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Connick v. Meyers, 103 S.Ct. 1684,
461 U.S. 138, 75 L.Ed.2d 708 (1983)
Supreme Court of the United States
Harry CONNICK, Individually and in His Capacity as District
Attorney, etc.,
Petitioner,
v.
Sheila MYERS.
No. 81‑1251.
Argued Nov. 8, 1982.
Decided April 20, 1983.
Syllabus [FN*]
FN* The syllabus constitutes no part of the opinion of the Court
but has been prepared by the Reporter of Decisions for the convenience of the
reader. See United States v. Detroit
Lumber Co., 200 U.S. 321, 337, 26 S.Ct. 282, 287, 50 L.Ed.2d 499.
Respondent was employed as an Assistant District Attorney in New
Orleans with the responsibility of trying criminal cases. When petitioner District Attorney proposed
to transfer respondent to prosecute cases in a different section of the
criminal court, she strongly opposed the transfer, expressing her view to
several of her supervisors, including petitioner. Shortly thereafter, she
prepared a questionnaire that she distributed to the other Assistant District
Attorneys in the office concerning office transfer policy, office morale, the
need for a grievance committee, the level of confidence in supervisors, and
whether employees felt pressured to work in political campaigns. Petitioner then informed respondent that
she was being terminated for refusal to accept the transfer, and also told her
that her distribution of the questionnaire was considered an act of
insubordination. Respondent filed suit in Federal District Court under 42
U.S.C. § 1983 (1976 ed., Supp. IV), alleging that she was wrongfully discharged
because she had exercised her constitutionally protected right of free
speech. The District Court agreed,
ordered her reinstated, and awarded backpay, damages, and attorney's fees. Finding that the questionnaire, not the
refusal to accept the transfer, was the real reason for respondent's
termination, the court held that the questionnaire involved matters of public
concern and that the State had not "clearly demonstrated" that the
questionnaire interfered with the operation of the District Attorney's
office. The Court of Appeals affirmed.
Held: Respondent's
discharge did not offend the First Amendment.
Pp. 1687‑ 1693.
(a) In determining a public employee's rights of free speech, the
problem is to arrive "at a balance between the interests of the
[employee], as a citizen, in commenting on matters of public concern and the
interest of the State, as an employer, in promoting the efficiency of the
public services it performs through its employees." Pickering v. Board of Education, 391 U.S.
563, 568, 88 S.Ct. 1731, 1734, 20 L.Ed.2d 811. P. 1687.
(b) When a public employee speaks not as a citizen upon matters of
public concern, but instead as an employee upon matters only of personal
interest, absent the most unusual circumstances, a federal court is not the
appropriate forum in which to review the wisdom of a personnel decision taken
by a public agency allegedly in reaction to the employee's behavior. Here,
except for the question in respondent's questionnaire regarding pressure upon
employees to work in political campaigns, the questions posed do not fall under
the rubric of matters of "public concern." Pp. 1687‑1691.
(c) The District Court erred in imposing an unduly onerous burden
on the State to justify respondent's discharge by requiring it to "clearly
demonstrate" that the speech involved "substantially interfered"
with the operation of the office. The
State's burden in justifying a particular discharge varies depending upon the
nature of the employee's expression.
P. 1691.
(d) The limited First Amendment interest involved here did not
require petitioner to tolerate action that he reasonably believed would disrupt
the office, undermine his authority, and destroy the close working
relationships within the office. The
question on the questionnaire regarding the level of confidence in supervisors
was a statement that carried the clear potential for undermining office
relations. Also, the fact that
respondent exercised her rights to speech at the office supports petitioner's
fears that the function of his office was endangered. And the fact that the questionnaire emerged immediately after a
dispute between respondent and petitioner and his deputies, requires that
additional weight be given to petitioner's view that respondent threatened his
authority to run the office. Pp. 1691‑1693.
654 F.2d 719 (CA5 1981), reversed.
William F. Wessel argued the cause for petitioner. With him on the brief was Victoria Lennox
Bartels.
George M. Strickler, Jr., argued the cause for respondent. With him on the brief were Ann Woolhandler
and Michael G. Collins.*
* Briefs of amici curiae urging affirmance were filed by Mark C.
Rosenblum, Nadine Strossen, and Charles S. Sims for the American Civil
Liberties Union et al.; and by Robert
H. Chanin, Laurence Gold, and Marsha S. Berzon for the National Education
Association et al.
Justice WHITE delivered the opinion of the Court.
In Pickering v. Board of Education, 391 U.S. 563, 88 S.Ct. 1731,
20 L.Ed.2d 811 (1968), we stated that a public employee does not relinquish
First Amendment rights to comment on matters of public interest by virtue of
government employment. We also
recognized that the State's interests as an employer in regulating the speech
of its employees "differ significantly from those it possesses in
connection with regulation of the speech of the citizenry in
general." Id., at 568, 88 S.Ct.,
at 1734. The problem, we thought, was
arriving "at a balance between the interests of the [employee], as a
citizen, in commenting upon matters of public concern and the interest of the
State, as an employer, in promoting the efficiency of the public services it
performs through its employees."
Ibid. We return to this problem
today and consider whether the First and Fourteenth Amendments prevent the
discharge of a state employee for circulating a questionnaire concerning
internal office affairs.
I
The respondent, Sheila Myers, was employed as an Assistant
District Attorney in New Orleans for five and a half years. She served at the pleasure of petitioner
Harry Connick, the District Attorney for Orleans Parish. During this period Myers competently
performed her responsibilities of trying criminal cases.
In the early part of October, 1980, Myers was informed that she would
be transferred to prosecute cases in a different section of the criminal court.
Myers was strongly opposed to the proposed transfer [FN1] and expressed her view to several of her supervisors,
including Connick. Despite her
objections, on October 6 Myers was notified that she was being
transferred. Myers again spoke with
Dennis Waldron, one of the first assistant district attorneys, expressing her
reluctance to accept the transfer. A
number of other office matters were discussed and Myers later testified that,
in response to Waldron's suggestion that her concerns were not shared by others
in the office, she informed him that she would do some research on the matter.
FN1. Myers' opposition was at least partially attributable to her
concern that a conflict of interest would have been created by the transfer
because of her participation in a counseling program for convicted defendants
released on probation in the section of the criminal court to which she was to
be assigned.
That night Myers prepared a questionnaire soliciting the views of
her fellow staff members concerning office transfer policy, office morale, the
need for a grievance committee, the level of confidence in supervisors, and
whether employees felt pressured to work in political campaigns. [FN2] Early the following morning, Myers typed and
copied the questionnaire. She also met
with Connick who urged her to accept the transfer. She said she would "consider" it. Connick then left the office. Myers then distributed the questionnaire to
15 assistant district attorneys.
Shortly after noon, Dennis Waldron learned that Myers was distributing
the survey. He immediately phoned
Connick and informed him that Myers was creating a "mini‑insurrection"
within the office. Connick returned to
the office and told Myers that she was being terminated because of her refusal
to accept the transfer. She was also
told that her distribution of the questionnaire was considered an act of
insubordination. Connick particularly
objected to the question which inquired whether employees "had confidence
in and would rely on the word" of various superiors in the office, and to
a question concerning pressure to work in political campaigns which he felt
would be damaging if discovered by the press.
FN2. The questionnaire is reproduced as Appendix A.
Myers filed suit under 42 U.S.C. § 1983, contending that her
employment was wrongfully terminated because she had exercised her
constitutionally‑protected right of free speech. The District Court agreed, ordered Myers
reinstated, and awarded backpay, damages, and attorney's fees. 507 F.Supp. 752 (E.D.La.1981). [FN3] The District Court found that although
Connick informed Myers that she was being fired because of her refusal to
accept a transfer, the facts showed that the questionnaire was the real reason
for her termination. The court then
proceeded to hold that Myers' questionnaire involved matters of public concern
and that the state had not "clearly demonstrated" that the survey
"substantially interfered" with the operations of the District
Attorney's office.
FN3. Petitioner has also objected to the assessment of damages as
being in violation of the Eleventh Amendment and to the award of attorney's
fees. Because of our disposition of the
case, we do not reach these questions.
Connick appealed to the United States Court of Appeals for the
Fifth Circuit, which affirmed on the basis of the District Court's
opinion. 654 F.2d 719 (1981). Connick then sought review in this Court by
way of certiorari, which we granted.
455 U.S. 999, 102 S.Ct. 1629, 71 L.Ed.2d 865 (1982).
II
For at least 15 years, it has been settled that a state cannot
condition public employment on a basis that infringes the employee's
constitutionally protected interest in freedom of expression. Keyishian v. Board of Regents, 385 U.S. 589,
605‑606, 87 S.Ct. 675, 684‑685, 17 L.Ed.2d 629 (1967); Pickering v. Board of Education, 391 U.S.
563, 88 S.Ct. 1731, 20 L.Ed.2d 811 (1968);
Perry v. Sindermann, 408 U.S. 593, 597, 92 S.Ct. 2694, 2697, 33 L.Ed.2d
570 (1972); Branti v. Finkel, 445 U.S.
507, 515‑516, 100 S.Ct. 1287, 1293, 63 L.Ed.2d 574 (1980). Our task, as we defined it in Pickering, is
to seek "a balance between the interests of the [employee], as a citizen,
in commenting upon matters of public concern and the interest of the State, as
an employer, in promoting the efficiency of the public services it performs
through its employees." 391 U.S.,
at 568, 88 S.Ct., at 1734. The
District Court, and thus the Court of Appeals as well, misapplied our decision
in Pickering and consequently, in our view, erred in striking the balance for
respondent.
A
The District Court got off on the wrong foot in this case by
initially finding that, "[t]aken as a whole, the issues presented in the
questionnaire relate to the effective functioning of the District Attorney's
Office and are matters of public importance and concern." 507 F.Supp., at 758. Connick contends at the outset that no
balancing of interests is required in this case because Myers' questionnaire
concerned only internal office matters and that such speech is not upon a
matter of "public concern," as the term was used in Pickering. Although we do not agree that Myers'
communication in this case was wholly without First Amendment protection, there
is much force to Connick's submission.
The repeated emphasis in Pickering on the right of a public employee
"as a citizen, in commenting upon matters of public concern," was not
accidental. This language, reiterated
in all of Pickering's progeny, [FN4] reflects both the historical evolvement of
the rights of public employees, and the common sense realization that
government offices could not function if every employment decision became a
constitutional matter. [FN5]
FN4. See Perry v. Sindermann, 408 U.S. 593, 598, 92 S.Ct. 2694,
2698, 33 L.Ed.2d 570 (1972); Mt.
Healthy City School Dist. Board of Ed. v. Doyle, 429 U.S. 274, 284, 97 S.Ct.
568, 574, 50 L.Ed.2d 471 (1977); Givhan v. Western Line Consolidated School
District, 439 U.S. 410, 414, 99 S.Ct. 693, 695, 58 L.Ed.2d 619 (1979).
FN5. The question of whether expression is of a kind that is of
legitimate concern to the public is also the standard in determining whether a
common‑law action for invasion of privacy is present. See Restatement (Second) of Torts, §
652D. See also Cox Broadcasting Co. v.
Cohn, 420 U.S. 469, 95 S.Ct. 1029, 43 L.Ed.2d 328 (1975) (action for invasion
of privacy cannot be maintained when the subject‑matter of the publicity
is matter of public record); Time, Inc.
v. Hill, 385 U.S. 374, 387‑388, 87 S.Ct. 534, 541‑542, 17 L.Ed.2d
456 (1967).
For most of this century, the unchallenged dogma was that a public
employee had no right to object to conditions placed upon the terms of
employment‑‑ including those which restricted the exercise of
constitutional rights. The classic
formulation of this position was Justice Holmes', who, when sitting on the
Supreme Judicial Court of Massachusetts, observed: "A policeman may have a constitutional right to talk
politics, but he has no constitutional right to be a policeman." McAuliffe v. Mayor of New Bedford, 155 Mass.
216, 220, 29 N.E. 517, 517 (1892). For
many years, Holmes' epigram expressed this Court's law. Adler v. Board of Education, 342 U.S. 485,
72 S.Ct. 380, 96 L.Ed. 517 (1952);
Garner v. Board of Public Works, 341 U.S. 716, 71 S.Ct. 909, 95 L.Ed. 1317
(1951); United Public Workers v.
Mitchell, 330 U.S. 75, 67 S.Ct. 556, 91 L.Ed. 754 (1947); United States v. Wurzbach, 280 U.S. 396, 50
S.Ct. 167, 74 L.Ed. 508 (1930); Ex
parte Curtis, 106 U.S. 371, 1 S.Ct. 381, 27 L.Ed. 232 (1882).
The Court cast new light on the matter in a series of cases
arising from the widespread efforts in the 1950s and early 1960s to require
public employees, particularly teachers, to swear oaths of loyalty to the state
and reveal the groups with which they associated. In Wiemann v. Updegraff, 344 U.S. 183, 73 S.Ct. 215, 97 L.Ed.
216 (1952), the Court held that a State could not require its employees to
establish their loyalty by extracting an oath denying past affiliation with
Communists. In Cafeteria Workers v.
McElroy, 367 U.S. 886, 81 S.Ct. 1743, 6 L.Ed.2d 1230 (1961), the Court
recognized that the government could not deny employment because of previous
membership in a particular party. See
also Shelton v. Tucker, 364 U.S. 479, 490, 81 S.Ct. 247, 253, 5 L.Ed.2d 231
(1960); Torcaso v. Watkins, 367 U.S.
488, 81 S.Ct. 1680, 6 L.Ed.2d 982 (1961);
Cramp v. Board of Public Instruction, 368 U.S. 278, 82 S.Ct. 275, 7
L.Ed.2d 285 (1961). By the time
Sherbert v. Verner, 374 U.S. 398, 83 S.Ct. 1790, 10 L.Ed.2d 965 (1963), was
decided, it was already "too late in the day to doubt that the liberties
of religion and expression may be infringed by the denial of or placing of
conditions upon a benefit or privilege."
Id., at 404, 83 S.Ct., at 1794.
It was therefore no surprise when in Keyishian v. Board of Regents, 385
U.S. 589, 87 S.Ct. 675, 17 L.Ed.2d 629 (1967), the Court invalidated New York
statutes barring employment on the basis of membership in
"subversive" organizations, observing that the theory that public
employment which may be denied altogether may be subjected to any conditions,
regardless of how unreasonable, had been uniformly rejected. Id., at 605‑606, 87 S.Ct., at 684‑685.
In all of these cases, the precedents in which Pickering is
rooted, the invalidated statutes and actions sought to suppress the rights of
public employees to participate in public affairs. The issue was whether government employees could be prevented or
"chilled" by the fear of discharge from joining political parties and
other associations that certain public officials might find
"subversive." The
explanation for the Constitution's special concern with threats to the right of
citizens to participate in political affairs is no mystery. The First Amendment "was fashioned to
assure unfettered interchange of ideas for the bringing about of political and
social changes desired by the people."
Roth v. United States, 354 U.S. 476, 484, 77 S.Ct. 1304, 1308, 1 L.Ed.2d
1498; New York Times Co. v. Sullivan,
376 U.S. 254, 269, 84 S.Ct. 710, 720, 11 L.Ed.2d 686 (1964). "[S]peech concerning public affairs is
more than self‑expression; it is
the essence of self‑ government."
Garrison v. Louisiana, 379 U.S. 64, 74‑75, 85 S.Ct. 209, 215‑
216, 13 L.Ed.2d 125 (1964).
Accordingly, the Court has frequently reaffirmed that speech on public
issues occupies the "highest rung of the heirarchy of First Amendment
values," and is entitled to special protection. NAACP v. Claiborne Hardware Co., ‑‑‑ U.S. ‑‑‑‑,
‑‑‑‑, 102 S.Ct. 3409, 3426, 73 L.Ed.2d 1215
(1982); Carey v. Brown, 447 U.S. 455,
467, 100 S.Ct. 2286, 2293, 65 L.Ed.2d 263 (1980).
Pickering v. Board of Education, supra, followed from this
understanding of the First Amendment.
In Pickering, the Court held impermissible under the First Amendment the
dismissal of a high school teacher for openly criticizing the Board of
Education on its allocation of school funds between athletics and education and
its methods of informing taxpayers about the need for additional revenue. Pickering's subject was "a matter of
legitimate public concern" upon which "free and open debate is vital
to informed decision‑making by the electorate." 391 U.S., at 571‑572, 88 S.Ct., at
1736.
Our cases following Pickering also involved safeguarding speech on
matters of public concern. The
controversy in Perry v. Sindermann, 408 U.S. 593, 92 S.Ct. 2694, 33 L.Ed.2d 570
(1972), arose from the failure to rehire a teacher in the state college system
who had testified before committees of the Texas legislature and had become
involved in public disagreement over whether the college should be elevated to
four‑year status‑‑a change opposed by the Regents. In Mt. Healthy City Board of Ed. v. Doyle,
429 U.S. 274, 97 S.Ct. 568, 50 L.Ed.2d 471 (1977), a public school teacher was
not rehired because, allegedly, he had relayed to a radio station the substance
of a memorandum relating to teacher dress and appearance that the school
principal had circulated to various teachers.
The memorandum was apparently prompted by the view of some in the
administration that there was a relationship between teacher appearance and
public support for bond issues, and indeed, the radio station promptly
announced the adoption of the dress code as a news item. Most recently, in Givhan v. Western Line
Consolidated School District, 439 U.S. 410, 99 S.Ct. 693, 58 L.Ed.2d 619
(1979), we held that First Amendment protection applies when a public employee
arranges to communicate privately with his employer rather than to express his
views publicly. Although the subject‑matter
of Mrs. Givhan's statements were not the issue before the Court, it is clear
that her statements concerning the school district's allegedly racially
discriminatory policies involved a matter of public concern.
Pickering, its antecedents and progeny, lead us to conclude that
if Myers' questionnaire cannot be fairly characterized as constituting speech
on a matter of public concern, it is unnecessary for us to scrutinize the
reasons for her discharge. [FN6] When
employee expression cannot be fairly considered as relating to any matter of
political, social, or other concern to the community, government officials
should enjoy wide latitude in managing their offices, without intrusive
oversight by the judiciary in the name of the First Amendment. Perhaps the government employer's dismissal
of the worker may not be fair, but ordinary dismissals from government service
which violate no fixed tenure or applicable statute or regulation are not
subject to judicial review even if the reasons for the dismissal are alleged to
be mistaken or unreasonable. Board of
Regents v. Roth, 408 U.S. 564, 92 S.Ct. 2701, 33 L.Ed.2d 548 (1972); Perry v. Sindermann, 408 U.S. 593, 92 S.Ct.
2694, 33 L.Ed.2d 570 (1972); Bishop v.
Wood, 426 U.S. 341, 349‑350, 96 S.Ct. 2074, 2079‑2080, 48 L.Ed.2d
684 (1976).
FN6. See, Clark v. Holmes, 474 F.2d 928 (CA7 1972) cert. denied,
411 U.S. 972, 93 S.Ct. 2148, 36 L.Ed.2d 695 (1973); Schmidt v. Fremont County School Dist., 558 F.2d 982, 984 (CA10
1977).
We do not suggest, however, that Myers' speech, even if not
touching upon a matter of public concern, is totally beyond the protection of
the First Amendment. "The First
Amendment does not protect speech and assembly only to the extent that it can
be characterized as political. 'Great
secular causes, with smaller ones, are guarded.' " United Mine Workers v. Illinois State Bar
Association, 389 U.S. 217, 223, 88 S.Ct. 353, 356, 19 L.Ed.2d 426 (1967),
quoting Thomas v. Collins, 323 U.S. 516, 531, 65 S.Ct. 315, 323, 89 L.Ed. 430
(1945). We in no sense suggest that
speech on private matters falls into one of the narrow and well‑defined
classes of expression which carries so little social value, such as obscenity,
that the state can prohibit and punish such expression by all persons in its
jurisdiction. See Chaplinsky v. New
Hampshire, 315 U.S. 568, 62 S.Ct. 766, 86 L.Ed. 1031 (1942); Roth v. United States, 354 U.S. 476, 77
S.Ct. 1304, 1 L.Ed.2d 1498 (1957); New
York v. Ferber, 458 U.S. 747, 102 S.Ct. 3348, 73 L.Ed.2d 1113 (1982). For example, an employee's false criticism
of his employer on grounds not of public concern may be cause for his discharge
but would be entitled to the same protection in a libel action accorded an
identical statement made by a man on the street. We hold only that when a public employee speaks not as a citizen
upon matters of public concern, but instead as an employee upon matters only of
personal interest, absent the most unusual circumstances, a federal court is
not the appropriate forum in which to review the wisdom of a personnel decision
taken by a public agency allegedly in reaction to the employee's behavior. Cf. Bishop v. Wood, 426 U.S. 341, 349‑350,
96 S.Ct. 2074, 2079‑2080, 48 L.Ed.2d 684 (1976). Our responsibility is to ensure that
citizens are not deprived of fundamental rights by virtue of working for the
government; this does not require a
grant of immunity for employee grievances not afforded by the First Amendment
to those who do not work for the state.
Whether an employee's speech addresses a matter of public concern
must be determined by the content, form, and context of a given statement, as
revealed by the whole record. [FN7] In
this case, with but one exception, the questions posed by Myers to her
coworkers do not fall under the rubric of matters of "public
concern." We view the questions
pertaining to the confidence and trust that Myers' coworkers possess in various
supervisors, the level of office morale, and the need for a grievance committee
as mere extensions of Myers' dispute over her transfer to another section of
the criminal court. Unlike the
dissent, post, at 1698, we do not believe these questions are of public import
in evaluating the performance of the District Attorney as an elected
official. Myers did not seek to inform
the public that the District Attorney's office was not discharging its governmental
responsibilities in the investigation and prosecution of criminal cases. Nor
did Myers seek to bring to light actual or potential wrongdoing or breach of
public trust on the part of Connick and others. Indeed, the questionnaire, if released to the public, would
convey no information at all other than the fact that a single employee is
upset with the status quo. While discipline and morale in the workplace are
related to an agency's efficient performance of its duties, the focus of Myers'
questions is not to evaluate the performance of the office but rather to gather
ammunition for another round of controversy with her superiors. These questions reflect one employee's
dissatisfaction with a transfer and an attempt to turn that displeasure into a
cause celebre. [FN8]
FN7. The inquiry into the protected status of speech is one of
law, not fact. See n. 10, infra.
FN8. This is not a case like Givhan, supra, where an employee
speaks out as a citizen on a matter of general concern, not tied to a personal
employment dispute, but arranges to do so privately. Mrs. Givhan's right to protest racial discrimination‑‑a
matter inherently of public concern‑‑is not forfeited by her choice
of a private forum. 439 U.S., at 415‑416,
99 S.Ct., at 696‑697. Here,
however, a questionnaire not otherwise of public concern does not attain that
status because its subject matter could, in different circumstances, have been
the topic of a communication to the public that might be of general
interest. The dissent's analysis of
whether discussions of office morale and discipline could be matters of public
concern is beside the point‑‑it does not answer whether this
questionnaire is such speech.
To presume that all matters which transpire within a government
office are of public concern would mean that virtually every remark‑‑and
certainly every criticism directed at a public official‑‑would
plant the seed of a constitutional case.
While as a matter of good judgment, public officials should be receptive
to constructive criticism offered by their employees, the First Amendment does
not require a public office to be run as a roundtable for employee complaints
over internal office affairs.
One question in Myers' questionnaire, however, does touch upon a
matter of public concern. Question 11
inquires if assistant district attorneys "ever feel pressured to work in
political campaigns on behalf of office supported candidates." We have recently noted that official
pressure upon employees to work for political candidates not of the worker's
own choice constitutes a coercion of belief in violation of fundamental
constitutional rights. Branti v. Finkel, 445 U.S. 507, 515‑516, 100 S.Ct.
1287, 1293, 63 L.Ed.2d 574 (1980);
Elrod v. Burns, 427 U.S. 347, 96 S.Ct. 2673, 49 L.Ed.2d 547 (1976). In addition, there is a demonstrated
interest in this country that government service should depend upon meritorious
performance rather than political service.
CSC v. Letter Carriers, 413 U.S. 548, 93 S.Ct. 2880, 37 L.Ed.2d 796
(1973); United Public Workers v.
Mitchell, 330 U.S. 75, 67 S.Ct. 556, 91 L.Ed. 754 (1947). Given this history, we believe it apparent
that the issue of whether assistant district attorneys are pressured to work in
political campaigns is a matter of interest to the community upon which it is
essential that public employees be able to speak out freely without fear of
retaliatory dismissal.
B
Because one of the questions in Myers' survey touched upon a
matter of public concern, and contributed to her discharge we must determine
whether Connick was justified in discharging Myers. Here the District Court again erred in imposing an unduly
onerous burden on the state to justify Myers' discharge. The District Court viewed the issue of
whether Myers' speech was upon a matter of "public concern" as a threshold
inquiry, after which it became the government's burden to "clearly
demonstrate" that the speech involved "substantially interfered"
with official responsibilities. Yet Pickering unmistakably states, and
respondent agrees [FN9], that the
state's burden in justifying a particular discharge varies depending upon the
nature of the employee's expression.
Although such particularized balancing is difficult, the courts must
reach the most appropriate possible balance of the competing interests. [FN10]
FN9. See Brief for Respondent 9 ("These factors, including
the degree of the 'importance' of plaintiff's speech, were proper
considerations to be weighed in the Pickering balance."); Tr. of Oral Arg. 30 (Counsel for
Respondent) ("I certainly would not disagree that the content of the
questionnaire, whether it affects a matter of great public concern or only a
very narrow internal matter, is a relevant circumstance to be weighed in the
Pickering analysis.")
FN10. "The Constitution has imposed upon this Court final
authority to determine the meaning and application of those words of that
instrument which require interpretation to resolve judicial issues. With that responsibility, we are compelled
to examine for ourselves the statements in issue and the circumstances under
which they are made to see whether or not they ... are of a character which the
principles of the First Amendment, as adopted by the Due Process Clause of the
Fourteenth Amendment, protect." Pennekamp v. Florida, 328 U.S. 331, 335,
66 S.Ct. 1029, 1031, 90 L.Ed. 1295 (1946) (footnote omitted).
Because of this obligation, we cannot "avoid making an
independent constitutional judgment on the facts of the case." Jacobellis v. Ohio, 378 U.S. 184, 190, 84
S.Ct. 1676, 1679, 12 L.Ed.2d 793 (1964) (Opinion of BRENNAN, J.). See Edwards v. South Carolina, 372 U.S.
229, 235, 83 S.Ct. 680, 683, 9 L.Ed.2d 697 (1963); New York Times v. Sullivan, 376 U.S. 254, 285, 84 S.Ct. 710, 728,
11 L.Ed.2d 686 (1964); NAACP v.
Claiborne Hardware Co., ‑‑‑ U.S. ‑‑‑‑,
‑‑‑‑, n. 50, 102 S.Ct. 3409, 3427, n. 50, 73 L.Ed.2d
1215 (1982).
C
The Pickering balance requires full consideration of the
government's interest in the effective and efficient fulfillment of its
responsibilities to the public. One
hundred years ago, the Court noted the government's legitimate purpose in
"promot[ing] efficiency and integrity in the discharge of official duties,
and to maintain proper discipline in the public service." Ex parte Curtis, 106 U.S. 371, 373, 1 S.Ct.
381, 384, 27 L.Ed. 232 (1882). As
Justice POWELL explained in his separate opinion in Arnett v. Kennedy, 416 U.S.
134, 168, 94 S.Ct. 1633, 1651, 40 L.Ed.2d 15 (1974):
"To this end, the Government, as an employer, must have wide
discretion and control over the management of its personnel and internal
affairs. This includes the prerogative
to remove employees whose conduct hinders efficient operation and to do so with
dispatch. Prolonged retention of a
disruptive or otherwise unsatisfactory employee can adversely affect discipline
and morale in the work place, foster disharmony, and ultimately impair the
efficiency of an office or agency."
We agree with the District Court that there is no demonstration
here that the questionnaire impeded Myers' ability to perform her
responsibilities. The District Court
was also correct to recognize that "it is important to the efficient and
successful operation of the District Attorney's office for Assistants to
maintain close working relationships with their superiors." 507 F.Supp.,
at 759. Connick's judgment, and
apparently also that of his first assistant Dennis Waldron, who characterized
Myers' actions as causing a "mini‑insurrection", was that
Myers' questionnaire was an act of insubordination which interfered with
working relationships. [FN11] When
close working relationships are essential to fulfilling public
responsibilities, a wide degree of deference to the employer's judgment is
appropriate. Furthermore, we do not
see the necessity for an employer to allow events to unfold to the extent that
the disruption of the office and the destruction of working relationships is
manifest before taking action. [FN12]
We caution that a stronger showing may be necessary if the employee's
speech more substantially involved matters of public concern.
FN11. Waldron testified that from what he had learned of the
events on October 7, Myers "was trying to stir up other people not to
accept the changes [transfers] that had been made on the memorandum and that
were to be implemented." App.
167. In his view, the questionnaire
was a "final act of defiance" and that, as a result of Myers' action,
"there were going to be some severe problems about the changes." Ibid.
Connick testified that he reached a similar conclusion after conducting
his own investigation. "After I
satisfied myself that not only wasn't she accepting the transfer but that she
was affirmatively opposing it and disrupting the routine of the office by this
questionnaire, I called her in ... [and dismissed her]." App. 130.
FN12. Cf. Perry Ed. Assn. v. Perry Local Ed. Assn., ‑‑‑
U.S. ‑‑‑‑, ‑‑‑‑, 103 S.Ct. 948,
957, 74 L.Ed.2d 794 (1983) (proof of future disruption not necessary to justify
denial of access to non‑public forum on grounds that the proposed use may
disrupt the property's intended function.);
Greer v. Spock, 424 U.S. 828, 96 S.Ct. 1211, 47 L.Ed.2d 505 (1976)
(same).
The District Court rejected Connick's position because
"unlike a statement of fact which might be deemed critical of one's
superiors, [Myers'] questionnaire was not a statement of fact, but the
presentation and solicitation of ideas and opinions," which are entitled
to greater constitutional protection because "under the First Amendment
there is no such thing as a false idea."
507 F.Supp., at 759. This
approach, while perhaps relevant in weighing the value of Myers' speech, bears
no logical relationship to the issue of whether the questionnaire undermined
office relationships. Questions, no
less than forcefully stated opinions and facts, carry messages and it requires
no unusual insight to conclude that the purpose, if not the likely result, of
the questionnaire is to seek to precipitate a vote of no confidence in Connick
and his supervisors. Thus, Question
10, which asked whether or not the Assistants had confidence in and relied on
the word of five named supervisors, is a statement that carries the clear
potential for undermining office relations.
Also relevant is the manner, time, and place in which the
questionnaire was distributed. As
noted in Givhan v. Western Line Consolidated School Dist., supra at 415, n. 4,
99 S.Ct., at 696, n. 4, "Private expression ... may in some situations
bring additional factors to the Pickering calculus. When a government employee personally confronts his immediate
superior, the employing agency's institutional efficiency may be threatened not
only by the content of the employee's message but also by the manner, time, and
place in which it is delivered."
Here the questionnaire was prepared, and distributed at the office; the manner of distribution required not only
Myers to leave her work but for others to do the same in order that the
questionnaire be completed. [FN13]
Although some latitude in when official work is performed is to be
allowed when professional employees are involved, and Myers did not violate announced
office policy [FN14], the fact that
Myers, unlike Pickering, exercised her rights to speech at the office supports
Connick's fears that the functioning of his office was endangered.
FN13. The record indicates that some, though not all, of the
questionnaires were distributed during lunch.
Employee speech which transpires entirely on the employee's own time,
and in non‑work areas of the office, bring different factors into the
Pickering calculus, and might lead to a different conclusion. Cf. NLRB v. Magnavox Co., 415 U.S. 322, 94
S.Ct. 1099, 39 L.Ed.2d 358 (1974).
FN14. The violation of such a rule would strengthen Connick's
position. See Mt. Healthy City Board of
Ed. v. Doyle, 429 U.S., at 284, 97 S.Ct., at 574.
Finally, the context in which the dispute arose is also
significant. This is not a case where
an employee, out of purely academic interest, circulated a questionnaire so as
to obtain useful research. Myers
acknowledges that it is no coincidence that the questionnaire followed upon the
heels of the transfer notice. When
employee speech concerning office policy arises from an employment dispute
concerning the very application of that policy to the speaker, additional
weight must be given to the supervisor's view that the employee has threatened
the authority of the employer to run the office. Although we accept the
District Court's factual finding that Myers' reluctance to accede to the
transfer order was not a sufficient cause in itself for her dismissal, and thus
does not constitute a sufficient defense under Mt. Healthy City Board of Ed. v.
Doyle, 429 U.S. 274, 97 S.Ct. 568, 50 L.Ed.2d 471 (1977), this does not render
irrelevant the fact that the questionnaire emerged after a persistent dispute
between Myers and Connick and his deputies over office transfer policy.
III
Myers' questionnaire touched upon matters of public concern in
only a most limited sense; her survey,
in our view, is most accurately characterized as an employee grievance
concerning internal office policy. The
limited First Amendment interest involved here does not require that Connick
tolerate action which he reasonably believed would disrupt the office,
undermine his authority, and destroy close working relationships. Myers' discharge therefore did not offend
the First Amendment. We reiterate,
however, the caveat we expressed in Pickering, supra, at 569, 88 S.Ct., at
1735: "Because of the enormous
variety of fact situations in which critical statements by ... public employees
may be thought by their superiors ... to furnish grounds for dismissal, we do
not deem it either appropriate or feasible to lay down a general standard
against which all such statements may be judged."
Our holding today is grounded in our long‑standing
recognition that the First Amendment's primary aim is the full protection of
speech upon issues of public concern, as well as the practical realities
involved in the administration of a government office. Although today the balance is struck for
the government, this is no defeat for the First Amendment. For it would indeed be a Pyrrhic victory
for the great principles of free expression if the Amendment's safeguarding of
a public employee's right, as a citizen, to participate in discussions concerning
public affairs were confused with the attempt to constitutionalize the employee
grievance that we see presented here.
The judgment of the Court of Appeals is
Reversed.
APPENDIX A
Questionnaire distributed by respondent on October 7, 1980
PLAINTIFF'S EXHIBIT 2, App. 191
Please take the few minutes it will require to fill this out. You can freely express your opinion WITH
ANONYMITY GUARANTEED.
* * *
1. How long have you been in the Office? ___________________________________
2. Were you moved as a
result of the recent transfers?
____________________
3. Were the transfers as
they effected [sic] you discussed with you by any superior prior to the notice
of them being posted?
___________________________
4. Do you think as a
matter of policy, they should have been?
_____________
5. From your experience,
do you feel office procedure regarding transfers has been fair?
_______________________________________________________________
6. Do you believe there is
a rumor mill active in the office?
_____________
7. If so, how do you think
it effects [sic] overall working performance of A.D.A. personnel?
____________________________________________________________
8. If so, how do you think
it effects [sic] office morale?
________________
9. Do you generally first
learn of office changes and developments through rumor?
_______________________________________________________________________
10. Do you have confidence
in and would you rely on the word of:
Bridget Bane
________________________________________________________________
Fred Harper
_________________________________________________________________
Lindsay Larson
______________________________________________________________
Joe Meyer
___________________________________________________________________
Dennis Waldron ______________________________________________________________
11. Do you ever feel
pressured to work in political campaigns on behalf of office supported
candidates?
_________________________________________________
12. Do you feel a
grievance committee would be a worthwhile addition to the office
structure?
____________________________________________________________
13. How would you rate
office morale?
_____________________________
14. Please feel free to
express any comments or feelings you have.
________
THANK YOU FOR YOUR COOPERATION IN THIS SURVEY.
Justice BRENNAN, with whom Justice MARSHALL, Justice BLACKMUN, and
Justice STEVENS join, dissenting.
Sheila Myers was discharged for circulating a questionnaire to her
fellow Assistant District Attorneys seeking information about the effect of
petitioner's personnel policies on employee morale and the overall work
performance of the District Attorney's Office. The Court concludes that her dismissal does not violate the
First Amendment, primarily because the questionnaire addresses matters that, in
the Court's view, are not of public concern.
It is hornbook law, however, that speech about "the manner in which
government is operated or should be operated" is an essential part of the
communications necessary for self‑governance the protection of which was
a central purpose of the First Amendment.
Mills v. Alabama, 384 U.S. 214, 218, 86 S.Ct. 1434, 1437, 16 L.Ed.2d 484
(1966). Because the questionnaire
addressed such matters and its distribution did not adversely affect the
operations of the District Attorney's Office or interfere with Myers' working
relationship with her fellow employees, I dissent.
I
The Court correctly reaffirms the long established principle that
the government may not constitutionally compel persons to relinquish their
First Amendment rights as a condition of public employment. E.g., Keyishian v. Board of Regents, 385
U.S. 589, 605‑606, 87 S.Ct. 675, 684‑685, 17 L.Ed.2d 629
(1967); Pickering v. Board of
Education, 391 U.S. 563, 568, 88 S.Ct. 1731, 1734, 20 L.Ed.2d 811 (1968); Perry v. Sindermann, 408 U.S. 593, 597, 92
S.Ct. 2694, 2697, 33 L.Ed.2d 570 (1972).
Pickering held that the First Amendment protects the rights of public
employees "as citizens to comment on matters of public interest" in
connection with the operation of the government agencies for which they
work. 391 U.S., at 568, 88 S.Ct., at 1734. We recognized, however, that the government
has legitimate interests in regulating the speech of its employees that differ significantly
from its interests in regulating the speech of people generally. Ibid.
We therefore held that the scope of public employees' First Amendment
rights must be determined by balancing "the interests of the [employee],
as a citizen, in commenting upon matters of public concern and the interest of
the State, as an employer, in promoting the efficiency of the public services
it performs through its employees."
Ibid.
The balancing test articulated in Pickering comes into play only
when a public employee's speech implicates the government's interests as an
employer. When public employees engage
in expression unrelated to their employment while away from the work place,
their First Amendment rights are, of course, no different from those of the
general public. See id., at 574, 88
S.Ct., at 1737. Thus, whether a public
employee's speech addresses a matter of public concern is relevant to the
constitutional inquiry only when the statements at issue‑‑by virtue
of their content or the context in which they were made‑‑may have
an adverse impact on the government's ability to perform its duties
efficiently. [FN1]
FN1. Although the Court's opinion states that "if Myers'
questionnaire cannot be fairly characterized as constituting speech on a matter
of public concern, it is unnecessary for us to scrutinize the reasons for her
discharge," ante, at 1689‑1690 (footnote omitted), I do not
understand it to imply that a governmental employee's First Amendment rights
outside the employment context are limited to speech on matters of public
concern. To the extent that the Court's
opinion may be read to suggest that the dismissal of a public employee for
speech unrelated to a subject of public interest does not implicate First
Amendment interests, I disagree, because our cases establish that public
employees enjoy the full range of
First Amendment rights guaranteed to members of the general public. Under the balancing test articulated in
Pickering, however, the government's burden to justify such a dismissal may be
lighter. See infra, at 1699, n. 4.
The Court's decision today is flawed in three respects. First, the Court distorts the balancing
analysis required under Pickering by suggesting that one factor, the context in
which a statement is made, is to be weighed twice‑‑first in
determining whether an employee's speech addresses a matter of public concern
and then in deciding whether the statement adversely affected the government's
interest as an employer. See ante, at
1690, 1693. Second, in concluding that
the effect of respondent's personnel policies on employee morale and the work
performance of the District Attorney's Office is not a matter of public
concern, the Court impermissibly narrows the class of subjects on which public
employees may speak out without fear of retaliatory dismissal. See ante, at 1690‑1691. Third, the Court misapplies the Pickering
balancing test in holding that Myers could constitutionally be dismissed for
circulating a questionnaire addressed to at least one subject that was "a
matter of interest to the community," ante, at 1691, in the absence of
evidence that her conduct disrupted the efficient functioning of the District
Attorney's Office.
II
The District Court summarized the contents of respondent's
questionnaire as follows:
"Plaintiff solicited the views of her fellow Assistant
District Attorneys on a number of issues, including office transfer policies
and the manner in which information of that nature was communicated within the
office. The questionnaire also sought
to determine the views of the Assistants regarding office morale, the need for
a grievance committee, and the level of confidence felt by the Assistants for
their supervisors. Finally, the
questionnaire inquired as to whether the Assistants felt pressured to work in
political campaigns on behalf of office‑supported candidates." 507 F.Supp., at 758.
After reviewing the evidence, the District Court found that
"[t]aken as a whole, the issues presented in the questionnaire relate to
the effective functioning of the District Attorney's Office and are matters of
public importance and concern."
Ibid. The Court of Appeals
affirmed on the basis of the District Court's findings and conclusions. App. to Pet. for Cert. A‑23. The Court nonetheless concludes that Myers'
questions about the effect of petitioner's personnel policies on employee
morale and overall work performance are not "of public import in
evaluating the performance of the District Attorney as an elected
official." Ante, at 1690. In so doing, it announces the following
standard: "Whether an employee's
statement addresses a matter of public concern must be determined by the
content, form and context of a given statement...." Ibid.
The standard announced by the Court suggests that the manner and
context in which a statement is made must be weighed on both sides of the
Pickering balance. It is beyond
dispute that how and where a public employee expresses his views are relevant
in the second half of the Pickering inquiry‑‑ determining whether
the employee's speech adversely affects the government's interests as an
employer. The Court explicitly
acknowledged this in Givhan v. Western Line Consolidated School District, 439
U.S. 410, 99 S.Ct. 693, 58 L.Ed.2d 619 (1979), where we stated that when a
public employee speaks privately to a supervisor, "the employing agency's
institutional efficiency may be threatened not only by the content of the ...
message but also by the manner, time, and place in which it is
delivered." Id., at 415, n. 4, 99
S.Ct., at 696, n. 4. But the fact that
a public employee has chosen to express his views in private has nothing
whatsoever to do with the first half of the Pickering calculus‑‑whether
those views relate to a matter of public concern. This conclusion is implicit in Givhan's holding that the freedom
of speech guaranteed by the First Amendment is not "lost to the public
employee who arranges to communicate privately with his employer rather than to
spread his views before the public."
Id., at 415‑416, 99 S.Ct., at 696‑697.
The Court seeks to distinguish Givhan on the ground that speech
protesting racial discrimination is "inherently of public
concern." Ante, at 1691, n.
8. In so doing, it suggests that there
are two classes of speech of public concern:
statements "of public import" because of their content, form
and context, and statements that, by virtue of their subject matter, are
"inherently of public concern."
In my view, however, whether a particular statement by a public employee
is addressed to a subject of public concern does not depend on where it was
said or why. The First Amendment
affords special protection to speech that may inform public debate about how
our society is to be governed‑‑regardless of whether it actually
becomes the subject of a public controversy. [FN2]
FN2. Although the parties offered no evidence on whether the
subjects addressed by the questionnaire were, in fact, matters of public
concern, extensive local press coverage shows that the issues involved are of
interest to the people of Orleans Parish.
Shortly after the District Court took the case under advisement, a major
daily newspaper in New Orleans carried a seven‑paragraph story describing
the questionnaire, the events leading to Myers' dismissal, and
the filing of this action. The Times
Picayune/The States Item, Dec. 6, 1980, section 1, p. 21, col. 1. The same
newspaper also carried a sixteen‑paragraph story when the District Court
ruled in Myers' favor, Feb. 11, 1981, section 1, p. 15, col. 2; a nine‑paragraph story when the Court
of Appeals affirmed the District Court's decision, July 28, 1981, section 1, p.
11, col. 1; a twelve‑ paragraph
story when this Court granted Connick's petition for certiorari, March 9, 1982,
section 1, p. 15, col. 5.; and a
seventeen‑paragraph story when we heard oral argument, Nov. 9, 1982,
section 1, p. 13, col. 5. In addition, matters affecting the internal
operations of the Orleans Parish District Attorney's Office often receive
extensive coverage in the same newspaper.
For example, The Times Picayune/The States Item carried a lengthy story
reporting that the agency moved to "plush new offices," and
describing in detail the "privacy problem" faced by Assistant
District Attorneys because the Office was unable to obtain modular furniture
with which to partition its new space.
January 25, 1981, section 8, p. 13, col. 1. It also carried a sixteen‑paragraph story when a committee
of the Louisiana State Senate voted to prohibit petitioner from retaining a
public relations specialist. July 9,
1982, section 1, p. 14, col. 1.
In light of the public's interest in the operations of the
District Attorney's Office in
general, and in the dispute between the parties in particular, it is quite
possible that, contrary to Court's view, ante, at 1690‑1691, Myers'
comments concerning morale and working conditions in the Office would actually
have engaged the public's attention had she stated them publicly. Moreover, as a general matter, the media
frequently carry news stories reporting that personnel policies in effect at a
government agency have resulted in declining employee morale and deteriorating
agency performance.
"[S]peech concerning public affairs is more than self‑expression; it is the essence of self‑government." Garrison v. Louisiana, 379 U.S. 64, 74‑75,
85 S.Ct. 209, 215‑216, 13 L.Ed.2d 125 (1965). "The maintenance of the opportunity for free political
discussion to the end that the government may be responsive to the will of the
people and that changes may be obtained by lawful means, an opportunity
essential to the security of the Republic, is a fundamental principle of our
constitutional system." Stromberg
v. California, 283 U.S. 359, 369, 51 S.Ct. 532, 536, 75 L.Ed. 1117 (1931).
We have long recognized that one of the central purposes of the
First Amendment's guarantee of freedom of expression is to protect the
dissemination of information on the basis of which members of our society may
make reasoned decisions about the government.
Mills v. Alabama, 384 U.S., at 218‑219, 86 S.Ct., at 1436‑1437; New York Times Co. v. Sullivan, 376 U.S.
254, 269‑270, 84 S.Ct. 710, 720, 11 L.Ed.2d 686 (1964). See A. Mieklejohn, Free Speech and Its
Relation to Self‑Government 22‑27 (1948). "No aspect of that constitutional guarantee is more rightly
treasured than its protection of the ability of our people through free and
open debate to consider and resolve their own destiny." Saxbe v. Washington Post Co., 417 U.S. 843,
862, 94 S.Ct. 2811, 2821, 41 L.Ed.2d 514 (1974) (POWELL, J., dissenting).
Unconstrained discussion concerning the manner in which the
government performs its duties is an essential element of the public discourse
necessary to informed self‑government.
"Whatever differences may exist about interpretations of the
First Amendment, there is practically universal agreement that a major purpose
of that Amendment was the free discussion of governmental affairs. This of course includes discussions of
candidates, structures and forms of government, the manner in which government
is operated or should be operated, and all such matters relating to political
processes." Mills v. Alabama,
supra, at 218‑ 219, 86 S.Ct., at 1436‑1437 (emphasis added).
The constitutionally protected right to speak out on governmental
affairs would be meaningless if it did not extend to statements expressing
criticism of governmental officials.
In New York Times Co. v. Sullivan, supra, we held that the Constitution
prohibits an award of damages in a libel action brought by a public official
for criticism of his official conduct absent a showing that the false
statements at issue were made with "actual malice." 384 U.S., at 279‑280, 84 S.Ct., at 725‑726. We stated there that the First Amendment
expresses "a profound national commitment to the principle that debate on
public issues should be uninhibited, robust, and wide‑ open, and that it
may well include vehement, caustic, and sometimes unpleasantly sharp attacks on
government and public officials."
Id., at 270, 84 S.Ct., at 720.
See Garrison v. Louisiana, 379 U.S., at 76, 85 S.Ct., at 216.
In Pickering we held that the First Amendment affords similar
protection to critical statements by a public school teacher directed at the
Board of Education for whom he worked.
391 U.S., at 574, 88 S.Ct., at 1737.
In so doing, we recognized that "free and open debate" about
the operation of public schools "is vital to informed decision‑making
by the electorate." Id., at 571‑572,
88 S.Ct., at 1736. We also
acknowledged the importance of allowing teachers to speak out on schoolmatters.
"Teachers are, as a class, the members of a community most
likely to have informed and definite opinions as to how funds allocated to the
operation of the schools should be spent.
Accordingly, it is essential that they be able to speak out freely on
such matters without fear of retaliatory dismissal." Id., at 572, 88
S.Ct., at 1736.
See also Arnett v. Kennedy, 416 U.S. 134, 228, 94 S.Ct. 1633,
1680, 40 L.Ed.2d 15 (1974) (MARSHALL, J., dissenting) (describing "[t]he
importance of Government employees being assured of their right to freely
comment on the conduct of Government, to inform the public of abuses of power
and of the misconduct of their superiors ...").
Applying these principles, I would hold that Myers' questionnaire
addressed matters of public concern because it discussed subjects that could
reasonably be expected to be of interest to persons seeking to develop informed
opinions about the manner in which the Orleans Parish District Attorney, an
elected official charged with managing a vital governmental agency, discharges
his responsibilities. The
questionnaire sought primarily to obtain information about the impact of the
recent transfers on morale in the District Attorney's Office. It is beyond doubt that personnel decisions
that adversely affect discipline and morale may ultimately impair an agency's
efficient performance of its duties.
See Arnett v. Kennedy, supra, at 168, 94 S.Ct., at 1651 (Opinion of
POWELL, J.). Because I believe the
First Amendment protects the right of public employees to discuss such matters
so that the public may be better informed about how their elected officials
fulfill their responsibilities, I would affirm the District Court's conclusion
that the questionnaire related to matters of public importance and concern.
The Court's adoption of a far narrower conception of what subjects
are of public concern seems prompted by its fears that a broader view
"would mean that virtually every remark‑‑and certainly every
criticism directed at a public official‑‑would plant the seed of a
constitutional case." Ante, at
1691. Obviously, not every remark directed at a public official by a public
employee is protected by the First Amendment
[FN3]. But deciding whether a
particular matter is of public concern is an inquiry that, by its very nature,
is a sensitive one for judges charged with interpreting a constitutional
provision intended to put "the decision as to what views shall be voiced
largely into the hands of each of us...."
Cohen v. California, 403 U.S. 15, 24, 91 S.Ct. 1780, 1788, 29 L.Ed.2d
284 (1971). [FN4] The Court recognized
the sensitive nature of this determination in Gertz v. Robert Welch, Inc., 418
U.S. 323, 94 S.Ct. 2997, 41 L.Ed.2d 789 (1974), which held that the scope of
the constitutional privilege in defamation cases turns on whether or not the
plaintiff is a public figure, not on whether the statements at issue address a
subject of public concern. In so
doing, the Court referred to the "difficulty of forcing state and federal
judges to decide on an ad hoc basis which publications address issues of
'general or public interest' and which do not," and expressed "doubt
[about] the wisdom of committing this task to the conscience of judges." Id., at 346, 94 S.Ct., at 3010. See also Rosenbloom v. Metromedia, Inc.,
403 U.S. 29, 79, 91 S.Ct. 1811, 1837, 29 L.Ed.2d 296 (1971) (MARSHALL, J.,
dissenting). In making such a delicate
inquiry, we must bear in mind that "the citizenry is the final judge of
the proper conduct of public business."
Cox Broadcasting Corp. v. Cohn, 420 U.S. 469, 495, 95 S.Ct. 1029, 1046,
43 L.Ed.2d 328 (1975).
FN3. Perhaps the simplest example of a statement by a public
employee that would not be protected by the First Amendment would be answering
"No" to a request that the employee perform a lawful task within the
scope of his duties. Although such a
refusal is "speech," which implicates First Amendment interests, it
is also insubordination, and as such it may serve as the basis for a lawful
dismissal.
FN4. Indeed, it has been suggested that "a classification
that bases the right to First Amendment protection on some estimate of how much
general interest there is in the communication is surely in conflict with the
whole idea of the First Amendment."
T. Emerson, The System of Freedom of Expression 554 (1970). The degree to which speech is of interest
to the public may be relevant in determining whether a public employer may
constitutionally be required to tolerate some degree of disruption resulting
from its utterance. See ante, at 1692‑1693. In general, however, whether a government
employee's speech is of "public concern" must be determined by
reference to the broad conception of the First Amendment's guarantee of freedom
of speech found necessary by the Framers "to supply the public need for
information and education with respect to the significant issues of the
times.... Freedom of discussion, if it
would fill its historic function in this nation, must embrace all issues about which
information is needed or appropriate to enable the members of society to cope
with the exigencies of their period."
Thornhill v. Alabama, 310 U.S. 88, 102, 60 S.Ct. 736, 744, 84 L.Ed. 1093
(1940) (footnote omitted).
See Wood v. Georgia, 370 U.S. 375, 388, 82 S.Ct. 1364, 1371, 8
L.Ed.2d 569 (1962).
The Court's decision ignores these precepts. Based on its own narrow conception of which
matters are of public concern, the Court implicitly determines that information
concerning employee morale at an important government office will not inform
public debate. To the contrary, the
First Amendment protects the dissemination of such information so that the
people, not the courts, may evaluate its usefulness. The proper means to ensure that the courts are not swamped with
routine employee grievances mischaracterized as First Amendment cases is not to
restrict artificially the concept of "public concern," but to require
that adequate weight be given to the public's important interests in the
efficient performance of governmental functions and in preserving employee
discipline and harmony sufficient to achieve that end. See part III, infra.
[FN5]
FN5. The Court's narrow conception of which matters are of public
interest is also inconsistent with the broad view of that concept articulated
in our cases dealing with the constitutional limits on liability for invasion
of privacy. In Time, Inc. v. Hill, 385
U.S. 374, 87 S.Ct. 534, 17 L.Ed.2d 456 (1967), we held that a defendant may not
constitutionally be held liable for an invasion of privacy resulting from the
publication of a false or misleading report of "matters of public
interest" in the absence of proof that the report was published with
knowledge of its falsity or reckless disregard for its truth. Id., at 389‑391, 87 S.Ct., at 542‑543. In that action, Hill had sought damages
resulting from the publication of an allegedly false report that a new play
portrayed the experience of him and his family when they were held
hostage in their home in a publicized incident years earlier. We entertained "no doubt that ... the
opening of a new play linked to an actual incident is a matter of public
interest." Id., at 388, 87 S.Ct.,
at 542. See also Cox Broadcasting Co.
v. Cohn, 420 U.S. 469, 95 S.Ct. 1029, 43 L.Ed.2d 328 (1975) (holding that a
radio station could not constitutionally be held liable for broadcasting the
name of a rape victim, because the victim's name was contained in public
records). Our discussion in Time, Inc.
v. Hill of the breadth of the First Amendment's protections is directly
relevant here: "The guarantees of speech and press are not the preserve of
political expression or comment uponpublic affairs, essential as those are to
healthy government. One need only pick
up any newspaper to comprehend the vast range of published matter which exposes
persons to public view, both private citizens and public officials.... 'Freedom of discussion, if it would fulfill
its historic function in this nation, must embrace all issues about which information
is needed to cope with the exigencies of their period.' Thornhill v. Alabama, 310 U.S. 88, 102 [60
S.Ct. 736, 744, 84 L.Ed. 1093]. 'No
suggestion can be found in the Constitution that the freedom there guaranteed
for speech and the press bears an inverse ratio to the timeliness and
the importance of the ideas seeking expression.' Bridges v. California, 314 U.S. 252, 269 [62 S.Ct. 190, 196, 86
L.Ed. 192]." 385 U.S., at 388, 87
S.Ct., at 542. The quoted passage makes clear that, contrary to the Court's
view, ante, at 1688, n. 5, the subjects touched upon in respondent's
questionnaire fall within the broad conception of "matters of public
interest" that defines the scope of the constitutional privilege in
invasion of privacy cases. See Restatement (Second) of Torts § 652D, comment j
(1977):
"The scope of a matter of legitimate concern to the public is
not limited to 'news,' in the sense of reports of current events or
activities. It extends also to the use
of names, likenesses or facts in giving information to the public for purposes
of education, amusement or enlightenment, when the public may reasonably be
expected to have a legitimate interest in what is published."
III
Although the Court finds most of Myers' questionnaire unrelated to
matters of public interest, it does hold that one question‑‑asking
whether Assistants felt pressured to work in political campaigns on behalf of
office‑supported candidates‑‑addressed a matter of public
importance and concern. The Court also
recognizes that this determination of public interest must weigh heavily in the
balancing of competing interests required by Pickering. Having gone that far however, the Court
misapplies the Pickering test and holds‑‑against our previous
authorities‑‑that a public employer's mere apprehension that speech
will be disruptive justifies suppression of that speech when all the objective
evidence suggests that those fears are essentially unfounded.
Pickering recognized the difficulty of articulating "a
general standard against which all ... statements may be judged," 391
U.S., at 569, 88 S.Ct., at 1735; it
did, however, identify a number of factors that may affect the balance in
particular cases. Those relevant here
are whether the statements are directed to persons with whom the speaker
"would normally be in contact in the course of his daily work"; whether they had an adverse effect on
"discipline by intermediate supervisors or harmony among
coworkers"; whether the employment
relationship in question is "the kind ... for which it can persuasively be
claimed that personal loyalty and confidence are necessary to their proper
functioning"; and whether the
statements "have in any way impeded [the employee's] proper performance of
his daily duties ... or ... interfered with the regular operations of the
[office]." Id., at 568‑573,
88 S.Ct., at 1734‑1737. In
addition, in Givhan, we recognized that when the statements in question are
made in private to an employee's immediate supervisor, "the employing
agency's institutional efficiency may be threatened not only by the content of
the ... message but also by the manner, time, and place in which it is
delivered." 439 U.S., at 415, n.
4, 99 S.Ct., at 696, n. 4. See ante,
at 1687‑2688.
The District Court weighed all of the relevant factors identified
by our cases. It found that petitioner
failed to establish that Myers violated either a duty of confidentiality or an
office policy. 507 F.Supp., at 758‑
759. Noting that most of the
questionnaires were distributed during lunch, it rejected the contention that
the distribution of the questionnaire impeded Myers' performance of her duties,
and it concluded that "Connick has not shown any evidence to indicate that
the plaintiff's work performance was adversely affected by her
expression." Id., at 754‑755,
759 (emphasis supplied).
The Court accepts all of these findings. See ante, at 1692. It
concludes, however, that the District Court failed to give adequate weight to
the context in which the questionnaires were distributed and to the need to
maintain close working relationships in the District Attorney's Office. In particular, the Court suggests the
District Court failed to give sufficient weight to the disruptive potential of
Question 10, which asked whether the Assistants had confidence in the word of
five named supervisors. Ante, at
1693. The District Court, however,
explicitly recognized that this was petitioner's "most forceful
argument"; but after hearing the
testimony of four of the five supervisors named in the question, it found that
the question had no adverse effect on Myers' relationship with her
superiors. 507 F.Supp., at 759.
To this the Court responds that an employer need not wait until
the destruction of working relationships is manifest before taking action. In the face of the District Court's finding
that the circulation of the questionnaire had no disruptive effect, the Court
holds that respondent may be dismissed because petitioner "reasonably
believed [the action] would disrupt the office, undermine his authority and
destroy close working relationships."
Ante, at 1694. Even though the
District Court found that the distribution of the questionnaire did not impair
Myers' working relationship with her supervisors, the Court bows to
petitioner's judgment because "[w]hen close working relationships are
essential to fulfilling public responsibilities, a wide degree of deference to
the employer's judgment is appropriate."
Ante, at 1692.
Such extreme deference to the employer's judgment is not appropriate
when public employees voice critical views concerning the operations of the
agency for which they work. Although
an employer's determination that an employee's statements have undermined
essential working relationships must be carefully weighed in the Pickering
balance, we must bear in mind that "the threat of dismissal from public
employment is ... a potent means of inhibiting speech." Pickering, supra,
at 574, 88 S.Ct., at 1737. See
Keyishian v. Board of Regents, supra, 385 U.S., at 604, 87 S.Ct., at 684. If the employer's judgment is to be
controlling, public employees will not speak out when what they have to say is
critical of their supervisors. In
order to protect public employees' First Amendment right to voice critical
views on issues of public importance, the courts must make their own appraisal
of the effects of the speech in question.
In this regard, our decision in Tinker v. Des Moines Independent
Community School District, 393 U.S. 503, 89 S.Ct. 733, 21 L.Ed.2d 731 (1969),
is controlling. Tinker arose in a
public school, a context similar to the one in which the present case arose in
that the determination of the scope of the Constitution's guarantee of freedom
of speech required consideration of the "special characteristics of the
... environment" in which the expression took place. See id., at 506, 89 S.Ct., at 736. At issue was whether public high school
students could constitutionally be prohibited from wearing black armbands in
school to express their opposition to the Vietnam conflict. The District Court had ruled that such a
ban "was reasonable because it was based on [school officials'] fear of a
disturbance from the wearing of armbands." Id., at 508, 89 S.Ct., at 737.
We found that justification inadequate, because "in our system,
undifferentiated fear or apprehension of a disturbance is not enough to overcome
the right to freedom of expression."
Ibid. We concluded:
"In order for the State ... to justify prohibition of a
particular expression of opinion, it must be able to show that its action was
caused by something more than a mere desire to avoid the discomfort and
unpleasantness that always accompany an unpopular viewpoint. Certainly where there is no finding and no
showing that engaging in the forbidden conduct would "materially and
substantially interfere with the requirements of appropriate discipline in the
operation of the school," the prohibition cannot be sustained." Id., at 509, 89 S.Ct., at 738 (emphasis
supplied) (quoting Burnside v. Byars, 363 F.2d 744, 749 (CA5 1966)).
Because the speech at issue addressed matters of public
importance, a similar standard should be applied here. After reviewing the evidence, the District
Court found that "it cannot be said that the defendant's interest in
promoting the efficiency of the public services performed through his employees
was either adversely affected or substantially impeded by plaintiff's
distribution of the questionnaire."
507 F.Supp., at 759. Based on
these findings the District Court concluded that the circulation of the
questionnaire was protected by the First Amendment. The District Court applied the proper legal standard and reached
an acceptable accommodation between the competing interests. I would affirm its decision and the
judgment of the Court of Appeals.
IV
The Court's decision today inevitably will deter public employees
from making critical statements about the manner in which government agencies
are operated for fear that doing so will provoke their dismissal. As a result, the public will be deprived of
valuable information with which to evaluate the performance of elected
officials. Because protecting the
dissemination of such information is an essential function of the First Amendment,
I dissent.