation marks and citation omitted); Lyng v. Northwest Indian Cemetery Protective Assn., 485 U.S. 439,
450, 108 S.Ct. 1319, 1326, 99 L.Ed.2d 534 (1988) ("[T]his Court has
repeatedly held that indirect coercion or penalties on the free exercise of
religion, not just outright prohibitions, are subject to [the] scrutiny"
employed in Sherbert v. Verner, 374 U.S. 398, 83 S.Ct. 1790, 10 L.Ed.2d 965
(1963)); see also Braunfeld v. Brown,
366 U.S. 599, 606‑607, 81 S.Ct. 1144, 1147‑1148, 6 L.Ed.2d 563
(1961) (plurality opinion). Among the
cases in which we have purported to apply strict scrutiny, we have required
free‑exercise exemptions more often than we have denied them. Compare Frazee v. Illinois Dept. of
Employment Security, 489 U.S. 829, 109 S.Ct. 1514, 103 L.Ed.2d 914 (1989); Hobbie v. Unemployment Appeals Comm'n of
Fla., 480 U.S. 136, 107 S.Ct. 1046, 94 L.Ed.2d 190 (1987); Thomas v. Review Bd.
of Indiana Employment Security Div., 450 U.S. 707, 101 S.Ct. 1425, 67 L.Ed.2d
624 (1981); Wisconsin v. Yoder, 406
U.S. 205, 92 S.Ct. 1526, 32 L.Ed.2d
15 (1972); Cantwell v. Connecticut, 310
U.S. 296, 60 S.Ct. 900, 84 L.Ed.2d 1213 (1940), with Hernandez v. Commissioner,
490 U.S. 680, 109 S.Ct. 2136, 104 L.Ed.2d 766 (1989); Bob Jones University v. United States, 461 U.S. 574, 103 S.Ct.
2017, 76 L.Ed.2d 157 (1983); United States v. Lee, 455 U.S. 252, 102 S.Ct.
1051, 71 L.Ed.2d 127 (1982). And of
the three cases in which we found that denial of an exemption survived strict
scrutiny (all tax cases), one involved the government's "fundamental, overriding
interest in eradicating racial discrimination in education," Bob Jones
Univ., supra, 461 U.S., at 604, 103 S.Ct., at 2035; in a second the Court "doubt[ed] whether the alleged burden
... [was] a substantial one," Hernandez, supra, 490 U.S., at 699, 109
S.Ct., at 2149; and the Court seemed to
be of the same view in the third, see Lee, supra, 455 U.S., at 261, n. 12, 102
S.Ct., at 1057, n. 12. These cases, I
think, provide slim grounds for concluding that the Court has not been true to
its word.
B
The Smith rule, in my view, may be reexamined consistently with
principles of stare decisis. To begin
with, the Smith rule was not subject to "full‑ dress argument"
prior to its announcement. Mapp v.
Ohio, 367 U.S. 643, 676‑ 677, 81 S.Ct. 1684, 1703, 6 L.Ed.2d 1081 (1961)
(Harlan, J., dissenting). The State of
Oregon in Smith contended that its refusal to exempt religious peyote use
survived the strict scrutiny required by "settled free exercise
principles," inasmuch as the State had "a compelling interest in
regulating" the practice of peyote use and could not "accommodate the
religious practice without compromising its interest." Brief for Petitioners in Smith, O.T. 1989,
No. 88‑1213, p. 5; see also id.,
at 5‑36; Reply Brief for
Petitioners in Smith, pp. 6‑20.
Respondents joined issue on the outcome of strict scrutiny on the facts
before the Court, see Brief for Respondents in Smith, pp. 14‑41, and
neither party squarely addressed the proposition the Court was to embrace, that
the Free Exercise Clause was irrelevant to the dispute. Sound judicial decisionmaking requires
"both a vigorous prosecution and a vigorous defense" of the issues in
dispute, Christiansburg Garment Co. v. EEOC, 434 U.S. 412, 419, 98 S.Ct. 694,
699, 54 L.Ed.2d 648 (1978), and a constitutional rule announced sua sponte is
entitled to less deference than one addressed on full briefing and
argument. Cf. Ladner v. United States,
358 U.S. 169, 173, 79 S.Ct. 209, 211, 3 L.Ed.2d 199 (1958) (declining to
address "an important and complex" issue concerning the scope of
collateral attack upon criminal sentences because it had received "only
meagre argument" from the parties, and the Court thought it "should
have the benefit of a full argument before dealing with the question").
The Smith rule's vitality as precedent is limited further by the
seeming want of any need of it in resolving the question presented in that
case. Justice O'CONNOR reached the
same result as the majority by applying, as the parties had requested,
"our established free exercise jurisprudence," 494 U.S., at 903, 110
S.Ct., at 1613, and the majority never determined that the case could not be
resolved on the narrower ground, going instead straight to the broader
constitutional rule. But the Court's
better practice, one supported by the same principles of restraint that
underlie the rule of stare decisis, is not to " 'formulate a rule of
constitutional law broader than is required by the precise facts to which it is
to be applied.' " Ashwander v.
TVA, 297 U.S. 288, 347, 56 S.Ct. 466, 483, 80 L.Ed. 688 (1936) (Brandeis, J.,
concurring) (quoting Liverpool, New York & Philadelphia S.S. Co. v.
Commissioners of Emigration, 113 U.S. 33, 39, 5 S.Ct. 352, 355, 28 L.Ed. 899
(1885)). While I am not suggesting
that the Smith Court lacked the power to announce its rule, I think a rule of
law unnecessary to the outcome of a case, especially one not put into play by
the parties, approaches without more the sort of "dicta ... which may be
followed if sufficiently persuasive but which are not controlling." Humphrey's Executor v. United States, 295
U.S. 602, 627, 55 S.Ct. 869, 873, 79 L.Ed. 1611 (1935); see also Kastigar v. United States, 406 U.S.
441, 454‑455, 92 S.Ct. 1653, 1661‑1662, 32 L.Ed.2d 212 (1972).
I do not, of course, mean to imply that a broad constitutional
rule announced without full briefing and argument necessarily lacks
precedential weight. Over time, such a decision may become "part of the
tissue of the law," Radovich v. National Football League, 352 U.S. 445,
455, 77 S.Ct. 390, 395, 1 L.Ed.2d 456 (1957) (Frankfurter, J., dissenting), and
may be subject to reliance in a way that new and unexpected decisions are
not. Cf. Planned Parenthood of
Southeastern Pennsylvania v. Casey, 505 U.S. 833, 854‑855, 112 S.Ct.
2791, 2808, 120 L.Ed.2d 674 (1992).
Smith, however, is not such a case.
By the same token, by pointing out Smith's recent vintage I do not mean
to suggest that novelty alone is enough to justify reconsideration.
"[S]tare decisis," as Justice Frankfurter wrote, "is a principle
of policy and not a mechanical formula," Helvering v. Hallock, 309 U.S.
106, 119, 60 S.Ct. 444, 451, 84 L.Ed. 604 (1940), and the decision whether to
adhere to a prior decision, particularly a constitutional decision, is a
complex and difficult one that does not lend itself to resolution by
application of simple, categorical rules, but that must account for a variety
of often competing considerations.
The considerations of full briefing, necessity, and novelty thus
do not exhaust the legitimate reasons for reexamining prior decisions, or even
for reexamining the Smith rule. One
important further consideration warrants mention here, however, because it
demands the reexamination I have in mind. Smith presents not the usual question
of whether to follow a constitutional rule, but the question of which
constitutional rule to follow, for Smith refrained from overruling prior free‑exercise
cases that contain a free‑ exercise rule fundamentally at odds with the
rule Smith declared. Smith, indeed,
announced its rule by relying squarely upon the precedent of prior cases. See 494 U.S., at 878, 110 S.Ct., at 1600
("Our decisions reveal that the ... reading" of the Free Exercise
Clause contained in the Smith rule "is the correct one"). Since that precedent is nonetheless at odds
with the Smith rule, as I have discussed above, the result is an intolerable
tension in free‑exercise law which may be resolved, consistently with
principles of stare decisis, in a case in which the tension is presented and
its resolution pivotal.
While the tension on which I rely exists within the body of our
extant case law, a rereading of that case law will not, of course, mark the
limits of any enquiry directed to reexamining the Smith rule, which should be
reviewed in light not only of the precedent on which it was rested but also of
the text of the Free Exercise Clause and its origins. As for text, Smith did not assert that the plain language of the
Free Exercise Clause compelled its rule, but only that the rule was "a
permissible reading" of the Clause.
Ibid. Suffice it to say that a respectable argument may be made that the
pre‑Smith law comes closer to fulfilling the language of the Free
Exercise Clause than the rule Smith announced.
"[T]he Free Exercise Clause ..., by its terms, gives special
protection to the exercise of religion," Thomas, 450 U.S., at 713, 101
S.Ct., at 1429, specifying an activity and then flatly protecting it against
government prohibition. The Clause
draws no distinction between laws whose object is to prohibit religious
exercise and laws with that effect, on its face seemingly applying to both.
Nor did Smith consider the original meaning of the Free Exercise
Clause, though overlooking the opportunity was no unique transgression. Save in a handful of passing remarks, the
Court has not explored the history of the Clause since its early attempts in
1879 and 1890, see Reynolds v. United States, 98 U.S., at 162‑166, and
Davis v. Beason, 133 U.S. 333, 342, 10 S.Ct. 299, 300, 33 L.Ed. 637 (1890),
attempts that recent scholarship makes clear were incomplete. See generally McConnell, The Origins and
Historical Understanding of Free Exercise of Religion, 103 Harv.L.Rev. 1409 (1990). [FN6] The curious absence of history from our free‑exercise
decisions creates a stark contrast with our cases under the Establishment
Clause, where historical analysis has been so prominent. [FN7]
FN6. Reynolds denied the free‑exercise claim of a Mormon
convicted of polygamy, and Davis v. Beason upheld against a free‑exercise
challenge a law denying the right to vote or hold public office to members of
organizations that practice or encourage polygamy. Exactly what the two cases took from the Free Exercise Clause's
origins is unclear. The cases are open
to the reading that the Clause sometimes protects religious conduct from
enforcement of generally applicable laws, see supra, at 2245‑46 (citing
cases); that the Clause never protects
religious conduct from the enforcement of generally applicable laws, see Smith,
494 U.S., at 879, 110 S.Ct., at 1600;
or that the Clause does not protect religious conduct at all, see Yoder,
406 U.S., at 247, 92 S.Ct., at 1549 (Douglas, J., dissenting in part); McConnell, The Origins and Historical
Understanding of Free Exercise of Religion, 103 Harv.L.Rev. 1409, 1488, and n.
404 (1990).
FN7. See Engel v. Vitale, 370 U.S. 421, 425‑436, 82 S.Ct.
1261, 1264‑1270, 8 L.Ed.2d 601 (1962);
McGowan v. Maryland, 366 U.S. 420, 431‑443, 81 S.Ct. 1101, 1108‑1114,
6 L.Ed.2d 393 (1961); Everson v. Board of Ed. of Ewing, 330 U.S. 1, 8‑16,
67 S.Ct. 504, 508‑511, 91 L.Ed. 711 (1947); see also Lee v. Weisman, 505 U.S. 577, 612‑616, 622‑626,
112 S.Ct. 2649, 2667, 120 L.Ed.2d 467 (1992) (SOUTER, J., concurring); Wallace
v. Jaffree, 472 U.S. 38, 91‑107, 105 S.Ct. 2479, 2507‑2516, 86
L.Ed.2d 29 (1985) (REHNQUIST, J., dissenting);
School Dist. of Abington v. Schempp, 374 U.S. 203, 232‑239, 83
S.Ct. 1560, 1576‑1581, 10 L.Ed.2d 844 (1963) (Brennan, J.,
concurring); McGowan v. Maryland, supra,
366 U.S., at 459‑495, 81 S.Ct., at 1153‑1172 (Frankfurter, J.,
concurring); Everson, supra, 330 U.S., at 31‑43, 67 S.Ct., at 519‑525
(Rutledge, J., dissenting).
This is not the place to explore the history that a century of
free‑exercise opinions have overlooked, and it is enough to note that,
when the opportunity to reexamine Smith presents itself, we may consider recent
scholarship raising serious questions about the Smith rule's consonance with
the original understanding and purpose of the Free Exercise Clause. See McConnell, The Origins and Historical
Understanding of Free Exercise of Religion, supra; Durham, Religious Liberty and the Call of Conscience, 42 DePaul
L.Rev. 71, 79‑85 (1992); see also
Office of Legal Policy, U.S. Dept. of Justice, Report to the Attorney General,
Religious Liberty under the Free Exercise Clause 38‑42 (1986) (predating
Smith ). There appears to be a strong
argument from the Clause's development in the First Congress, from its origins
in the post‑Revolution state constitutions and pre‑Revolution
colonial charters, and from the philosophy of rights to which the Framers
adhered, that the Clause was originally understood to preserve a right to
engage in activities necessary to fulfill one's duty to one's God, unless those
activities threatened the rights of others or the serious needs of the State.
If, as this scholarship suggests, the Free Exercise Clause's original
"purpose [was] to secure religious liberty in the individual by
prohibiting any invasions thereof by civil authority," School Dist. of
Abington v. Schempp, 374 U.S., at 223, 83 S.Ct., at 1572, then there would be
powerful reason to interpret the Clause to accord with its natural reading, as
applying to all laws prohibiting religious exercise in fact, not just those
aimed at its prohibition, and to hold the neutrality needed to implement such a
purpose to be the substantive neutrality of our pre‑Smith cases, not the
formal neutrality sufficient for constitutionality under Smith. [FN8]
FN8. The Court today observes that "historical instances of
religious persecution and intolerance ... gave concern to those who drafted the
Free Exercise Clause." Ante, at
2226 (internal quotation marks and citations omitted). That is no
doubt true, and of course it supports the proposition for which it was
summoned, that the Free Exercise Clause forbids religious persecution. But the Court's remark merits this
observation: the fact that the Framers
were concerned about victims of religious persecution by no means demonstrates
that the Framers intended the Free Exercise Clause to forbid only persecution,
the inference the Smith rule requires.
On the contrary, the eradication of persecution would mean precious
little to a member of a formerly persecuted sect who was nevertheless prevented
from practicing his religion by the enforcement of "neutral, generally
applicable" laws. If what drove
the Framers was a desire to protect an activity they deemed special, and if
"the [Framers] were well aware of potential conflicts between religious
conviction and social duties," A. Adams & C. Emmerich, A Nation
Dedicated to Religious Liberty 61 (1990), they may well have hoped to bar not
only prohibitions of religious exercise fueled by the hostility of the
majority, but prohibitions flowing from the indifference or ignorance of the
majority as well.
The scholarship on the original understanding of the Free Exercise
Clause is, to be sure, not uniform.
See, e.g., Hamburger, A Constitutional Right of Religious
Exemption: An Historical Perspective,
60 Geo.Wash.L.Rev. 915 (1992); Bradley,
Beguiled: Free Exercise Exemptions and
the Siren Song of Liberalism, 20 Hofstra L.Rev. 245 (1991). And there are differences of opinion as to
the weight appropriately accorded original meaning. But whether or not one considers the original designs of the
Clause binding, the interpretive significance of those designs surely ranks in
the hierarchy of issues to be explored in resolving the tension inherent in
free‑ exercise law as it stands today.
III
The extent to which the Free Exercise Clause requires government
to refrain from impeding religious exercise defines nothing less than the
respective relationships in our constitutional democracy of the individual to
government and to God. "Neutral,
generally applicable" laws, drafted as they are from the perspective of
the non‑adherent, have the unavoidable potential of putting the believer
to a choice between God and government.
Our cases now present competing answers to the question when government,
while pursuing secular ends, may compel disobedience to what one believes
religion commands. The case before us
is rightly decided without resolving the existing tension, which remains for
another day when it may be squarely faced.
Justice BLACKMUN, with whom Justice O'CONNOR joins, concurring in
the judgment.
The Court holds today that the city of Hialeah violated the First
and Fourteenth Amendments when it passed a set of restrictive ordinances
explicitly directed at petitioners' religious practice. With
this holding I agree. I write
separately to emphasize that the First Amendment's protection of religion
extends beyond those rare occasions on which the government explicitly targets
religion (or a particular religion) for disfavored treatment, as is done in
this case. In my view, a statute that
burdens the free exercise of religion "may stand only if the law in
general, and the State's refusal to allow a religious exemption in particular,
are justified by a compelling interest that cannot be served by less
restrictive means." Employment
Div., Dept. of Human Resources of Ore. v. Smith, 494 U.S. 872, 907, 110 S.Ct.
1595, 1615, 108 L.Ed.2d 876 (1990) (dissenting opinion). The Court, however, applies a different
test. It applies the test announced in
Smith, under which "a law that is neutral and of general applicability
need not be justified by a compelling governmental interest even if the law has
the incidental effect of burdening a particular religious practice." Ante, at 2226. I continue to believe that Smith was wrongly decided, because it
ignored the value of religious freedom as an affirmative individual liberty and
treated the Free Exercise Clause as no more than an antidiscrimination
principle. See 494 U.S., at 908‑909,
110 S.Ct., at 1616. Thus, while I
agree with the result the Court reaches in this case, I arrive at that result
by a different route.
When the State enacts legislation that intentionally or
unintentionally places a burden upon religiously motivated practice, it must justify
that burden by "showing that it is the least restrictive means of
achieving some compelling state interest." Thomas v. Review Bd. of Indiana Employment Security Div., 450
U.S. 707, 718, 101 S.Ct. 1425, 1432, 67 L.Ed.2d 624 (1981). See also Wisconsin v. Yoder, 406 U.S. 205,
215, 92 S.Ct. 1526, 1533, 32 L.Ed.2d 15 (1972). A State may no more create an underinclusive statute, one that
fails truly to promote its purported compelling interest, than it may create an
overinclusive statute, one that encompasses more protected conduct than
necessary to achieve its goal. In the
latter circumstance, the broad scope of the statute is unnecessary to serve the
interest, and the statute fails for that reason. In the former situation, the fact that allegedly harmful conduct
falls outside the statute's scope belies a governmental assertion that it has
genuinely pursued an interest "of the highest order." Ibid.
If the State's goal is important enough to prohibit religiously
motivated activity, it will not and must not stop at religiously motivated
activity. Cf. Zablocki v. Redhail, 434
U.S. 374, 390, 98 S.Ct. 673, 683, 54 L.Ed.2d 618 (1978) (invalidating certain
restrictions on marriage as "grossly underinclusive with respect to
[their] purpose"); Supreme Court
of N.H. v. Piper, 470 U.S. 274, 285, n. 19, 105 S.Ct. 1272, 1279, n. 19, 84
L.Ed.2d 205 (1985) (a rule excluding nonresidents from the bar of New Hampshire
"is underinclusive ... because it permits lawyers who move away from the
State to retain their membership in the bar").
In this case, the ordinances at issue are both overinclusive and
underinclusive in relation to the state interests they purportedly serve. They
are overinclusive, as the majority correctly explains, because the
"legitimate govern mental interests in protecting the public health and
preventing cruelty to animals could be addressed by restrictions stopping far
short of a flat prohibition of all Santeria sacrificial practice." Ante, at 2229. They are underinclusive as well, because "[d]espite the
city's proffered interest in preventing cruelty to animals, the ordinances are
drafted with care to forbid few killings but those occasioned by religious
sacrifice." Ante, at 2232. Moreover, the "ordinances are also
underinclusive with regard to the city's interest in public health...."
Ante, at 2233.
When a law discriminates against religion as such, as do the
ordinances in this case, it automatically will fail strict scrutiny under
Sherbert v. Verner, 374 U.S. 398, 402‑403, 407, 83 S.Ct. 1790, 1793,
1795, 10 L.Ed.2d 965 (1963) (holding
that governmental regulation that imposes a burden upon religious practice must
be narrowly tailored to advance a compelling state interest). Thisis true because a law that targets
religious practice for disfavored treatment both burdens the free exercise of
religion and, by definition, is not precisely tailored to a compelling
governmental interest.
Thus, unlike the majority, I do not believe that "[a] law
burdening religious practice that is not neutral or not of general application
must undergo the most rigorous of scrutiny." Ante, at 2233. In my
view, regulation that targets religion in this way, ipso facto, fails strict
scrutiny. It is for this reason that a
statute that explicitly restricts religious practices violates the First
Amendment. Otherwise, however,
"[t]he First Amendment ... does not distinguish between laws that are
generally applicable and laws that target particular religious
practices." Smith, 494 U.S., at
894, 110 S.Ct., at 1608 (opinion concurring in judgment).
It is only in the rare case that a state or local legislature will
enact a law directly burdening religious practice as such. See ibid.
Because respondent here does single out religion in this way, the
present case is an easy one to decide.
A harder case would be presented if petitioners were requesting an
exemption from a generally applicable anticruelty law. The result in the case before the Court
today, and the fact that every Member of the Court concurs in that result, does
not necessarily reflect this Court's views of the strength of a State's
interest in prohibiting cruelty to animals.
This case does not present, and I therefore decline to reach, the
question whether the Free Exercise Clause would require a religious exemption
from a law that sincerely pursued the goal of protecting animals from cruel
treatment. The number of organizations
that have filed amicus briefs on behalf of this interest, [FN*] however,
demonstrates that it is not a concern to be treated lightly.
FN* See Brief for Washington Humane Society in support of
Respondent; Brief for People for the
Ethical Treatment of Animals, New Jersey Animal Rights Alliance, and Foundation
for Animal Rights Advocacy in support of Respondent; Brief for Humane Society of the United States, American Humane
Association, American Society for the Prevention of Cruelty to Animals, Animal
Legal Defense Fund, Inc., and Massachusetts Society for the Prevention of
Cruelty to Animals in support of Respondent;
Brief for the International Society for Animal Rights, Citizens for
Animals, Farm Animal Reform Movement, In Defense of Animals, Performing Animal
Welfare Society, and Student Action
Corps for Animals in support of Respondent;
and Brief for the Institute for Animal Rights Law, American Fund for
Alternatives to Animal Research, Farm Sanctuary, Jews for Animal Rights, United
Animal Nations, and United Poultry Concerns in support of Respondent.