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Gebser v. Lago Vista
Independent School District, 118 S.Ct. 1989, 524 U.S. 274,
141 L.Ed.2d 277 (1998)
Alida Star GEBSER and Alida Jean McCullough, Petitioners,
v.
LAGO VISTA INDEPENDENT SCHOOL DISTRICT.
No. 96‑1866.
Argued March 25, 1998.
Decided June 22, 1998.
High school student and her parents sued school district,
seeking monetary damages under Title IX for teacher's sexual harassment of
student. The United States District Court for the Western District of Texas,
Sam Sparks, J., granted school district's motion for summary judgment, and
student appealed. The Court of Appeals for the Fifth Circuit, Patrick E.
Higginbotham, Circuit Judge, affirmed, 106 F.3d 1223. Certiorari was granted.
The Supreme Court, Justice O'Connor, held that: (1) as matter of first
impression, implied private right of action for monetary damages under Title IX
will not lie by reason of teacher's sexual harassment of student in absence of
actual notice on part of school district; (2) as matter of first impression,
such implied private right of action will not lie in absence of district's
deliberate indifference to teacher's conduct upon receipt of actual notice
thereof; and (3) instant cause of action would not lie by reason of teacher's
having engaged in sexual relationship with student of which district lacked
actual notice and to which it was not deliberately indifferent.
Affirmed.
Justice Stevens filed dissenting opinion in which Justices
Souter, Ginsburg and Breyer joined.
Justice Ginsburg filed dissenting opinion in which Justices
Souter and Breyer joined.
Syllabus [FN*]
FN* The syllabus constitutes no part of the opinion of the
Court but has been prepared by the Reporter of Decisions for the convenience of
the reader. See United States v.
Detroit Timber & Lumber Co., 200 U.S. 321, 337, 26 S.Ct. 282, 287, 50 L.Ed.
499 (1906).
Petitioner Gebser, a high school student in respondent Lago
Vista Independent School District, had a sexual relationship with one of her
teachers. She did not report the
relationship to school officials.
After the couple was discovered having sex and the teacher was arrested,
Lago Vista terminated his employment.
During this time, the district had not distributed an official grievance
procedure for lodging sexual harassment complaints or a formal antiharassment
policy, as required by federal regulations.
Petitioners filed suit raising, among other things, a claim for damages
against Lago Vista under Title IX of the Education Amendments of 1972, which
provides in pertinent part that a person cannot "be subjected to
discrimination under any education program or activity receiving Federal
financial assistance," 20 U.S.C. § 1681(a). The Federal District Court granted Lago Vista summary judgment. In affirming, the Fifth Circuit held that
school districts are not liable under Title IX for teacher‑student sexual
harassment unless an employee with supervisory power over the offending
employee actually knew of the abuse, had the power to end it, and failed to do
so, and ruled that petitioners could not satisfy that standard.
Held: Damages may
not be recovered for teacher‑student sexual harassment in an implied
private action under Title IX unless a school district official who at a
minimum has authority to institute corrective measures on the district's behalf
has actual notice of, and is deliberately indifferent to, the teacher's
misconduct. Pp. 1994‑2000.
(a) The express statutory means of enforcing Title IX is
administrative, as the statute directs federal agencies who distribute
education funding to establish requirements in furtherance of the
nondiscrimination mandate and allows agencies to enforce those requirements,
including ultimately by suspending or terminating federal funding. The Court held in Cannon v. University of
Chicago, 441 U.S. 677, 99 S.Ct. 1946, 60 L.Ed.2d 560, that Title IX is also
enforceable through an implied private right of action. In Franklin v. Gwinnett County Public
Schools, 503 U.S. 60, 112 S.Ct. 1028, 117 L.Ed.2d 208, the Court established
that monetary damages are available in such an action, but made no effort to
delimit the circumstances in which that remedy should lie. Petitioners, relying on standards developed
in the context of Title VII, contend that damages are available in an implied
action under Title IX based on principles of respondeat superior and
constructive notice, i.e., without actual notice to officials of discrimination
in school programs. Whether an
educational institution can be said to violate Title IX based on principles of
respondeat superior and constructive notice has not been resolved by the
Court's decisions. In this case,
moreover, petitioners seek damages based on theories of respondeat superior and
constructive notice. Unlike Title IX, Title VII contains an express cause of action
for a damages remedy. Title IX's
private action is judicially implied, however, and so contains no legislative
expression of the scope of available remedies. Pp. 1994‑1996.
(b) Because the private right of action is judicially
implied, this Court must infer how Congress would have addressed the issue of
monetary damages had the action been expressly included in Title IX. It does not appear that Congress
contemplated unlimited damages against a funding recipient that is unaware of
discrimination in its programs. When
Title IX was enacted, the principal civil rights statutes containing an express
right of action did not allow monetary damages, and when Title VII was amended
to allow such damages, Congress limited the amount recoverable in any individual
case. Title IX was modeled after Title
VI of the Civil Rights Act of 1964, which prohibits race discrimination in
programs receiving federal funds. Both
statutes condition federal funding on a recipient's promise not to
discriminate, in what amounts essentially to a contract between the Government
and the recipient. In contrast, Title VII is framed as an outright
prohibition. Title IX's contractual
nature has implications for the construction of the scope of available
remedies. When Congress conditions the
award of federal funds under its spending power, the Court closely examines the
propriety of private actions holding recipients liable in damages for violating
the condition. It is sensible to assume
that Congress did not envision a recipient's liability in damages where the
recipient was unaware of the discrimination.
Title IX contains important clues that this was Congress'
intent. Title IX's express means of
enforcement requires actual notice to officials of the funding recipient and an
opportunity for voluntary compliance before administrative enforcement
proceedings can commence. The
presumable purpose is to avoid diverting education funding from beneficial uses
where a recipient who is unaware of discrimination in its programs is willing
to institute prompt corrective measures.
Allowing recovery of damages based on principles of respondeat superior
or constructive notice in cases of teacher‑student sexual harassment
would be at odds with that basic objective, as liability would attach even
though the district had no actual knowledge of the teacher's conduct and no
opportunity to take action to end the harassment. It would be unsound for a statute's express enforcement system
to require notice and an opportunity to comply while a judicially implied
system permits substantial liability‑‑including potentially an
award exceeding a recipient's federal funding level‑‑without regard
to either requirement. Pp. 1996‑1999.
(c) Absent further direction from Congress, the implied
damages remedy should be fashioned along the same lines as the express remedial
scheme. Thus, a damages remedy will
not lie unless an official who at a minimum has authority to address the
alleged discrimination and to institute corrective measures on the recipient's
behalf has actual knowledge of discrimination and fails adequately to
respond. Moreover, the response must
amount to deliberate indifference to discrimination, in line with the premise
of the statute's administrative enforcement scheme of an official decision by
the recipient not to remedy the violation.
Applying the framework to this case is fairly straightforward, as
petitioners do not contend they can prevail under an actual notice standard. Lago Vista's alleged failure to comply with
federal regulations requiring it to promulgate and publicize an effective
policy and grievance procedure for sexual harassment claims does not establish
the requisite actual notice and deliberate indifference, and the failure to
promulgate a grievance procedure does not itself constitute discrimination in
violation of Title IX. Pp. 1999‑2000.
106 F.3d 1223, affirmed.
O'CONNOR, J., delivered the opinion of the Court, in which
REHNQUIST, C.J., and SCALIA, KENNEDY, and THOMAS, JJ., joined. STEVENS, J., filed a dissenting opinion, in
which SOUTER, GINSBURG, AND BREYER, JJ., joined. GINSBURG, J., filed a dissenting opinion, in which SOUTER and
BREYER, JJ., joined.
Justice O'CONNOR delivered the opinion of the Court.
The question in this case is when a school district may be
held liable in damages in an implied right of action under Title IX of the
Education Amendments of 1972, 86 Stat. 373, as amended, 20 U.S.C. § 1681 et
seq. (Title IX), for the sexual harassment of a student by one of the
district's teachers. We conclude that
damages may not be recovered in those circumstances unless an official of the
school district who at a minimum has authority to institute corrective measures
on the district's behalf has actual notice of, and is deliberately indifferent to,
the teacher's misconduct.
I
In the spring of 1991, when petitioner Alida Star Gebser
was an eighth‑grade student at a middle school in respondent Lago Vista
Independent School District (Lago Vista), she joined a high school book
discussion group led by Frank Waldrop, a teacher at Lago Vista's high
school. Lago Vista received federal
funds at all pertinent times. During
the book discussion sessions, Waldrop often made sexually suggestive comments
to the students. Gebser entered high
school in the fall and was assigned to classes taught by Waldrop in both
semesters. Waldrop continued to make
inappropriate remarks to the students, and he began to direct more of his
suggestive comments toward Gebser, including during the substantial amount of
time that the two were alone in his classroom. He initiated sexual contact with Gebser in the spring, when,
while visiting her home ostensibly to give her a book, he kissed and fondled
her. The two had sexual intercourse on
a number of occasions during the remainder of the school year. Their relationship continued through the
summer and into the following school year, and they often had intercourse
during class time, although never on school property.
Gebser did not report the relationship to school officials,
testifying that while she realized Waldrop's conduct was improper, she was
uncertain how to react and she wanted to continue having him as a teacher. In October 1992, the parents of two other
students complained to the high school principal about Waldrop's comments in
class. The principal arranged a
meeting, at which, according to the principal, Waldrop indicated that he did
not believe he had made offensive remarks but apologized to the parents and
said it would not happen again. The
principal also advised Waldrop to be careful about his classroom comments and
told the school guidance counselor about the meeting, but he did not report the
parents' complaint to Lago Vista's superintendent, who was the district's Title
IX coordinator. A couple of months
later, in January 1993, a police officer discovered Waldrop and Gebser engaging
in sexual intercourse and arrested Waldrop.
Lago Vista terminated his employment, and subsequently, the Texas
Education Agency revoked his teaching license. During this time, the district had not promulgated or
distributed an official grievance procedure for lodging sexual harassment
complaints; nor had it issued a formal
anti‑harassment policy.
Gebser and her mother filed suit against Lago Vista and
Waldrop in state court in November 1993, raising claims against the school
district under Title IX, Rev. Stat. § 1979, 42 U.S.C. § 1983, and state
negligence law, and claims against Waldrop primarily under state law. They sought compensatory and punitive
damages from both defendants. After
the case was removed, the United States District Court for the Western District
of Texas granted summary judgment in favor of Lago Vista on all claims, and
remanded the allegations against Waldrop to state court. In rejecting the Title IX claim against the
school district, the court reasoned that the statute "was enacted to
counter policies of discrimination ... in federally funded education
programs," and that "[o]nly if school administrators have some type
of notice of the gender discrimination and fail to respond in good faith can
the discrimination be interpreted as a policy of the school
district." App. to Pet. for Cert.
6a‑7a. Here, the court
determined, the parents' complaint to the principal concerning Waldrop's
comments in class was the only one Lago Vista had received about Waldrop, and
that evidence was inadequate to raise a genuine issue on whether the school
district had actual or constructive notice that Waldrop was involved in a
sexual relationship with a student.
Petitioners appealed only on the Title IX claim. The Court of Appeals for the Fifth Circuit
affirmed, Doe v. Lago Vista Independent School Dist., 106 F.3d 1223 (1997),
relying in large part on two of its recent decisions, Rosa H. v. San Elizario
Independent School Dist., 106 F.3d 648 (C.A.5 1997), and Canutillo Independent
School Dist. v. Leija, 101 F.3d 393 (C.A.5 1996), cert. denied, 520 U.S. 1265,
117 S.Ct. 2434, 138 L.Ed.2d 195 (1997).
The court first declined to impose strict liability on school districts
for a teacher's sexual harassment of a student, reiterating its conclusion in
Leija that strict liability is inconsistent with "the Title IX
contract." 106 F.3d, at 1225 (internal quotation marks omitted). The court then determined that Lago Vista
could not be liable on the basis of constructive notice, finding that there was
insufficient evidence to suggest that a school official should have known about
Waldrop's relationship with Gebser.
Ibid. Finally, the court refused to invoke the common law principle that
holds an employer vicariously liable when an employee is "aided in
accomplishing [a] tort by the existence of the agency relation,"
Restatement (Second) of Agency § 219(2)(d) (1957) (hereinafter Restatement),
explaining that application of that principle would result in school district
liability in essentially every case of teacher‑student harassment. 106 F.3d, at 1225‑1226.
The court concluded its analysis by reaffirming its holding
in Rosa H. that, "school districts are not liable in tort for teacher‑student
sexual harassment under Title IX unless an employee who has been invested by
the school board with supervisory power over the offending employee actually
knew of the abuse, had the power to end the abuse, and failed to do so,"
106 F.3d, at 1226, and ruling that petitioners could not satisfy that standard.
The Fifth Circuit's analysis represents one of the varying approaches adopted
by the Courts of Appeals in assessing a school district's liability under Title
IX for a teacher's sexual harassment of a student. See Smith v. Metropolitan School Dist. Perry Twp., 128 F.3d 1014
(C.A.7 1997); Kracunas v. Iona College,
119 F.3d 80 (C.A.2 1997); Doe v.
Claiborne County, 103 F.3d 495, 513‑515 (C.A.6 1996); Kinman v. Omaha Public School Dist., 94 F.3d
463, 469 (C.A.8 1996). We granted
certiorari to address the issue, 522 U.S. 1011, 118 S.Ct. 595, 139 L.Ed.2d 431
(1997), and we now affirm.
II
Title IX provides in pertinent part that, "[n]o person
... shall, on the basis of sex, be excluded from participation in, be denied
the benefits of, or be subjected to discrimination under any education program
or activity receiving Federal financial assistance." 20 U.S.C. § 1681(a). The express statutory means of enforcement
is administrative: The statute directs
federal agencies who distribute education funding to establish requirements to
effectuate the nondiscrimination mandate, and permits the agencies to enforce
those requirements through "any ... means authorized by law," including
ultimately the termination of federal funding.
§ 1682. The Court held in Cannon
v. University of Chicago, 441 U.S. 677, 99 S.Ct. 1946, 60 L.Ed.2d 560 (1979),
that Title IX is also enforceable through an implied private right of action, a
conclusion we do not revisit here. We
subsequently established in Franklin v. Gwinnett County Public Schools, 503
U.S. 60, 112 S.Ct. 1028, 117 L.Ed.2d 208 (1992), that monetary damages are
available in the implied private action.
In Franklin, a high school student alleged that a teacher
had sexually abused her on repeated occasions and that teachers and school
administrators knew about the harassment but took no action, even to the point
of dissuading her from initiating charges.
See id., at 63‑64, 112 S.Ct., at 1031‑1032. The
lower courts dismissed Franklin's complaint against the school district on the
ground that the implied right of action under Title IX, as a categorical
matter, does not encompass recovery in damages. We reversed the lower courts' blanket rule, concluding that
Title IX supports a private action for damages, at least "in a case such
as this, in which intentional discrimination is alleged." See id., at 74‑75, 103 S.Ct., at 2884‑2885.
Franklin thereby establishes that a school district can be held liable in
damages in cases involving a teacher's sexual harassment of a student; the decision, however, does not purport to
define the contours of that liability.
We face that issue squarely in this case. Petitioners, joined by the United States as
amicus curiae, would invoke standards used by the Courts of Appeals in Title
VII cases involving a supervisor's sexual harassment of an employee in the
workplace. In support of that
approach, they point to a passage in Franklin in which we stated: "Unquestionably, Title IX placed on the
Gwinnett County Public Schools the duty not to discriminate on the basis of
sex, and 'when a supervisor sexually harasses a subordinate because of the
subordinate's sex, that supervisor "discriminate[s]" on the basis of
sex.' Meritor Sav. Bank, FSB v. Vinson, 477 U.S. 57, 64, 106 S.Ct. 2399, 2404,
91 L.Ed.2d 49 (1986). We believe the
same rule should apply when a teacher sexually harasses and abuses a
student." Franklin, supra, at 75,
112 S.Ct., at 1037. Meritor Savings
Bank, FSB v. Vinson, 477 U.S. 57, 106 S.Ct. 2399, 91 L.Ed.2d 49 (1986), directs
courts to look to common‑law agency principles when assessing an
employer's liability under Title VII for sexual harassment of an employee by a
supervisor. See id., at 72, 106 S.Ct.,
at 2408. Petitioners and the United
States submit that, in light of Franklin' s comparison of teacher‑student
harassment with supervisor‑employee harassment, agency principles should
likewise apply in Title IX actions.
Specifically, they advance two possible standards under
which Lago Vista would be liable for Waldrop's conduct. First, relying on a 1997 "Policy
Guidance" issued by the Department of Education, they would hold a school
district liable in damages under Title IX where a teacher is " 'aided in
carrying out the sexual harassment of students by his or her position of
authority with the institution,' " irrespective of whether school district
officials had any knowledge of the harassment and irrespective of their
response upon becoming aware. Brief
for Petitioners 36 (quoting Dept. of Education, Office of Civil Rights, Sexual
Harassment Policy Guidance, 62 Fed.Reg. 12034, 12039 (1997) (1997 Policy
Guidance)); Brief for United States as
Amicus Curiae 14. That rule is an expression of respondeat superior liability,
i.e., vicarious or imputed liability, see Restatement § 219(2)(d), under which
recovery in damages against a school district would generally follow whenever a
teacher's authority over a student facilitates the harassment. Second, petitioners and the United States
submit that a school district should at a minimum be liable for damages based
on a theory of constructive notice, i.e., where the district knew or
"should have known" about harassment but failed to uncover and
eliminate it. Brief for Petitioners
28; Brief for United States as Amicus
Curiae 15‑16; see Restatement §
219(2)(b). Both standards would allow
a damages recovery in a broader range of situations than the rule adopted by
the Court of Appeals, which hinges on actual knowledge by a school official
with authority to end the harassment.
Whether educational institutions can be said to violate
Title IX based solely on principles of respondeat superior or constructive
notice was not resolved by Franklin's citation of Meritor. That reference to Meritor was made with
regard to the general proposition that sexual harassment can constitute
discrimination on the basis of sex under Title IX, see Oncale v. Sundowner
Offshore Services, Inc., 523 U.S. 75, 118 S.Ct. 998, 1002‑1003, 140
L.Ed.2d 201 (1998), an issue not in dispute here. In fact, the school district's liability in Franklin did not
necessarily turn on principles of imputed liability or constructive notice, as
there was evidence that school officials knew about the harassment but took no
action to stop it. See 503 U.S., at 63‑64,
112 S.Ct., at 1031‑1032.
Moreover, Meritor's rationale for concluding that agency principles
guide the liability inquiry under Title VII rests on an aspect of that statute
not found in Title IX: Title VII, in
which the prohibition against employment discrimination runs against "an
employer," 42 U.S.C. § 2000e‑2(a), explicitly defines
"employer" to include "any agent," § 2000e(b). See Meritor, supra, at 72, 106 S.Ct., at
2408. Title IX contains no comparable
reference to an educational institution's "agents," and so does not
expressly call for application of agency principles.
In this case, moreover, petitioners seek not just to
establish a Title IX violation but to recover damages based on theories of
respondeat superior and constructive notice.
It is that aspect of their action, in our view, which is most critical
to resolving the case. Unlike Title
IX, Title VII contains an express cause of action, § 2000e‑5(f), and
specifically provides for relief in the form of monetary damages, § 1981a. Congress therefore has directly addressed
the subject of damages relief under Title VII and has set out the particular
situations in which damages are available as well as the maximum amounts
recoverable. § 1981a(b).
With respect to Title IX, however, the private right of action is
judicially implied, see Cannon, 441 U.S., at 717, 99 S.Ct., at 1968, and there
is thus no legislative expression of the scope of available remedies, including
when it is appropriate to award monetary damages. In addition, although the general presumption that courts can
award any appropriate relief in an established cause of action, e.g., Bell v.
Hood, 327 U.S. 678, 684, 66 S.Ct. 773, 776‑777, 90 L.Ed. 939 (1946),
coupled with Congress' abrogation of the States' Eleventh Amendment immunity
under Title IX, see 42 U.S.C. § 2000d‑7, led us to conclude in Franklin
that Title IX recognizes a damages remedy, 503 U.S., at 68‑73, 112 S.Ct.,
at 1033‑1037; see id., at 78, 112
S.Ct., at 1039 (SCALIA, J., concurring in judgment), we did so in response to
lower court decisions holding that Title IX does not support damages relief at
all. We made no effort in Franklin to
delimit the circumstances in which a damages remedy should lie.
III
Because the private right of action under Title IX is
judicially implied, we have a measure of latitude to shape a sensible remedial
scheme that best comports with the statute.
See, e.g., Musick, Peeler & Garrett v. Employers Ins. of Wausau, 508
U.S. 286, 292‑293, 113 S.Ct. 2085, 2089‑2090, 124 L.Ed.2d 194
(1993); Virginia Bankshares, Inc. v.
Sandberg, 501 U.S. 1083, 1104, 111 S.Ct. 2749, 2764, 115 L.Ed.2d 929
(1991). That endeavor inherently
entails a degree of speculation, since it addresses an issue on which Congress
has not specifically spoken. See,
e.g., Lampf, Pleva, Lipkind, Prupis & Petigrow v. Gilbertson, 501 U.S. 350,
359, 111 S.Ct. 2773, 2780, 115 L.Ed.2d 321 (1991). To guide the analysis, we generally examine the relevant statute
to ensure that we do not fashion the parameters of an implied right in a manner
at odds with the statutory structure and purpose. See Musick, Peeler, 508 U.S.,
at 294‑297, 113 S.Ct., at 2089‑2091; id., at 300, 113 S.Ct., at 2092‑2093 (THOMAS, J.,
dissenting); Virginia Bankshares,
supra, at 1102, 111 S.Ct., at 2763.
Those considerations, we think, are pertinent not only to
the scope of the implied right, but also to the scope of the available
remedies. See Transamerica Mortgage
Advisors, Inc. v. Lewis, 444 U.S. 11, 100 S.Ct. 242, 62 L.Ed.2d 146
(1979); see also Franklin, supra, at 77‑78,
112 S.Ct., at 1038‑1039 (SCALIA, J., concurring in judgment). We suggested as much in Franklin, where we recognized "the
general rule that all appropriate relief is available in an action brought to
vindicate a federal right," but indicated that the rule must be reconciled
with congressional purpose. 503 U.S.,
at 68, 112 S.Ct., at 1033‑1034.
The "general rule," that is, "yields where necessary to
carry out the intent of Congress or to avoid frustrating the purposes of the
statute involved." Guardians Assn.
v. Civil Serv. Comm'n of New York City, 463 U.S. 582, 595, 103 S.Ct. 3221, 3228‑
3229, 77 L.Ed.2d 866 (1983) (opinion of White, J.); cf., Cannon, 441 U.S., at 703, 99 S.Ct., at 1960‑1961
("[A] private remedy should not be implied if it would frustrate the
underlying purpose of the legislative scheme").
Applying those principles here, we conclude that it
would "frustrate the
purposes" of Title IX to permit a damages recovery against a school
district for a teacher's sexual harassment of a student based on principles of
respondeat superior or constructive notice, i.e., without actual notice to a
school district official. Because
Congress did not expressly create a private right of action under Title IX, the
statutory text does not shed light on Congress' intent with respect to the
scope of available remedies. Franklin,
503 U.S., at 71, 112 S.Ct., at 1035‑1036; id., at 76, 112 S.Ct., at 1038 (SCALIA, J., concurring in
judgment). Instead, "we attempt
to infer how the [1972] Congress would have addressed the issue had the ...
action been included as an express provision in the" statute. Central Bank
of Denver, N.A. v. First Interstate Bank of Denver, N. A., 511 U.S. 164, 178,
114 S.Ct. 1439, 1448, 128 L.Ed.2d 119 (1994);
see Musick, Peeler, supra, at 294‑295, 113 S.Ct., at 2089‑2090; North Haven Bd. of Ed. v. Bell, 456 U.S.
512, 529, 102 S.Ct. 1912, 1922, 72 L.Ed.2d 299 (1982).
As a general matter, it does not appear that Congress
contemplated unlimited recovery in damages against a funding recipient where
the recipient is unaware of discrimination in its programs. When Title IX was enacted in 1972, the principal
civil rights statutes containing an express right of action did not provide for
recovery of monetary damages at all, instead allowing only injunctive and
equitable relief. See 42 U.S.C. §
2000a‑3(a) (1970 ed.); § 2000e‑5(e), (g) (1970 ed., Supp.
II). It was not until 1991 that Congress
made damages available under Title VII, and even then, Congress carefully
limited the amount recoverable in any individual case, calibrating the maximum
recovery to the size of the employer.
See 42 U.S.C. § 1981a (b)(3).
Adopting petitioners' position would amount, then, to allowing unlimited
recovery of damages under Title IX where Congress has not spoken on the subject
of either the right or the remedy, and in the face of evidence that when
Congress expressly considered both in Title VII it restricted the amount of
damages available.
Congress enacted Title IX in 1972 with two principal
objectives in mind: "to avoid the
use of federal resources to support discriminatory practices" and "to
provide individual citizens effective protection against those
practices." Cannon, supra, at 704,
99 S.Ct., at 1961‑1962. The
statute was modeled after Title VI of the Civil Rights Act of 1964, see 441
U.S., at 694‑696, 99 S.Ct., at 1956‑1958; Grove City College v. Bell, 465 U.S. 555, 566, 104 S.Ct. 1211,
1217‑1218, 79 L.Ed.2d 516 (1984), which is parallel to Title IX except
that it prohibits race discrimination, not sex discrimination, and applies in
all programs receiving federal funds, not only in education programs. See 42 U.S.C. § 2000d et seq. The two statutes operate in the same
manner, conditioning an offer of federal funding on a promise by the recipient
not to discriminate, in what amounts essentially to a contract between the
Government and the recipient of funds.
See Guardians, 463 U.S., at 599, 103 S.Ct., at 3231 (opinion of White,
J.); id., at 609, 103 S.Ct., at 3236
(Powell, J., concurring in judgment);
cf., Pennhurst State School and Hospital v. Halderman, 451 U.S. 1, 17,
101 S.Ct. 1531, 1539‑ 1540, 67 L.Ed.2d 694 (1981).
That contractual framework distinguishes Title IX from
Title VII, which is framed in terms not of a condition but of an outright
prohibition. Title VII applies to all
employers without regard to federal funding and aims broadly to "eradicat[e]
discrimination throughout the economy."
Landgraf v. USI Film Products, 511 U.S. 244, 254, 114 S.Ct. 1483, 1491,
128 L.Ed.2d 229 (1994) (internal quotation marks omitted). Title VII, moreover, seeks to "make
persons whole for injuries suffered through past discrimination."
Ibid. (internal quotation marks
omitted). Thus, whereas Title VII aims
centrally to compensate victims of discrimination, Title IX focuses more on
"protecting" individuals from discriminatory practices carried out by
recipients of federal funds. Cannon,
supra, at 704, 99 S.Ct., at 1961‑ 1962.
That might explain why, when the Court first recognized the implied
right under Title IX in Cannon, the opinion referred to injunctive or equitable
relief in a private action, see 441 U.S., at 705, and n. 38, 710, n. 44, 711,
99 S.Ct., at 1962, and n. 38, 1964, n. 44, 1965, but not to a damages remedy.
Title IX's contractual nature has implications for our
construction of the scope of available remedies. When Congress attaches conditions to the award of federal funds
under its spending power, U.S. Const., Art. I, § 8, cl. 1, as it has in Title
IX and Title VI, we examine closely the propriety of private actions holding
the recipient liable in monetary damages for noncompliance with the condition. See Franklin, 503 U.S., at 74‑75, 112
S.Ct., at 1037; Guardians, supra, at
596‑603, 103 S.Ct., at 3229‑3230 (White, J.); see generally Pennhurst, supra, at 28‑29,
101 S.Ct., at 1545‑1546. Our
central concern in that regard is with ensuring "that the receiving entity
of federal funds [has] notice that it will be liable for a monetary
award." Franklin, supra, at 74,
112 S.Ct., at 1037. Justice White's
opinion announcing the Court's judgment in Guardians Assn. v. Civil Serv.
Comm'n of New York City, for instance, concluded that the relief in an action
under Title VI alleging unintentional discrimination should be prospective
only, because where discrimination is unintentional, "it is surely not
obvious that the grantee was aware that it was administering the program in
violation of the [condition]." 463
U.S., at 598, 103 S.Ct., at 3230. We
confront similar concerns here. If a
school district's liability for a teacher's sexual harassment rests on
principles of constructive notice or respondeat superior, it will likewise be
the case that the recipient of funds was unaware of the discrimination. It is sensible to assume that Congress did
not envision a recipient's liability in damages in that situation. See
Rosa H., 106 F.3d, at 654 ("When the school board accepted federal
funds, it agreed not to discriminate on the basis of sex. We think it unlikely that it further agreed
to suffer liability whenever its employees discriminate on the basis of
sex").
Most significantly, Title IX contains important clues that
Congress did not intend to allow recovery in damages where liability rests
solely on principles of vicarious liability or constructive notice. Title IX's express means of enforcement‑‑by
administrative agencies‑‑operates on an assumption of actual notice
to officials of the funding recipient.
The statute entitles agencies who disburse education funding to enforce
their rules implementing the non‑ discrimination mandate through
proceedings to suspend or terminate funding or through "other means
authorized by law." 20 U.S.C. §
1682. Significantly, however, an
agency may not initiate enforcement proceedings until it "has advised the
appropriate person or persons of the failure to comply with the requirement and
has determined that compliance cannot be secured by voluntary means." Ibid.
The administrative regulations implement that obligation, requiring
resolution of compliance issues "by informal means whenever possible,"
34 CFR § 100.7(d) (1997), and prohibiting commencement of enforcement
proceedings until the agency has determined that voluntary compliance is
unobtainable and "the recipient ... has been notified of its failure to
comply and of the action to be taken to effect compliance," §
100.8(d); see § 100.8(c).
In the event of a violation, a funding recipient may be
required to take "such remedial action as [is] deem[ed] necessary to
overcome the effects of [the] discrimination." § 106.3. While agencies have conditioned continued
funding on providing equitable relief to the victim, see, e.g., North Haven,
456 U.S., at 518, 102 S.Ct., at 1916 (reinstatement of employee), the
regulations do not appear to contemplate a condition ordering payment of
monetary damages, and there is no indication that payment of damages has been
demanded as a condition of finding a recipient to be in compliance with the
statute. See Brief for United States
as Amicus Curiae in Franklin v. Gwinnett County School District, O.T.1991, No.
918, p. 24. In Franklin, for instance, the Department of
Education found a violation of Title IX but determined that the school district
came into compliance by virtue of the offending teacher's resignation and the
district's institution of a grievance procedure for sexual harassment
complaints. 503 U.S., at 64, n. 3, 112
S.Ct., at 1032, n. 3.
Presumably, a central purpose of requiring notice of the
violation "to the appropriate
person" and an opportunity for voluntary compliance before administrative
enforcement proceedings can commence is to avoid diverting education funding
from beneficial uses where a recipient was unaware of discrimination in its
programs and is willing to institute prompt corrective measures. The scope of private damages relief
proposed by petitioners is at odds with that basic objective. When a teacher's sexual harassment is
imputed to a school district or when a school district is deemed to have
"constructively" known of the teacher's harassment, by assumption the
district had no actual knowledge of the teacher's conduct. Nor, of course, did the district have an
opportunity to take action to end the harassment or to limit further
harassment.
It would be unsound, we think, for a statute's express
system of enforcement to require notice to the recipient and an opportunity to
come into voluntary compliance while a judicially implied system of enforcement
permits substantial liability without regard to the recipient's knowledge or
its corrective actions upon receiving notice.
Cf., Central Bank of Denver, N.A. v. First Interstate Bank of Denver, N.
A., 511 U.S., at 180, 114 S.Ct., at 1449 ("[I]t would be 'anomalous to
impute to Congress an intention to expand the plaintiff class for a judicially
implied cause of action beyond the bounds it delineated for comparable express
causes of action' "), quoting Blue Chip Stamps v. Manor Drug Stores, 421
U.S. 723, 736, 95 S.Ct. 1917, 1925‑1926, 44 L.Ed.2d 539 (1975). Moreover, an award of damages in a
particular case might well exceed a recipient's level of federal funding. See Tr. of Oral Arg. 35 (Lago Vista's
federal funding for 1992‑1993 was roughly $120,000). Where a statute's express enforcement
scheme hinges its most severe sanction on notice and unsuccessful efforts to
obtain compliance, we cannot attribute to Congress the intention to have
implied an enforcement scheme that allows imposition of greater liability
without comparable conditions.
IV
Because the express remedial scheme under Title IX is
predicated upon notice to an "appropriate person" and an opportunity
to rectify any violation, 20 U.S.C. § 1682, we conclude, in the absence of
further direction from Congress, that the implied damages remedy should be
fashioned along the same lines. An
"appropriate person" under § 1682 is, at a minimum, an official of
the recipient entity with authority to take corrective action to end the
discrimination. Consequently, in cases
like this one that do not involve official policy of the recipient entity, we
hold that a damages remedy will not lie under Title IX unless an official who
at a minimum has authority to address the alleged discrimination and to
institute corrective measures on the recipient's behalf has actual knowledge of
discrimination in the recipient's programs and fails adequately to respond.
We think, moreover, that the response must amount to
deliberate indifference to discrimination.
The administrative enforcement scheme presupposes that an official who
is advised of a Title IX violation refuses to take action to bring the
recipient into compliance. The
premise, in other words, is an official decision by the recipient not to remedy
the violation. That framework finds a rough parallel in the standard of
deliberate indifference. Under a lower
standard, there would be a risk that the recipient would be liable in damages
not for its own official decision but instead for its employees' independent
actions. Comparable considerations led
to our adoption of a deliberate indifference standard for claims under § 1983
alleging that a municipality's actions in failing to prevent a deprivation of
federal rights was the cause of the violation. See Board of Comm'rs of Bryan Cty. v. Brown, 520 U.S. 397, 117
S.Ct. 1382, 137 L.Ed.2d 626 (1997); Canton v. Harris, 489 U.S. 378, 388‑392,
109 S.Ct. 1197, 1204‑1207, 103 L.Ed.2d 412 (1989); see also Collins v. Harker Heights, 503 U.S.
115, 123‑ 124, 112 S.Ct. 1061, 1067‑1068, 117 L.Ed.2d 261 (1992).
Applying the framework to this case is fairly
straightforward, as petitioners do not contend they can prevail under an actual
notice standard. The only official
alleged to have had information about Waldrop's misconduct is the high school
principal. That information, however,
consisted of a complaint from parents of other students charging only that
Waldrop had made inappropriate comments during class, which was plainly insufficient
to alert the principal to the possibility that Waldrop was involved in a sexual
relationship with a student. Lago
Vista, moreover, terminated Waldrop's employment upon learning of his
relationship with Gebser. Justice
STEVENS points out in his dissenting opinion that Waldrop of course had
knowledge of his own actions. See
post, at 2003, n. 8. Where a school
district's liability rests on actual notice principles, however, the knowledge
of the wrongdoer himself is not pertinent to the analysis. See Restatement § 280.
Petitioners focus primarily on Lago Vista's asserted
failure to promulgate and publicize an effective policy and grievance procedure
for sexual harassment claims. They
point to Department of Education regulations requiring each funding recipient
to "adopt and publish grievance procedures providing for prompt and
equitable resolution" of discrimination complaints, 34 C.F.R. § 106.8(b)
(1997), and to notify students and others "that it does not discriminate on
the basis of sex in the educational programs or activities which it
operates," § 106.9(a). Lago
Vista's alleged failure to comply with the regulations, however, does not
establish the requisite actual notice and deliberate indifference. And in any event, the failure to promulgate
a grievance procedure does not itself constitute " discrimination"
under Title IX. Of course, the
Department of Education could enforce the requirement administratively: Agencies generally have authority to
promulgate and enforce requirements that effectuate the statute's non‑discrimination
mandate, 20 U.S.C. § 1682, even if those requirements do not purport to
represent a definition of discrimination under the statute. E.g., Grove City,
465 U.S., at 574‑575, 104 S.Ct., at 1221‑1222 (permitting
administrative enforcement of regulation requiring college to execute an "
Assurance of Compliance" with Title IX).
We have never held, however, that the implied private right of action
under Title IX allows recovery in damages for violation of those sorts of
administrative requirements.
V
The number of reported cases involving sexual harassment of
students in schools confirms that harassment unfortunately is an all too common
aspect of the educational experience.
No one questions that a student suffers extraordinary harm when
subjected to sexual harassment and abuse by a teacher, and that the teacher's
conduct is reprehensible and undermines the basic purposes of the educational
system. The issue in this case,
however, is whether the independent misconduct of a teacher is attributable to
the school district that employs him under a specific federal statute designed
primarily to prevent recipients of federal financial assistance from using the
funds in a discriminatory manner. Our
decision does not affect any right of recovery that an individual may have
against a school district as a matter of state law or against the teacher in
his individual capacity under state law or under 42 U.S.C. § 1983. Until Congress speaks directly on the
subject, however, we will not hold a school district liable in damages under
Title IX for a teacher's sexual harassment of a student absent actual notice
and deliberate indifference. We
therefore affirm the judgment of the Court of Appeals.
It is so ordered.
Justice STEVENS, with whom Justice SOUTER, Justice
GINSBURG, and Justice BREYER join, dissenting.
The question that the petition for certiorari asks us to
address is whether the Lago Vista Independent School District (respondent) is
liable in damages for a violation of Title IX of the Education Amendments of
1972, 20 U.S.C. § 1681 et seq. (Title
IX). The Court provides us with a
negative answer to that question because respondent did not have actual notice
of, and was not deliberately indifferent to, the odious misconduct of one of
its teachers. As a basis for its
decision, the majority relies heavily on the notion that because the private
cause of action under Title IX is "judicially implied," the Court has
"a measure of latitude" to use its own judgment in shaping a remedial
scheme. See ante, at 1996. This assertion of lawmaking authority is
not faithful either to our precedents or to our duty to interpret, rather than
to revise, congressional commands.
Moreover, the majority's policy judgment about the appropriate remedy in
this case thwarts the purposes of Title IX.
I
It is important to emphasize that in Cannon v. University
of Chicago, 441 U.S. 677, 99 S.Ct. 1946, 60 L.Ed.2d 560 (1979), the Court
confronted a question of statutory construction. The decision represented our considered judgment about the
intent of the Congress that enacted Title IX in 1972. After noting that Title IX had been patterned after Title VI of
the Civil Rights Act of 1964, which had been interpreted to include a private
right of action, we concluded that Congress intended to authorize the same
private enforcement of Title IX. 441
U.S., at 694‑698, 99 S.Ct., at 1956‑1958; see also id., at 703, 99 S.Ct., at 1961 ("We have no doubt
that Congress intended to create Title IX remedies comparable to those
available under Title VI and that it understood Title VI as authorizing an
implied private cause of action for victims of the prohibited
discrimination"). [FN1] As long as
the intent of Congress is clear, an implicit command has the same legal force
as one that is explicit. The fact that
a statute does not authorize a particular remedy "in so many words is no
more significant than the fact that it does not in terms authorize execution to
issue on a judgment recovered under [the statute]." Deckert v. Independence Shares Corp., 311
U.S. 282, 288, 61 S.Ct. 229, 233, 85 L.Ed. 189 (1940). [FN2]
FN1. We explained:
"In 1972 when Title IX was enacted, the critical language in Title
VI had already been construed as creating a private remedy.... It is always
appropriate to assume that our elected representatives, like other citizens,
know the law; in this case, because of
their repeated references to Title VI and its modes of enforcement, we are
especially justified in presuming both that those representatives were aware of
the prior interpretation of Title VI and that that interpretation reflects
their intent with respect to Title IX."
441 U.S., at 696‑698, 99 S.Ct., at 1957‑1958. We also observed that "during the
period between the enactment of Title VI in 1964 and the enactment of Title IX
in 1972, this Court had consistently found implied remedies‑‑often
in cases much less clear than this. It
was after 1972 that this Court decided Cort v. Ash [422 U.S. 66, 95 S.Ct. 2080,
45 L.Ed.2d 26 (1975)] and the other cases cited by the Court of Appeals in
support of its strict construction of the remedial aspect of the statute. We, of course, adhere to the strict
approach followed in our recent cases, but our evaluation of congressional
action in 1972 must take into account its contemporary legal contest. In sum, it is not only appropriate but also
realistic to presume that Congress was thoroughly familiar with these unusually
important precedents from this and other federal courts and that it expected
its enactment to be interpreted in conformity with them." Id., at 698‑699, 99 S.Ct., at 1957‑1959
(footnotes omitted).
FN2. In Consolidated Rail Corporation v. Darrone, 465 U.S.
624, 104 S.Ct. 1248, 79 L.Ed.2d 568
(1984), we unanimously concluded that comparable language in the statute
prohibiting discrimination against the handicapped by federal grant recipients
authorized a private right of action for the recovery of back‑pay. That decision, like Cannon, relied on the
fact that the comparable language in Title VI had authorized a private
remedy. See id., at 626, 635, 104
S.Ct., at 1250, 1255.
In Franklin v. Gwinnett County Public Schools, 503 U.S. 60,
112 S.Ct. 1028, 117 L.Ed.2d 208 (1992), we unanimously concluded that Title IX
authorized a high school student who had been sexually harassed by a sports
coach/teacher to recover damages from the school district. That conclusion was supported by two
considerations. In his opinion for the
Court, Justice White first relied on the presumption that Congress intends to
authorize "all appropriate remedies" unless it expressly indicates
otherwise. Id., at 66, 112 S.Ct., at
1032. [FN3] He then noted that two
amendments [FN4] to Title IX enacted after the decision in Cannon had validated
Cannon's holding and supported the conclusion that "Congress did not
intend to limit the remedies available in a suit brought under Title
IX." 503 U.S., at 72, 112 S.Ct.,
at 1036. Justice SCALIA, concurring in
the judgment, agreed that Congress' amendment of Title IX to eliminate the
States' Eleventh Amendment immunity, see 42 U.S.C. § 2000d‑7(a)(1), must
be read " not only 'as a
validation of Cannon's holding,' ante,
at 72, 112 S.Ct., at 1036, but also as an implicit acknowledgment that damages are
available." 503 U.S., at 78, 112
S.Ct., at 1039.
FN3. "In Marbury v. Madison, 1 Cranch 137, 163, 2
L.Ed. 60 (1803), for example, Chief Justice Marshall observed that our
Government 'has been emphatically termed a government of laws, and not of
men. It will certainly cease to deserve this high appellation, if the
laws furnish no remedy for the violation of a vested legal right.' This principle originated in the English common
law, and Blackstone described it as 'a general and indisputable rule, that
where there is a legal right, there is also a legal remedy, by suit or action
at law, whenever that right is invaded.'
3 W. Blackstone, Commentaries 23 (1783). See also Ashby v. White, 1 Salk. 19, 21, 87 Eng.Rep. 808, 816
(Q.B.1702) ('If a statute gives a right, the common law will give a remedy to
maintain that right ...')." Franklin v. Gwinnett County Public Schools,
503 U.S., at 66‑67, 112 S.Ct., at 1032‑1033; see also id., at 67, 112 S.Ct., at 1033
(" 'A disregard of the command of the statute is a wrongful act, and where
it results in damage to one of the class for whose especial benefit the statute was enacted, the right to
recover the damages from the party in default is implied, according to a
doctrine of the common law' ") (quoting Texas & Pacific R. Co. v.
Rigsby, 241 U.S. 33, 39, 36 S.Ct. 482, 484, 60 L.Ed. 874 (1916)).
FN4. See Rehabilitation Act Amendments of 1986, 100 Stat.
1845, 42 U.S.C. § 2000d‑7 (abrogating the States' Eleventh Amendment
immunity); Civil Rights Restoration Act of 1987, 102 Stat. 28, 20 U.S.C. § 1687
(defining "program or activity" broadly).
Because these constructions of the statute have been
accepted by Congress and are unchallenged here, they have the same legal effect
as if the private cause of action seeking damages had been explicitly, rather
than implicitly, authorized by Congress.
We should therefore seek guidance from the text of the statute and
settled legal principles rather than from our views about sound policy.
II
We have already noted that the text of Title IX should be
accorded " 'a sweep as broad as its language.' " North Haven Bd. of Ed. v. Bell, 456 U.S.
512, 521, 102 S.Ct. 1912, 1918, 72 L.Ed.2d 299 (1982) (quoting United States v.
Price, 383 U.S. 787, 86 S.Ct. 1152, 16 L.Ed.2d 267 (1966)). That sweep is broad indeed. "No person ... shall, on the basis of
sex, ... be subjected to discrimination under any education program or activity
receiving Federal financial assistance...." 20 U.S.C. § 1681(a). As
Judge Rovner has correctly observed, the use of passive verbs in Title IX,
focusing on the victim of the discrimination rather than the particular
wrongdoer, gives this statute broader coverage than Title VII. See Smith v. Metropolitan School Dist. Perry
Twp., 128 F.3d 1014, 1047 (C.A.7 1997) (dissenting opinion). [FN5] Moreover, because respondent assumed the
statutory duty set out in Title IX as part of its consideration for the receipt
of federal funds, that duty constitutes an affirmative undertaking that is more
significant than a mere promise to obey the law.
FN5. "Unlike Title VII ..., which focuses on the
discriminator, making it unlawful for an employer to engage in certain
prohibited practices (see 42 U.S.C. § 2000e‑2(a)), Title IX is drafted
from the perspective of the person discriminated against. That statute names no actor, but using
passive verbs, focuses on the setting in which the discrimination
occurred. In effect, the statute asks
but a single question‑‑whether an individual was subjected to
discrimination under a covered
program or activity.... And because
Title IX as drafted includes no actor at all, it necessarily follows that the
statute also would not reference 'agents' of that non‑existent
actor." Smith v. Metropolitan
School Dist. Perry Twp., 128 F.3d 1014, 1047 (C.A.7 1997) (Rovner, J.,
dissenting); see also Cannon v.
University of Chicago, 441 U.S. 677, 691‑693, 99 S.Ct. 1946, 1955‑1956,
60 L.Ed.2d 560 (1979) (recognizing that Congress drafted Title IX "with an
unmistakable focus on the benefited class," and did not "writ [e] it
simply as a ban on discriminatory conduct by recipients of federal funds or as
a prohibition against the disbursement of public funds to educational
institutions engaged in discriminatory practices").
Both of these considerations are reflected in our decision
in Franklin. Explaining why Title IX is
violated when a teacher sexually abuses a student, we wrote:
"Unquestionably, Title IX placed on the Gwinnett
County Public Schools the duty not to discriminate on the basis of sex, and
'when a supervisor sexually harasses a subordinate because of the subordinate's
sex, that supervisor "discriminate[s]" on the basis of sex.' Meritor Sav. Bank, FSB v. Vinson, 477 U.S.
57, 64, 106 S.Ct. 2399, 2404, 91 L.Ed.2d 49 (1986). We believe the same rule should apply when a teacher sexually
harasses and abuses a student.
Congress surely did not intend for federal moneys to be expended to
support the intentional actions it sought by statute to proscribe." 503 U.S., at 75, 112 S.Ct., at 1037
(emphasis added).
Franklin therefore stands for the proposition that sexual
harassment of a student by her teacher violates the duty‑‑assumed
by the school district in exchange for federal funds‑‑not to
discriminate on the basis of sex, and that a student may recover damages from a
school district for such a violation.
Although the opinion the Court announces today is not
entirely clear, it does not purport to overrule Franklin. See ante, at 1994‑1996
("Franklin thereby establishes that a school district can be held liable
in damages in cases involving a teacher's sexual harassment of a
student"). Moreover, I do not
understand the Court to question the conclusion that an intentional violation
of Title IX, of the type we recognized in Franklin, [FN6] has been alleged in
this case. [FN7] During her freshman
and sophomore years of high school, petitioner Alida Star Gebser was repeatedly
subjected to sexual abuse by her teacher, Frank Waldrop, whom she had met in
the eighth grade when she joined his high school book discussion group.
Waldrop's conduct was surely intentional and it occurred during, and as a part
of, a curriculum activity in which he wielded authority over Gebser that had
been delegated to him by respondent. Moreover,
it is undisputed that the activity was subsidized, in part, with federal
moneys.
FN6. As the Court notes, the student in Franklin‑‑unlike
the student in this case‑‑alleged that school administrators knew
about the harassment but failed to act.
See ante, at 1994‑1996;
Franklin v. Gwinnett County Schools, 503 U.S. 60, 64, 112 S.Ct. 1028,
1031‑1032, 117 L.Ed.2d 208 (1992).
The Franklin opinion does not suggest, however, that that allegation was
relevant to its holding that the school district could be liable in damages for
an intentional violation of Title IX as a result of teacher‑student
harassment.
FN7. Cf. Brief for
Respondent 9 ("It is important to bear in mind that the question in this
case is not whether school districts are somehow 'responsible' for violations
of Title IX and for failure to comply with administrative procedures. The issue is in what circumstances a school
district may be compelled to answer in damages for a violation of Title IX or
its implementing regulations");
id., at 13 ("In sum, the manner in which Title IX is phrased simply
determines that a violation of the statute may occur whenever a person is
discriminated against on the basis of sex,
regardless of the school district's knowledge of the discrimination. But nothing in the language of the statute
indicates that a school district must respond in damages for every such
violation, regardless of its own knowledge or culpability"). But see id., at 19 ("[T]here is no
evidence that Lago Vista committed an intentional violation of Title IX").
The Court nevertheless holds that the law does not provide
a damages remedy for the Title IX violation alleged in this case because no
official of the school district with "authority to institute corrective
measures on the district's behalf" had actual notice of Waldrop's
misconduct. Ante, at 1993. That holding is at odds with settled
principles of agency law, [FN8] under which the district is responsible for
Waldrop's misconduct because "he was aided in accomplishing the tort by
the existence of the agency relation."
Restatement (Second) of Agency, § 219(2)(d) (1957). [FN9] This case
presents a paradigmatic example of a tort that was made possible, that was
effected, and that was repeated over a prolonged period because of the powerful
influence that Waldrop had over Gebser by reason of the authority that his
employer, the school district, had delegated to him. As a secondary school teacher, Waldrop exercised even greater
authority and control over his students than employers and supervisors exercise
over their employees. His gross misuse
of that authority allowed him to abuse his young student's trust. [FN10]
FN8. The Court's holding is also questionable as a factual
matter. Waldrop himself surely had ample authority to maintain order in the
classes that he conducted. Indeed,
that is a routine part of every teacher's responsibilities. If petitioner had been the victim of
sexually harassing conduct by other students during those classes, surely the
teacher would have had ample authority to take corrective measures. The fact that he did not prevent his own
harassment of petitioner is the consequence of his lack of will, not his lack
of authority.
FN9. The Court suggests that agency principles are
inapplicable to this case because Title IX does not expressly refer to an
"agent," as Title VII does.
See ante, at 1995‑1996 (citing 42 U.S.C. § 2000e(b)). Title IX's
focus on the protected class rather than the fund recipient fully explains the
statute's failure to mention "agents" of the recipient, however. See
n. 5, supra. Moreover, in Meritor
Savings Bank, FSB v. Vinson, 477 U.S. 57, 106 S.Ct. 2399, 91 L.Ed.2d 49 (1986),
we viewed Title VII's reference to an "agent" as a limitation on the
liability of the
employer: "Congress' decision to
define 'employer' to include any 'agent' of an employer, 42 U.S.C. § 2000e(b),
surely evinces an intent to place some limits on the acts of employees for
which employers under Title VII are to be held responsible." Id., at 72, 106 S.Ct., at 2408 (citations
omitted).
FN10. For example, Waldrop first sexually abused Gebser
when he visited her house on the pretense of giving her a book that she needed
for a school project. See App. 54a
(deposition of Star Gebser). Gebser,
then a high school freshman, stated that she "was terrified": "He was the main teacher at the school
with whom I had discussions, and I didn't know what to do." Id., at 56a. Gebser was the only student to attend Waldrop's summer advanced
placement course, and the two often had sexual intercourse during the time
allotted for the class. See id., at
60a. Gebser stated that she declined to report the sexual relationship because
"if I was to blow the whistle on that, then I wouldn't be able to have
this person as a teacher anymore."
Id., at 62a. She also stated
that Waldrop "was the person in Lago administration ... who I most
trusted, and he was the one that I would have been making the complaint
against." Id., at 63a.
Reliance on the principle set out in § 219(2)(b) of the
Restatement comports with the relevant agency's interpretation of Title
IX. The United States Department of
Education, through its Office for Civil Rights, recently issued a policy
"Guidance" stating that a school district is liable under Title IX if
one of its teachers "was aided in carrying out the sexual harassment of
students by his or her position of authority with the institution." Dept. of Ed., Office for Civil Rights,
Sexual Harassment Guidance: Harassment
of Students by School Employees, Other Students, or Third Parties, 62 Fed.Reg.
12034, 12039 (1997). As the agency
charged with administering and enforcing Title IX, see 20 U.S.C. § 1682, the
Department of Education has a special interest in ensuring that federal funds
are not used in contravention of Title IX's mandate. It is therefore significant that the Department's interpretation
of the statute wholly supports the conclusion that respondent is liable in
damages for Waldrop's sexual abuse of his student, which was made possible only
by Waldrop's affirmative misuse of his authority as her teacher.
The reason why the common law imposes liability on the
principal in such circumstances is the same as the reason why Congress included
the prohibition against discrimination on the basis of sex in Title IX: to induce school boards to adopt and enforce
practices that will minimize the danger that vulnerable students will be
exposed to such odious behavior. The
rule that the Court has crafted creates the opposite incentive. As long as school boards can insulate themselves
from knowledge about this sort of conduct, they can claim immunity from damages
liability. [FN11] Indeed, the rule that
the Court adopts would preclude a damages remedy even if every teacher at the
school knew about the harassment but did not have "authority to institute
corrective measures on the district's behalf." Ante, at 1993. It is not
my function to determine whether this newly fashioned rule is wiser than the
established common‑law rule. It
is proper, however, to suggest that the Court bears the burden of justifying
its rather dramatic departure from settled law, and to explain why its opinion
fails to shoulder that burden.
FN11. The Court concludes that its holding "does not
affect any right of recovery that an individual may have against a school
district as a matter of state law or against the teacher in his individual
capacity under state law or under 42 U.S.C. § 1983." Ante, at 2000. In this case, of course, the District Court denied petitioner's
§ 1983 claim on summary judgment, and it is undisputed that the Texas Tort
Claims Act, Tex. Civ. Prac. & Rem.Code Ann. § 101.051 (1997), immunizes
school districts from tort liability in cases like this one.
III
The Court advances several reasons why it would
"frustrate the purposes" of Title IX to allow recovery against a
school district that does not have actual notice of a teacher's sexual
harassment of a student. Ante, at 1996‑1997. As the Court acknowledges, however, the two
principal purposes that motivated the enactment of Title IX were: (1) " 'to avoid the use of federal
resources to support discriminatory practices' " ; and (2) " 'to
provide individual citizens effective protection against those practices.'
" Ante, at 1997 (quoting Cannon,
441 U.S., at 704, 99 S.Ct., at 1961).
It seems quite obvious that both of those purposes would be served‑‑not
frustrated‑‑by providing a damages remedy in a case of this kind.
To the extent that the Court's reasons for its policy choice have any merit,
they suggest that no damages should ever be awarded in a Title IX case‑‑in
other words, that our unanimous holding in Franklin should be repudiated.
First, the Court observes that at the time Title IX was
enacted, "the principal civil rights statutes containing an express right
of action did not provide for recovery of monetary damages at all." Ante, at 1997. Franklin, however, forecloses this reevaluation of legislative
intent; in that case, we
"evaluate[d] the state of the law when the Legislature passed Title
IX," 503 U.S., at 71, 112 S.Ct., at 1036, and concluded that "the
same contextual approach used to justify an implied right of action more than
amply demonstrates the lack of any legislative intent to abandon the
traditional presumption in favor of all available remedies," id., at 72,
112 S.Ct., at 1036. The Court also
suggests that the fact that Congress has imposed a ceiling on the amount of
damages that may be recovered in Title VII cases, see 42 U.S.C. § 1981a, is
somehow relevant to the question whether any damages at all may be awarded in a
Title IX case. Ante, at 1997. The short answer to this creative argument
is that the Title VII ceiling does not have any bearing on when damages may be
recovered from a defendant in a Title IX case. Moreover, this case does not
present any issue concerning the amount of any possible damages award. [FN12]
FN12. The lower courts are not powerless to control the
size of damages verdicts. See n. 18,
infra. Courts retain the power to
order a remittitur, for example. In
addition, the size of a jury verdict presumably would depend on several
factors, at least some of which a school district could control. For example, one important factor might be
whether the district had adopted and disseminated an effective policy on sexual
harassment. See also 1997 policy
Guidance, 62 Fed.Reg. 12048, n. 35
("[A] school's immediate and appropriate remedial actions are relevant in
determining the nature and extent of the damages suffered by a
plaintiff").
Second, the Court suggests that the school district did not
have fair notice when it accepted federal funding that it might be held liable
" 'for a monetary award' " under Title IX. Ante, at 1998 (quoting
Franklin, 503 U.S., at 74, 112 S.Ct., at 1037). The Court cannot mean, however, that respondent was not on
notice that sexual harassment of a student by a teacher constitutes an
"intentional" violation of Title IX for which damages are available,
because we so held shortly before Waldrop began abusing Gebser. See id., at 74‑75,
112 S.Ct., at 1037‑1038. Given
the fact that our holding in Franklin was unanimous, it is not unreasonable to
assume that it could have been foreseen by counsel for the recipients of Title
IX funds. Moreover, the nondiscrimination requirement set out in Title IX is
clear, and this Court held that sexual harassment constitutes intentional sex
discrimination long before the sexual abuse in this case began. See Meritor, 477 U.S., at 64, 106 S.Ct., at
2404. Normally, of course, we presume
that the citizen has knowledge of the law.
The majority nevertheless takes the position that a school
district that accepts federal funds under Title IX should not be held liable in
damages for an intentional violation of that statute if the district itself
"was unaware of the discrimination."
Ante, at 1998. The Court
reasons that because administrative proceedings to terminate funding cannot be
commenced until after the grant recipient has received notice of its
noncompliance and the agency determines that voluntary compliance is not possible,
see 20 U.S.C. § 1682, there should be no damages liability unless the grant
recipient has actual notice of the violation (and thus an opportunity to end
the harassment). See ante, at 1998‑1999.
The fact that Congress has specified a particular
administrative procedure to be followed when a subsidy is to be terminated,
however, does not illuminate the question of what the victim of discrimination
on the basis of sex must prove in order to recover damages in an implied
private right of action. Indeed, in Franklin, 503 U.S., at 64, n. 3, 112 S.Ct.,
at 1031, n. 3, we noted that the Department of Education's Office of Civil
Rights had declined to terminate federal funding of the school district at
issue‑‑despite its finding that a Title IX violation had occurred‑‑because
"the district had come into compliance with Title IX" after the
harassment at issue. See ante, at 1998‑1999. That fact did not affect the Court's
analysis, much less persuade the Court that a damages remedy was
unavailable. Cf. Cannon, 441 U.S., at
711, 99 S.Ct., at 1965 ("The fact that other provisions of a complex
statutory scheme create express remedies has not been accepted as a sufficient
reason for refusing to imply an otherwise appropriate remedy under a separate
section").
The majority's inappropriate reliance on Title IX's
administrative enforcement scheme to limit the availability of a damages remedy
leads the Court to require not only actual knowledge on the part of "an
official who at a minimum has authority to address the alleged discrimination
and to institute corrective measures on the recipient's behalf," but also
that official's "refus[al] to take action," or "deliberate
indifference" toward the harassment.
Ante, at 1999‑2000. [FN13]
Presumably, few Title IX plaintiffs who have been victims of intentional
discrimination will be able to recover damages under this exceedingly high
standard. The Court fails to recognize
that its holding will virtually "render inutile causes of action
authorized by Congress through a decision that no remedy is
available." Franklin, 503 U.S., at
74, 112 S.Ct., at 1037.
FN13. The only decisions the Court cites to support its
adoption of such a stringent standard are cases arising under a quite different
statute, 42 U.S.C. § 1983. See ante,
at 1999‑2000.
IV
We are not presented with any question concerning the
affirmative defenses that might eliminate or mitigate the recovery of damages
for a Title IX violation. It has been
argued, for example, that a school district that has adopted and vigorously
enforced a policy that is designed to prevent sexual harassment and redress the
harms that such conduct may produce should be exonerated from damages
liability. [FN14] The Secretary of
Education has promulgated regulations directing grant recipients to adopt such
policies and disseminate them to students. [FN15] A rule providing an affirmative defense for districts that adopt
and publish such policies pursuant to the regulations would not likely be
helpful to respondent, however, because it is not at all clear whether
respondent adopted any such policy, [FN16] and there is no evidence that such a
policy was made available to students, as required by regulation. [FN17]
FN14. See Brief for National Education Association as
Amicus Curiae 15 (proposing affirmative defense "that the entity had
adopted and has implemented an effective prevention and compliance
program").
FN15. The school district must "adopt and publish
grievance procedures providing for prompt and equitable resolution of student
and employee complaints" of discrimination. 34 CFR § 106.8(b) (1997).
The district also must inform students and their parents of Title IX's
antidiscrimination requirement. § 106.9.
FN16. Factual questions remain with respect to whether
respondent had an adequate antidiscrimination policy. Compare App. 44a‑45a (affidavit of superintendent/Title IX
coordinator Virginia Collier) (stating that the district had a policy) with
Plaintiffs' Motion for Partial Summary Judgment, Record 332; id., Exh. 2 (Collier deposition), at 42, 44
(stating that the district had no formal policy).
FN17. The district's superintendent stated that she did not
remember if any handbook alerting students to grievance procedures was
disseminated to students. App. 72a‑73a
(Collier deposition). Moreover, Gebser
herself stated: "If I had known at
the beginning what I was supposed to do when a teacher starts making sexual
advances towards me, I probably would have reported it. I was bewildered and terrified and I had no
idea where to go from where I was."
Id., at 64a.
A theme that seems to underlie the Court's opinion is a
concern that holding a school district liable in damages might deprive it of
the benefit of the federal subsidy‑‑that the damages remedy is
somehow more onerous than a possible termination of the federal grant. See, e.g., ante, at 1999 (stating that
"an award of damages in a particular case might well exceed a recipient's
level of federal funding"). It is
possible, of course, that in some cases the recoverable damages, in either a
Title IX action or a state‑law tort action, would exceed the amount of a
federal grant. [FN18] That is surely
not relevant to the question whether the school district or the injured student
should bear the risk of harm‑‑a risk against which the district,
but not the student, can insure. It is
not clear to me why the well‑settled rules of law that impose
responsibility on the principal for the misconduct of its agents should not
apply in this case. As a matter of
policy, the Court ranks protection of the school district's purse above the
protection of immature high school students that those rules would provide.
Because those students are members of the class for whose special benefit
Congress enacted Title IX, that policy choice is not faithful to the intent of
the policymaking branch of our Government.
FN18. Amici curiae National School Boards Association and
the New Jersey School Boards Association point to a $1.4 million verdict in a
recent Title IX case. See Brief for
National School Boards Association et al. as Amici Curiae 5, and n. 4 (citing
Canutillo Independent School Dist. v. Leija, 101 F.3d 393 (C.A.5 1996), cert.
denied, 520 U.S. 1265, 117 S.Ct. 2434, 138 L.Ed.2d 195 (1997)); see also Brief for TASB Legal Assistance
Fund et al. as Amici Curiae 23 (same).
Significantly, however, the District Judge in that case refused to enter
a judgment on that verdict; the judge
instead ordered a new trial on damages, limited to medical and mental health
treatment and special education expenses.
See 887 F.Supp. 947, 957 (W.D.Tex.1995), rev'd, 101 F.3d 393 (C.A.5
1996).
I respectfully dissent.
Justice GINSBURG, with whom Justice SOUTER and Justice
BREYER join, dissenting.
Justice STEVENS' opinion focuses on the standard of school
district liability for teacher‑on‑student harassment in secondary
schools. I join that opinion, which
reserves the question whether a district should be relieved from damages
liability if it has in place, and effectively publicizes and enforces, a policy
to curtail and redress injuries caused by sexual harassment. Ante, at 2006. I think it appropriate to answer that question for these
reasons: (1) the dimensions of a claim
are determined not only by the plaintiff's allegations, but by the allowable
defenses; (2) this Court's pathmarkers
are needed to afford guidance to lower courts and school officials responsible
for the implementation of Title IX.
In line with the tort law doctrine of avoidable
consequences, see generally C. McCormick, Law of Damages 127‑159 (1935),
I would recognize as an affirmative defense to a Title IX charge of sexual
harassment, an effective policy for reporting and redressing such
misconduct. School districts subject
to Title IX's governance have been instructed by the Secretary of Education to
install procedures for "prompt and equitable resolution" of
complaints, 34 CFR § 106.8(b) (1997), and the Department of Education's Office
of Civil Rights has detailed elements of an effective grievance process, with
specific reference to sexual harassment, 62 Fed.Reg. 12034, 12044‑12045
(1997).
The burden would be the school district's to show that its
internal remedies were adequately publicized and likely would have provided
redress without exposing the complainant to undue risk, effort, or
expense. Under such a regime, to the
extent that a plaintiff unreasonably failed to avail herself of the school
district's preventive and remedial measures, and consequently suffered avoidable
harm, she would not qualify for Title IX relief.
118 S.Ct. 1989, 524 U.S. 274, 141 L.Ed.2d 277, 66 USLW
4501, 158 A.L.R. Fed. 751, 125 Ed. Law Rep. 1055, 98 Cal. Daily Op. Serv. 4745,
98 Daily Journal D.A.R. 6719, 98 CJ C.A.R. 3181, 11 Fla. L. Weekly Fed. S 645