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Debra P. v. Turlington, 474
F.Supp. 244 (M.D. FL 1979)
United States District Court, M. D. Florida,
Tampa Division.
DEBRA P., a minor, by Irene P., her mother and next friend, Wanda
W., a minor,
by Ruby W., her mother and next friend, Luwanda K., a minor, by
Willa K., her
mother and next friend, Terry W., a minor, by Doris W., his mother
and next
friend, Brenda T., a minor by Willie T., her father and next
friend, Vanessa
S., a minor, by Mamie S., her mother and next friend, Thomas J.
H., Jr., a
minor by Thomas J. H., Sr., his father and next friend, Gary L.
B., a minor, by
Ezell B., his father and next friend, Valisa W., a minor, by
Charles W., her
father and next friend, Huey J., a minor, by Melvin G., his
guardian and next
friend, on behalf of themselves and all other persons similarly
situated,
Plaintiffs,
v.
Ralph D. TURLINGTON, Individually and as Commissioner of
Education, Florida
State Board of Education, Governor Bob Graham, Individually and as
Chairman
thereof, Secretary of State George Firestone, Attorney General Jim
Smith,
Comptroller Gerald A. "Jerry" Lewis, Treasurer William
Gunter, Commissioner of
Agriculture Doyle Conner, Commissioner of Education Ralph D.
Turlington, all
Individually and as members thereof, Florida Department of
Education, School
Board of Hillsborough County, Florida, a Corporate Body Public,
Roland H.
Lewis, Individually and as Chairman thereof, Cecile W. Essrig,
Carl Carpenter,
Jr., Ben H. Hill, Jr., A. Leon Lowery, Sam Rampello, and Marion
Rodgers, all
Individually and as members thereof, and, Raymond O. Shelton,
Individually and
as Superintendent of Schools of Hillsborough County, Defendants.
No. 78‑892 Civ. T‑C.
July 12, 1979.
As Amended Aug. 7 and 8, 1979.
Morris W. Milton, St. Petersburg, Fla., Stephen F. Hanlon, Robert
J. Shapiro, Bay Area Legal Services, Tampa, Fla., Diana Pullin, Roger L. Rice,
Richard Jefferson, Center for Law and Education, Cambridge, Mass., Terry L.
DeMeo, Legal Services for Greater Miami, Miami Fla., for plaintiffs.
James D. Little and Judith A. Brechner, State Board of Education,
Tallahassee, Fla., W. Crosby Few, Tampa, Fla., for Hillsborough County
defendants.
MEMORANDUM OPINION
CARR, District Judge.
I
THE CLAIMS AND CLASSES
The Plaintiffs in the instant action present a broad based constitutional
and statutory challenge to the Florida Functional Literacy Examination (i. e.
State Student Assessment Test, Part II; hereinafter referred to either as the
SSAT II or the functional literacy examination). Fla.Stat. s 229.57, Et seq.
Plaintiffs contend in a complaint filed October 16, 1978, that the SSAT II
violates their Fourteenth Amendment due process and equal protection rights and
also violates their rights pursuant to 42 U.S.C. s 2000d and 20 U.S.C. s 1703.
The Court on March 21, 1979, certified three classes of
Plaintiffs:
Class A are all present and future twelfth grade public school
students in the State of Florida who have failed or who hereafter fail the SSAT
II.
Class B are all present and future twelfth grade black public
school students in the State of Florida who have failed or who hereafter fail
the SSAT II.
Class C are all present and future twelfth grade black public
school students in Hillsborough County, Florida who have failed or who
hereafter fail the SSAT II.
The Defendants in the case are Commissioner of Education, Ralph D.
Turlington, the Florida Board of Education, Governor Bob Graham, Secretary of
State George Firestone, Attorney General Jim Smith, Comptroller Gerald A.
Lewis, Treasurer William Gunter, Commissioner of Agriculture Doyle Conner,[FN1]
the Florida Department of Education (hereinafter referred to as the DOE), the
School Board of Hillsborough County, Florida, Roland H. Lewis, Cecile W.
Essrig, Carl Carpenter, Jr., Ben H. Hill, Jr., A. Leon Lowery, Sam Rampello, Marion
Rodgers, [FN2] and Superintendent of Schools of Hillsborough County, Raymond O.
Shelton.
FN1. The preceding named individual Defendants are the members of
the Florida State Board of Education (i. e. the Governor and Florida Cabinet).
FN2. The preceding named individual Defendants through Mr. Lewis
are the members of the Hillsborough County School Board.
A brief summary of the Plaintiffs' claims in conjunction with the
certified classes will facilitate an understanding of the Court's opinion.[FN3]
The first claim asserts that the Defendants have either designed or implemented
a test or testing program (i. e., SSAT II) which is racially biased and/or
which violates the equal protection clause of the Fourteenth Amendment, 42
U.S.C. s 2000d, and 20 U.S.C. s 1703. The first claim relates to Classes A, B
and C.
FN3. A more extensive and analytical review of the Plaintiffs'
claims is presented in Parts IV, V and VI.
The second claim contends that Defendants have instituted a
program of awarding diplomas without providing the Plaintiffs with adequate
notice of the requirements (i. e., passage of the SSAT II) or adequate time to
prepare for the required examination in violation of the Fourteenth Amendment.
The second claim, like the first, relates to Classes A, B and C.
The third claim asserts that the Defendants have used the SSAT II
in conjunction with Fla.Stat. s 236.088 as a mechanism for resegregating the
Florida public schools through the use of remedial classes for those students
failing the examination in violation of the Fourteenth Amendment, 42 U.S.C. s
2000d, and 20 U.S.C. s 1703. The third claim relates to Classes B and C.
The Plaintiffs' prayer for relief seeks a declaratory judgment
finding that the requirement for passage of the SSAT II as a prerequisite for a
normal graduation diploma is a violation of the due process and equal
protection clauses of the Fourteenth Amendment, 42 U.S.C. s 2000d and 20 U.S.C.
s 1703. The Plaintiffs additionally request an injunction restraining the
Defendants from requiring SSAT II passage as a prerequisite to receiving a high
school diploma. Finally, Plaintiffs seek an injunction to both purge their
scholastic records of any acknowledgement of the SSAT II failure and to issue
an Order prohibiting the utilization of the SSAT II results as a means of
structuring classes in remediation.
II
JURISDICTION
The Court has jurisdiction to consider the Plaintiffs' claims
pursuant to 28 U.S.C. s 1343(3) and (4)
and 28 U.S.C. ss 2201, 2202.
III
HISTORICAL AND LEGISLATIVE BACKGROUND
A. THE TEST
In 1976, the Florida Legislature enacted a comprehensive piece of
legislation known as the "Educational Accountability Act of 1976."
Laws of Florida 1976, Vol. 1, Chapter 76‑223, pp. 489‑508. Part of
the stated intent of the legislature was:
(a) (to p)rovide a system of accountability for education in
Florida which guarantees that each student is afforded similar opportunities
for educational advancement without regard to geographic differences and
varying local factors . . . (d) (to g)uarantee to each student in the Florida
system of public education that the system provides instructional programs
which meet minimum performance standards compatible with the state's plan for
education . . . (f) (to p)rovide information to the public about the
performance of the Florida system of public education in meeting established
goals and providing effective, meaningful and relevant educational experiences
designed to give students at least the minimum skills necessary to function and
survive in today's society. Fla.Stat. s 229.55(2)(a), (d), (f).
In a subsection of the Act entitled "Pupil Progression"
the legislature established three standards for graduation from Florida public
high schools. Fla.Stat. ss 232.245(3) (1977); 232.246(1)‑(3). The first
requirement mandated that the students complete the minimum number of credits
for graduation promulgated by their school board. The second requirement made
compulsory the mastery of basic skills and the third
required"(s)atisfactory performance in functional literacy as determined
by the State Board of Education . . .." Fla.Stat. s 232.245(3) (1977). The
pupil progression subsection also provided that each school district must
develop procedures for remediation of students who were unable to meet the
required standards. The legislation also provided for a comprehensive testing
program to evaluate basic skill development at periodic intervals. Fla.Stat. s
229.57. [FN4] In 1978, the Act was amended by the Florida Legislature to
require passage of a functional literacy examination prior to receipt of a
state graduation diploma. Those students who completed the minimum number of
required high school credits but failed the functional literacy examination
would receive a certificate of completion. Fla.Stat. s 232.246.[FN5]
FN4. Fla.Stat. s 229.57 provides:
(1) Statewide Testing. The primary purpose of the statewide
testing program is to provide information needed for state‑level
decisions. The program shall be designed to:
(a) Assist in the identification of educational needs at the state, district,
and school levels.
(b) Assess how well districts and schools are meeting state goals
and minimum performance standards.
(c) Provide information to aid in the development of policy issues
and concerns.
(d) Provide a basis for comparisons among districts and between
districts, the state, and the nation, when appropriate.
(e) Produce data which can be used to aid in the identification of
exceptional educational programs or processes.
(2) The Statewide Assessment Program. The Commissioner is directed
to implement a program of statewide assessment testing which shall provide for
the improvement of the operation and management of the public schools. The
statewide program shall be timed, as far as possible, so as not to conflict
with on going district assessment programs. As part of the program the
commissioner shall:
(a) Establish, with the approval of the state board, minimum
performance standards related to the goals for education contained in the
state's plan, including, but not limited, to basic skills in reading, writing
and mathematics. The minimum performance standards shall be approved by April 1
in each year and they are established, for a period of no less than three, nor more than five, years. (b) Develop and
administer in the public schools a uniform, statewide program of assessment to
determine, periodically, educational status and progress and the degrees of
achievement of approved minimum performance standards. The uniform statewide
program shall consist of testing in grades 3, 5, 8, and 11 and may include the
testing of additional grades and skill areas as specified by the Commissioner.
FN5. Fla.Stat. s 232.246 provides: General requirements for high
school graduation.
(1) Beginning with the 1978‑1979 school year, each district
school board shall establish standards for graduation from its schools which
shall include as a minimum:
(a) Mastery of the minimum performance standards in reading,
writing and mathematics for the 11th grade, established pursuant to ss. 229.565
and 229.57, determined in the manner prescribed by rules of the state board;
and
(b) Demonstrated ability to successfully apply basic skills to
everyday life situations as measured by a functional literacy examination
developed and administered pursuant to rules of the state board; and
(c) Completion of a minimum number of academic credits, and all
other applicable requirements prescribed
by the district school board pursuant to s. 232.245 (3) A student who meets all
requirements prescribed in subsection (1) shall be awarded a standard diploma
in a form prescribed by the state board; provided that a school board may, in
lieu of the standard diploma, award differentiated diplomas to those exceeding
the prescribed minimums. A student who completes the minimum number of credits
and other requirements prescribed by paragraph (1)(c), but is unable to meet
the standards of paragraph (1)(a) or paragraph (1)(b), shall be awarded a
certificate of completion in a form prescribed by the state board.
At the time of trial the SSAT II had been administered on three
separate occasions: Fall, 1977; Fall, 1978; Spring, 1979. A review of the
results of the three administrations will be discussed in the following
section.
B. THE TEST RESULTS
A review of the results of the October, 1977, administration of
the SSAT II indicates that there were substantial numbers of students who
failed the test. Of the 115,901 students taking both sections of the test,
approximately 41,724 or 36% Failed one or both sections. A breakdown of the
results on a racial basis shows that 78% Of the black students failed one or
both sections as compared to 25% Of the white students. On the communications
section of the SSAT II, 26% Of the black students failed as compared to 3% Of
the white students.
The second administration results followed a similar pattern. Of
the 4,480 black students taking the test for a second time, 3,315 or 74% Failed
one or both sections. The percentage of failure among white students retaking
both sections was 25% Or 1,675 students. Of the 13,345 black students being
reexamined on the mathematics section 46% Or 6,139 failed.
The results of the third administration of the SSAT II which were
released during the trial illustrate the same disparity in the failure rates
among white and black students. Sixty percent (60%) of the black students
retaking the mathematics section of the test for a third time failed as
compared to 36% Of the white students. Between October, 1977, and May, 1979,
the number of students who were in Florida public high schools first as juniors
and then as seniors had been reduced to 91,000 students. Of the approximately
91,000 high school seniors, 3,466 or 20.049% Of the black students had not
passed the test compared to 1,342 of 1.9% Of the white students. The failure
rate among black students was approximately 10 times that among white students.
In all, approximately 5,300 students or 5.8% Had failed to pass the SSAT II by
the time of the end of their senior year in high school.
C. THE EFFECTS
Rather than following a specific item by item format for the
findings of fact, the Court will utilize a narrative approach. The Court notes
that in resolving conflicts in the testimony it relied upon its evaluation of
the witnesses and their demeanor while testifying.
The denial of a standard diploma based on the failure of the SSAT
II triggers a number of economic and academic deprivations. The State of
Florida Career Service Department, for instance, employs only 10% Of its labor
force from those people who do not have high school diplomas. The jobs found in
this 10% "no diploma" category have been described as both
"menial" and "dead end" positions. The State of Florida
requires only a high school diploma for another 10% Of its work force. The
remaining 80% Of the jobs in state government require a high school diploma and
experience or some higher academic degree. A certificate of completion will not
be considered a diploma for purposes of employment with the State of Florida.
Similarly, admission to one of the nine universities in Florida is
predicated upon receipt of a high school diploma. A certificate of completion
will not be considered an adequate substitute for the diploma. The denial of a
diploma has a disproportionate effect on the college attendance of black
students.[FN6]
FN6. The evidence provided by Dr. Eckland clearly illustrates that
large numbers of black students who graduate in the lowest two deciles of their
high school classes go on to participate in higher education if they have a
diploma. The black students in the lowest two deciles roughly correlates to
those black students who failed the SSAT II. Dr. Eckland's review of the
National Longitudinal Study showed that the denial of a diploma to the black
students in Florida who failed the SSAT II upon the second administration would
result in a 20% Decline in black students college attendance.
The stigma which results from the failure of the SSAT II is a very
serious problem. Students who have failed the test are often branded with the
label "functionally illiterate."
D. ADMITTED FACTS AND JUDICIAL NOTICE
Prior to the commencement of the trial, the parties agreed that
certain facts need not be proved. A list of those facts is contained in the
parties' pretrial stipulation filed April 23, 1979. Those facts pertain
primarily to the statutory duties and responsibilities of the Florida State
Board of Education and the Florida Department of Education. There is agreement
as to the existence of a dual school system in Florida, although the agreement is
without temporal boundaries, and as to the fact that historically black
children have not fared well on standardized tests in Florida schools.[FN7]
FN7. Numerous other facts have been admitted which if relevant,
will be discussed in the Section IV, V and VI of this Memorandum Opinion.
Further recitation of those facts in this section is unnecessary.
The Court on the first day of trial took judicial notice of
certain relevant facts, statutes, and judicial decisions. The majority of the
matters which Plaintiffs requested that the Court judicially notice were
previously admitted by the Defendants.[FN8] The Court has specifically taken
judicial notice both of the de jure segregation of Florida schools in the
period 1885 to 1967 and that as a result of attending segregated schools prior
to the implementation of unitary school systems many members of Classes B and C
received an unequal education to that received by white students during those
years. Brown v. Board of Education, 347 U.S. 483, 74 S.Ct. 686, 98 L.Ed. 873
(1954).
FN8. The Court's colloquy on the record with counsel as to those
matters is clear as to which facts were admitted and which were judicially
noticed. See also Parties' Pretrial Stipulation.
E. RACIAL DISCRIMINATION AND FLORIDA PUBLIC EDUCATION (1885‑1967)
Although the Court's principal focus concerning racial
discrimination in Florida public education revolves around the period 1967‑1979,
and more specifically 1967‑1971, it is helpful to provide a historical
over‑view of the conditions existing prior to 1967.[FN9] From 1890 to
1967 Florida public education operated a dual school system; dual in the sense
that there were two complete and separate school systems for black and white
Florida public school children. See Green v. County School Board of New Kent
County, 391 U.S. 430, 88 S.Ct. 1689, 20 L.Ed.2d 716 (1968); Singleton v.
Jackson Municipal Separate School District, 419 F.2d 1211 (5th Cir. 1969).
Likewise, there was absolute segregation of school faculty on a racial basis.
Black and white teachers even maintained separate professional associations and
unions. The physical facilities, the size and scope of the curricula, the
libraries, the duration of the school day and year, the supplies, and the texts
in black schools were inferior to those in white schools. Black schools during
this period were obviously inferior.[FN10] The dual school system and its
inherent inequality was perpetuated not only by the policies and practices of
local school boards, but also by the Florida Constitution and statutes. [FN11]
Although the Supreme Court's holding of separate but equal was the law of the
land during the bulk of this period, the corresponding component of equality
was constantly overlooked and never enforced in relation to black Florida
public schools. Plessy v. Ferguson, 163 U.S. 537, 168 S.Ct. 1138, 41 L.Ed. 256
(1896).
FN9. The Court at the commencement of trial specifically limited
the focus of the inquiry into discrimination to the period 1967 to present, but
permitted Plaintiffs to present expert opinion evidence regarding an overview
of the history of discrimination in the Florida public schools.
FN10. On this issue, the Court cannot help but refer to Judge
Heebe's statement in a case involving similar issues:
It becomes readily apparent to anyone familiar with the nature of
white and black schools in the South that children going to the white school
would be provided with better facilities, faculties, educational materials than
their counterparts in the black schools. Moses v. Washington Parish School
Board, 330 F.Supp. 1340, 1345 (E.D.La.1971).
FN11. See Paragraphs 9 to 16 in Plaintiffs' Proposed Request for
Judicial Notice. These matters were admitted by the Defendants.
IV
FIRST CLAIM
A. INTRODUCTION
The Plaintiffs' first
claim is a multi‑pronged equal protection, Title VI and Equal Educational
Opportunities Act challenge to the SSAT II. The essence of the claim is the
Plaintiffs' contention that SSAT II perpetuates and reemphasizes the effects of
past purposeful discrimination. Beyond this core allegation, Plaintiffs contend
(1) that the test is unreliable, invalid and not correlated to the public
school curriculum, (2) that the test instrument is racially biased, and finally
(3) that passage of the test was not required for graduation in Florida private
schools. Plaintiffs further contend that the higher percentage of black twelfth
grade failures was the probable and foreseeable consequence of enactment and
implementation of the statutory scheme by the Defendants.
B. RACIAL DISCRIMINATION AND FLORIDA PUBLIC EDUCATION (1967‑1971)
All three classes of Plaintiffs embarked upon their public school
educations in the school term 1967‑1968. The testimony has clearly
indicated that almost all of the Plaintiffs attended segregated public schools
which were part of the dual school alignment of the earlier period. While the
expert witness testimony on this issue confirms the existence of segregated
schools in Florida on a broad geographic scale, the Plaintiffs have placed
special emphasis on Hillsborough County, Florida. A review of the appendix to
Judge Krentzman's Opinion in Mannings v. The Board of Public Instruction of
Hillsborough County, Florida, No. 3554 Civ. T‑K (unpublished opinion, May
11, 1971) [FN12] illustrates the attendance during 1967‑1971 by race at
selected Hillsborough County public schools. The evidence is clear and
convincing that Hillsborough County schools in the period 1967‑1971 were
uniformly racially segregated and that a unitary school system did not exist
during that period. This finding is applicable to the state as a whole during
the same period.
FN12. Although Judge Krentzman's Opinion in Mannings has been
often cited as a model decision in the area, it was never published. In
Mannings v. Board of Public Instruction of Hillsborough County, Florida, 427
F.2d 874 (5th Cir. 1970), the Fifth Circuit reversed Judge Lieb's desegregation
order and held:
We proceed to a determination of the status with respect to each
of the six essential elements which go to disestablish a dual school system.
Tested in this frame of reference, we find the Hillsborough system deficient in
student assignments to certain schools, and to a degree in faculty and staff
assignment throughout the system. Mannings, supra at 876.
The Fifth Circuits finding above was made on May 11, 1970, exactly
one year before Judge Krentzman's final desegregation Order was entered. See
also Mannings v. Board of Public Instruction of Hillsborough County, Florida,
277 F.2d 370 (5th Cir. 1960).
In Brown v. Board of Education, the Supreme Court held:
We conclude that in the field of public education the doctrine of
'separate but equal' has no place. Separate educational facilities are
inherently unequal. Therefore, we hold that the Plaintiffs and other similarly
situated for whom the actions have been brought are, by reason of the
segregation complained of, deprived of equal protection of the laws guaranteed
by the Fourteenth Amendment. Brown, supra, 347 U.S. at 495, 74 S.Ct. at 692.
Thus, it is clear that the separate facilities in Florida public
schools for white and black children during the period 1967‑1971 violated
Plaintiffs' equal protection rights under the Fourteenth Amendment. The Brown
finding that separate facilities were inherently unequal is manifestly
applicable.[FN13]
FN13. See Plaintiff's "Request for Court to take Judicial
Notice of Facts," No. 23, filed April 20, 1979. The Court at the
commencement of trial in light of Brown and with the substitution of the word
"unequal" for the word "inferior" took judicial notice of
Request No. 23. While Brown made an inherent inequality finding, Judge
Krentzman in Mannings found factual inequality in Hillsborough County Schools.
Beyond the question of inherent inequality due to segregation is
the question of the inferiority of black schools during the same period. While
Plaintiffs contend that a Brown showing which has been made is sufficient to
shift the burden to Defendants, the Plaintiffs produced vast amounts of
evidence of the inferiority in fact of black schools during the period 1967‑1971.
The evidence clearly indicates that black public schools in Florida were
inferior in their physical facilities, course offerings, instructional
materials, and equipment. There is little doubt but that the pervasive racial
isolation condemned in Brown [FN14] in conjunction with the inferiority of
black schools created an atmosphere which was not as conducive to learning as
that found in white schools.[FN15] Further, this educational environment
constituted a serious impairment to Class B and C Plaintiffs' ability to learn,
especially in the early grades which most educators view as a formative stage
in intellectual development.[FN16]
FN14. Brown, supra note 11, at 494, 74 S.Ct. 686.
FN15. The Defendants at trial attempted to illustrate that at
least one white school was older, or more in need of repair, than a black
school. The inequality of only one school vis‑a‑vis only one other
school is not the issue in this case. The class action proportion of the
instant suit has forced the Court to view the relative quality of the black and
white schools from a very broad perspective.
FN16. See Fla.Stat. s 230.2311:
(1) The Legislature recognizes that the early years of a pupil's education are
crucial to his future and that mastery of the basic skills of communication and
computation is essential to the future educational and personal success of an
individual. . . . Early childhood and basic skills development programs shall
be made available by the school districts to all school age children,
especially those enrolled in kindergarten and grades one through three, and
shall provide effective, meaningful, and relevant educational experiences
designed to give students at least the minimum skills necessary to function and
survive in today's society.
C. THE TRANSITION PHASE (1971‑1979)
By the commencement of the school term 1971‑1972, the actual
physical integration of Florida public schools was generally completed. With
integration came a host of human problems. Although children of all races
suffered in the initial years of integration, black children suffered to a
greater degree. The most significant burden which accompanied black children
into the integrated schools was the existence of years of inferior education.
Plaintiffs in Classes B and C had attended segregated schools which were
inferior for the first four years of their education. Other problems presented
to black children were disparate busing schedules, lingering racial
stereotypes, disproportionate terminations of black principals and
administrators, and a high incidence of suspensions. While the problems
enumerated above do not constitute the denial of an equal educational
opportunity during this period, they do attest to the difficulty in making
significant academic gains. Additionally, the state during part of this period
did not offer the leadership or the funding to mount a wide‑scale attack
on the educational deficits created during segregation. Remediation with
specifically delineated objectives and programs did not commence until 1977.
Black children in the period after segregation ended were
presented with numerous problems. Not only did the Class B and C Plaintiffs
have to adjust to social, cultural and linguistic differences of the integrated
schools, but they had to do so without an adequate educational foundation. The
vestiges of the inferior elementary education they received still are present
and affect their performance. Although remediation is now underway in a
meaningful sense, the effects of past purposeful segregation have not been
erased or overcome.
D. THE INTENT TO DISCRIMINATE
While Washington v. Davis,
426 U.S. 229, 96 S.Ct. 2040, 48 L.Ed.2d 597(1977), is instructive that
disproportionate impact is "not the sole touchstone of invidious racial
discrimination forbidden by the Constitution", it is a relevant factor to
be considered. Id. at 242, 96 S.Ct. at 2049. The disproportionate impact of the
diploma sanction on black school children imposed by failure of the SSAT II is
clear. See Castaneda v. Partida, 430 U.S. 482, 97 S.Ct. 1272, 51 L.Ed.2d 498
(1977). The results of the first administration of the SSAT II in October,
1977, indicated that 77% Of the black students taking the mathematics section
failed that portion of the test compared to only 24% Of the white students.
While numerically less students failed the communication section of SSAT II,
the percentage of failure among black students was eight times that of white
students (i. e. 26% Black failures compared to 3% White failures).
The results of the second administration of SSAT II in October,
1978, followed a similar pattern. The percentage of failure among black
students was greatly disproportionate to white students. The third and final
SSAT II administration results indicated that three times as many black
students failed as white students. Since black students comprise approximately
one‑fifth of Florida public schools, the ratio of black to white failures
based on the percentage of population is 10 to 1. Approximately 20% Of black
students who have taken the test three times have not passed as compared to
1.9% Of the twelfth grade white students.
As discussed previously, the policies and practices of local
school boards together with the Florida Constitution and statutes attest to the
intentional creation and maintenance of a dual school system in Florida. Until
the school term 1971‑1972, the condition of segregated schools persisted
throughout the state. The intent to discriminate in the period 1967‑1971
has clearly been identified.
In addition to the evidence of past intent, the Plaintiffs
presented evidence relative to present intent. Numerous witnesses who were
Florida Department of Education employees testified that they anticipated a
high percentage of black failure on the SSAT II. The Defendant, Ralph
Turlington, the Florida Commissioner of Education, acknowledged that he also
anticipated a high black failure rate with regard to the implementation of the
SSAT II testing program. Defendant Turlington additionally admitted that a certain
portion of the black failure must be attributed to the inferior education the
Plaintiffs in Classes B and C received during the dual school period.
With Washington v. Davis, supra, the Supreme Court commenced the
redefinition of intent in discrimination cases.[FN17] Instead of relying solely
on disproportionate racial impact, the Court focused on whether an identifiable
discriminatory purpose was present. Noting that the Plaintiffs had not asserted
a claim for intentional discrimination or purposeful discrimination, the
Supreme Court reversed the lower courts' finding of a constitutional violation.
In a concurring Opinion Justice Stevens addressed the type of proof necessary
to establish discriminatory purpose.
FN17. The Court in this section and Section V has reviewed a
number of law review articles which have been of considerable assistance.
Baldwin and Nagan, Board of Regents v. Bakke: The All‑American Dilemma
Revisited, 30 U.Fla.L.Rev. 843 (1978); Brest, The Supreme Court, 1975 Term‑
Forward: "In Defense of the Antidiscrimination Principle," 90
Harv.L.Rev. 1 (1976); Lewis, Certifying Functional Literacy: Competency Testing
and Implications for Due Process and Equal Educational Opportunity, 8 J.L. and
Educ. 145 (1979); McClung, Competency Testing Programs: Legal and Educational
Issues, 47 Fordham L.Rev. 651 (1979); Perry, The Disproportionate Impact Theory
of Racial Discrimination, 125 U.Pa.L.Rev. 540 (1977); Tribe, Perspectives on
Bakke: Equal Protection, Procedural Fairness or Structural Justice, 92 Harv.L.Rev.
864 (1979); Vernon, Due Process Flexibility in Academic Dismissals: Horowitz
and Beyond, 8 J.L. and Educ. 45 (1979); Yudof, Equal Educational Opportunity
and the Courts, 51 Texas L.Rev. 411 (1973); Developments in the Law Equal
Protection, 82 Harv.L.Rev. 1065 (1969); Note, Reading the Mind of the
SchoolBoard: Segregative Intent and the De Facto/De Jure Distinction, 86 Yale
L.J. 317 (1976); Note, Proof of Racially Discriminatory Purpose Under the Equal
Protection Clause; Washington v. Davis, Arlington Heights, Mt. Healthy, and
Williamsburg, 12 Harv.C.R.C.L.L.Rev. 725 (1977); Note, Proving Discriminatory
Intent from a Facially Neutral Decision with a Disproportionate Impact, 36
Wash. & Lee L.Rev. 109 (1979).
Frequently the most probative evidence of intent will be objective
evidence of what actually happened rather than evidence describing the
subjective state of mind of the actor. For normally the actor is presumed to
have intended the natural consequences of his deeds. Id. 426 U.S at 253, 96
S.Ct. at 2054.
In United States v. Texas Education Agency, 564 F.2d 162 (1977),
Rehearing denied, 579 F.2d 910 (5th Cir. 1978), Cert. denied, ‑‑‑
U.S. ‑‑‑‑, 99 S.Ct. 3106, 61 L.Ed.2d 879 (1979) Judge
Wisdom addressed the standard for intent after Dayton Board of Education v.
Brinkman, 433 U.S. 406, 97 S.Ct. 2766, 53 L.Ed.2d 851 (1977), Village of
Arlington Heights v. Metropolitan Housing Development Corp., 429 U.S. 252, 97
S.Ct. 555, 50 L.Ed.2d 450 (1977), and Washington v. Davis, supra. Applying the
"objective standard" found in Monroe v. Pape, 365 U.S. 167, 187, 81
S.Ct. 473, 5 L.Ed.2d 492 (1961), Judge Wisdom held that "official
decisionmakers would be held to have intended the reasonably foreseeable
consequences of their decisions". Texas Education Agency, supra at 167. In
the instant case, it is clear that the most significant official decision
maker, the Commissioner of Education, Ralph Turlington, foresaw that the effect
of the implementation of the SSAT II would result in greatly disproportionate
numbers of black failures. Even in the face of actual statistics regarding the
number of black failures on the field tests and the early administrations, the
Commissioner persisted in his opinion that the diploma sanction should be
implemented in the 1978‑1979 school term. This opinion was maintained
even after the Report of the Task Force on Educational Assessment Program, also
known as the McCrary Report.
The Supreme Court in a recent decision, Personnel Administrator of
Massachusetts v. Feeney, 442 U.S. 256, 99 S.Ct. 2282, 60 L.Ed.2d 870 (1979),
discussed the standard for proof of discriminatory intent in a case challenging
a veterans preference statute on equal protection grounds. In rejecting a
strict foreseeability test, the Court held
"Discriminatory purpose," however, implies more than
intent as volition or intent as awareness of consequences. See United Jewish
Organizations v. Carey, 430 U.S. 144, 179, 97 S.Ct. 996, 1016, 51 L.Ed.2d 229
(concurring opinion). It implies that the decisionmaker, in this case, a state
legislature, selected or reaffirmed a particular course of action at least in
part "because of," not merely "in spite of," its adverse
effects upon an identifiable group. Id. at ‑‑‑‑, 99
S.Ct. at 2296.
In a footnote, however, the Court conceded that inevitability or
foreseeability of a consequence has a bearing on the discriminatory intent. Id.
note 25, at ‑‑‑‑, 99 S.Ct. 2282. While foreseeability
was by no means dispositive or the touchstone, it was possible to draw
inferences from the action where the adverse consequences were clear and
obvious. Whether those inferences, if found, could be dispelled by other
legitimate interests was critical to the Court's final determination.
Plaintiffs have not asserted that the Florida legislature in
creating the Educational Accountability Act was motivated by racial animus.
Plaintiffs, though, have contended that the Commissioner of Education and
certain members of the DOE had first hand knowledge of the effects of the test
on black school children and the obvious linkage of their performance to the
inferior education received during segregation. This information was forwarded
to the State Board of Education. The adverse consequences were clear to the
State Board of Education at the critical stages of the development and
implementation of the SSAT II.
The legitimate interest in implementing a test to evaluate the
established state‑wide objectives is obvious. The minimal objectives
established could be continually upgraded and the test could be utilized not
only to gauge achievement, but also to identify deficiencies for the purpose of
remediation. The legitimate interests in the test program are substantial, but
the timing of the program must be questioned to some extent because it
sacrifices through the diploma sanction a large percentage of black twelfth
grade students in the rush to implement the legislative mandate. While the
state Defendants have demonstrated a disregard of the reasons for the
disproportionate black failure (i. e. the inferior education received during
segregation and the dearth of interim remediation), the Court has not been
presented with sufficient proof that the motivation for implementing the
program was in Feeney terms "because of" the large black failure
statistics. (The Feeney decision was announced after the trial in this case was
completed and neither party addressed the issue of intent beyond that posed in
United States v. Texas Education Agency, supra, Washington v. Davis, supra, and
Arlington Heights, supra. The analysis of the instant decision is not affected
by Feeney beyond the question of intent because the Supreme Court has held that
neutral mechanisms (i. e. tests) with discriminatory effects are to be analyzed
in the same vein as overtly discriminatory mechanisms (i. e. veterans
preferences). Feeney, supra, 442 U.S. at ‑‑‑‑, 99 S.Ct.
2282.) Although the proof of present intent to discriminate is insufficient,
the Court is of the opinion that past purposeful discrimination affecting
Plaintiffs in Classes B and C is perpetuated by the test and the diploma
sanction regardless of its neutrality.
The Supreme Court on numerous occasions has invalidated facially
neutral programs which perpetuate past racial discrimination. Louisiana v. U.
S., 380 U.S. 145, 85 S.Ct. 817, 13 L.Ed.2d 709 (1965); Guinn v. U. S., 238 U.S.
347, 35 S.Ct. 926, 59 L.Ed. 1340 (1915). In Gaston County v. United States, 395
U.S. 285, 89 S.Ct. 1720, 23 L.Ed.2d 309 (1969), the Supreme Court held that the
use of a literacy test as a method of qualifying voters in North Carolina
perpetuated the past denial of equal educational opportunities. Although the
decision was premised on the interpretation of the Voting Rights Act of 1965,
the Court addressed a number of issues similar to those presented in the
instant case. The Supreme Court focused particularly on the history of
educational discrimination in North Carolina finding the "historic
maintenance of a dual school system, but (also) . . . substantial evidence that
the County deprived its black residents of equal educational
opportunit(y)". Id. at 291, 89 S.Ct. at 1723. In finding "it is only
reasonable to infer that among black children compelled to endure a segregated
and inferior education, fewer will achieve any given degree of literacy than
will their better‑educated white contemporaries", the Court held
"(I)mpartial administration of the literacy test today would serve only to
perpetuate the inequities in a different form". Id. at 295, 297, 89 S.Ct.
at 1725, 1726. The Fifth Circuit has followed the guidance of the Supreme Court
in the perpetuation area. Kirksey v. Board of Supervisors of Hinds County, 528
F.2d 536 (5th Cir. 1976), Rev'd en banc, 554 F.2d 139 (5th Cir. 1977); Meredith
v. Fair, 298 F.2d 696 (5th Cir. 1962). Several of the recent Fifth Circuit
decisions are worthy of close consideration. In McNeal v. Tate, 508 F.2d 1017
(5th Cir. 1975), and in United States v. Gadsden County School District, 572
F.2d 1049 (5th Cir. 1978), the Fifth Circuit considered the constitutionality
Vel non of ability groupings in public schools.[FN18] In both cases, the
ability groupings, which were derived by teacher evaluation and standardized
testing, resulted in a high concentration of white students in the upper
division or advanced classes and a high concentration of black students in the
lower divisions. The McNeal Court focused particularly on the nexus between the
inferior education in the dual system and the present ability categorization.
Regardless of the fact that the ability groupings fostered segregation, the Court
in McNeal proceeded with an analysis which, if proved, would legitimize the
segregation. The Court stated:
FN18. The Court will address the application of McNeal And Gadsden
County again in Section VI(B) of this Memorandum Opinion relative to the
Plaintiffs' allegation that the results of the SSAT II were being used for
purposes of resegregation.
If it does cause segregation, whether in classrooms or in schools,
ability grouping may nevertheless be permitted in an otherwise unitary system
if the . . . method is not based on the present results of past segregation or
will remedy such results through better educational opportunities. McNeal,
supra at 1020.
. . . The testing rationale of both Singleton [FN19] and Lemon
[FN20] would bar the use of this method of assignment until the district has
operated as a unitary (school) system without such assignments for a sufficient
period of time to assure that the underachievement of the slower groups is not
due to yesterday's educational disparities. Such a bar period may be lifted
when the district can show that steps taken to bring disadvantaged students to
peer status have ended the educational disadvantages caused by prior
segregation. McNeal, supra at 1020‑21.
FN19. Singleton v. Jackson Municipal Separate School District, 419
F.2d 1211 (5th Cir. 1969).
FN20. Lemon v. Bossier Parish School Board, 444 F.2d 1400 (5th
Cir. 1971).
Florida public schools in the main have been physically unitary
since 1971. Although the human problems recounted in a previous section have
limited the full appreciation of the benefits of a unitary education, the
conditions were not such that the system cannot be called unitary. The
Defendants have failed to rebut the fact that the disproportionate failure of
Class B and C Plaintiffs on the SSAT II resulted from the inferior education
they received during the dual school system portion of their education.
Defendants have stressed the third component of McNeal and contend the SSAT II,
the diploma sanction, and the remediation program will remedy the past effects
of discrimination through better educational opportunities. The Defendants
emphasized the increase in the percentage of Plaintiffs in Class B and C who
have passed the test since its first administration. While the increased
passing rate is impressive and Florida teachers and students are to be
commended for their achievement, the Court has serious reservations about
attaching a constitutional imprimatur to a program which penalizes students who
have been denied equal educational opportunity. Certainly the Court wishes that
every student could and would pass the SSAT II, but it is not so naive as to
assume that there will not be failure regardless of the nature of the test or
its takers. Yet failure premised on equal educational opportunities, unaffected
by the dual school system of the past is of a completely different genre than
that presented in the instant case.
In Green v. County School Board of New Kent County, 391 U.S. 430,
88 S.Ct. 1689, 20 L.Ed.2d 716 (1968), the Supreme Court reflected upon the
import of Brown I and II.
It was such a dual systems that 14 years ago Brown I held
unconstitutional and a year later Brown II held must be abolished; school
boards operating (under) such school systems were Required by Brown II "to
effectuate a transition to a racially nondiscriminatory school system".
Green at 435, 88 S.Ct. at 1693.
Brown II was a call for the dismantling of well‑entrenched
dual systems tempered by an awareness that complex and multifaceted problems
would arise which would require time and flexibility for a successful
resolution. School boards such as the respondent then operating state‑compelled
dual systems were nevertheless clearly charged with the affirmative duty to
take whatever steps might be necessary to convert a unitary system in which
racial discrimination would be eliminated root and branch. Green, supra at 437‑438,
88 S.Ct. at 1694.
After Green Not only was it necessary to eliminate physical
segregation of public schools, but it was also necessary to eliminate the
effects of such purposeful discrimination. Swann v. Charlotte‑Mecklenburg
Board of Education, 402 U.S. 1, 91 S.Ct. 1267, 28 L.Ed.2d 554 (1971). The
Supreme Court's decisions in Columbus Boardof Education v. Penick, 443 U.S.
449, 99 S.Ct. 2941, 61 L.Ed.2d 666 (1979) and Dayton Board of Education v.
Brinkman, 443 U.S. 526, 99 S.Ct. 2971, 61 L.Ed.2d 720 (1979) confirm the
Court's analysis in this regard. The Supreme Court in Dayton and Columbus
focused on past purposeful segregation in public schools and the effects of
such action. The reiteration by the Supreme Court of the affirmative duty to
remedy the effects of segregative policies and practices announced in Brown II
and followed in Green, Swann, Columbus and Dayton is of particular
significance. In the instant case, the principal effect of the dual school
system was the inferior education given black school children. The evidence
indicates that black school children, in the language of McNeal "still
wear (the) badge of their old deprivation underachievement". McNeal, supra
at 1019. The effects of racial isolation and the deprivation of equal
educational opportunities are again and again cited by Florida school districts
in applications for federal funds for educational remediation. While there has
been a substantial, but recent effort to eradicate the learning deficits
created during the dual school period, the goals of such programs have not been
achieved. The results on three administrations of the SSAT II evidence this
fact.
The evidence and the ratios of passage of the SSAT II, both
numerically and proportionately, indicate that race more than any other factor,
including socio‑economic status, is a predictor of success on the test.
The fact that 20% Of the black students failed the SSAT II compared to only
1.9% Of the white students indicates that peer status has not been achieved. In
the Court's opinion, punishing the victims of past discrimination for deficits
created by an inferior educational environment neither constitutes a remedy nor
creates better educational opportunities. When students regardless of race are
permitted to commence and pursue their education in a unitary school system
without the taint of the dual school system, then a graduation requirement
based on a neutral test will be permitted. The Court must conclude that
utilization of the SSAT II in the present context as a requirement for the
receipt of a high school diploma is a violation of the equal protection clause
of the Fourteenth Amendment, 42 U.S.C. s 2000d, and 20 U.S.C. s 1703. The Court
will discuss in a subsequent section the nature and duration of the injunctive
relief to be extended to the Plaintiffs in Classes B and C.
E. THE DEVELOPMENT AND VALIDITY OF THE TEST INSTRUMENT
1. Introduction
In this section the Court will consider the manner in which the
test was developed and its validity from both a constitutional and professional
testing perspective. The Court is considering the claims in this section as
they relate to Classes A, B, and C. The Court will additionally address the
effects of the public perceptions of the test as opposed to the state's
definition and perceptions of the test. Certain related issues, such as
curricular validity and whether the tests were equated, will be discussed in
Section V.
2. Test Development
When the Educational Accountability Act became effective on July
1, 1976, it included a provision which required satisfactory performance on an
examination of functional literacy for high school graduation in the school
year 1978‑ 1979. Fla.Stat. s 232.245(3) (1977). Although the State Board
of Education (i. e. the Governor and Florida Cabinet) was statutorily
authorized to approve of the design of the test, the task of formulating a test
of functional literacy fell upon the Florida Department of Education.
At the time of the passage of the legislation, the DOE was
presented with a formidable task, that of designing a test to meet the scanty
legislative language within the strict time limitations established. While the
DOE had been working for some time on state‑wide objectives for basic
skills, it had not been oriented toward designing a functional literacy test.
In fact, the Director of the Student Assessment Section of DOE, Dr. Thomas
Fisher, summed up the problem in a letter to Senator Donnell C. Childers:
It is also apparent that most educators have not thought in terms
of functional (i. e. practical or applied) skills for high school students,
therefore the Department of Education does not have a pre‑existent set of
functional objectives which may be assessed.
This creates a situation in which we must either create such
objectives and then construct matching tests or purchase an existing test thus
simultaneously adopting the matching objectives. In other words, in the first
case, we define what Florida students should learn and measure it. In the
second case, a commercial company tells us what Florida students should learn
and this is then measured. Exhibit CT‑396.
Soon after this letter, the DOE decided upon objectives for the
functional literacy test. Basically, the objectives enumerated in December,
1976, were the practical applications of eleven reading and writing eleventh
grade basic skills and thirteen mathematics eleventh grade basic skills. At the
same time the objectives were decided upon, the DOE contracted with the
Educational Testing Service to draft specific items or questions to match the
objectives.
During the period from June, 1976, to February, 1977, the DOE
staff was continuing to debate on exactly what "functional literacy"
meant. A final definition was promulgated by the DOE on February 18, 1977.
For purposes of compliance with the Accountability Act of 1976,
functional literacy is the satisfactory application of basic skills in reading,
writing and arithmetic, to problems and tasks of a practical nature as
encountered in everyday life. Exhibit CT‑332.
A slight modification of this definition appeared subsequently in
both the State Board of Education Rules and the 1978 amendments to the
Educational Accountability Act. Rules and Regulations of the State of Florida,
Chapter 6A‑ 1.942(2)(a) (1978); Fla.Stat. s 232.246(1)(b) (1978 Supp.).
In March, 1977, the Educational Testing Service provided the DOE
with sample items. The DOE at the same time leased several items from another
commercial testing company. A field test was conducted in the latter part of
March, 1977, in five Florida counties. After the field test, the DOE entered
into a contract with the Educational Testing Service to write item
specifications from the items or questions previously drafted. An item
specification is essentially a blueprint for a particular question which
permits an item writer to design numerous questions using the same assessment
criteria but with different factual contexts.
The functional literacy examination which was administered in
October, 1977, contained 117 questions covering the twenty‑four skill
objectives. The test is a criterion‑referenced examination; that is, one
designed to assess whether the taker has a mastery or competence in the
particular skills tested. The functional literacy examination was not designed
to rank students vis‑a‑vis other students, although it obviously
sorts out passers and failers by use of a cut‑score. The test was created
to evaluate achievement in those skills which the DOE and the State Board of
Education deemed necessary to meet the legislative mandate of functional
literacy.
After the initial administration of the functional literacy test,
the DOE contracted with National Evaluation Systems to design additional test
items. Utilizing the item specifications created by the Educational Testing
Center, National Education Systems produced 240 additional test questions in
January, 1978. Those items were field tested in the Spring of 1978.
The test and the item specifications are secure documents. The DOE
has labored continuously since the creation of the test to make certain that no
test is either stolen or reproduced. Although there have been several breaches
of the security precautions, the test has remained, except to eleventh and
twelfth grade public school students, a well kept secret.
Before discussing the validity issues, the Court must refer to a
matter which is at the crux of the controversy between the litigants. The test
as legislatively created was to be one of functional literacy. Functional
literacy has not been defined in a way which is acceptable to either all
educational academicians or the public. The testimony, in fact, indicates that
there are at least eleven known definitions of functional literacy. What is
functional literacy to one person may not be functional literacy to another
person, but it is clear that the term "functional illiterate" has a
universally negative inference and connotation. While "Illiteracy "
is itself a negative and impact ladened word, "Functional illiteracy
" further compounds these implications by focusing on the individual's
inability to operate effectively in society. The categorizing of an individual
without reference to a specific standard can be both detrimental and
debilitating without justification. As one of the Plaintiffs' experts
commented, students who fail the functional literacy test perceive of
themselves as "global failures". Another of the Plaintiffs' experts
testified that the biggest flaw in the Florida program was its name alone. The
Court is in complete agreement. Beyond the economic and academic implications
of failure on the test, the stigma associated with the term functional
illiteracy is the most substantial harm presented.
While the Court recognizes this, problem, it cannot be oblivious
to the definition of functional literacy provided by the DOE, ratified by the
State Board of Education, and legislatively approved. While the meaning of
functional literacy is clear to the reader of the amended statute or the Rules
of the State Board of Education, it is not to the Florida public. In an attempt
to escape the impact of the terminology utilized in the original statute, the
State Board of Education adopted a new name for the functional literacy test:
the State Student Assessment Test II (SSAT II). Still the test remains the
Florida functional literacy examination in the mind of the public and the name
change has not dispelled the implications of the original denomination.
Regardless of how the public perceives the test, the Court must analyze it from
the definition [FN21] provided by the state in conjunction with the twenty‑
four objectives.[FN22] The Court must not permit public perceptions to be the
guide for statutory interpretation.
FN21. See Exhibit CT‑332, quoted at page 258 Supra.
FN22. Rules and Regulations of the State of Florida, Chapter 6A‑
1.942(2)(a) (1978) provides:
(2) State Student Assessment Test Part II
(a) . . . The test shall be:
1. Designed to measure the student's ability to successfully apply
basic skills to everyday life situations.
2. Composed of two (2) standards, one (1) comprising functional
communication skills and one (1) comprising functional mathematics skills, as
follows: (a) Communications.
The student will, in a real world situation, determine the main
idea inferred from a selection.
The student will, in a real world situation, find who, what,
where, which, and how information in a selection.
The student will, in a real world situation, determine the
inferred cause and effect of an action.
The student will, in a real world situation, distinguish between
facts and opinions.
The student will, in a real world situation, identify an unstated
opinion.
The student will, in a real world situation, identify the
appropriate source to obtain information on a topic.
The student will, in a real world situation, use an index to
identify the location of information requiring the use of cross‑references.
The student will use highway and city maps.
The student will include the necessary information when writing
letters to supply or request information.
The student will complete a check and its stub accurately.
The student will accurately complete forms used to apply for a
driver's license, employment, entrance to a school or training program,
insurance, and credit. b.
Mathematics
The student will determine the elapsed time between two (2) events
stated in seconds, minutes, hours, days, weeks, months, or years.
The student will determine equivalent amounts of up to one hundred
dollars ($100.00) using coins and paper currency.
The student will determine the solution to real world problems
involving one (1) or two (2) distinct whole number operations.
The student will determine the solution to real world problems
involving decimal fractions or percents and one (1) or two (2) distinct
operations.
The student will determine the solution to real world problems
involving comparison shopping.
The student will determine the solution to real world problems
involving rate of interest and the estimation of the amount of simple interest.
The student will determine the solution to real world problems
involving purchases and a rate of sales tax.
The student will determine the solution to real world problems
involving purchases and a rate of discount given in fraction or percent form.
The student will solve a problem related to length, width, or
height using metric or customary units up to kilometers and miles, conversion
within the system.
The student will solve a problem involving the area of a
rectangular region using metric or
customary units. The student will solve a problem involving capacity using
units given in a table (milliliters, liters, teaspoons, cups, pints, quarts,
gallons), conversion within the system.
The student will solve a problem involving weight using units
given in a table (milligrams, grams, kilograms, metric tons, ounces, pounds,
tons), conversion within the system.
The student will read and determine relationships described by
line graphs, circle graphs, and tables.
Prior to analyzing the evidence presented concerning the validity
of the test, it is critical to understand the applicable legal standards. The
Plaintiffs contend that the test is violative of both the due process clause
and equal protection clause of the Fourteenth Amendment. Under the Plaintiffs'
due process analysis, if the test were shown to be arbitrary and unreasonable,
then the Court would be compelled to invalidate it. Thompson v. Gallagher, 489
F.2d 443 (5th Cir. 1973). Similarly, if the test by dividing students into two
categories, passers and failers, did so without a rational relation to the
purpose for which it was designed, then the Court would be compelled to find
the test unconstitutional. Reed v. Reed, 404 U.S. 71, 92 S.Ct. 251, 30 L.Ed.2d
225 (1971); Lindsley v. Natural Carbonic Gas Co. 220 U.S. 61, 31 S.Ct. 337, 55
L.Ed. 369 (1911). While the Court can find no decision which is directly on
point, several recent decisions involving the utilization of tests for
employment purposes warrant consideration. In Griggs v. Duke Power Co., 401
U.S. 424, 91 S.Ct. 849, 28 L.Ed.2d 158 (1971), the Supreme Court focused on the
statutory language in Title VII of the Civil Rights Act to prohibit the
utilization of required tests for purposes of employment which have a discriminatory
impact if they are unrelated to job qualification or performance. In a case
decided solely on constitutional grounds, the Fifth Circuit in Armstead v.
Starkville Municipal Separate School District, 461 F.2d 276 (5th Cir. 1972)
decided that the use of the Graduate Record Examination (GRE) for hiring and
retention of high school teachers was unconstitutional. Finding that the GRE
scores created an absolute classification of teachers into two categories,
those qualified and those unqualified, the Court then proceeded to determine
whether the test was a valid and reliable mechanism for making such a decision.
In finding that it was not reasonably related to its purpose, the Court held:
We agree with the lower Court's finding that GRE score requirement
was not a reliable or valid measure for choosing good teachers. It was
undisputed that the GRE was not designed to and could not measure the
competency of a teacher or even indicate future teacher effectiveness. However,
it was established that the cut‑off score would eliminate some good
teachers. Consequently we find that it has no reasonable function in the
teacher selection process. Armstead, supra at 280.
In the instant case,
theCourt must determine whether the test utilized was a valid and reasonable
measure for dividing students into classifications for the purpose of high
school graduation. While the Courts in Griggs and Armstead concerned themselves
with the job relatedness facet of the test, the Court in this case can only be
concerned with whether the test reasonably or arbitrarily evaluates the skill
objectives established by the State Board of Education. Thus, the Court must
not focus on the title of the test or the public perceptions of functional
literacy, but rather must analyze the test from the perspective of its
objectives and the definition provided by its designers.
Both parties agree that the functional literacy test should have
content validity, but they disagree as to whether the test does, in fact, have
content validity.
Evidence of content validity is required when the test user wishes
to estimate how an individual performs in the universe of situations the test
is intended to represent. Content validity is most commonly evaluated for tests
of skill or knowledge; . . .
To demonstrate the content validity of a set of test scores, one
must show that the behaviors demonstrated in testing constitute a
representative sample of behaviors to be exhibited in a desired performance
domain. American Psychological Association, Standards for Educational and
Psychological Tests, 28 (1974).
The Plaintiffs have persistently contended that the Florida test
domain or the boundary for the designated skills or knowledge does not match
any definition of functional literacy. While the Court would agree that the
domain of the Florida test does not equate with every definition of functional
literacy or for that matter with many definitions, it does match the one given
by the DOE and the State Board of Education. It would also appear that the
Florida legislature is satisfied with the manner in which the State Board of
Education has fulfilled its mandate. The Court is satisfied that the skill
objectives of the Florida test are adequately evaluated by the test items and
that the test has adequate content validity.
Whether the functional literacy test has or needs to have
construct validity is another disputed issue. The Plaintiffs contend that the
test must have construct validity and it does not. The Defendants contend that
construct validity is not essential for the test, but it has it anyway. A
construct is a "theoretical idea developed to explain and organize some
aspects of existing knowledge". Id. at 29. Certainly "functional
literacy" is, in the abstract, like "anxiety" or "clerical
ability" a construct. Functional literacy in the instant case, however, is
a construct about which only limited hypotheses can be made. The definition of
functional literacy provided by the state does not attempt to address and resolve
all the many hypotheses which can be made about functional literacy. In the
Court's evaluation it need not. Particularly instructive of this fact is a
statement found in the construct validity section of the American Psychological
Association's Standards covering testing.
It is important to note in this that the investigation of
construct validity refers to a specific test and not necessarily to any other
test given the same label. Id. at 30.
Thus while other states may design tests of functional literacy,
they need not all conceive of functional literacy in the same fashion for their
tests to have construct validity. A construct is always capable of definition
and the measure of a test's construct validity is whether the hypotheses made
about the defined construct will predict behavior. In the instant case, the
Court is satisfied that the Florida test has adequate construct validity.
The Court has also considered the other alleged flaws [FN23] in
the test development and instrument and find them to be without constitutional
merit. The educational experts presented by the Plaintiffs have given the Court
an education in "state of the art" educational measurement and
testing. But the "state of the art" is not to be equated with the
constitutional standards for Fourteenth Amendment due process and equal
protection review. The Court is of the opinion the functional literacy test
bears a rational relationto a valid state interest and thus is constitutional.
FN23. The Plaintiffs mounted a frontal assault upon a number of
practices and procedures utilized by the DOE in the design and implementation
of the test. Among the flaws asserted and considered were: the failure of DOE
to solicit public input into the design of the test and its definition; the
drafting of item specifications after the writing of items; the continual use
by DOE of definitions of functional literacy extraneous and inconsistent with
the official definition; the inadequacy of the research prior to the selection
of a cut‑score; the questionable research methodology of the Defendants'
construct validity study; the failure to follow the APA standards for the
design and implementation of tests which affect the lives of the takers in a
significant fashion; the failure of DOE to adequately publicize what the test
is and its inherent limitations; the inadequacy of the form notice sent to
parents and students regarding the interpretations of scores on the test; the
reliability of the test. While some of the above mentioned flaws were indeed
errors of considerable magnitude, they do not cross either individually or
collectively the line between inadequacy and constitutional infirmity.
F. TEST ITEMS BIAS
The Plaintiffs contend
that the functional literacy test consists of racially biased test questions or
items which are less likely to be correctly answered by black students than by
white students.
The evidence indicates that the professional testing companies
which wrote the items for the functional literacy test reviewed the items for
possible racial or ethnic bias. Additionally the DOE staff with the assistance
of groups of teachers analyzed the test questions for possible racial bias. The
DOE also commissioned a scatter plot analysis of the test to determine the
possibility of item bias. While some of the questions do seem to have factual
settings unfamiliar to certain racial groups, the Court is of the opinion that
this distraction is minimal and unpervasive. The Court is not convinced by the
Plaintiffs' evidence that the test or any item should be invalidated for racial
or ethnic bias.
G. THE APPLICATION OF THE SSAT II TO PRIVATE SCHOOLS
1. Introduction
The Plaintiffs contend that the application of the SSAT II testing
program to only public schools is a violation of the equal protection and due
process clauses of the Fourteenth Amendment. The Plaintiffs have set forth
several arguments in this regard. Plaintiffs in Classes B and C first contend
that the application of the test to only public schools creates a racial
classification. Because of black students' financial inability to attend private
schools, they are unable to escape the effect of the test as readily as many
white students. Plaintiffs in all classes contend that the application of the
test to only public schools does not bear a rational relationship to the
alleged purpose of the legislation. Plaintiffs on this ground assert that the
state has an interest in assuring that All of its students, not just public
school students, receive instruction in basic practical application skills.
2. Private Schools in Florida
Private schools in Florida today educate approximately 10% Of the
school age students. Prior to desegregation, 8% Of the school age children
attended private schools. This relative increase in attendance at private
schools has outpaced the growth of the state population. In 1960, black
students composed 4% Of the students attending private schools. By 1970, the
percentage of black students in private schools had increased to 5%. Thus at
present, approximately 95% Of the students attending private schools are white.
The racial composition of Florida public schools is 20% Black students and 80%
White students.
3. The State Regulation of Florida Private Schools
Florida private schools are regulated only to a minimal degree.
The principal form of regulation is found in Fla.Stat. s 229.808 which requires
annual registration. The entire registration process consists of filing a form
with only four questions: "the name and address of the institution, names
of administrative officers, enrollment, and number of teachers." Id.at s
229.808(1). The exemptions to the registration act essentially void its limited
effectiveness. Id. at s 229.808(2). Besides registration, private schools' only
other state imposed regulation is that they keep attendance records. Fla.Stat.
ss 232.02, 232.021.
The State of Florida does not regulate any substantive matter
affecting education in private schools. There are no regulations regarding
instruction in basic skills or in any way mandating a curriculum. The State of
Florida does not accredit private schools and does not require them to be
accredited by any professional accrediting association. Instruction in Florida
private schools need not be in English, in fact, at least ten schools in Dade
County which grant diplomas give instruction in Spanish. Additionally, one
school in West Florida teaches its students in Urdu (a Pakistani language). A
graduation diploma from any Florida private school meets the state's employment
criteria for jobs requiring a diploma. Likewise, a diploma from a Florida
private school will meet the initial requirement for admission to one of
Florida's state universities.
4. Constitutionality
The Plaintiffs in Classes
B and C have attempted to align race with the financial inability (i. e. lack
of wealth) to attend private schools. From this alignment, the Plaintiffs would
urge application of strict scrutiny to the legislative decision not to apply
the SSAT II to private schools. Such an analysis is constitutionally without
merit.
The Supreme Court in San Antonio Independent School District v.
Rodriguez, 411 U.S. 1, 93 S.Ct. 1278, 36 L.Ed.2d 16 (1978) held that
classifications based on wealth were not constitutionally suspect, thus not
requiring strict scrutiny. The ability to attend private schools is clearly
affected by the student's or his parents' financial resources. While it is also
clear that blacks in America, as a class, are without substantial financial
resources, these two categories, wealth and race, do not merge in this instance
into one suspect classification. Quite often decisions of legislative or
administrative bodies affect certain groups disproportionately. This alone does
not signal strict scrutiny. New York City Transit Authority v. Beazer, 440 U.S.
568, 99 S.Ct. 1355, 59 L.Ed.2d 587 (1979).
The legislative decision to apply the SSAT II only to public
schools also passes constitutional muster under the rational relation analysis.
As the Supreme Court stated in Ambach v. Norwick, 441 U.S. 68, 99 S.Ct. 1589,
60 L.Ed.2d 49 (1979), "(t)he State has a stronger interest in ensuring
that the schools it most directly controls, and for which it bears the cost,
are as effective as possible . . . ." Id. note 8, 99 S.Ct. at 1595. The
state need not correct all the problems of education in one clean sweep, but
can attack the problems it identifies in a logical fashion. The decision made
in the instant case to apply the SSAT II only to public schools over which the
state already had significant curricular, instructional, and financial control
was both reasonable and constitutional.
Whether the state could require the taking and passage of the SSAT
II for a diploma in private schools and subsidize the cost is not the question
presented herein. The Supreme Court will address this issue in its next term.
Committee for Public Education and Religious Liberty v. Levitt, 461 F.Supp.
1123 (S.D.N.Y.1978) cert. granted, 440 U.S. 978, 99 S.Ct. 1785, 60 L.Ed.2d 238
(1979).
V
SECOND CLAIM
A. INTRODUCTION
In this section, the Court will consider the allegations of the
Plaintiffs in all classes in the second count of the complaint concerning the
adequacy of the notice prior to and since the implementation of the functional
literacy testing program. The Court will also consider the adequacy of the time
to prepare for the examination after the objectives were first established. The
Plaintiffs' allegations in this claim state that the schedule imposed by the
Defendants violated their Fourteenth Amendment due process rights.
While the Court in Section IV has discussed the development of the
test instrument itself, the Court in this section will review the development
of the test in relation to the testing objectives, the implementation schedule
and the state‑wide, in‑school instruction. The Court will also
consider in this section whether the test instruments were equated.
B. THE TESTING SCHEDULE
In April, 1977, the State Board of Education formally approved the
DOE draft of the Minimum Student Performance Standards. The Standards
established objectives for instruction in mathematics and communication skills
for grades 3, 5, 8 and 11. The functional literacy objectives were derived from
eleventh grade basic skills objectives. While there had been considerable in‑put
from public school teachers during the development of the basic skills
objectives, the DOE staff designed all the functional literacy objectives
without external assistance. Basically, the DOE staff redesigned twenty‑four
of the basic skill objectives so that they would present the objectives in
practical application contexts. During the summer of 1977, the DOE distributed
to all Florida public schools the basic skill and functional literacy
objectives. It thus appears that public school teachers were aware of the
objectives of the functional literacy examination four months in advance of the
first administration of the test, but only two months were available for
instruction in the application of the skills. The results of the first
administration reflect the obvious inadequacy of the prior instruction in the
stated objectives.
From December, 1977, the date the results of the first
administration were released, until April, 1979, the date the third and last
administration was held, only thirteen months of instructional time intervened.
During this period remediation classes for those students who failed were held
in almost every Florida county. The DOE had designed instructional materials to
assist in the remediation programs, but those materials were not immediately
available. During the Spring of 1978, the remediation programs with the assistance
of state funds were working effectively. The programs for remediation in most
counties are presently on‑going and have received additional state
funding.
C. INSTRUCTION IN FLORIDA PUBLIC SCHOOLS
Aside from the questions of the sufficiency of the instruction
since the announcement of the functional literacy objectives and the adequacy
of the time to prepare for the objectives, the Court must inquire into the
instruction of the objectives prior to the implementation of the act.
Historically, Florida public education has been administered solely by sixty‑seven
autonomous county school boards. Each school board controlled the design of the
curriculum, the selection of the required textbooks and the establishment of
graduation requirements. With local school boards in a controlling position,
the interests of the county and their particular region of the state would
dictate educational emphasis. The nuances of instruction and objectives would
differ greatly between the various counties. The texts used in Florida counties
varied a great deal. There was no uniformity as to the selection of
instructional materials until very recently. Even now when the DOE approves
several texts for use for individual courses in the schools, no one text
contains all of the functional literacy objectives. In fact, a review of
several texts is necessary for complete instruction in the mathematics or
communications functional literacy objectives. After the adoption of the 1968
Florida Constitution, the legislature and the DOE began to play a more
centralized role in the education of Florida public school children. The DOE
began to plan for basic skill objectives in 1972‑1973 and implemented
testing programs to evaluate the success of such instruction, but throughout
the period of the Plaintiffs' education, the individual counties remained the
single most important entities for the design and implementation of instructional
programs and the selection of textbooks.
This problem is indicative of a much larger issue. Although there
is evidence that certain skills were not taught in Florida public schools, let
us assume Arguendo that all the skills were taught. The atmosphere of the
instruction prior to the implementation of the basic skills and functional
literacy objectives was neutral and devoid of the present objectives. While all
instruction is important, there are obvious methods of motivating students and
emphasizing certain skills. The principal problem with the instant program is
that the instruction in previous years took place in an atmosphere without the
specific objectives now present and without the diploma sanction. Instruction
of the skills necessary to successfully complete the functional literacy test
is a cumulative and time consuming process. Knowledge of how to successfully
perform the functional literacy skills is not taught in any specific grade, in
any specific class, or from any specific type of teacher. It is critical that
at the time of instruction of a functional literacy skill, the student knows
that the individual skill he is being taught must be learned prior to his
graduation from a Florida public school. Instruction in the specific skills is
critical, but likewise so is identification of whether the skills have been
learned. Teaching and learning are not always coterminous. Fla.Stat. s 236.088.
Until recently, there was no state‑wide testing program to evaluate
learning and to direct remediation.
The Plaintiffs' expert witnesses testified that the principal
problem with the testing program was not the diploma sanction or the
announcement of state‑wide objectives but the implementation schedule.
The Court is in agreement that the present program of instruction in specific
basic skill and functional applications with periodic testing to identify both
mastery and deficiencies is a step forward. It sets objectives, defines goals,
evaluates achievement and, if necessary, remediates deficiencies. The program
acclimates students to standardized testing and will relieve some of the
immense pressure when it comes time to take the functional literacy
examination. The benefits of the overall program inure differentially to those
students who have been in the system for longer periods of time. But as
asserted by one of the Plaintiffs' witnesses, "the functional literacy
program was a test looking for a plan of instruction".
The Report of Task Force on Educational Assessment Programs, which
was appointed by the State Board of Education, summarized the timing problems
in the following fashion:
The problems created by the abrupt schedule for implementing the
Functional Literacy Test were most severe for the members of Florida high
school graduation class of 1979. At the eleventh hour and with virtually no
warning, these students were told that the requirements for graduation had been
changed. They were suddenly required to pass a test constructed under the
pressure of time and covering content that was presumed to be elementary but
that their schools may or may not have taught them recently, well, or perhaps
at all.
In retrospect, the Task Force believes that the schedule for
implementing state‑wide high school graduation standards was too severe.
We feel that most of the problems that are identified in later sections of this
report are the result of trying to do too much in too little time.
Consequently, we believe that the problems can and will be solved over time.
Task Force on Educational Assessment Programs, Competency Testing in Florida
Report to the Florida Cabinet (Part 1) 4 (1979).
While the problems identified by the Court and the Task Force are
major issues, they are compounded by requiring passage of the functional
literacy examination for graduation. If the functional literacy testing program
were designed to evaluate skills to aid in remediation alone, then the Court
would not find the program suspect in any fashion not already identified. While
the Defendants contend the diploma sanction is an essential facet of the
program which increases the stimulus to learn and the motivation to achieve,
the Plaintiffs contend that the diploma sanction is a punitive measure which is
excessive and not the least restrictive manner in which to achieve the goals
identified by the state. In Mahavongsanan v. Hall, 529 F.2d 448 (5th Cir.
1976), the Fifth Circuit considered the application of due process standards to
the denial of an academic degree. In that case the Plaintiff, who was pursuing
a graduate degree in education, objected on constitutional and contractual
grounds to the university's decision to require a comprehensive examination for
receipt of the degree after the commencement of her studies. While the Fifth
Circuit reversed the District Court's grant of injunctive relief, it did so on
the basis of an analysis of the facts. The Court, in doing so, implicitly
acknowledged that termination for academic reasons created a due process right
to timely notice.
The Supreme Court in Board of Curators of the University of
Missouri v. Horowitz, 435 U.S. 78, 98 S.Ct. 948, 55 L.Ed.2d 124 (1978), decided
last term that Charlotte Horowitz, the Plaintiff, who had been terminated from
medical school for academic reasons, had been afforded ample due process and
refused to require a pre‑termination hearing. In support of the
constitutional ruling, the Court singled out the manifest problems with the
intervention of the judiciary into the realm of academic evaluation. Although
the Court in a footnote cited with approval the statement that " '(t)here
is a clear dichotomy between the student's due process rights in disciplinary
dismissals and academic dismissals' ", the distinction between what the
rights of the two classes of individuals are is not clearly and unequivocally
drawn.
In Horowitz the Plaintiff had been evaluated in her clinical
rotations by a number of physicians in addition to having her work supervised
and critiqued by her chief docent. The Plaintiff received repeated warnings of
her substandard performance and was placed on academic probation by the Council
of Evaluation, a group of physicians and medical students who reviewed academic
performance. After further review and recommendations the Council of Evaluation
decided that the Plaintiff should not be permitted to graduate. This decision
was approved by the Coordinating Committee and the Dean of the Medical School
and was also sustained by the University's Provost for Health Services.
Considering the practical problems with judicial reevaluation of academic
performance and the facts relative to Ms. Horowitz's particular case, the Court
decided that the Plaintiff had received adequate due process and a pre‑
termination hearing was not necessary.
The practical problems in Horowitz were manifest. Sifting through
an individual student's past clinical record, rehashing physician evaluations,
and litigating bedside manner were problems foreign to judicial expertise. The
factual context in the instant case is very different. The Court is not asked
to evaluate an individual student's performance, but to resolve a dispute
involving the legislative decision to implement a test which determines
graduation from high school with the standard credential, a diploma. While the
factual inquiry is considerably different so are the parties. The Plaintiff in
Horowitz was pursuing graduate education in advanced studies. The Plaintiffs in
all classes in the instant case were participating in secondary education
required by the state compulsory education law. Fla.Stat. s 232.01 Et seq.
Although some of the Plaintiffs are beyond the sixteen year age limitation in
the Florida Statute, the majority of the time they have spent in the Florida
public schools was required.
The Court is convinced that the Plaintiffs in Classes A, B, and C
have a property right in graduation from high school with a standard diploma if
they have fulfilled the present requirements for graduation exclusive of the
SSAT II requirement (i. e. successful performance on the SSAT I and completion
of the necessary number of credits). Goss v. Lopez, 419 U.S. 565, 95 S.Ct. 729,
42 L.Ed.2d 725 (1975). The Supreme Court in Goss recognized that even the
suspension of a student for one day infringed upon the students' property right
in attending school. Students in Florida are required to attend school pursuant
to the state's compulsory attendance statute. Fla.Stat. s 232.01 Et seq.
Graduation is the logical extension of successful attendance. While the state
has redefined in a sense what successful attendance for purposes of a diploma
should be, the Court is of the opinion that the SSAT II requirement should be
excluded for the same reasons that the notice of the test has been shown to be
inadequate. The Court is also of the opinion that the Plaintiffs have a liberty
interest in being free of the adverse stigma associated with the certificate of
completion. Wisconsin v. Constantineau, 400 U.S. 433, 91 S.Ct. 507, 27 L.Ed.2d
515 (1971). This stigma is very real and will affect the economic and
psychological development of the individual. Although public disclosure of the
different graduation credentials did not occur this year, the only reason for
this was a settlement between the parties so as to avoid the necessity of the
Court hearing preliminary injunction motions during the middle of the trial.
Due process has and always will be a flexible standard dependent
upon the facts and circumstances of each individual case. Cafeteria &
Restaurant Workers Union v. McElroy, 367 U.S. 886, 81 S.Ct. 1743, 6 L.Ed.2d
1230 (1961).
" '(D)ue process,' unlike some legal rules is not a technical
conception with a fixed content unrelated to time, place and
circumstances." It is "compounded of history, reason, the past course
of decisions." Id. at 895, 81 S.Ct. at 1748 (quoting Joint Anti‑Fascist
Refugee Committee v. McGrath, 341 U.S. 123, 162, 71 S.Ct. 624, 643‑644,
95 L.Ed. 817 (1951)).
The Court finds the facts in the instant case compelling. The
Plaintiffs, after spending ten years in schools where their attendance was
compelled, were informed of a requirement concerning skills which, if taught,
should have been taught in grades they had long since completed. While it is
impossible to determine if all the skills were taught to all the students, it
is obvious that the instruction given was not presented in an educational
atmosphere directed by the existence of specific objectives and stimulated
throughout the period of instruction by a diploma sanction. These are the two
ingredients which the Defendants assert are essential to the program at the
present time. The Court is of the opinion that the inadequacy of the notice
provided prior to the invocation of the diploma sanction, the objectives, and
the test is a violation of the due process clause.
Since the time of the release of the results of the first test,
remediation classes have been attempting to teach the skills. The effectiveness
of the remediation programs is somewhat in doubt at the present time because of
the failure of the state defendants to carry out equating studies. These
studies would have shown the relative degree of difficulty among the three
administrations of the functional literacy test. Based on the present evidence
it is impossible to determine whether the tests are becoming easier or whether
the remediation program is accomplishing its goal. In either event, large
numbers of students have not passed the functional literacy test. The evidence
indicates that the instruction of functional literacy skills to older students
is more difficult, particularly because the unidentified deficiencies of
earlier years have become ingrained. The expert testimony upon which the Court
has relied indicates that four to six years should intervene between the
announcement of the objectives and the implementation of the diploma sanction.
While the Court is loathe to interfere in the operations of the Florida public
schools, it is compelled to act because of its constitutional obligation. The
Defendants had other constitutionally acceptable alternatives such as phased
introduction of the objectives in all grades without the diploma sanction and
longer term remediation. The Court cannot help but focus on the fact that the
present Plaintiffs in all classes have been the victims of segregation, social
promotion and various other educational ills but have persisted and remained in
school and should not now, at this late date, be denied the diplomas they have
earned by mastery of the basic skills and completion of the minimum number of
academic credits.
The Defendants are concerned that the momentum, interest,
credibility, and support of Florida public education now present will be
undermined if the Court finds the test or the implementation schedule invalid.
The Defendants are further concerned that they will be without a sanction or
deterrent if the Court voids the linkage of the functional literacy test to the
diploma. While the denial of the diploma has a certain deterrent value, its
application in the instant case would be analogous to asserting that the
immediate and indefinite incarceration without a trial of an individual upon
the suspicion of the commission of a crime would have a deterrent effect on
other potential offenders. No doubt it would. But in our country, the
Constitution, including the due process clause, stands between the arbitrary
government action and the innocent individual. St. Ann v. Palisi, 495 F.2d 423
(5th Cir. 1974). The implementation schedule in effect relative to the
functional literacy testing program with the diploma sanction is fundamentally
unfair. The Court in Section VIII will discuss the nature and extent of
injunctive relief to be extended to all Plaintiffs.
VI
THIRD CLAIM
A. INTRODUCTION
The Plaintiffs in Classes B and C contend in their third claim
that the utilization of the SSAT II to classify and group students for
remediation pursuant to the Compensatory Education Act of 1977, Fla.Stat. s
236.088, perpetuates the effects of past purposeful discrimination and
resegregates them in violation of the Fourteenth Amendment, 42 U.S.C. s 2000d
and 20 U.S.C. s 1703. The Plaintiffs in these classes further assert that the
Defendants foresaw that a substantial number of black twelfth grade students would
fail the SSAT II and thus would be placed in compensatory education classes
with high proportions of black children and low proportions of white children.
B. RESEGREGATION
The evidence indicates that the compensatory education program for
those students who have failed the SSAT II is disproportionately composed of
black children. This is attributable to the fact that more black children have
failed the SSAT II than white children. The reason for this has been fully
explained elsewhere in this Opinion. Although the Court has found in a previous
section that the test is valid and reliable, at least for the purpose of
identifying certain skill deficiencies, it has also found that the test
perpetuates the effects of past purposeful discrimination. The final question,
one posed in McNeal, supra, and Gadsden County, supra, is whether the testing
program along with the compensatory education classes, although they cause
resegregation of certain classrooms, will remedy the present effects of past
discrimination through better educational opportunities.
In addressing this question, the Court must reflect upon the
evidence produced upon this issue. While the compensatory education
classification results in disproportionate numbers of black children being
placed in the classes, the evidence indicates that the pupil alignment in the
compensatory education programs is not static. The progression of students out
of the compensatory education program seems to be fluid and the increase in the
passage percentages evidence the efficacy of the program. Additionally, the
compensatory education program constitutes only at most two classes or hours
per day. The remainder of the school day is spent in regular classes which do
not contain this disproportionate racial composition. The defendants must be
constantly wary that the utilization of the SSAT I and II and the compensatory
education program do not isolate and stigmatize any children for longer than is
necessary to compensate for the identified deficits. Thus far the record is
clear that the purpose of the compensatory education program is to assist
students and not to resegregate them. The state's obligation to instruct and
remediate all students relative to the SSAT II skills has been commenced. The
results of the program are encouraging although serious questions concerning
equating are still unresolved. The legislature has given the program ample
financial support and hopefully it will do so in the future. By the end of the
Court's injunction, all students should be ready and able to compete on an
equal footing. Thus while the diploma sanction punishes those who suffered
under segregation, the compensatory education program assists him. The McNeal
rationale for permitting the program to exist, regardless of its disproportionate
racial composition has been satisfied as to the compensatory education facet,
but not by the diploma sanction. Accordingly, the Court finds that there has
been neither a constitutional nor a statutory violation because of the
utilization of the results of SSATII as a mechanism for remediation even if the
compensatory education classrooms are disproportionately black.
VII
CONCLUSION
In 1954 the Supreme Court recognized the essential role of public
education in our society.
Today, education is perhaps the most important function of state
and local governments. Compulsory school attendance laws and the great
expenditures for education both demonstrate our recognition of the importance
of education to our democratic society. It is required in the performance of
our most basic public responsibilities, even service in the armed forces. It is
the very foundation of good citizenship. Today it is a principal instrument in
awakening the child to cultural values, in preparing him for later professional
training, and in helping him to adjust normally to his environment. Brown v.
Board of Education, 347 U.S. 483, 493, 74 S.Ct. 686, 691, 98 L.Ed. 873 (1954).
Because of this seminal role, it is critical to Provide and
Administer education in a manner which comports with our historical and
constitutional notions of fairness and equality. Any deviation from this course
would seriously affect not only the individual student but our society as a
whole. The Court has herein noted several breaches of this fundamental responsibility
of government and has been compelled to act. The injunctive relief granted will
be of a limited duration, only that time necessary to purge the taint of past
segregation and inadequate notice. At the end of the injunctive period, the
state will be permitted to pursue its educational policies and goals free of
intervention.
VIII
DECLARATORY AND INJUNCTIVE RELIEF
Pursuant to the findings in Sections IV D. and V, the Court is of
the opinion that declaratory and injunctive relief are both appropriate and
proper in the present instance. In a separate Order the Court will declare that
Fla.Stat. s 232.246(1)(b) (1978 Supp.) is, as applied, in the present context a
violation of the equal protection and due process clauses of the Fourteenth
Amendment. 42 U.S.C. s 2000d, and 20
U.S.C. s 1703. The two remaining requirements for graduation found in Fla.Stat.
s 232.246(1)(a) and (c) (1978 Supp.) remain in full force and effect.
In light of the evidence relating to the necessary period of time
to orient the students and teachers to the new functional literacy objectives,
to insure instruction in the objectives, and to eliminate the taint on
educational development which accompanied segregation, the Court is of the
opinion that the state should be enjoined from requiring passage of the SSAT II
as a requirement for graduation for a period of four (4) years. In the school
term 1982‑1983, the state will be permitted to utilize the SSAT II as a
requirement for graduation. In the interim the SSAT II can be administered as
directed by the State DOE to assist in the identification and remediation of
the SSAT II skill objectives. The state Defendants will be permitted to retain
the SSAT II scores in a fashion consistent with the manner in which the state
retains other achievement test scores.
The Court is of the opinion that the present remediation program
is not constitutionally or statutorily invalid. The progress of students out of
the program and the limited duration of the daily instruction comports with
applicable standards.
DONE AND ORDERED in Chambers in Jacksonville, Florida this 12th
day of July, 1979.