| * Note: Be sure to select black text in the "File: Page Setup" menu option. | Adobe PDF |
Ingraham v. Wright, 97 S.Ct. 1401,
430 U.S. 651, 51 L.Ed.2d 711 (1977)
Supreme Court of the United States
James INGRAHAM, by his mother and next friend, Eloise Ingraham, et
al.,
Petitioners,
v.
Willie J. WRIGHT, I, et al.
No. 75‑6527.
Argued Nov. 2‑3, 1976.
Decided April 19, 1977.
Syllabus [FN*]
FN* The syllabus constitutes no part of the opinion of the Court
but has been prepared by the Reporter of Decisions for the convenience of the
reader. See United States v. Detroit Timber & Lumber Co., 200 U.S. 321,
337, 26 S.Ct. 282, 287, 50 L.Ed. 499.
Petitioners, pupils in a Dade County, Fla., junior high school,
filed this action in Federal District Court pursuant to 42 U.S.C. ss 1981‑1988
for damages and injunctive and declaratory relief against respondent school
officials, alleging that petitioners and other students had been subjected to
disciplinary corporal punishment in violation of their constitutional rights.
The Florida statute then in effect authorized corporal punishment after the
teacher had consulted with the principal or teacher in charge of the school,
specifying that the punishment was not to be "degrading or unduly
severe." A School Board regulation contained specific directions and
limitations, authorizing punishment administered to a recalcitrant student's
buttocks with a wooden paddle. The evidence showed that the paddling of
petitioners was exceptionally harsh. The District Court granted respondents'
motion to dismiss the complaint, finding no basis for constitutional relief.
The Court of Appeals affirmed. Held:
1. The Cruel and Unusual Punishments Clause of the Eighth
Amendment does not apply to disciplinary corporal punishment in public schools.
Pp. 1408‑1412.
(a) The history of the Eighth Amendment and the decisions of this
Court make it clear that the prohibition against cruel and unusual punishment
was designed to protect those convicted of crime. Pp. 1408‑1411.
(b) There is no need to wrench the Eighth Amendment from its
historical context and extend it to public school disciplinary practices. The
openness of the public school and its supervision by the community afford
significant safeguards against the kinds of abuses from which that Amendment
protects convicted criminals. These safeguards are reinforced by the legal
constraints of the common law, whereby any punishment going beyond that which
is reasonably necessary for the proper education and discipline of the child
may result in both civil and criminal liability. Pp. 1411‑1412.
2. The Due Process Clause of the Fourteenth Amendment does not
require notice and hearing prior to imposition of corporal punishment as that
practice is authorized and limited by the common law. Pp. 1413‑1418.
(a) Liberty within the meaning of the Fourteenth Amendment is
implicated where public school authorities, acting under color of state law,
deliberately punish a child for misconduct by restraint and infliction of
appreciable physical pain. Freedom from bodily restraint and punishment is
within the liberty interest in personal security that has historically been
protected from state deprivation without due process of law. Pp. 1413‑1414.
(b) Under the longstanding accommodation between the child's
interest in personal security and the traditional common‑law privilege,
there can be no deprivation of substantive rights as long as the corporal
punishment remains within the limits of that privilege. The child nonetheless
has a strong interest in procedural safeguards that minimize the risk of
wrongful punishment and provide for the resolution of disputed questions of
justification. P. 1415.
(c) The Florida scheme, considered in light of the openness of the
school environment, affords significant protection against unjustified corporal
punishment of schoolchildren. The teacher and principal must exercise prudence
and restraint when they decide that corporal punishment is necessary for
disciplinary purposes. If the punishment is later found to be excessive, they
may be held liable in damages or be subject to criminal penalties. Where the
State has thus preserved what "has always been the law of the land,"
United States v. Barnett, 376 U.S. 681, 692, 84 S.Ct. 984, 990, 12 L.Ed.2d 23,
the case for administrative safeguards is significantly less compelling than it
would otherwise be. Pp. 1415‑1417.
(d) Imposing additional administrative safeguards as a
constitutional requirement would significantly intrude into the area of
educational responsibility that lies primarily with the public school
authorities. Prior procedural safeguards require a diversion of educational
resources, and school authorities may abandon corporal punishment as a
disciplinary measure rather than incur the burdens of complying with procedural
requirements. The incremental benefit of invoking the Constitution to impose
prior notice and a hearing cannot justify the costs. Pp. 1417‑1418.
525 F.2d 909, affirmed.
Bruce S. Rogow, Ft. Lauderdale, Fla., for petitioners.
Frank A. Howard, Jr., Miami, Fla., for respondents.
Mr. Justice POWELL delivered the opinion of the Court.
This case presents questions concerning the use of corporal
punishment in public schools: First, whether the paddling of students as a
means of maintaining school discipline constitutes cruel and unusual punishment
in violation of the Eighth Amendment; and, second, to the extent that paddling
is constitutionally permissible, whether the Due Process Clause of the
Fourteenth Amendment requires prior notice and an opportunity to be heard.
I
Petitioners James Ingraham and Roosevelt Andrews filed the
complaint in this case on January 7, 1971, in the United States District Court
for the Southern District of Florida. [FN1] At the time both were enrolled in
the Charles R. Drew Junior High School in Dade County, Fla., Ingraham in the
eighth grade and Andrews in the ninth. The complaint contained three counts,
each alleging a separate cause of action for deprivation of constitutional
rights, under 42 U.S.C. ss 1981‑1988. Counts one and two were individual
actions for damages by Ingraham and Andrews based on paddling incidents that
allegedly occurred in October 1970 at Drew Junior High School. Count three was
a class action for declaratory and injunctive relief filed on behalf of all
students in the Dade County schools. [FN2] Named as defendants in all counts
were respondents Willie J. Wright (principal at Drew Junior High School),
Lemmie Deliford (an assistant principal), Solomon Barnes (an assistant to the
principal), and Edward L. Whigham (superintendent of the Dade County School
System). [FN3]
FN1. As Ingraham and Andrews were minors, the complaint was filed
in the names of Eloise Ingraham, James' mother, and Willie Everett, Roosevelt's
father.
FN2. The District Court certified the class, under Fed.Rules
Civ.Proc. 23(b)(2) and (c)(1), as follows: " 'All students of the Dade
County School system who are subject to the corporal punishment policies issued
by the Defendant, Dade County School Board . . . .' " App. 17. One student
was specifically excepted from the class by request.
FN3. The complaint also named the Dade County School Board as a
defendant, but the Court of Appeals held that the Board was not amenable to
suit under 42 U.S.C. ss 1981‑1988 and dismissed the suit against the
Board for want of jurisdiction. 525 F.2d 909, 912 (CA5 1976). This aspect of
the Court of Appeals' judgment is not before us.
Petitioners presented their evidence at a week‑long trial
before the District Court. At the close of petitioners' case, respondents moved
for dismissal of count three "on the ground that upon the facts and the
law the plaintiff has shown no right to relief," Fed.Rule Civ.Proc. 41(b),
and for a ruling that the evidence would be insufficient to go to a jury on
counts one and two. [FN4] The District Court granted the motion as to all three
counts, and dismissed the complaint without hearing evidence on behalf of the
school authorities. App. 142‑150.
FN4. Petitioners had waived their right to jury trial on the
claims for damages in counts one and two, but respondents had not. The District
Court proceeded initially to hear evidence only on count three, the claim for
injunctive relief. At the close of petitioners' case, however, the parties
agreed that the evidence offered on count three (together with certain
stipulated testimony) would be considered, for purposes of a motion for
directed verdict, as if it had also been offered on counts one and two. It was
understood that respondents could reassert a right to jury trial if the motion
were denied. App. 142.
Petitioners' evidence may be summarized briefly. In the 1970‑1971
school year many of the 237 schools in Dade County used corporal punishment as
a means of maintaining discipline pursuant to Florida legislation and a local
School Board regulation. [FN5] The statute then in effect authorized limited
corporal punishment by negative inference, proscribing punishment which was
"degrading or unduly severe" or which was inflicted without prior
consultation with the principal or the teacher in charge of the school.
Fla.Stat.Ann. s 232.27 (1961). [FN6] The regulation, Dade County School Board
Policy 5144, contained explicit directions and limitations. [FN7] The
authorized punishment consisted of paddling the recalcitrant student on the
buttocks with a flat wooden paddle measuring less than two feet long, three to
four inches wide, and about one‑half inch thick. The normal punishment
was limited to one to five "licks" or blows with the paddle and
resulted in no apparent physical injury to the student. School authorities
viewed corporal punishment as a less drastic means of discipline than
suspension or expulsion. Contrary to the procedural requirements of the statute
and regulation, teachers often paddled students on their own authority without
first consulting the principal. [FN8]
FN5. The evidence does not show how many of the schools actually
employed corporal punishment as a means of maintaining discipline. The
authorization of the practice by the School Board extended to 231 of the
schools in the 1970‑1971 school year, but at least 10 of those schools
did not administer corporal punishment as a matter of school policy. Id., at
137‑139.
FN6. In the 1970‑1971 school year, s 232.27 provided:
"Each teacher or other member of the staff of any school
shall assume such authority for the control of pupils as may be assigned to him
by the principal and shall keep good order in the classroom and in other places
in which he is assigned to be in charge of pupils, but he shall not inflict
corporal punishment before consulting the principal or teacher in charge of the
school, and in no case shall such punishment be degrading or unduly severe in
its nature. . . ."
Effective July 1, 1976, the Florida Legislature amended the law
governing corporal punishment. Section 232.27 now reads:
"Subject to law and to the rules of the district school
board, each teacher or other member of the staff of any school shall have such
authority for the control and discipline of students as may be assigned to him
by the principal or his designated representative and shall keep good order in
the classroom and in other places in which he is assigned to be in charge of
students. If a teacher feels that corporal punishment is necessary, at least
the following procedures shall be followed:
"(1) The use of corporal punishment shall be approved in
principle by the principal before it is used, but approval is not necessary for
each specific instance in which it is used.
"(2) A teacher or principal may administer corporal
punishment only in the presence of
another adult who is informed beforehand, and in the student's presence, of the
reason for the punishment. "(3) A teacher or principal who has
administered punishment shall, upon request, provide the pupil's parent or
guardian with a written explanation of the reason for the punishment and the
name of the other (adult) who was present." Fla.Stat.Ann. s 232.27 (1977)
(codifier's notation omitted).
Corporal punishment is now defined as "the moderate use of
physical force or physical contact by a teacher or principal as may be
necessary to maintain discipline or to enforce school rules." s
228.041(28). The local school boards are expressly authorized to adopt rules
governing student conduct and discipline and are directed to make available
codes of student conduct. s 230.23(6). Teachers and principals are given
immunity from civil and criminal liability for enforcing disciplinary rules,
"(e)xcept in the case of excessive force or cruel and unusual punishment .
. . ." s 232.275.
FN7. In the 1970‑1971 school year, Policy 5144 authorized
corporal punishment where the failure of other means of seeking cooperation
from the student made its use necessary. The regulation specified that the
principal should determine the necessity for corporal punishment, that the
student should understand the seriousness of the offense and the reason for the
punishment, and that the punishment should be administered in the presence of another adult in circumstances
not calculated to hold the student up to shame or ridicule. The regulation
cautioned against using corporal punishment against a student under
psychological or medical treatment, and warned that the person administering
the punishment "must realize his own personal liabilities" in any
case of physical injury. App. 15. While this litigation was pending in the
District Court, the Dade County School Board amended Policy 5144 to standardize
the size of the paddles used in accordance with the description in the text, to
proscribe striking a child with a paddle elsewhere than on the buttocks, to
limit the permissible number of "licks" (five for elementary and
intermediate grades and seven for junior and senior grades), and to require a
contemporaneous explanation of the need for the punishment to the student and a
subsequent notification to the parents. App. 126‑128.
FN8. 498 F.2d 248, 255, and n. 7 (1974) (original panel opinion),
vacated on rehearing, 525 F.2d 909 (1976); App. 48, 138, 146; Exhibits 14, 15.
Petitioners focused on Drew Junior High School, the school in
which both Ingraham and Andrews were enrolled in the fall of 1970. In an
apparent reference to Drew, the District Court found that "(t)he instances
of punishment which could be characterized as severe, accepting the students'
testimony as credible, took place in one junior high school." App. 147.
The evidence, consisting mainly of the testimony of 16 students, suggests that
the regime at Drew was exceptionally harsh. The testimony of Ingraham and
Andrews, in support of their individual claims for damages, is illustrative.
Because he was slow to respond to his teacher's instructions, Ingraham was
subjected to more than 20 licks with a paddle while being held over a table in
the principal's office. The paddling was so severe that he suffered a
hematoma [FN9] requiring medical
attention and keeping him out of school for several days. [FN10] Andrews was
paddled several times for minor infractions. On two occasions he was struck on
his arms, once depriving him of the full use of his arm for a week. [FN11]
FN9. Stedman's Medical Dictionary (23d ed. 1976) defines
"hematoma" as "(a) localized mass of extravasated blood that is
relatively or completely confined within an organ or tissue . . . ; the blood
is usually clotted (or partly clotted), and, depending on how long it has been
there, may manifest various degrees of organization and decolorization."
FN10. App. 3‑4, 18‑20, 68‑85, 129‑136.
FN11. Id., at 4‑5, 104‑113. The similar experiences of
several other students at Drew, to which they individually testified in the
District Court, are summarized in the original panel opinion in the Court of
Appeals, 498 F.2d, at 257‑259.
The District Court made no findings on the credibility of the
students' testimony. Rather, assuming their testimony to be credible, the court
found no constitutional basis for relief. With respect to count three, the
class action, the court concluded that the punishment authorized and practiced
generally in the county schools violated no constitutional right. Id., at 143,
149. With respect to counts one and two, the individual damages actions, the
court concluded that while corporal punishment could in some cases violate the
Eighth Amendment, in this case a jury could not lawfully find "the
elements of severity, arbitrary infliction, unacceptability in terms
ofcontemporary standards, or gross disproportion which are necessary to bring 'punishment'
to the constitutional level of 'cruel and unusual punishment.' " Id., at
143.
A panel of the Court of Appeals voted to reverse. 498 F.2d 248
(CA5 1974). The panel concluded that the punishment was so severe and
oppressive as to violate the Eighth and Fourteenth Amendments, and that the
procedures outlined in Policy 5144 failed to satisfy the requirements of the
Due Process Clause. Upon rehearing, the en banc court rejected these
conclusions and affirmed the judgment of the District Court. 525 F.2d 909 (1976).
The full court held that the Due Process Clause did not require notice or an
opportunity to be heard:
"In essence, we refuse to set forth, as constitutionally
mandated, procedural standards for an activity which is not substantial enough,
on a constitutional level, to justify the time and effort which would have to
be expended by the school in adhering to those procedures or to justify further
interference by federal courts into the internal affairs of public
schools." Id., at 919.
The court also rejected the petitioners' substantive contentions.
The Eighth Amendment, in the court's view, was simply inapplicable to corporal
punishment in public schools. Stressing the likelihood of civil and criminal
liability in state law, if petitioners' evidence were believed, the court held
that "(t)he administration of corporal punishment in public schools,
whether or not excessively administered, does not come within the scope of
Eighth Amendment protection." Id., at 915. Nor was there any substantive
violation of the Due Process Clause. The court noted that "(p)addling of
recalcitrant children has long been an accepted method of promoting good
behavior and instilling notions of responsibility and decorum into the
mischievous heads of school children." Id., at 917. The court refused to
examine instances of punishment individually:
"We think it a misuse of our judicial power to determine, for
example, whether a teacher has acted arbitrarily in paddling a particular child
for certain behavior or whether in a particular instance of misconduct five
licks would have been a more appropriate punishment than ten licks. . . ."
Ibid.
We granted certiorari, limited to the questions of cruel and
unusual punishment and procedural due process. 425 U.S. 990, 96 S.Ct. 2200, 48
L.Ed.2d 815. [FN12]
FN12. We denied review of a third question presented in the
petition for certiorari:
"Is the infliction of severe corporal punishment upon public
school students arbitrary, capricious and unrelated to achieving any legitimate
educational purpose and therefore violative of the Due Process Clause of the
Fourteenth Amendment?" Pet. for Cert. 2.
II
In addressing the scope of the Eighth Amendment's prohibition on
cruel and unusual punishment this Court has found it useful to refer to
"(t)raditional common‑law concepts," Powell v. Texas, 392 U.S.
514, 535, 88 S.Ct. 2145, 2155, 20 L.Ed.2d 1254 (1968) (plurality opinion), and
to the "attitude(s) which our society has traditionally taken." Id.,
at 531, 88 S.Ct., at 2153. So, too, in defining the requirements of procedural
due process under the Fifth and Fourteenth Amendments, the Court has been
attuned to what "has always been the law of the land," United States
v. Barnett, 376 U.S. 681, 692, 84 S.Ct. 984, 990, 12 L.Ed.2d 23 (1964), and to
"traditional ideas of fair procedure." Greene v. McElroy, 360 U.S.
474, 508, 79 S.Ct. 1400, 1419, 3 L.Ed.2d 1377 (1959). We therefore begin by
examining the way in which our traditions and our laws have responded to the
use of corporal punishment in public schools.
The use of corporal punishment in this country as a means of
disciplining school children dates back to the colonial period. [FN13] It has
survived the transformation of primary and secondary education from the
colonials' reliance on optional private arrangements to our present system of
compulsory education and dependence on public schools. [FN14] Despite the
general abandonment of corporal punishment as a means of punishing criminal
offenders, [FN15] the practice continues to play a role in the public education
of school children in most parts of the country. [FN16] Professional and public
opinion is sharply divided on the practice, [FN17] and has been for more than a
century. [FN18] Yet we can discern no trend toward its elimination.
FN13. See H. Falk, Corporal Punishment 11‑48 (1941); N.
Edwards & H. Richey, The School in the American Social Order 115‑116
(1947).
FN14. Public and compulsory education existed in New England
before the Revolution, see id., at 50‑68, 78‑81, 97‑113, but
the demand for free public schools as we now know them did not gain momentum in
the country as a whole until the mid‑1800's, and it was not until 1918
that compulsory school attendance laws were in force in all the States. See
Brown v. Board of Education, 347 U.S. 483, 489 n. 4, 74 S.Ct. 686, 689, 98
L.Ed. 873 (1954), citing Cubberley, Public Education in the United States 408‑423,
563‑565 (1934 ed.); cf. Wisconsin v. Yoder, 406 U.S. 205, 226, and n. 15,
92 S.Ct. 1526, 1538, 32 L.Ed.2d 15 (1972).
FN15. See Jackson v. Bishop, 404 F.2d 571, 580 (CA8 1968); Falk,
supra, at 85‑88.
FN16. See K. Larson & M. Karpas, Effective Secondary School
Discipline 146 (1963); A. Reitman, J. Follman, & E. Ladd, Corporal
Punishment in the Public Schools 2‑5 (ACLU Report 1972).
FN17. For samplings of scholarly opinion on the use of corporal
punishment in the schools, see F. Reardon & R. Reynolds, Corporal
Punishment in Pennsylvania 1‑2, 34 (1975); National Education
Association, Report of the Task Force on Corporal Punishment (1972); K. James, Corporal
Punishment in the Public Schools 8‑16 (1963). Opinion surveys taken since
1970 have consistently shown a majority of teachers and of the general public
favoring moderate use of corporal punishment in the lower grades. See Reardon
& Reynolds, supra, at 2, 23‑26; Delaware Department of Public
Instruction, Report on the Corporal Punishment Survey 48 (1974); Reitman,
Follman, & Ladd, supra, at 34‑35; National Education Association,
supra, at 7.
FN18. See Falk, supra, 66‑69; cf. Cooper v. McJunkin, 4 Ind.
290 (1853).
At common law a single principle has governed the use of corporal
punishment since before the American Revolution: Teachers may impose reasonable
but not excessive force to discipline a child. [FN19] Blackstone catalogued
among the "absolute rights of individuals" the right "to
security from the corporal insults of menaces, assaults, beating, and
wounding," 1 W. Blackstone, Commentaries * 134, but he did not regard it a
"corporal insult" for a teacher to inflict "moderate
correction" on a child in his care. To the extent that force was
"necessary to answer the purposes for which (the teacher) is
employed," Blackstone viewed it as "justifiable or lawful." Id.,
at * 453; 3 id., at * 120. The basic doctrine has not changed. The prevalent
rule in this country today privileges such force as a teacher or administrator
"reasonably believes to be necessary for (the child's) proper control,
training, or education." Restatement (Second) of Torts s 147(2) (1965);
see id., s 153(2). To the extent that the force is excessive or unreasonable,
the educator in virtually all States is subject to possible civil and criminal
liability. [FN20]
FN19. See 1 F. Harper & F. James, The Law of Torts s 3.20, pp.
288‑ 292 (1956); Proehl, Tort Liability of Teachers, 12 Vand.L.Rev. 723,
734‑ 738 (1959); W. Prosser, The Law of Torts 136‑137 (4th ed.
1971).
FN20. See cases cited n. 28, infra. The criminal codes of many
States include provisions explicitly recognizing the teacher's common‑law
privilege to inflict reasonable corporal punishment. E. g., Ariz.Rev.Stat.Ann.
s 13‑246(A)(1) (1956); Conn.Gen.Stat. s 53a‑18 (1977);
Neb.Rev.Stat. s 28‑840(2) (1975); N.Y.Penal Law s 35.10 (McKinney 1975
and Supp.1976); Ore.Rev.Stat. s 161.205(1) (1975).
Although the early cases viewed the authority of the teacher as
deriving from the parents, [FN21] the concept of parental delegation has been
replaced by the view more consonant with compulsory education laws that the
State itself may impose such corporal punishment as is reasonably necessary
"for the proper education of the child and for the maintenance of group
discipline." 1 F. Harper & F. James, Law of Torts s 3.20, p. 292
(1956). [FN22] All of the circumstances are to be taken into account in
determining whether the punishment is reasonable in a particular case. Among
the most important considerations are the seriousness of the offense, the
attitude and past behavior of the child, the nature and severity of the
punishment, the age and strength of the child, and the availability of less
severe but equally effective means of discipline. Id., at 290‑291;
Restatement (Second) of Torts s 150, Comments c‑e, p. 268 (1965).
FN21. See Proehl, supra, at 726, and n. 13.
FN22. Today, corporal punishment in school is conditioned on
parental approval only in California. Cal.Educ.Code s 49001 (West Supp.1977).
Cf. Morrow v. Wood, 35 Wis. 59 (1874). This Court has held in a summary
affirmance that parental approval of corporal punishment is not
constitutionally required. Baker v. Owen, 423 U.S. 907, 96 S.Ct. 210, 46
L.Ed.2d 137 (1975), aff'g 395 F.Supp. 294 (M.D.N.C.).
Of the 23 States that have addressed the problem through
legislation, 21 have authorized the moderate use of corporal punishment in
public schools. [FN23] Of these States only a few have elaborated on the common‑law
test of reasonableness, typically providing for approval or notification of the
child's parents, [FN24] or for infliction of punishment only by the principal
[FN25] or in the presence of an adult witness. [FN26] Only two States,
Massachusetts and New Jersey, have prohibited all corporal punishment in their
public schools. [FN27] Where the legislatures have not acted, the state courts
have uniformly preserved the common‑law rule permitting teachers to use
reasonable force in disciplining children in their charge. [FN28]
FN23. Cal.Educ.Code ss 49000‑49001 (West Supp.1977);
Del.Code Ann., Tit. 14, s 701 (Supp.1976); Fla.Stat.Ann. s 232.27 (1977);
Ga.Code Ann. ss 32‑835, 32‑836 (1976); Haw.Rev.Stat. ss 298‑16
(1975 Supp.), 703‑309(2) (Spec. Pamphlet 1975); Ill.Ann.Stat., c. 122, ss
24‑24, 34‑84a (1977 Supp.); Ind.Code Ann. s 20‑8.1‑5‑2
(1975); Md.Ann.Code, Art. 77, s 98B (1975) (in specified counties);
Mich.Comp.Laws Ann., s 340.756 (1970); Mont.Rev.Codes Ann. s 75‑6109
(1971); Nev.Rev.Stat. s 392.465 (1973); N.C.Gen.Stat. s 115‑146 (1975);
Ohio Rev.Code Ann. s 3319.41 (1972); Okla.Stat.Ann., Tit. 70, s 6‑114
(1972); Pa.Stat.Ann., Tit. 24, s 13‑1317 (Supp.1976); S.C.Code s 59‑63‑260
(1977); S.D.Compiled Laws Ann. s 13‑32‑2 (1975); Vt.Stat.Ann., Tit.
16, s 1161 (Supp.1976); Va.Code Ann. s 22‑ 231.1 (1973); W.Va.Code, s 18A‑5‑1
(1977); Wyo.Stat. s 21.1‑64 (Supp.1975).
FN24. Cal.Educ. Code s 49001 (West Supp.1977) (requiring prior
parental approval in writing); Fla.Stat.Ann. s 232.27(3) (1977) (requiring a
written explanation on request); Mont.Rev.Codes Ann. s 75‑6109 (1971)
(requiring prior parental notification).
FN25. Md.Ann.Code, Art. 77, s 98B (1975).
FN26. Fla.Stat.Ann. s 232.27 (1977); Haw.Rev.Stats. s 298‑16
(1975 Supp.); Mont.Rev.Codes Ann. s 75‑6109 (1971).
FN27. Mass.Gen.Laws Ann., c. 71, s 37G (Supp.1976); N.J.Stat.Ann.
s 18A:6‑1 (1968).
FN28. E. g., Suits v. Glover, 260 Ala. 449, 71 So.2d 49 (1954); La
Frentz v. Gallagher, 105 Ariz. 255, 462 P.2d 804 (1969); Berry v. Arnold School
Dist., 199 Ark. 1118, 137 S.W.2d 256 (1940); Andreozzi v. Rubano, 145 Conn.
280, 141 A.2d 639 (1958); Tinkham v. Kole, 252 Iowa 1303, 110 N.W.2d 258
(1961); Carr v. Wright, 423 S.W.2d 521 (Ky.1968); Christman v. Hickman, 225
Mo.App. 828, 37 S.W.2d 672 (1931); Simms v. School Dist. No. 1, 13 Or.App. 119,
508 P.2d 236 (1973); Marlar v. Bill, 181 Tenn. 100, 178 S.W.2d 634 (1944);
Prendergast v. Masterson, 196 S.W. 246 (Tex.Civ.App.1917). See generally
sources cited n. 19, supra.
Against this background of historical and contemporary approval of
reasonable corporal punishment, we turn to the constitutional questions before
us.
III
(1) The Eighth Amendment provides: "Excessive bail shall not
be required, nor excessive fines imposed, nor cruel and unusual punishments
inflicted." Bail, fines, and punishment traditionally have been associated
with the criminal process, and by subjecting the three to parallel limitations
the text of the Amendment suggests an intention to limit the power of those
entrusted with the criminal‑law function of government. An examination of
the history of the Amendment and the decisions of this Court construing the
proscription against cruel and unusual punishment confirms that it was designed
to protect those convicted of crimes. We adhere to this longstanding limitation
and hold that the Eighth Amendment does not apply to the paddling of children
as a means of maintaining discipline in public schools.
A
The history of the Eighth Amendment is well known. [FN29] The text
was taken, almost verbatim, from a provision of the Virginia Declaration of
Rights of 1776, which in turn derived from the English Bill of Rights of 1689.
The English version, adopted after the accession of William and Mary, was
intended to curb the excesses of English judges under the reign of James II.
Historians have viewed the English provision as a reaction either to the
"Bloody Assize," the treason trials conducted by Chief Justice
Jeffreys in 1685 after the abortive rebellion of the Duke of Monmouth, [FN30]
or to the perjury prosecution of Titus Oates in the same year. [FN31] In either
case, the exclusive concern of the English version was the conduct of judges in
enforcing the criminal law. The original draft introduced in the House of Commons
provided: [FN32]
FN29. See Gregg v. Georgia, 428 U.S. 153, 168‑173, 96 S.Ct.
2909, 2920‑2925, 49 L.Ed.2d 859 (1976) (joint opinion of Stewart, Powell,
and Stevens, JJ.) (hereinafter joint opinion); Furman v. Georgia, 408 U.S. 238,
316‑328, 92 S.Ct. 2726, 2765‑2772, 33 L.Ed.2d 346 (1972) (Marshall,
J., concurring); Granucci, "Nor Cruel and Unusual Punishments
Inflicted:" The Original Meaning, 57 Calif.L.Rev. 839 (1969).
FN30. See I. Brant, The Bill of Rights 155 (1965).
FN31. See Granucci, supra, at 852‑860.
FN32. Id., at 855.
"The requiring excessive bail of persons committed in
criminal cases and imposing excessive fines, and illegal punishments, to be
prevented."
Although the reference to "criminal cases" was
eliminated from the final draft, the preservation of a similar reference in the
preamble [FN33] indicates that the
deletion was without substantive significance. Thus, Blackstone treated each of
the provision's three prohibitions as bearing only on criminal proceedings and
judgments. [FN34]
FN33. The preamble reads in part:
"WHEREAS the late King James the Second, by the assistance of
divers evil counsellors, judges, and ministers employed by him, did endeavor to
subvert and extirpate . . . the laws and liberties of this kingdom.
"10. And excessive bail hath been required of persons
committed in criminal cases, to
elude the benefit of the laws made for the liberty of the subjects. "11.
And excessive fines have been imposed; and illegal and cruel punishments
inflicted. . . ." R. Perry & J. Cooper, Sources of Our Liberties 245‑246
(1959).
FN34. 4 W. Blackstone, Commentaries * 297 (bail), * 379 (fines and
other punishments).
The Americans who adopted the language of this part of the English
Bill of Rights in framing their own State and Federal Constitutions 100 years
later feared the imposition of torture and other cruel punishments not only by
judges acting beyond their lawful authority, but also by legislatures engaged
in making the laws by which judicial authority would be measured. Weems v.
United States, 217 U.S. 349, 371‑373, 30 S.Ct. 544, 550‑551, 54
L.Ed. 793 (1910). Indeed, the principal concern of the American Framers appears
to have been with the legislative definition of crimes and punishments. In re
Kemmler, 136 U.S. 436, 446‑447, 10 S.Ct. 930, 933‑934, 34 L.Ed. 519
(1890); Furman v. Georgia, 408 U.S. 238, 263, 92 S.Ct. 2726, 2739, 33 L.Ed.2d
346 (1972) (Brennan, J., concurring). But if the American provision was
intended to restrain government more broadly than its English model, the
subject to which it was intended to apply the criminal process was the same.
At the time of its ratification, the original Constitution was
criticized in the Massachusetts and Virginia Conventions for its failure to
provide any protection for persons convicted of crimes. [FN35] This criticism
provided the impetus for inclusion of the Eighth Amendment in the Bill of
Rights. When the Eighth Amendment was debated in the First Congress, it was met
by the objection that the Cruel and Unusual Punishments Clause might have the
effect of outlawing what were then the common criminal punishments of hanging,
whipping, and earcropping. 1 Annals of Cong. 754 (1789). The objection was not
heeded, "precisely because the legislature would otherwise have had the
unfettered power to prescribe punishments for crimes." Furman v. Georgia,
supra, at 263, 92 S.Ct., at 2739.
FN35. Abraham Holmes of Massachusetts complained specifically of
the absence of a provision restraining Congress in its power to determine
"what kind of punishments shall be inflicted on persons convicted of
crimes." 2 J. Elliot, Debates on the Federal Constitution 111 (1876).
Patrick Henry was of the same mind:
"What says our (Virginia) bill of rights? 'that excessive
bail ought not to be required, nor excessive fines imposed, nor cruel and
unusual punishments inflicted.' Are you not, therefore, now calling on those
gentlemen who are to compose Congress, to prescribe trials and define
punishments without this control? Will they find sentiments there similar to
this bill of rights? You let them loose; you do more you depart from the genius
of your country. . . . " 3 id., at 447.
B
In light of this history, it is not surprising to find that every
decision of this Court considering whether a punishment is "cruel and
unusual" within the meaning of the Eighth and Fourteenth Amendments has
dealt with a criminal punishment.
See Estelle v. Gamble, 429 U.S. 97, 97 S.Ct. 285, 50 L.Ed.2d 251 (1976)
(incarceration without medical care); Gregg v. Georgia, 428 U.S. 153, 96 S.Ct. 2909,
49 L.Ed.2d 859 (1976) (execution for murder); Furman v. Georgia, supra
(execution for murder); Powell v. Texas, 392 U.S. 514, 88 S.Ct. 2145, 20
L.Ed.2d 1254 (1968) (plurality opinion) ($20 fine for public drunkenness);
Robinson v. California, 370 U.S. 660, 82 S.Ct. 1417, 8 L.Ed.2d 758 (1962)
(incarceration as a criminal for addiction to narcotics); Trop v. Dulles, 356
U.S. 86, 78 S.Ct. 590, 2 L.Ed.2d 630 (1958) (plurality opinion) (expatriation
for desertion); Louisiana ex rel Francis v. Resweber, 329 U.S. 459, 67 S.Ct.
374, 91 L.Ed. 422 (1947) (execution by electrocution after a failed first
attempt); Weems v. United States, supra (15 years' imprisonment and other
penalties for falsifying an official document); Howard v. Fleming, 191 U.S.
126, 24 S.Ct. 49, 48 L.Ed. 121 (1903) (10 years' imprisonment for conspiracy to
defraud); In re Kemmler, supra (execution by electrocution); Wilkerson v. Utah,
99 U.S. 130, 25 L.Ed. 345 (1879) (execution by firing squad); Pervear v.
Commonwealth, 5 Wall. 475, 18 L.Ed. 608 (1867) (fine and imprisonment at hard
labor for bootlegging).
(2) These decisions recognize that the Cruel and Unusual
Punishments Clause circumscribes the criminal process in three ways: First, it
limits the kinds of punishment that can be imposed on those convicted of
crimes, e. g., Estelle v. Gamble, supra; Trop v. Dulles, supra ; second, it
proscribes punishment grossly disproportionate to the severity of the crime, e.
g., Weems v. United States, supra; and third, it imposes substantive limits on what
can be made criminal and punished as such, e. g., Robinson v. California,
supra. We have recognized the last limitation as one to be applied sparingly.
"The primary purpose of (the Cruel and Unusual Punishments Clause) has
always been considered, and properly so, to be directed at the method or kind
of punishment imposed for the violation of criminal statutes . . .."
Powell v. Texas, supra, at 531‑532, 88 S.Ct., at 2154 (plurality
opinion).
In the few cases where the Court has had occasion to confront
claims that impositions outside the criminal process constituted cruel and
unusual punishment, it has had no difficulty finding the Eighth Amendment
inapplicable. Thus, in Fong Yue Ting v. United States, 149 U.S. 698, 13 S.Ct.
1016, 37 L.Ed. 905 (1893), the Court held the Eighth Amendment inapplicable to
the deportation of aliens on the ground that "deportation is not a
punishment for crime." Id., at 730, 13 S.Ct., at 1028; see Mahler v. Eby,
264 U.S. 32, 44 S.Ct. 283, 68 L.Ed. 549 (1924); Bugajewitz v. Adams, 228 U.S.
585, 33 S.Ct. 607, 57 L.Ed. 978 (1913). And in Uphaus v. Wyman, 360 U.S. 72, 79
S.Ct. 1040, 3 L.Ed.2d 1090 (1959), the Court sustained a judgment of civil
contempt, resulting in incarceration pending compliance with a subpoena,
against a claim that the judgment imposed cruel and unusual punishment. It was
emphasized that the case involved " 'essentially a civil remedy designed
for the benefit of other parties . . . exercised for centuries to secure
compliance with judicial decrees.' " Id., at 81, 79 S.Ct., at 1047,
quoting Green v. United States, 356 U.S. 165, 197, 78 S.Ct. 632, 650, 2 L.Ed.2d
672 (1958) (dissenting opinion). [FN36]
FN36. In urging us to extend the Eighth Amendment to ban school
paddlings, petitioners rely on the many decisions in which this Court has held
that the prohibition against "cruel and unusual" punishments is not
" 'fastened to the obsolete but may acquire meaning as public opinion
becomes enlightened by a humane justice.' " Gregg v. Georgia, 428 U.S., at
171, 96 S.Ct., at 2924 (joint opinion); see, e. g., Trop v. Dulles, 356 U.S.
86, 100‑101, 78 S.Ct. 590, 597‑598, 2 L.Ed.2d 630 (1958) (plurality
opinion); Weems v. United States, 217 U.S. 349, 373, 378, 30 S.Ct. 544, 551‑553,
54 L.Ed. 793 (1910). This reliance is misplaced. Our Eighth Amendment decisions
have referred to "evolving standards of decency," Trop v. Dulles,
supra, 356 U.S., at 101, 78 S.Ct., at 598, only in determining whether criminal
punishments are "cruel and unusual" under the Amendment.
C
Petitioners acknowledge that the original design of the Cruel and
Unusual Punishments Clause was to limit criminal punishments, but urge
nonetheless that the prohibition should be extended to ban the paddling of
schoolchildren. Observing that the Framers of the Eighth Amendment could not
have envisioned our present system of public and compulsory education, with its
opportunities for noncriminal punishments, petitioners contend that extension
of the prohibition against cruel punishments is necessary lest we afford greater
protection to criminals than to schoolchildren. It wouldbe anomalous, they say,
if schoolchildren could be beaten without constitutional redress, while
hardened criminals suffering the same beatings at the hands of their jailers
might have a valid claim under the Eighth Amendment. See Jackson v. Bishop, 404
F.2d 571 (CA8 1968); cf. Estelle v. Gamble, supra. Whatever force this logic
may have in other settings, [FN37] we find it an inadequate basis for wrenching
the Eighth Amendment from its historical context and extending it to
traditional disciplinary practices in the public schools.
FN37. Some punishments, though not labeled "criminal" by
the State, may be sufficiently analogous to criminal punishments in the
circumstances in which they are administered to justify application of the
Eighth Amendment. Cf. In re Gault, 387 U.S. 1, 87 S.Ct. 1428, 18 L.Ed.2d 527
(1967). We have no occasion in this case, for example, to consider whether or
under what circumstances persons involuntarily confined in mental or juvenile
institutions can claim the protection of the Eighth Amendment.
The prisoner and the schoolchild stand in wholly different
circumstances, separated by the harsh facts of criminal conviction and
incarceration. The prisoner's conviction entitles the State to classify him as
a "criminal," and his incarceration deprives him of the freedom
"to be with family and friends and to form the other enduring attachments
of normal life." Morrissey v. Brewer, 408 U.S. 471, 482, 92 S.Ct. 2593,
2600, 33 L.Ed.2d 484 (1972); see Meachum v. Fano, 427 U.S. 215, 224‑225,
96 S.Ct. 2532, 2538, 49 L.Ed.2d 451 (1976). Prison brutality, as the Court of
Appeals observed in this case, is "part of the total punishment to which
the individual is being subjected for his crime and, as such, is a proper
subject for Eighth Amendment scrutiny." 525 F.2d, at 915. [FN38] Even so,
the protectionaffordedby the Eighth Amendment is limited. After incarceration,
only the " 'unnecessary and wanton infliction of pain,' " Estelle v.
Gamble, 429 U.S., at 103, 97 S.Ct., at 291, quoting Gregg v. Georgia, 428 U.S.
at 173, 96 S.Ct., at 2925, constitutes cruel and unusual punishment forbidden
by the Eighth Amendment.
FN38. Judge Friendly similarly has observed that the Cruel and
Unusual Punishments Clause "can fairly be deemed to be applicable to the
manner in which an otherwise constitutional sentence . . . is carried out by an
executioner, see Louisiana ex rel. Francis v. Resweber, 329 U.S. 459, 67 S.Ct.
374, 91 L.Ed. 422 (1947), or to cover conditions of confinement which may make
intolerable an otherwise constitutional term of imprisonment." Johnson v.
Glick, 481 F.2d 1028, 1032 (CA2), cert. denied, 414 U.S. 1033, 94 S.Ct. 462, 38
L.Ed.2d 32 (1973) (citation omitted).
The schoolchild has little need for the protection of the Eighth
Amendment. Though attendance may not always be voluntary, the public school
remains an open institution. Except perhaps when very young, the child is not
physically restrained from leaving school during school hours; and at the end
of the school day, the child is invariably free to return home. Even while at
school, the child brings with him the support of family and friends and is
rarely apart from teachers and other pupils who may witness and protest any
instances of mistreatment.
The openness of the public school and its supervision by the
community afford significant safeguards against the kinds of abuses from which
the Eighth Amendment protects the prisoner. In virtually every community where
corporal punishment is permitted in the schools, these safeguards are
reinforced by the legal constraints of the common law. Public school teachers
and administrators are privileged at common law to inflict only such corporal
punishment as is reasonably necessary for the proper education and discipline
of the child; any punishment going beyond the privilege may result in both
civil and criminal liability. See Part II, supra. As long as the schools are
open to public scrutiny, there is no reason to believe that the common‑law
constraints will not effectively remedy and deter excesses such as those
alleged in this case. [FN39]
FN39. Putting history aside as irrelevant, the dissenting opinion
of Mr. Justice WHITE argues that a "purposive analysis" should
control the reach of the Eighth Amendment. Post, at 1420‑1421. There is
no support whatever for this approach in the decisions of this Court. Although
an imposition must be
"punishment" for the Cruel and Unusual Punishments Clause to apply,
the Court has never held that all punishments are subject to Eighth Amendment
scrutiny. See n. 40, infra. The applicability of the Eighth Amendment always
has turned on its original meaning, as demonstrated by its historical
derivation. See Gregg v. Georgia, 428 U.S., at 169‑ 173, 96 S.Ct., at
2923‑2925 (joint opinion); Furman v. Georgia, 408 U.S., at 315‑328,
92 S.Ct., at 2765‑2772 (Marshall J., concurring). The dissenting opinion
warns that as a consequence of our decision today, teachers may "cut off a
child's ear for being late to class." Post, at 1419. This rhetoric bears
no relation to reality or to the issues presented in this case. The laws of
virtually every State forbid the excessive physical punishment of
schoolchildren. Yet the logic of the dissent would make the judgment of which
disciplinary punishments are reasonable and which are excessive a matter of
constitutional principle in every case, to be decided ultimately by this Court.
The hazards of such a broad reading of the Eighth Amendment are clear. "It
is always time to say that this Nation is too large, too complex and composed
of too great a diversity of peoples for any one of us to have the wisdom to
establish the rules by which local Americans must govern their local affairs.
The constitutional rule we are urged to adopt is not merely revolutionary it
departs from the ancient faith based on the premise that experience in making
local laws by local people themselves is by far the safest guide for a nation
like ours to follow." Powell v. Texas, 392 U.S. 514, 547‑548, 88
S.Ct. 2145, 2161, 20 L.Ed.2d 1254 (1968) (opinion of Black, J.).
We conclude that when public school teachers or administrators
impose disciplinary corporal punishment, the Eighth Amendment is inapplicable.
The pertinent constitutional question is whether the imposition is consonant
with the requirements of due process. [FN40]
FN40. Eighth Amendment scrutiny is appropriate only after the
State has complied with the constitutional guarantees traditionally associated
with criminal prosecutions. See United States v. Lovett, 328 U.S. 303, 317‑318,
66 S.Ct. 1073, 1079‑1080, 90 L.Ed. 1252 (1946). Thus, in Trop v. Dulles,
356 U.S. 86, 78 S.Ct. 590, 2 L.Ed.2d 630 (1958), the plurality appropriately
took the view that denationalization was an impermissible punishment for
wartime desertion under the Eighth Amendment, because desertion already had
been established at a criminal trial. But in Kennedy v. Mendoza‑Martinez,
372 U.S. 144, 83 S.Ct. 554, 9 L.Ed.2d 644 (1963), where the Court considered
denationalization as a punishment for evading the draft, the Court refused to
reach the Eighth Amendment issue, holding instead that the punishment could be
imposed only through the criminal process. Id., at 162‑167, 186, 83
S.Ct., at 564‑567, 576 and n. 43. As these cases demonstrate, the State
does not acquire the power to punish with which the Eighth Amendment is
concerned until after it has secured a formal adjudication of guilt in
accordance with due process of law. Where the State seeks to impose punishment
without such an adjudication, the pertinent constitutional guarantee is the Due
Process Clause of the Fourteenth Amendment.
IV
The Fourteenth Amendment prohibits any state deprivation of life,
liberty, or property without due process of law. Application of this
prohibition requires the familiar two‑stage analysis: We must first ask
whether the asserted individual interests are encompassed within the Fourteenth
Amendment's protection of "life, liberty or property"; if protected
interests are implicated, we then must decide what procedures constitute
"due process of law." Morrissey v. Brewer, 408 U.S. at 481, 92 S.Ct.,
at 2600; Board of Regents v. Roth, 408 U.S. 564, 569‑572, 92 S.Ct. 2701,
2705‑2707, 33 L.Ed.2d 548 (1972). See Friendly, Some Kind of Hearing, 123
U.Pa.L.Rev. 1267 (1975). Following that analysis here, we find that corporal
punishment in public schools implicates a constitutionally protected liberty
interest, but we hold that the traditional common‑law remedies are fully
adequate to afford due process.
A
(3) "(T)he range of interests protected by procedural due
process is not infinite." Board of Regents v. Roth, supra, at 570, 92
S.Ct., at 2705. We have repeatedly rejected "the notion that any grievous
loss visited upon a person by the State is sufficient to invoke the procedural
protections of the Due Process Clause." Meachum v. Fano, 427 U.S. at 224,
96 S.Ct., at 2538. Due process is required only when a decision of the State
implicates an interest within the protection of the Fourteenth Amendment. And
"to determine whether due process requirements apply in the first place,
we must look not to the 'weight' but to the nature of the interest at
stake." Roth, supra, 408 U.S., at 570‑571, 92 S.Ct., at 2705.
(4) The Due Process Clause of the Fifth Amendment, later
incorporated into the Fourteenth, was intended to give Americans at least the
protection against governmental power that they had enjoyed as Englishmen
against the power of the Crown. The liberty preserved from deprivation without
due process included the right "generally to enjoy those privileges long
recognized at common law as essential to the orderly pursuit of happiness by
free men." Meyer v. Nebraska, 262 U.S. 390, 399, 43 S.Ct. 625, 626, 67
L.Ed. 1042 (1923); see Dent v. West Virginia, 129 U.S. 114, 123‑124, 9
S.Ct. 231, 233‑234, 32 L.Ed. 623 (1889). Among the historic liberties so
protected was a right to be free from and to obtain judicial relief, for
unjustified intrusions on personal security.
[FN41]
FN41. See 1 W. Blackstone, Commentaries * 134. Under the 39th
Article of the Magna Carta, an individual could not be deprived of this right
of personal security "except by the legal judgment of his peers or by the
law of the land." Perry & Cooper, supra, n. 33, at 17. By subsequent
enactments of Parliament during the time of Edward III, the right was protected
from deprivation except "by due process of law." See Shattuck, The
True Meaning of the Term "Liberty," 4 Harv.L.Rev. 365, 372‑373
(1891).
While the contours of this historic liberty interest in the context
of our federal system of government have not been defined precisely, [FN42]
they always have been thought to encompass freedom from bodily restraint and
punishment. See Rochin v. California, 342 U.S. 165, 72 S.Ct. 205, 96 L.Ed. 183
(1952). It is fundamental that the state cannot hold and physically punish an
individual except in accordance with due process of law.
FN42. See, e. g., Skinner v. Oklahoma, 316 U.S. 535, 541, 62 S.Ct.
1110, 1113, 86 L.Ed. 1655 (1942) (sterilization); Jacobson v. Massachusetts, 197 U.S. 11, 25 S.Ct.
358, 49 L.Ed. 643 (1905) (vaccination); Union Pacific R. Co. v. Botsford, 141
U.S. 250, 251‑252, 11 S.Ct. 1000, 1001, 35 L.Ed. 734 (1891) (physical
examinations); cf. ICC v. Brimson, 154 U.S. 447, 479, 14 S.Ct. 1125, 1134, 38
L.Ed. 1047 (1894). The right of personal security is also protected by the
Fourth Amendment, which was made applicable to the States through the
Fourteenth because its protection was viewed as "implicit in 'the concept
of ordered liberty' . . . enshrined in the history and the basic constitutional
documents of English‑speaking peoples." Wolf v. Colorado, 338 U.S.
25, 27‑28, 69 S.Ct. 1359, 1361, 93 L.Ed. 1782 (1949). It has been said of
the Fourth Amendment that its "overriding function . . . is to protect
personal privacy and dignity against unwarranted intrusion by the State."
Schmerber v. California, 384 U.S. 757, 767, 86 S.Ct. 1826, 1834, 16 L.Ed.2d 908
(1966). But the principal concern of that Amendment's prohibition against
unreasonable searches and seizures is with intrusions on privacy in the course
of criminal investigations. See Whalen v. Roe, 429 U.S. 589, 604 n. 32, 97
S.Ct. 869, 879, 51 L.Ed.2d 64 (1977). Petitioners do not contend that the
Fourth Amendment applies, according to its terms, to corporal punishment in
public school.
(5) This constitutionally protected liberty interest is at stake
in this case. There is, of course a de minimis level of imposition with which
the Constitution is not concerned. But at least where school authorities,
acting under color of state law, deliberately decide to punish a child for
misconduct by restraining the child and inflicting appreciable physical pain,
we hold that Fourteenth Amendment liberty interests are implicated. [FN43]
FN43. Unlike Goss v. Lopez, 419 U.S. 565, 95 S.Ct. 729, 42 L.Ed.2d
725 (1975), this case does not involve the state‑created property
interest in public education. The purpose of corporal punishment is to correct
a child's behavior without interrupting his education. That corporal punishment
may, in a rare case, have the unintended effect of temporarily removing a child
from school affords no basis for concluding that the practice itself deprives
students of property protected by the Fourteenth Amendment.
Nor does this case involve any state‑created interest in
liberty going beyond the Fourteenth Amendment's protection of freedom from
bodily restraint and corporal punishment. Cf. Meachum v. Fano, 427 U.S. 215,
225‑227, 96 S.Ct. 2532, 2538‑2539, 49 L.Ed.2d 451 (1976).
B
(6) "(T)he question remains what process is due."
Morrissey v. Brewer, supra, at 481, 92 S.Ct., at 2600. Were it not for the
common‑law privilege permitting teachers, to inflict reasonable corporal
punishment on children in their care, and the availability of the traditional
remedies for abuse, the case for requiring advance procedural safeguards would
be strong indeed. [FN44] But here we deal with a punishment paddling within
that tradition, and the question is whether the common‑law remedies are
adequate to afford due process.
FN44. If the common‑law privilege to inflict reasonable
corporal punishment in school were inapplicable, it is doubtful whether any
procedure short of a trial in a criminal or juvenile court could satisfy the
requirements of procedural due process for the imposition of such punishment.
See United States v. Lovett, 328 U.S., at 317‑318, 66 S.Ct. 1073, 1079‑1080,
90 L.Ed. 1252; cf. Breed v. Jones, 421 U.S. 519, 528‑ 529, 95 S.Ct. 1779,
1785‑1786, 44 L.Ed.2d 346 (1975).
" '(D)ue process,' unlike some legal rules, is not a
technical conception with a fixed content unrelated to time, place and
circumstances. . . . Representing a profound attitude of fairness . . . 'due
process' is compounded of history, reason, the past course of decisions, and
stout confidence in the strength of the democratic faith which we profess. . .
." Anti‑Fascist Comm. v. McGrath, 341 U.S. 123, 162‑163, 71
S.Ct. 624, 643, 95 L.Ed. 817 (1951) (Frankfurter, J., concurring).
Whether in this case the common‑law remedies for excessive
corporal punishment constitute due process of law must turn on an analysis of
the competing interests at stake, viewed against the background of
"history, reason, (and) the past course of decisions." The analysis
requires consideration of three distinct factors: "First, the private
interest that will be affected . . . ; second, the risk of an erroneous
deprivation of such interest . . . and the probable value, if any, of
additional or substitute procedural safeguards; and, finally, the (state)
interest, including the function involved and the fiscal and administrative
burdens that the additional or substitute procedural requirement would
entail." Mathews v. Eldridge, 424 U.S. 319, 335, 96 S.Ct. 893, 903, 47
L.Ed.2d 18 (1976). Cf. Arnett v. Kennedy, 416 U.S. 134, 167‑168, 94 S.Ct.
1633, 1650‑1651, 40 L.Ed.2d 15 (1974) (Powell, J., concurring).
1
Because it is rooted in history, the child's liberty interest in
avoiding corporal punishment while in the care of public school authorities is
subject to historical limitations. Under the common law, an invasion of
personal security gave rise to a right to recover damages in a subsequent
judicial proceeding. 3 W. Blackstone, Commentaries * 120‑121. But the
right of recovery was qualified by the concept of justification. Thus, there
could be no recovery against a teacher who gave only "moderate
correction" to a child. Id., at * 120. To the extent that the force used
was reasonable in light of its purpose, it was not wrongful, but rather
"justifiable or lawful." Ibid.
The concept that reasonable corporal punishment in school is
justifiable continues to be recognized in the laws of most States. See Part II,
supra. It represents "the balance struck by this country," Poe v.
Ullman, 367 U.S. 497, 542, 81 S.Ct. 1752, 1776, 6 L.Ed.2d 989 (1961) (Harlan,
J., dissenting), between the child's interest in personal security and the
traditional view that some limited corporal punishment may be necessary in the
course of a child's education. Under that longstanding accommodation of interests,
there can be no deprivation of substantive rights as long as disciplinary
corporal punishment is within the limits of the common‑law privilege.
This is not to say that the child's interest in procedural
safeguards is insubstantial. The school disciplinary process is not "a
totally accurate, unerring process, never mistaken and never unfair. . .
." Goss v. Lopez, 419 U.S. 565, 579‑580, 95 S.Ct. 729, 739, 42
L.Ed.2d 725 (1975). In any deliberate infliction of corporal punishment on a
child who is restrained for that purpose, there is some risk that the intrusion
on the child's liberty will be unjustified and therefore unlawful. In these
circumstances the child has a strong interest in procedural safeguards that
minimize the risk of wrongful punishment and provide for the resolution of
disputed questions of justification.
We turn now to a consideration of the safeguards that are
available under applicable Florida law.
2
(7) Florida has continued to recognize, and indeed has
strengthened by statute, the common‑law right of a child not to be
subjected to excessive corporal punishment in school. Under Florida law the
teacher and principal of the school decide in the first instance whether
corporal punishment is reasonably necessary under the circumstances in order to
discipline a child who has misbehaved. But they must exercise prudence and
restraint. For Florida has preserved the traditional judicial proceedings for
determining whether the punishment was justified. If the punishment inflicted
is later found to have been excessive not reasonably believed at the time to be
necessary for the child's discipline or training the school authorities
inflicting it may be held liable in damages to the child and, if malice is
shown, they may be subject to criminal penalties. [FN45]
FN45. See supra, at 1404‑1405, 1407. The statutory
prohibition against "degrading" or unnecessarily "severe"
corporal punishment in former
s 232.27 has been construed as a statement of the common law principle. See
1937 Op.Fla.Atty.Gen., Biennial Report of the Atty.Gen. 169 (1937‑1938);
cf. 1957 Op.Fla.Atty.Gen., Biennial Report of the Atty.Gen. 7, 8 (1957‑
1958). Florida Stat.Ann. s 827.03(3) (1976) makes malicious punishment of a
child a felony. Both the District Court, App. 144, and the Court of Appeals,
525 F.2d, at 915, expressed the view that the common‑law tort remedy was
available to the petitioners in this case. And petitioners conceded in this
Court that a teacher who inflicts excessive punishment on a child may be held
both civilly and criminally liable under Florida law. Brief for Petitioners 33
n. 11, 34; Tr. of Oral Arg. 17, 52‑53. In view of the statutory adoption
of the common‑law rule, and the unanimity of the parties and the courts
below, the doubts expressed in Mr. Justice White's dissenting opinion as to the
availability of tort remedies in Florida can only be viewed as chimerical. The
dissent makes much of the fact that no Florida court has ever
"recognized" a damages remedy for unreasonable corporal punishment.
Post, at 1424 n. 11, 1427. But the absence of reported Florida decisions hardly
suggests that no remedy is available. Rather, it merely confirms the common‑sense
judgment that excessive corporal punishment is exceedingly rare in the public
schools.
Although students have testified in this case to specific
instances of abuse, there is every reason to believe that such mistreatment is
an aberration. The uncontradicted evidence suggests that corporal punishment in
the Dade County schools was, "(w)ith the exception of a few cases, . . .
unremarkable in physical severity." App. 147. Moreover, because paddlings
are usually inflicted in response to conduct directly observed by teachers in
their presence, the risk that a child will be paddled without cause is
typically insignificant. In the ordinary case, a disciplinary paddling neither
threatens seriously to violate any substantive rights nor condemns the child
"to suffer grievous loss of any kind." Anti‑Fascist Comm. v.
McGrath, 341 U.S., at 168, 71 S.Ct., at 647 (Frankfurter, J., concurring).
In those cases where severe punishment is contemplated, the
available civil and criminal sanctions for abuse considered in light of the
openness of the school environment afford significant protection against
unjustified corporal punishment. See, supra, at 1412. Teachers and school
authorities are unlikely to inflict corporal punishment unnecessarily or
excessively when a possible consequence of doing so is the institution of civil
or criminal proceedings against them. [FN46]
FN46. The low incidence of abuse, and the availability of
established judicial remedies in the event of abuse, distinguish this case from
Goss v. Lopez, 419 U.S. 565, 95 S.Ct. 729, 42 L.Ed.2d 725 (1975). The Ohio law
struck down in Goss provided for suspensions from public school of up to 10
days without "any written procedure applicable to suspensions." Id.,
at 567, 95 S.Ct., at 733. Although Ohio law provided generally for
administrative review, Ohio Rev.Code Ann. s 2506.01 (Supp.1973), the Court assumed
that the short suspensions would not be stayed pending review, with the result
that the review proceeding could serve neither a deterrent nor a remedial
function. 419 U.S., at 581 n. 10, 95 S.Ct., at 740. In these circumstances, the
Court held the law authorizing suspensions unconstitutional for failure to
require "that there be at least an informal give‑and‑take
between student and disciplinarian, preferably prior to the suspension . . .
." Id., at 584, 95 S.Ct., at 741. The subsequent civil and criminal
proceedings available in this case may be viewed as affording substantially
greater protection to the child than the informal conference mandated by Goss.
(8) It still may be argued, of course, that the child's liberty
interest would be better protected if the common‑law remedies were
supplemented by the administrative safeguards of prior notice and a hearing. We
have found frequently that some kind of prior hearing is necessary to guard
against arbitrary impositions on interests protected by the Fourteenth Amendment.
See, e. g., Board of Regents v. Roth, 408 U.S., at 569‑ 570, 92 S.Ct., at
2705; Wolff v. McDonnell, 418 U.S. 539, 557‑558, 94 S.Ct. 2963, 2975‑2976,
41 L.Ed.2d 935 (1974); cf. Friendly, 123 U.Pa.L.Rev., at 1275‑1277. But
where the State has preserved what "has always been the law of the
land," United States v. Barnett, 376 U.S. 681, 84 S.Ct. 984, 12 L.Ed.2d 23
(1964), the case for administrative safeguards is significantly less
compelling. [FN47]
FN47. "(P)rior hearings might well be dispensed with in many
circumstances in which the state's conduct, if not adequately justified, would
constitute a common‑law tort. This would leave the injured plaintiff in
precisely the same posture as a common‑law plaintiff, and this procedural
consequence would be quite harmonious with the substantive view that the
fourteenth amendment encompassesthe same liberties as those protected by the
common law." Monaghan, Of "Liberty" and "Property," 62
Cornell L.Rev. 405, 431 (1977) (footnote omitted). See Bonner v. Coughlin, 517
F.2d 1311, 1319 (CA7 1975), modified en banc, 545 F.2d 565 (1976), cert.
pending, No. 76‑6204.
We have no occasion in this case, see supra, at 1406, and n. 12,
to decide whether or under what circumstances corporal punishment of a public
school child may give rise to an independent federal cause of action to
vindicate substantive rights under the Due Process Clause.
There is a relevant analogy in the criminal law. Although the
Fourth Amendment specifically proscribes "seizure" of a person
without probable cause, the risk that police will act unreasonably in arresting
a suspect is not thought to require an advance determination of the facts. In
United States v. Watson, 423 U.S. 411, 96 S.Ct. 820, 46 L.Ed.2d 598 (1976), we
reaffirmed the traditional common‑law rule that police officers may make
warrantless public arrests on probable cause. Although we observed that an
advance determination of probable cause by a magistrate would be desirable, we
declined "to transform this judicial preference into a constitutional rule
when the judgment of the Nation and Congress has for so long been to authorize
warrantless public arrests on probable cause . . . ." Id., at 423, 96
S.Ct., at 828; see id., at 429, 96 S.Ct., at 830 (Powell, J., concurring).
Despite the distinct possibility that a police officer may improperly assess
the facts and thus unconstitutionally deprive an individual of liberty, we
declined to depart from the traditional rule by which the officer's perception
is subjected to judicial scrutiny only after the fact. [FN48] There is no more
reason to depart from tradition and require advance procedural safeguards for
intrusions on personal security to which the Fourth Amendment does not apply.
FN48. See also Terry v. Ohio, 392 U.S. 1, 88 S.Ct. 1868, 20
L.Ed.2d 889 (1968). The reasonableness of a warrantless public arrest may be
subjected to subsequent judicial scrutiny in a civil action against the law
enforcement officer or in a suppression hearing to determine whether any
evidence seized in the arrest may be used in a criminal trial.
3
But even if the need for advance procedural safeguards were clear,
the question would remain whether the incremental benefit could justify the
cost. Acceptance of petitioners' claims would work a transformation in the law
governing corporal punishment in Florida and most other States. Given the
impracticability of formulating a rule of procedural due process that varies
with the severity of the particular imposition, [FN49] the prior hearing
petitioners seek would have to precede any paddling, however moderate or
trivial.
FN49. "(P)rocedural due process rules are shaped by the risk
of error inherent in the truth‑finding process as applied to the
generality of cases, not the rare exceptions. . . ." Mathews v. Eldridge,
424 U.S. 319, 344, 96 S.Ct. 893, 907, 47 L.Ed.2d 18 (1976).
Such a universal constitutional requirement would significantly
burden the use of corporal punishment as a disciplinary measure. Hearings even
informal hearings require time, personnel, and a diversion of attention from
normal school pursuits. School authorities may well choose to abandon corporal
punishment rather than incur the burdens of complying with the procedural
requirements. Teachers, properly concerned with maintaining authority in the
classroom, may well prefer to rely on other disciplinary measures which they
may view as less effective rather than confront the possible disruption that
prior notice and a hearing may entail. [FN50] Paradoxically, such an alteration
of disciplinary policy is most likely to occur in the ordinary case where the
contemplated punishment is well within the common‑law privilege. [FN51]
FN50. If a prior hearing, with the inevitable attendant publicity
within the school, resulted in rejection of the teacher's recommendation, the
consequent impairment of the teacher's ability to maintain discipline in the
classroom would not be insubstantial.
FN51. The effect of interposing prior procedural safeguards may
well be to make the punishment more severe by increasing the anxiety of the
child. For this reason, the school authorities in Dade County found it
desirable that the punishment be inflicted as soon as possible after the
infraction. App. 48‑49.
Elimination or curtailment of corporal punishment would be
welcomed by many as a societal advance. But when such a policy choice may
result from this Court's determination of an asserted right to due process,
rather than from the normal processes of community debate and legislative
action, the societal costs cannot be dismissed as insubstantial. [FN52] We are
reviewing here a legislative judgment, rooted in history and reaffirmed in the
laws of many States, that corporal punishment serves important educational
interests. This judgment must be viewed in light of the disciplinary problems
common‑place in the schools. As noted in Goss v. Lopez, 419 U.S., at 580,
95 S.Ct., at 739: "Events calling for discipline are frequent occurrences
and sometimes require immediate, effective action." [FN53] Assessment of the need for, and the
appropriate means of maintaining, school discipline is committed generally to
the discretion of school authorities subject to state law. "(T)he Court
has repeatedly emphasized the need for affirming the comprehensive authority of
the States and of school officials, consistent with fundamental constitutional
safeguards, to prescribe and control conduct in the schools." Tinker v.
Des Moines School Dist., 393 U.S. 503, 507, 89 S.Ct. 733, 737, 21 L.Ed.2d 731
(1969). [FN54]
FN52. "It may be true that procedural regularity in
disciplinary proceedings promotes a sense of institutional rapport and open
communication, a perception of fair treatment, and provides the offender and
his fellow students a showcase of democracy at work. But . . . (r)espect for
democratic institutions will equally dissipate if they are thought too
ineffectual to provide their students an environment of order in which the
educational process may go forward. . . ." Wilkinson, Goss v. Lopez: The
Supreme Court as School Superintendent, 1975 Sup.Ct.Rev. 25, 71‑72.
FN53. The seriousness of the disciplinary problems in the Nation's
public schools has been documented in a recent congressional report, Senate
Committee on the Judiciary, Subcommittee to Investigate Juvenile Delinquency,
Challenge for the Third Century: Education in a Safe Environment Final Report
on the Nature and Prevention of School Violence and Vandalism, 95th Cong., 1st
Sess. (Comm.Print 1977).
FN54. The need to maintain order in a trial courtroom raises
similar problems. In that context, this Court has recognized the power of the
trial judge "to punish summarily and without notice or hearing
contemptuous conduct committed in his presence and observed by him."
Taylor v. Hayes, 418 U.S. 488, 497, 94 S.Ct. 2697, 2702, 41 L.Ed.2d 897 (1974),
citing Ex parte Terry, 128 U.S. 289, 9 S.Ct. 77, 32 L.Ed. 405 (1888). The
punishment so imposed may be as severe as six months in prison. See Codispoti
v. Pennsylvania, 418 U.S. 506, 513‑515, 94 S.Ct. 2687, 2691‑ 2693,
41 L.Ed.2d 912 (1974); cf. Muniz v. Hoffman, 422 U.S. 454, 475‑ 476, 95
S.Ct. 2178, 2190, 45 L.Ed.2d 319 (1975).
"At some point the benefit of an additional safeguard to the
individual affected . . . and to society in terms of increased assurance that
the action is just, may be outweighed by the cost." Mathews v. Eldridge,
424 U.S., at 348, 96 S.Ct., at 909. We think that point has been reached in
this case. In view of the low incidence of abuse, the openness of our schools,
and the common‑law safeguards that already exist, the risk of error that
may result in violation of a schoolchild's substantive rights can only be
regarded as minimal. Imposing additional administrative safeguards as a
constitutional requirement might reduce that risk marginally, but would also
entail a significant intrusion into an area of primary educational
responsibility. We conclude that the Due Process Clause does not require notice
and a hearing prior to the imposition of corporal punishment in the public
schools, as that practice is authorized and limited by the common law. [FN55]
FN55. Mr. Justice WHITE's dissenting opinion offers no manageable
standards for determining what process is due in any particular case. The
dissent apparently would require, as a general rule, only "an informal
give‑and‑take between student and disciplinarian." Post, at
1423. But the dissent would depart from these "minimal procedures"
requiring even witnesses, counsel, and cross‑examination in cases where
the punishment reaches some undefined level of severity. Post, at 1427 n. 18.
School authorities are left to guess at the degree of punishment that will
require more than an "informal give‑and‑take" and at the
additional process that may be constitutionally required. The impracticability
of such an approach is self‑evident, and illustrates the hazards of
ignoring the traditional solution of the common law.
We agree with the dissent that the Goss procedures will often be,
"if anything, less than a fair‑minded school principal would impose
upon himself." Post, at 1427, quoting Goss, 419 U.S., at 583, 95 S.Ct., at
740. But before this Court invokes the Constitution to impose a procedural
requirement, it should be reasonably certain that the effect will be to afford
protection appropriate to the constitutional interests at stake. The dissenting
opinion's reading of the Constitution suggests no such beneficial result and,
indeed, invites a lowering of existing constitutional standards.
V
Petitioners cannot prevail on either of the theories before us in
this case. The Eighth Amendment's prohibition against cruel and unusual
punishment is inapplicable to school paddlings, and the Fourteenth Amendment's
requirement of procedural due process is satisfied by Florida's preservation of
common‑law constraints and remedies. We therefore agree with the Court of
Appeals that petitioners' evidence affords no basis for injunctive relief, and
that petitioners cannot recover damages on the basis of any Eighth Amendment or
procedural due process violation.
Affirmed.
Mr. Justice WHITE, with whom Mr. Justice BRENNAN, Mr. Justice
MARSHALL, and Mr. Justice STEVENS join, dissenting.
Today the Court holds that corporal punishment in public schools,
no matter how severe, can never be the subject of the protections afforded by
the Eighth Amendment. It also holds that students in the public school systems
are not constitutionally entitled to a hearing of any sort before beatings can
be inflicted on them. Because I believe that these holdings are inconsistent
with the prior decisions of this Court and are contrary to a reasoned analysis
of the constitutional provisions involved, I respectfully dissent.
I
A
The Eighth Amendment places a flat prohibition against the
infliction of "cruel and unusual
punishments." This reflects a societal judgment that there are some
punishments that are so barbaric and inhumane that we will not permit them to
be imposed on anyone, no matter how opprobrious the offense. See Robinson v.
California, 370 U.S. 660, 676, 82 S.Ct. 1417, 1425, 8 L.Ed.2d 758 (1962)
(Douglas, J., concurring). If there are some punishments that are so barbaric
that they may not be imposed for the commission of crimes, designated by our
social system as the most thoroughly reprehensible acts an individual can
commit, then, a fortiori, similar punishments may not be imposed on persons for
less culpable acts, such as breaches of school discipline. Thus, if it is
constitutionally impermissible to cut off someone's ear for the commission of
murder, it must be unconstitutional to cut off a child's ear for being late to
class. [FN1] Although there were no ears cut off in this case, the record
reveals beatings so severe that if they were inflicted on a hardened criminal
for the commission of a serious crime, they might not pass constitutional
muster.
FN1. There is little reason to fear that if the Eighth Amendment
is held to apply at all to corporal punishment of school children, all
paddlings, however moderate, would be prohibited. Jackson v. Bishop, 404 F.2d
571 (CA8 1968), held that any paddling or flogging of prisoners, convicted of
crime and serving prison terms, violated the cruel and unusual punishment ban
of the Eighth Amendment. But aside from the fact that Bishop has never been
embraced by this Court, the theory of that case was not that bodily punishments
are intrinsically barbaric or excessively severe but that paddling of prisoners
is "degrading to the punisher and to the punished alike." Id., at
580. That approach may be acceptable in the criminal justice system, but it has
little if any relevance to corporal punishment in the schools, for it can
hardly be said that the use of moderate paddlings in the discipline of children
is inconsistent with the country's evolving standards of decency.
On the other hand, when punishment involves a cruel, severe
beating or chopping off an ear, something more than merely the dignity of the
individual is involved. Whenever a given criminal punishment is "cruel and
unusual" because it is inhumane or barbaric, I can think of no reason why
it would be any less inhumane or barbaric when inflicted on a schoolchild, as
punishment for classroom misconduct. The
issue in this case is whether spankings inflicted on public schoolchildren for
breaking school rules is "punishment," not whether such punishment is
"cruel and unusual." If the Eighth Amendment does not bar moderate
spanking in public schools, it is because moderate spanking is not "cruel
and unusual," not because it is not "punishment" as the majority
suggests.
Nevertheless, the majority holds that the Eighth Amendment
"was designed to protect (only) those convicted of crimes," ante, at
1409, relying on a vague and inconclusive recitation of the history of the
Amendment. Yet the constitutional prohibition is against cruel and unusual
punishments; nowhere is that prohibition limited or modified by the language of
the Constitution. Certainly the fact that the Framers did not choose to insert
the word "criminal" into the language of the Eighth Amendment is
strong evidence that the Amendment was designed to prohibit all inhumane or
barbaric punishments, no matter what the nature of the offense for which the
punishment is imposed.
No one can deny that spanking of schoolchildren is
"punishment" under any reasonable reading of the word, for the
similarities between spanking in public schools and other forms of punishment
are too obvious to ignore. Like other forms of punishment, spanking of
schoolchildren involves an institutionalized response to the violation of some
official rule or regulation proscribing certain conduct and is imposed for the
purpose of rehabilitating the offender, deterring the offender and others like
him from committing the violation in the future, and inflicting some measure of
social retribution for the harm that has been done.
B
We are fortunate that in our society punishments that are severe
enough to raise a doubt as to their constitutional validity are ordinarily not
imposed without first affording the accused the full panoply of procedural
safeguards provided by the criminal process. [FN2] The effect has been that
"every decision of this Court considering whether a punishment is 'cruel
and unusual' within the meaning of the Eighth and Fourteenth Amendments has
dealt with a criminal punishment." Ante, at 1410. The Court would have us
believe from this fact that there is a recognized distinction between criminal
and noncriminal punishment for purposes of the Eighth Amendment. This is
plainly wrong. "(E)ven a clear legislative classification of a statute as
'non‑penal' would notalter the fundamental nature of a plainly penal
statute." Trop v. Dulles, 356 U.S. 86, 95, 78 S.Ct. 590, 595, 2 L.Ed.2d
630 (1958) (plurality opinion). The relevant inquiry is not whether the offense
for which a punishment is inflicted has been labeled as criminal, but whether
the purpose of the deprivation is among those ordinarily associated with
punishment, such as retribution, rehabilitation, or deterrence. [FN3] Id., at
96, 78 S.Ct., at 595. Cf. Kennedy v. Mendoza‑Martinez, 372 U.S. 144, 83
S.Ct. 554, 9 L.Ed.2d 644 (1963).
FN2. By no means is it suggested that just because spanking of
schoolchildren is "punishment" within the meaning of the Cruel and
Unusual Punishments Clause, the school disciplinary process is in any way
"criminal" and therefore subject to the full panoply of criminal
procedural guarantees. See Part II, INFRA. Ordinarily, the conduct for which
schoolchildren are punished is not sufficiently opprobrious to be called
"criminal" in our society, and even violations of school disciplinary
rules that might also constitute a crime, see infra, at 1421, are not subject
to the criminal process. See Baxter v. Palmigiano, 425 U.S. 308, 96 S.Ct. 1551,
47 L.Ed.2d 810 (1976), where the Court held that persons who violate prison
disciplinary rules are not entitled to the full panoply of criminal procedural
safeguards, even if the rule violation might also constitute a crime.
FN3. The majority cites Trop as one of the cases that "dealt
with a criminal punishment" but neglects to
follow the analysis mandated by that decision. In Trop the petitioner was
convicted of desertion by a military court‑martial and sentenced to three
years at hard labor, forfeiture of all pay and allowances, and a dishonorable
discharge. After he was punished for the offense he committed, petitioner's
application for a passport was turned down. Petitioner was told that he had
been deprived of the "rights of citizenship" under s 401(g) of the
Nationality Act of 1940 because he had been dishonorably discharged from the
Armed Forces. The plurality took the view that denationalization in this
context was cruel and unusual punishment prohibited by the Eighth Amendment.
The majority would have us believe that the determinative factor in Trop was
that the petitioner had been convicted of desertion; yet there is no suggestion
in Trop that the disposition of the military court‑martial had anything
to do with the decision in that case. Instead, while recognizing that the
Eighth Amendment extends only to punishments that are penal in nature, the
plurality adopted a purposive approach for determining when punishment is
penal.
"In deciding whether or not a law is penal, this Court has
generally based its determination upon the purpose of the statute. If the
statute imposes a disability for the purposes of punishment that is, to
reprimand the wrongdoer, to deter others, etc. it has
been considered penal. But a statute has been considered nonpenal if it imposes
a disability, not to punish, but to accomplish some other legitimate
governmental purpose." 356 U.S., at 96, 78 S.Ct., at 595 (footnotes
omitted). Although the quoted passage is taken from the plurality opinion of
Mr. Chief Justice Warren, joined by three other Justices, Mr. Justice Brennan,
in a concurring opinion, adopted a similar approach in concluding that s 401(g)
was beyond the power of Congress to enact.
If this purposive approach were followed in the present case, it
would be clear that spanking in the Florida public schools is punishment within
the meaning of the Eighth Amendment. The District Court found that "(c)orporal
punishment is one of a variety of measures employed in the school system for
the correction of pupil behavior and the preservation of order." App., at
146. Behavior correction and preservation of order are purposes ordinarily
associated with punishment.
Without even mentioning the purposive analysis applied in the
prior decisions of this Court, the majority adopts a rule that turns on the
label given to the offense for which the punishment is inflicted. Thus, the
record in this case reveals that one student at Drew Junior High School
received 50 licks with a paddle for allegedly making an obscene telephone call.
Brief for Petitioners 13. The majority holds that the Eighth Amendment does not
prohibit such punishment since it was only inflicted for a breach of school
discipline. However, that same conduct is punishable as a misdemeanor under
Florida law, Fla.Stat.Ann. s 365.16 (Supp.1977) and there can be little doubt
that if that same "punishment" had been inflicted by an officer of
the state courts for violation of s 365.16, it would have had to satisfy the
requirements of the Eighth Amendment.
C
In fact, as the Court recognizes, the Eighth Amendment has never
been confined to criminal punishments. [FN4] Nevertheless, the majority adheres
to its view that any protections afforded by the Eighth Amendment must have
something to do with criminals, and it would therefore confine any exceptions
to its general rule that only criminal punishments are covered by the Eighth
Amendment to abuses inflicted on prisoners. Thus, if a prisoner is beaten
mercilessly for a breach of discipline, he is entitled to the protection of the
Eighth Amendment, while a schoolchild who commits the same breach of discipline
and is similarly beaten is simply not covered.
FN4. Ante, at 1411. In Estelle v. Gamble, 429 U.S. 97, 97
S.Ct. 285, 50 L.Ed.2d 251 (1976), a
case decided this Term, the Court held that
"deliberate indifference to the medical needs of prisoners" by
prison officials constitutes cruel and unusual punishment prohibited by the
Eighth Amendment. Such deliberate indifference to a prisoner's medical needs
clearly is not punishment inflicted for the commission of a crime; it is merely
misconduct by a prison official. Similarly, the Eighth Circuit has held that
whipping a prisoner with a strap in order to maintain discipline is prohibited
by the Eighth Amendment. Jackson v. Bishop, 404 F.2d 571 (1968) (Blackmun, J.).
See also Knecht v. Gillman, 488 F.2d 1136, 1139‑ 1140 (CA8 1973)
(injection of vomit‑inducing drugs as part of aversion therapy held to be
cruel and unusual); Vann v. Scott, 467 F.2d 1235, 1240‑1241 (CA7 1972)
(Stevens, J.) (Eighth Amendment protects runaway children against cruel and
inhumane treatment, regardless of whether such treatment is labeled
"rehabilitation" or "punishment").
The purported explanation of this anomaly is the assertion that
schoolchildren have no need for the Eighth Amendment. We are told that schools
are open institutions, subject to constant public scrutiny; that schoolchildren
have adequate remedies under state law;
[FN5] and that prisoners suffer the social stigma of being labeled as
criminals. How any of these policy considerations got into the Constitution is
difficult to discern, for the Court has never considered any of these factors
in determining the scope of the Eighth Amendment. [FN6]
FN5. By finding that bodily punishment invades a constitutionally
protected liberty interest within the meaning of the Due Process Clause, the
majority suggests that the Clause might also afford a remedy for excessive
spanking independently of the Eighth Amendment. If this were the case, the
Court's present thesis would have little practical significance. If rather than
holding that the Due Process Clause affords a remedy by way of the express
commands of the Eighth Amendment, the majority would recognize a cause of
action under 42 U.S.C. s 1983 for a deprivation of "liberty" flowing
from an excessive paddling, the Court's opinion is merely a lengthy word of
advice with respect to the drafting of civil complaints.
Petitioners in this case did raise the substantive due process
issue in their petition for certiorari, ante, at 1406 n. 12, but consideration
of that question was foreclosed by our limited grant of certiorari. If it is
probable that school children would be entitled to protection under some theory
of substantive due process, the Court should not now affirm the judgment below,
but should amend the grant of certiorari and set this case for reargument.
FN6. In support of its policy considerations, the only cases from
this Court cited by the majority are Morrissey v. Brewer, 408 U.S. 471, 92
S.Ct. 2593, 33 L.Ed.2d 484 (1972), and Meachum v. Fano, 427 U.S. 215, 96 S.Ct.
2532, 49 L.Ed.2d 451 (1976), both cases involving prisoners' rights to
procedural due process.
The essence of the majority's argument is that schoolchildren do
not need Eighth Amendment protection because corporal punishment is less
subject to abuse in the public schools than it is in the prison system. [FN7]
However, it cannot be reasonably suggested that just because cruel and unusual
punishments may occur less frequently under public scrutiny, they will not
occur at all. The mere fact that a public flogging or a public execution would
be available for all to see would not render the punishment constitutional if
it were otherwise impermissible. Similarly, the majority would not suggest that
a prisoner who is placed in a minimum‑security prison and permitted to go
home to his family on the weekends should be any less entitled to Eighth
Amendment protections than his counterpart in a maximum‑security prison.
In short, if a punishment is so barbaric and inhumane that it goes beyond the
tolerance of a civilized society, its openness to public scrutiny should have
nothing to do with its constitutional validity.
FN7. There is no evidence in the record that corporal punishment
has been abused in the prison systems more often than in the public schools.
Indeed, corporal punishment is seldom authorized in state prisons. See Jackson
v. Bishop, supra, at 580, where Mr. Justice (then Judge) Blackmun noted:
"(O)nly two states still permit the use of the strap (in prisons). Thus
almost uniformly has it been abolished." By relying on its own view of the
nature of these two public institutions, without any evidence being heard on
the question below, the majority today predicates a constitutional principle on
mere armchair speculation.
Nor is it an adequate answer that schoolchildren may have other
state and constitutional remedies available to them. Even assuming that the
remedies available to public school students are adequate under Florida law,
[FN8] the availability of state remedies has never been determinative of the
coverage or of the protections afforded by the Eighth Amendment. The reason is
obvious. The fact that a person may have a state‑law cause of action
against a public official who tortures him with a thumbscrew for the commission
of an antisocial act has nothing to do with the fact that such official conduct
is cruel and unusual punishment prohibited by the Eighth Amendment. Indeed, the
majority's view was implicitly rejected this Term in Estelle v. Gamble, 429
U.S. 97, 97 S.Ct. 285, 50 L.Ed.2d 251 (1976), when the Court held that failure
to provide for the medical needs of prisoners could constitute cruel and
unusual punishment even though a medical malpractice remedy in tort was
available to prisoners under state law. Id., at 107 n. 15, 97 S.Ct., at 293.
FN8. There is some doubt that the state‑law remedies
available to public school children are adequate. See n. 11, infra.
D
By holding that the Eighth Amendment protects only criminals, the
majority adopts the view that one is entitled to the protections afforded by
the Eighth Amendment only if he is punished for acts that are sufficiently
opprobrious for society to make them "criminal." This is a curious
holding in view of the fact that the more culpable the offender the more likely
it is that the punishment will not be disproportionate to the offense, and
consequently, the less likely it is that the punishment will be cruel and
unusual. [FN9] Conversely, a public school student who is spanked for a mere
breach of discipline may sometimes have a strong argument that the punishment
does not fit the offense, depending upon the severity of the beating, and
therefore that it is cruel and unusual. Yet the majority would afford the
student no protection no matter how inhumane and barbaric the punishment
inflicted on him might be.
FN9. For a penalty to be consistent with the Eighth Amendment
"the punishment must not be grossly out of proportion to the severity of
the crime." Gregg v. Georgia, 428 U.S. 153, 173, 96 S.Ct. 2909, 2925, 49
L.Ed.2d 859 (1976) (joint opinion of Stewart, Powell, and Stevens, JJ.).
The issue presented in this phase of the case is limited to
whether corporal punishment in public schools can ever be prohibited by the
Eighth Amendment. I am therefore not suggesting that spanking in the public
schools is in every instance prohibited by the Eighth Amendment. My own view is
that it is not. I only take issue with the extreme view of the majority that
corporal punishment in public schools, no matter how barbaric, inhumane, or
severe, is never limited by the Eighth Amendment. Where corporal punishment
becomes so severe as to be unacceptable in a civilized society, I can see no
reason that it should become any more acceptable just because it is inflicted
on children in the public schools.
II
The majority concedes that corporal punishment in the public
schools implicates an interest protected by the Due Process Clause the liberty
interest of the student to be free from "bodily restraint and
punishment" involving "appreciable physical pain" inflicted by
persons acting under color of state law. Ante, at 1414. The question remaining,
as the majority recognizes, is what process is due.
The reason that the Constitution requires a State to provide
"due process of law" when it punishes an individual for misconduct is
to protect the individual from erroneous or mistaken punishment that the State
would not have inflicted had it found the facts in a more reliable way. See, e.
g., Mathews v. Eldridge, 424 U.S. 319, 335, 344, 96 S.Ct. 893, 903, 907, 47
L.Ed.2d 18 (1976). In Goss v. Lopez, 419 U.S. 565, 95 S.Ct. 729, 42 L.Ed.2d 725
(1975), the Court applied this principle to the school disciplinary process,
holding that a student must be given an informal opportunity to be heard before
he is finally suspended from public school.
"Disciplinarians, although proceeding in utmost good faith,
frequently act on the reports and advice of others; and the controlling facts
and the nature of the conduct under challenge are often disputed. The risk of
error is not at all trivial, and it should be guarded against if that may be
done without prohibitive cost or interference with the educational
process." Id., at 580, 95 S.Ct., at 739. (Emphasis added.)
To guard against this risk of punishing an innocent child, the Due
Process Clause requires, not an "elaborate hearing" before a neutral
party, but simply "an informal give‑and‑take between student
and disciplinarian" which gives the student "an opportunity to
explain his version of the facts." Id., at 580, 582, 584, 95 S.Ct., at
741.
The Court now holds that these "rudimentary precautions
against unfair or mistaken findings of misconduct," id., at 581, 95 S.Ct.,
at 740, are not required if the student is punished with "appreciable
physical pain" rather than with a suspension, even though both punishments
deprive the student of a constitutionally protected interest. Although the
respondent school authorities provide absolutely no process to the student
before the punishment is finally inflicted, the majority concludes that the
student is nonetheless given due process because he can later sue the teacher
and recover damages if the punishment was "excessive."
This tort action is utterly inadequate to protect against
erroneous infliction of punishment for two reasons.[FN10] First, under Florida
law, a student punished for an act he did not commit cannot recover damages
from a teacher "proceeding in utmost good faith . . . on the reports and
advice of others," supra, at 1423 ; the student has no remedy at all for
punishment imposed on the basis of mistaken facts, at least as long as the
punishment was reasonable from the point of view of the disciplinarian,
uninformed by any prior hearing. [FN11]
The "traditional common‑law remedies" on which the majority
relies, ante, at 1413, thus do nothing to protect the student from the danger
that concerned the Court in Goss the risk of reasonable, good‑faith
mistake in the school disciplinary process.
FN10. Here, as in Goss v. Lopez, 419 U.S. 565, 580‑581, n.
9, 95 S.Ct. 729, 739, 42 L.Ed.2d 725 (1975), the record suggests that there may
be a substantial risk of error in the discipline administered by respondent
school authorities. Respondents concede that some of the petitioners who were
punished "denied misconduct" and that "in some cases the
punishments may have been mistaken . . . ." Brief for Respondents 60‑61.
The Court of Appeals panel below noted numerous instances of students punished
despite claims of innocence, 498 F.2d 248, 256‑258 (CA5 1974), and was
"particularly disturbed by the testimony that whole classes of students
were corporally punished for the misconduct of a few." Id., at 268 n. 36.
To the extent that the majority focuses on the incidence of and remedies for unduly severe punishments,
it fails to address petitioners' claim that procedural safeguards are required
to reduce the risk of punishments that are simply mistaken.
FN11. The majority's assurances to the contrary, it is unclear to
me whether and to what extent Florida law provides a damages action against
school officials for excessive corporal punishment. Giving the majority the
benefit of every doubt, I think it is fair to say that the most a student
punished on the basis of mistaken allegations of misconduct can hope for in
Florida is a recovery for unreasonable or bad‑faith error. But I strongly
suspect that even this remedy is not available.
Although the majority does not cite a single case decided under
Florida law that recognizes a student's right to sue a school official to
recover damages for excessive punishment, I am willing to assume that such a
tort action does exist in Florida. I nevertheless have serious doubts about
whether it would ever provide a recovery to a student simply because he was
punished for an offense he did not commit. All the cases in other jurisdictions
cited by the majority, ante, at 1408 n. 28, involved allegations of punishment
disproportionate to the misconduct with which the student was charged; none of
the decisions even suggest that a student could recover by showing that the teacher
incorrectly imposed punishment for something the student had not done. The
majority appears to agree that the damages remedy is available only in cases of
punishment unreasonable in light of the misconduct charged. It states: "In
those cases where severe punishment in contemplated, the available civil and
criminal sanctions for abuse . . . afford significant protection against
unjustified corporal punishment." Ante, at 1416. (Emphasis added.) Even if
the common‑law remedy for excessive punishment extends to punishment that
is "excessive" only in the sense that it is imposed on the basis of
mistaken facts, the school authorities are still protected from personal
liability by common‑law immunity. (They are protected by statutory
immunity for liability for enforcing disciplinary rules "(e)xcept in the
case of excessive force or cruel and unusual punishment." Fla.Stat.Ann. s
232.275 (1976).) At a minimum, this immunity would protect school officials
from damages liability for reasonable mistakes made in good faith.
"Although there have been differing emphases and formulations of the
common‑law immunity of public school officials in cases of student
expulsion or suspension, state courts have generally recognized that such
officers should be protected from tort liability under state law for all good‑faith,
nonmalicious action taken to fulfill their official duties."
Wood v. Strickland, 420 U.S. 308, 318, 95 S.Ct. 992, 999, 43 L.Ed.2d 214
(1975) (adopting this rule for s 1983 suits involving school discipline)
(footnote omitted); see id., at 318 n. 9, 95 S.Ct., at 999 n. 9 (citing state
cases). Florida has applied this rule to a police officer's determination of
probable cause to arrest; the officer is not liable in damages for an arrest
not based on probable cause if the officer reasonably believed that probable
cause existed. Miami v. Albro, 120 So.2d 23, 26 (Fla.Dist.Ct.App.1960); cf.
Middleton v. Fort Walton Beach, 113 So.2d 431 (Fla.Dist.Ct.App.1959) (police
officer would be personally liable for intentional tort of making an arrest
pursuant to warrant he knew to be void); Wilson v. O'Neal, 118 So.2d 101
(Fla.Dist.Ct.App.1960) (law enforcement officer not liable in damages for
obtaining an arrest warrant on the basis of an incorrect identification). There
is every reason to think that the Florida courts would apply a similar immunity
standard in a hypothetical damages suit against a school disciplinarian. A
final limitation on the student's damages remedy under Florida law is that the
student can recover only from the personal assets of the official; the school
board's treasury is absolutely protected by sovereign immunity from damages for
the torts of its agents. Buck v. McLean, 115 So.2d 764 (Fla.Dist.Ct.App.1959).
A teacher's limited resources may deter the jury from awarding, or prevent the student from collecting, the
full amount of damages to which he is entitled. Cf. Bonner v. Coughlin, 517
F.2d 1311, 1319 n. 23 (CA7 1975), modified en banc, 545 F.2d 565 (1976), cert.
pending, No. 76‑6204 (state law remedy affords due process where no
sovereign or official immunity bars tort suit for negligence by prison guard).
Second, and more important, even if the student could sue for good‑faith
error in the infliction of punishment, the lawsuit occurs after the punishment
has been finally imposed. The infliction of physical pain is final and
irreparable; it cannot be undone in a subsequent proceeding. There is every
reason to require, as the Court did in Goss, a few minutes of "informal
give‑and‑take between student and disciplinarian" as a "meaningful hedge" against
the erroneous infliction of irreparable injury. 419 U.S., at 583‑584, 95
S.Ct., at 741. [FN12]
FN12. Cf. G. M. Leasing Corp. v. United States, 429 U.S. 338, 351‑
359, 97 S.Ct. 619, 628‑632, 50 L.Ed.2d 530 (1977). The Court there held
that, in levying on a taxpayer's assets pursuant to a jeopardy assessment,
revenue agents must obtain a warrant before searching the taxpayer's
office but not before seizing his
property in a manner that involves no invasion of privacy. G. M. Leasing thus
reflects the principle that the case for advance procedural safeguards (such as
a magistrate's determination of probable cause) is more compelling when the
Government finally inflicts an injury that cannot be repaired in a subsequent
judicial proceeding (invasion of privacy) than when it inflicts a temporary
injury which can be undone (seizure of property). The infliction of bodily
punishment, like the invasion of privacy presents this most compelling case for
advance procedural safeguards.
The majority's conclusion that a damages remedy for excessive
corporal punishment affords adequate process rests on the novel theory that the
State may punish an individual without giving him any opportunity to present
his side of the story, as long as he can later recover damages from a state official
if he is innocent. The logic of this theory would permit a State that punished
speeding with a one‑day jail sentence to make a driver serve his sentence
first without a trial andthen sue to recover damages for wrongful imprisonment.
[FN13] Similarly, the State could finally take away a prisoner's good‑time
credits for alleged disciplinary infractions and require him to bring a damages
suit after he was eventually released. There is no authority for this theory,
nor does the majority purport to find any, [FN14] in the procedural due process
decisions of this Court. Those cases have "consistently held that some
kind of hearing is required at some time before a person is finally deprived of
his property interests . . . (and that) a person's liberty is equally protected
. . . ." Wolff v. McDonnell, 418 U.S. 539, 557‑558, 94 S.Ct. 2963,
2975, 41 L.Ed.2d 935 (1974). (Emphasis added.)
FN13. To the extent that the majority attempts to find "a
relevant analogy in the criminal law" warrantless arrests on probable
cause to its holding here, ante, at 1416‑1417 (and see infra, at 1426‑1427),
it has chosen the wrong analogy. If the majority forthrightly applied its
present due process analysis to the area of criminal prosecutions, the police
officer not only could arrest a suspect without a warrant but also could
convict the suspect without a trial and sentence him to a short jail term. The
accused would get his due process in a tort suit for false imprisonment.
FN14. For the proposition that the need for a prior hearing is
"significantly less compelling" where the State has preserved
"common‑law remedies," ante, at 1416, the majority cites only
one case, Bonner v. Coughlin, supra,
dismissing an allegation by a prisoner that prison guards acting under color of
state law had deprived him of property without due process of law by
negligently failing to close the door of his cell after a search, with the
foreseeable consequence that his trial transcript was stolen. The panel held
that the right to recover under state law for the negligence of state employees
provided the prisoner with due process of law. The decision is distinguishable
from the instant case on two grounds. First, recovery was not barred by
sovereign or official immunity, and the state remedy ensured that the prisoner
would be "made whole for any loss of property." 517 F.2d, at 1319,
and n. 23. Cf. Regional Rail Reorganization Act Cases, 419 U.S. 102, 156, 95
S.Ct. 335, 365, 42 L.Ed.2d 320 (1974). The point here, of course, is that the
student cannot be made whole for the infliction of wrongful punishment. Second,
the State cannot hold a pre‑deprivation hearing where it does not intend
to inflict the deprivation; the best it can do to protect the individual from
an unauthorized and inadvertent act is to provide a damages remedy. 517 F.2d,
at 1319 n. 25. Here the deprivation is intentional and a prior hearing
altogether feasible.
The majority attempts to support its novel theory by drawing an
analogy to warrantless arrests on probable cause, which the Court has held
reasonable under the Fourth Amendment. United States v. Watson, 423 U.S. 411,
96 S.Ct. 820, 46 L.Ed.2d 598 (1976). This analogy fails for two reasons. First,
the particular requirements of the Fourth Amendment, rooted in the
"ancient common‑ law rule(s)" regulating police practices, id.,
at 418, 96 S.Ct., at 825, must be understood in the context of the criminal
justice system for which that Amendment was explicitly tailored. Thus in
Gerstein v. Pugh, 420 U.S. 103, 95 S.Ct. 854, 43 L.Ed.2d 54 (1975), the Court,
speaking through Mr. Justice Powell, rejected the argument that procedural
protections required in Goss and other due process cases should be afforded to
a criminal suspect arrested without a warrant.
"The Fourth Amendment was tailored explicitly for the
criminal justice system, and its balance between individual and public
interests always has been thought to define the 'process that is due' for
seizures of person or property in criminal cases, including the detention of
suspects pending trial. . . . Moreover, the Fourth Amendment probable cause
determination is in fact only the first state of an elaborate system, unique in
jurisprudence, designed to safeguard the rights of those accused of criminal
conduct. The relatively simple civil procedures (e. g., prior interview with
school principal before suspension) presented in the (procedural due process)
cases cited in the concurring opinion are inapposite and irrelevant in the
wholly different context of the criminal justice system." Id., at 125 n.
27, 95 S.Ct., at 869. (Emphasis in last sentence added.)
While a case dealing with warrantless arrests is perhaps not
altogether "inapposite and
irrelevant in the wholly different context" of the school disciplinary
process, such a case is far weaker authority than procedural due process cases
such as Goss v. Lopez, 419 U.S. 565, 95 S.Ct. 729, 42 L.Ed.2d 725 (1975), that
deal with deprivations of liberty outside the criminal context.
Second, contrary to the majority's suggestion, ante, at 1417 n. 48,
the reason that the Court has upheld warrantless arrests on probable cause is
not because the police officer's assessment of the facts "may be subjected
to subsequent judicial scrutiny in a civil action against the law enforcement
officer or in a suppression hearing . . . ." The reason that the Court has
upheld arrests without warrants is that they are the "first stage of an
elaborate system" of procedural protections, Gerstein v. Pugh, supra, 420
U.S., at 125 n. 27, 95 S.Ct., at 869, and that the State is not free to
continue the deprivation beyond this first stage without procedures. The
Constitution requires the State to provide
"a fair and reliable determination of probable cause" by a
judicial officer prior to the imposition of "any significant pretrial
restraint of liberty" other than "a brief period of detention to take
the administrative steps incident to (a warrantless) arrest." Id., at 114,
125, 95 S.Ct., at 863, 868. (Footnote omitted; emphasis added.) This
"practical compromise" is made necessary because "requiring a
magistrate's review of the factual justification prior to any arrest . . .
would constitute an intolerable handicap for legitimate law enforcement,"
id., at 113, 95 S.Ct., at 862; but it is the probable‑cause determination
prior to any significant period of pretrial incarceration, rather than a
damages action or suppression hearing, that affords the suspect due process.
There is, in short, no basis in logic or authority for the
majority's suggestion that an action to recover damages for excessive corporal
punishment "afford(s) substantially greater protection to the child than
the informal conference mandated by Goss." [FN15] The majority purports to follow the settled principle that
what process is due depends on " 'the risk of an erroneous deprivation of
(the protected) interest . . . and the probable value, if any, of additional or
substitute procedural safeguards' ";
[FN16] it recognizes, as did Goss, the risk of error in the school
disciplinary process [FN17] and concedes that "the child has a strong
interest in procedural safeguards that minimize the risk of wrongful punishment
. . . ," ante, at 1415; but it
somehow concludes that this risk is adequately reduced by a damages remedy that
never has been recognized by a Florida court, that leaves unprotected the
innocent student punished by mistake, and that allows the State to punish first
and hear the student's version of events later. I cannot agree.
FN15. Ante, 1416 n. 46.
FN16. Ante, at 1414, quoting Mathews v. Eldridge, 424 U.S. 319,
335, 96 S.Ct. 893, 903, 47 L.Ed.2d 18 (1976).
FN17. Ante, at 1415, quoting Goss, supra, 419 U.S., at 579‑580,
95 S.Ct., at 739. Elsewhere in its opinion the majority asserts that the risk
of error is "typically insignificant" because "paddlings are
usually inflicted in response to conduct directly observed by teachers in their
presence." Ante, at 1416. But it cites no finding or evidence in the
record for this assertion, and there is no such restriction in the statute or
regulations authorizing corporal punishment. See ante, at 1404 n. 6, 1405 n. 7.
Indeed, the panel below noted specific instances in which students were
punished by an assistant to the principal who was not present when the alleged
offenses were committed. 498 F.2d, at 257, 259.
The majority emphasizes, as did the dissenters in Goss, that even
the "rudimentary precautions"
required by that decision would impose some burden on the school disciplinary
process. But those costs are no greater if the student is paddled rather than suspended;
the risk of error in the punishment is no smaller; and the fear of "a
significant intrusion" into the disciplinary process, ante, at 1418 (cf.
Goss, supra, 419 U.S., at 585, 95 S.Ct., at 741 (Powell, J., dissenting)), is
just as exaggerated. The disciplinarian need only take a few minutes to give
the student "notice of the charges against him and, if he denies them, an
explanation of the evidence the authorities have and an opportunity to present
his side of the story." 419 U.S., at 581, 95 S.Ct., at 740. In this
context the Constitution requires, "if anything, less than a fair‑minded
school principal would impose upon himself" in order to avoid injustice.
[FN18] Id., at 583, 95 S.Ct., at 740.
FN18. My view here expressed that the minimal procedures of Goss
are required for any corporal punishment implicating the student's liberty
interest is, of course, not meant to imply that this minimum would be
constitutionally sufficient no matter how severe the punishment inflicted. The
Court made this reservation explicit in Goss by suggesting that more elaborate procedures such as witnesses,
counsel, and cross‑examination might well be required for suspensions
longer than the 10‑day maximum involved in that case. 419 U.S., at 583‑584,
95 S.Ct., at 740‑741. A similar caveat is appropriate here.
I would reverse the judgment below.
Mr. Justice STEVENS, dissenting.
Mr. Justice WHITE's analysis of the Eighth Amendment issue is, I
believe, unanswerable. I am also persuaded that his analysis of the procedural
due process issue is correct. Notwithstanding my disagreement with the Court's
holding on the latter question, my respect for Mr. Justice POWELL's reasoning
in Part IV‑B of his opinion for the Court prompts these comments.
The constitutional prohibition of state deprivations of life,
liberty, or property without due process of law does not, by its express
language, require that a hearing be provided before any deprivation may occur.
To be sure, the timing of the process may be a critical element in determining
its adequacy that is, in deciding what process is due in a particular context.
Generally, adequate notice and a fair opportunity to be heard in advance of any
deprivation of a constitutionally protected interest are essential. The Court
has recognized, however, that the wording of the command that there shall be no
deprivation "without" due process of law is consistent with the
conclusion that a postdeprivation remedy is sometimes constitutionally
sufficient. [FN1]
FN1. Calero‑Toledo v. Pearson Yacht Leasing Co., 416 U.S.
663, 94 S.Ct. 2080, 40 L.Ed.2d 452; Fuentes v. Shevin, 407 U.S. 67, 82, 90‑92,
92 S.Ct. 1983, 1995, 1999‑2000, 32 L.Ed.2d 556; Ewing v. Mytinger &
Casselberry, 339 U.S. 594, 598‑600, 70 S.Ct. 870, 872‑873, 94 L.Ed.
1088; Phillips v. Commissioner, 283 U.S. 589, 595‑599, 51 S.Ct. 608, 611‑612,
75 L.Ed. 1289; Lawton v. Steele, 152 U.S. 133, 140‑142, 14 S.Ct. 499, 502‑503,
38 L.Ed. 385; cf. Gerstein v. Pugh, 420 U.S. 103, 113‑114, 95 S.Ct. 854,
862‑863, 43 L.Ed.2d 54.
When only an invasion of a property interest is involved, there is
a greater likelihood that a damages award will make a person completely whole
than when an invasion of the individual's interest in freedom from bodily
restraint and punishment has occurred. In the property context, therefore,
frequently a postdeprivation state remedy may be all the process that the
Fourteenth Amendment requires. It may also be true although I do not express an
opinion on the point that an adequate state remedy for defamation may satisfy the
due process requirement when a State has impaired an individual's interest in
his reputation. On that hypothesis, the Court's analysis today gives rise to
the thought that Paul v. Davis, 424 U.S. 693, 96 S.Ct. 1155, 47 L.Ed.2d 405,
may have been correctly decided on an incorrect rationale. Perhaps the Court
will one day agree with Mr. Justice BRENNAN's appraisal of the importance of
the constitutional interest at stake in id., at 720‑723, 734, 96 S.Ct.,
at 1170‑1171, 1177 (dissenting opinion), and nevertheless conclude that
an adequate state remedy may prevent every state‑inflicted injury to a
person's reputation from violating 42 U.S.C. s 1983. [FN2]
FN2. Cf. Bonner v. Coughlin, 517 F.2d 1311, 1318‑1320 (CA7
1975), modified en banc, 545 F.2d 565 (1976), cert. pending, No. 76‑6204;
see also Judge Swygert's thoughtful opinion, id., at 569‑578.