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Board of Education of the Hendrick Hudson Central School District v. Rowley, 102 S.Ct. 3034, 458 U.S. 176, 73 L.Ed.2d 690 (1982)
Supreme Court of the United States
BOARD OF EDUCATION OF the
HENDRICK HUDSON CENTRAL SCHOOL DISTRICT, WESTCHESTER
COUNTY, et al., Petitioners
v.
Amy ROWLEY, by her parents and
natural guardians, Clifford and Nancy Rowley
etc.
No. 80‑1002.
Argued March 23, 1982.
Decided June 28, 1982.
Petition for writ of certiorari was filed seeking review of a
decision of the United States Court of Appeals for the Second Circuit, 632 F.2d
945, which affirmed a decision of the United States District Court for the
Southern District of New York, Vincent L. Broderick, J., 483 F.Supp. 528, 483
F.Supp. 536, denying motion by Commissioner of Education of New York to dismiss
for lack of jurisdiction and directing appellants to provide a sign‑language
interpreter in the classroom of appellee, an eight‑year‑old deaf
child. The Supreme Court, Justice
Rehnquist, held that: (1) Education for
All Handicapped Children Act's requirement of a "free appropriate public
education" is satisfied when state provides personalized instruction with
sufficient support services to permit the handicapped child to benefit
educationally from that instruction;
(2) Education for All Handicapped Children Act's requirement of a
"free appropriate public education" did not require state to maximize
potential of each handicapped child commensurate with opportunity provided
nonhandicapped children; and (3) in
light of finding that deaf child, who performed better than average child in
her class and was advancing easily from grade to grade, was receiving
personalized instruction and related services calculated by school
administrators to meet her educational needs, Act did not require provision of
a sign‑language interpreter for the deaf child.
Reversed and remanded.
Justice Blackmun filed separate opinion concurring in the
judgment.
Justice White filed dissenting opinion in which Justice Brennan
and Justice Marshall joined.
West Headnotes
Schools k148(2.1)
345k148(2.1)
(Formerly
345k148(2), 345k148)
Education for All Handicapped Children Act's
requirement of "free appropriate public education" is satisfied when
state provides personalized instruction with sufficient support services to
permit handicapped child to benefit educationally from that instruction; such instruction and services must be
provided at public expense, must meet state's educational standards, must
approximate grade levels used in state's regular education, and must comport
with child's individualized educational plan, as formulated in accordance with
Act's requirements, and if child is being educated in regular classrooms, the
individualized educational plan should be reasonably calculated to enable child
to achieve passing marks and advance from grade to grade. Education of the
Handicapped Act, § 612(1) as amended 20 U.S.C.A. § 1412(1).
Schools
k148(2.1)
345k148(2.1)
(Formerly
345k148(2), 345k148)
Education for All Handicapped Children Act's
requirement of a "free appropriate public education" did not require
state to maximize potential of handicapped child commensurate with opportunity
provided nonhandicapped child.
Education of the Handicapped Act, § 612(1) as amended 20 U.S.C.A. §
1412(1).
Schools k155.5(2.1)
345k155.5(2.1)
(Formerly
345k155.5(2), 345k148)
In suits brought under Education for All
Handicapped Children Act's judicial‑ review provisions, a court must
first determine whetherstate has complied with statutory procedures, and must
then determine whether individualized program developed through such procedures
is reasonably calculated to enable child to receive educational benefits and if
those requirements are met, state has complied with obligations imposed by
Congress and courts can require no more. Education of the Handicapped Act, §
615 as amended 20 U.S.C.A. § 1415.
Schools
k155.5(2.1)
345k155.5(2.1)
(Formerly
345k155.5(2), 345k148)
In assuring that requirements of Education for All
Handicapped Children Act have been met, courts must be careful to avoid
imposing their view of preferable educational methods upon states. Education of the Handicapped Act, § 612(1)
as amended 20 U.S.C.A. § 1412(1).
Schools
k148(2.1)
345k148(2.1)
(Formerly
345k148(2), 345k148)
In light of finding that deaf child, who performed
better than average child in her class and was advancing easily from grade to
grade, was receiving an adequate education and fact that deaf child was
receiving personalized instruction and related services calculated by school administrators
to meet her educational needs, Education for All Handicapped Children Act did
not require provision of a sign‑language interpreter for deaf child. Education of the Handicapped Act, § 612(1)
as amended 20 U.S.C.A. § 1412(1).
Syllabus [FN*]
FN* The syllabus constitutes no part of
the opinion of the Court but has been prepared by the Reporter of Decisions for
the convenience of the reader. See
United States v. Detroit Lumber Co., 200 U.S. 321, 337, 26 S.Ct. 282, 287, 50
L.Ed. 499.
The Education of the Handicapped Act (Act) provides federal money
to assist state and local agencies in educating handicapped children. To qualify for federal assistance, a State
must demonstrate, through a detailed plan submitted for federal approval, that
it has in effect a policy that assures all handicapped children the right to a
"free appropriate public education," which policy must be tailored to
the unique needs of the handicapped child by means of an "individualized
educational program" (IEP). The
IEP must be prepared (and reviewed at least annually) by school officials with
participation by the child's parents or guardian. The Act also requires that a participating State provide
specified administrative procedures by which the child's parents or guardian
may challenge any change in the evaluation and education of the child. Any party aggrieved by the state
administrative decisions is authorized to bring a civil action in either a
state court or a federal district court.
Respondents‑‑a child with only minimal residual hearing who
had been furnished by school authorities with a special hearing aid for use in
the classroom and who was to receive additional instruction from tutors, and
the child's parents‑‑filed suit in Federal District Court to review
New York administrative proceedings that had upheld the school administrators'
denial of the parents' request that the child also be provided a qualified sign‑language
interpreter in all of her academic classes.
Entering judgment for respondents, the District Court found that
although the child performed better than the average child in her class and was
advancing easily from grade to grade, she was not performing as well
academically as she would without her handicap. Because of this disparity between the child's achievement and
her potential, the court held that she was not receiving a "free
appropriate public education," which the court defined as "an
opportunity to achieve [her] full potential commensurate with the opportunity
provided to other children." The
Court of Appeals affirmed.
Held:
1. The Act's requirement of a "free
appropriate public education" is satisfied when the State provides
personalized instruction with sufficient support services to permit the
handicapped child to benefit educationally from that instruction. Such instruction and services must be
provided at public expense, must meet the State's educational standards, must
approximate grade levels used in the State's regular education, and must
comport with the child's IEP, as formulated in accordance with the Act's
requirements. If the child is being
educated in regular classrooms, as here, the IEP should be reasonably
calculated to enable the child to achieve passing marks and advance from grade
to grade. Pp. 3041‑3049.
(a) This interpretation is supported by the
definitions contained in the Act, as well as by other provisions imposing
procedural requirements and setting forth statutory findings and priorities for
States to follow in extending educational services to handicapped
children. The Act's language contains
no express substantive standard prescribing the level of education to be
accorded handicapped children. Pp.
3041‑3042.
(b) The Act's legislative history shows that
Congress sought to make public education available to handicapped children, but
did not intend to impose upon the States any greater substantive educational
standard than is necessary to make such access to public education
meaningful. The Act's intent was more
to open the door of public education to handicapped children by means of
specialized educational services than to guarantee any particular substantive
level of education once inside. Pp.
3042‑3046.
(c) While Congress sought to provide assistance to
the States in carrying out their constitutional responsibilities to provide
equal protection of the laws, it did not intend to achieve strict equality of
opportunity or services for handicapped and nonhandicapped children, but rather
sought primarily to identify and evaluate handicapped children, and to provide
them with access to a free public education.
The Act does not require a State to maximize the potential of each
handicapped child commensurate with the opportunity provided nonhandicapped
children. Pp. 3046‑3048.
2. In suits brought under the Act's judicial‑review
provisions, a court must first determine whether the State has complied with
the statutory procedures, and must then determine whether the individualized
program developed through such procedures is reasonably calculated to enable
the child to receive educational benefits.
If these requirements are met, the State has complied with the
obligations imposed by Congress and the courts can require no more. Pp. 3050‑3052.
(a) Although the judicial‑review provisions
do not limit courts to ensuring that States have complied with the Act's
procedural requirements, the Act's emphasis on procedural safeguards
demonstrates the legislative conviction that adequate compliance with
prescribed procedures will in most cases assure much, if not all, of what
Congress wished in the way of substantive content in an IEP. Pp. 3050‑3051.
(b) The courts must be careful to avoid imposing
their view of preferable educational methods upon the States. Once a court determines that the Act's
requirements have been met, questions of methodology are for resolution by the
States. Pp. 3051‑3052.
3. Entrusting a child's education to state and
local agencies does not leave the child without protection. As demonstrated by this case, parents and
guardians will not lack ardor in seeking to ensure that handicapped children
receive all of the benefits to which they are entitled by the Act. P. 3052.
4. The Act does not require the provision of a sign‑language
interpreter here. Neither of the
courts below found that there had been a failure to comply with the Act's
procedures, and the findings of neither court will support a conclusion that
the child's educational program failed to comply with the substantive
requirements of the Act. Pp. 3052‑3053.
632 F.2d 945 (2d Cir.), reversed and remanded.
Raymond G. Kuntz argued the cause for
petitioners. With him on the briefs
were Robert D. Stone, Jean M. Coon, Paul E. Sherman, Jr., and Donald O.
Meserve.
Michael A. Chatoff argued the cause and filed a
brief for respondents.
Elliott Schulder argued the cause for the United
States as amicus curiae urging affirmance.
On the brief were Solicitor General Lee, Assistant Attorney General
Reynolds, Walter W. Barnett, and Louise A. Lerner.*
* Briefs of amici curiae urging affirmance were
filed by Charles S. Sims for the American Civil Liberties Union; by Jane Bloom Yohalem, Norman S. Rosenberg,
Daniel Yohalem, and Marian Wright Edelman for the Association for Retarded
Citizens of the United States et al.;
by Ralph J. Moore, Jr., and Franklin D. Kramer for the Maryland Advocacy
Unit for the Developmentally Disabled, Inc., et al.; by Marc Charmatz, Janet Stotland, and Joseph Blum for the
National Association of the Deaf et al;
by Minna J. Kotkin and Barry Felder for the New York State Commission on
the Quality of Care for the Mentally Disabled, Protection and Advocacy
System; and by Michael A. Rebell for
the United Cerebral Palsy Associations, Inc., et al.
Norman H. Gross, Gwendolyn H. Gregory, Thomas A.
Shannon, and August W. Steinhilber filed a brief for the National School Boards
Association et al. as amici curiae.
Justice
REHNQUIST delivered the opinion of the Court.
This case presents a question of statutory
interpretation. Petitioners contend
that the Court of Appeals and the District Court misconstrued the requirements
imposed by Congress upon States which receive federal funds under the Education
of the Handicapped Act. We agree and
reverse the judgment of the Court of Appeals.
I
The Education of the Handicapped Act (Act), 84
Stat. 175, as amended, 20 U.S.C. § 1401 et seq. (1976 ed. and Supp.IV),
provides federal money to assist state and local agencies in educating
handicapped children, and conditions such funding upon a State's compliance
with extensive goals and procedures.
The Act represents an ambitious federal effort to promote the education
of handicapped children, and was passed in response to Congress' perception
that a majority of handicapped children in the United States "were either
totally excluded from schools or [were] sitting idly in regular classrooms
awaiting the time when they were old enough to 'drop out.' " H.R.Rep.No. 94‑332, p. 2 (1975)
(H.R.Rep.). The Act's evolution and
major provisions shed light on the question of statutory interpretation which
is at the heart of this case.
Congress first addressed the problem of educating
the handicapped in 1966 when it amended the Elementary and Secondary Education Act of 1965 to
establish a grant program "for the purpose of assisting the States in the
initiation, expansion, and improvement of programs and projects ... for the
education of handicapped children."
Pub.L. 89‑750, § 161, 80 Stat. 1204. That program was repealed in
1970 by the Education of the Handicapped Act, Pub.L. 91‑230, 84 Stat.
175, Part B of which established a grant program similar in purpose to the
repealed legislation. Neither the 1966
nor the 1970 legislation contained specific guidelines for state use of the
grant money; both were aimed primarily at stimulating the States to develop
educational resources and to train personnel for educating the handicapped.
[FN1]
FN1. See S.Rep.No. 94‑168, p. 5
(1975) (S.Rep.); H.R.Rep., at 2‑3,
U.S.Code Cong. & Admin.News 1975, p. 1425.
Dissatisfied with the progress being made under these earlier
enactments, and spurred by two District Court decisions holding that
handicapped children should be given access to a public education, [FN2]
Congress in 1974 greatly increased federal funding for education of the
handicapped and for the first time required recipient States to adopt "a
goal of providing full educational opportunities to all handicapped
children." Pub.L. 93‑380,
88 Stat. 579, 583 (1974 statute). The
1974 statute was recognized as an interim measure only, adopted "in order
to give the Congress an additional year inwhich to study what if any additional
Federal assistance [was] required to enable the States to meet the needs of
handicapped children." H.R.Rep.,
at 4. The ensuing year of study
produced the Education for All Handicapped Children Act of 1975.
FN2. Two cases, Mills v. Board of
Education of District of Columbia, 348 F.Supp. 866 (D.C.1972), and Pennsylvania
Assn. for Retarded Children v. Commonwealth, 334 F.Supp. 1257 (ED Pa.1971) and
343 F.Supp. 279 (1972), were later identified as the most prominent of the
cases contributing to Congress' enactment of the Act and the statutes which
preceded it. H.R.Rep., at 3‑4. Both decisions are discussed in Part III of
this opinion.
In order to qualify for federal financial assistance under the
Act, a State must demonstrate that it "has in effect a policy that assures all handicapped children
the right to a free appropriate public education." 20 U.S.C. § 1412(1). That policy must be reflected in a state
plan submitted to and approved by the Secretary of Education, [FN3] § 1413,
which describes in detail the goals, programs, and timetables under which the
State intends to educate handicapped children within its borders. §§ 1412, 1413. States receiving money under the Act must provide education to
the handicapped by priority, first "to handicapped children who are not
receiving an education" and second "to handicapped children ... with
the most severe handicaps who are receiving an inadequate education," §
1412(3), and "to the maximum extent appropriate" must educate
handicapped children "with children who are not handicapped." § 1412(5). [FN4] The Act broadly defines "handicapped children" to
include "mentally retarded, hard of hearing, deaf, speech impaired,
visually handicapped, seriously emotionally disturbed, orthopedically impaired,
[and] other health impaired children, [and] children with specific learning
disabilities." § 1401(1). [FN5]
FN3. All functions of the Commissioner
of Education, formerly an officer in the Department of Health, Education, and
Welfare, were transferred to the Secretary of Education in 1979 when Congress
passed the Department of Education Organization Act, 20 U.S.C. § 3401 et seq.
(1976 ed., Supp.IV). See 20 U.S.C. §
3441(a)(1) (1976 ed., Supp.IV).
FN4. Despite this preference for
"mainstreaming" handicapped children‑‑educating them with
nonhandicapped children‑‑Congress recognized that regular
classrooms simply would not be a suitable setting for the education of many handicapped
children. The Act expressly
acknowledges that "the nature
or severity of the handicap [may be] such that education in regular classes
with the use of supplementary aids and services cannot be achieved
satisfactorily." § 1412(5). The Act thus provides for the education of
some handicapped children in separate classes or institutional settings. See ibid.;
§ 1413(a)(4).
FN5. In addition to covering a wide
variety of handicapping conditions, the Act requires special educational
services for children "regardless of the severity of their
handicap." §§ 1412(2)(C),
1414(a)(1)(A).
The "free appropriate public education" required by the
Act is tailored to the unique needs of the handicapped child by means of an
"individualized educational program" (IEP). § 1401(18). The IEP,
which is prepared at a meeting between a qualified representative of the local
educational agency, the child's teacher, the child's parents or guardian, and,
where appropriate, the child, consists of a written document containing
"(A) a statement of the
present levels of educational performance of such child, (B) a statement of
annual goals, including short‑term instructional objectives, (C) a
statement of the specific educational services to be provided to such child,
and the extent to which such child will be able to participate in regular
educational programs, (D) the projected date for initiation and anticipated
duration of such services, and (E) appropriate objective criteria and
evaluation procedures and schedules for determining, on at least an annual
basis, whether instructional objectives are being achieved." § 1401(19).
Local or regional educational agencies must review,
and where appropriate revise, each child's IEP at least annually. § 1414(a)(5). See also § 1413(a)(11).
In addition to the state plan and the IEP already
described, the Act imposes extensive procedural requirements upon States
receiving federal funds under its provisions.
Parents or guardians of handicapped children must be notified of any proposed
change in "the identification, evaluation, or educational placement of the
child or the provision of a free appropriate public education to such
child," and must be permitted to bring a complaint about "any matter
relating to" such evaluation and education. §§ 1415(b)(1)(D) and (E). [FN6] Complaints brought by parents or guardians must be resolved at
"an impartial due process hearing," and appeal to the state
educational agency must be provided if the initial hearing is held at the local
or regional level. §§ 1415(b)(2) and
(c). [FN7] Thereafter, "[a]ny
party aggrieved by the findings and decision" of the state administrative
hearing has "the right to bring a civil action with respect to the
complaint ... in any State court of competent jurisdiction or in a district
court of the United States without regard to the amount in
controversy." § 1415(e)(2).
FN6. The requirements that parents be
permitted to file complaints regarding their child's education, and be present
when the child's IEP is formulated, represent only two examples of Congress'
effort to maximize parental involvement in the education of each handicapped
child. In addition, the Act requires
that parents be permitted "to examine all relevant records with respect to
the identification, evaluation, and educational placement of the child, and ...
to obtain an independent educational evaluation of the child." § 1415(b)(1)(A). See also §§ 1412(4), 1414(a)(4). State educational policies and the state plan submitted to the
Secretary of Education must be formulated in "consultation with
individuals involved in or concerned with the education of handicapped
children, including handicapped individuals and parents or guardians of
handicapped children." §
1412(7). See also § 1412(2)(E). Local agencies, which receive funds under
the Act by applying to the state agency, must submit applications which assure
that they have developed procedures for "the participation and
consultation of the parents or guardian[s] of [handicapped] children" in
local educational programs, § 1414(a)(1)(C)(iii), and the application itself,
along with "all pertinent
documents related to such application," must be made "available to
parents, guardians, and other members of the general public." § 1414(a)(4).
FN7. "Any party" to a state
or local administrative hearing must
"be accorded (1) the right to be
accompanied and advised by counsel and by individuals with special knowledge or
training with respect to the problems of handicapped children, (2) the right to
present evidence and confront, cross examine, and compel the attendance of
witnesses, (3) the right to a written or electronic verbatim record of such
hearing, and (4) the right to written findings of fact and decisions." § 1415(d).
Thus, although the Act leaves to the States the primary
responsibility for developing and executing educational programs for
handicapped children, it imposes significant requirements to be followed in the
discharge of that responsibility.
Compliance is assured by provisions permitting the withholding of
federal funds upon determination that a participating state or local agency has
failed to satisfy the requirements of the Act, §§ 1414(b)(2)(A), 1416, and by
the provision for judicial review. At
present, all States except New Mexico receive federal funds under the portions
of the Act at issue today. Brief for
United States as Amicus Curiae 2, n. 2.
II
This case arose in connection with the education of Amy Rowley, a
deaf student at the Furnace Woods School in the Hendrick Hudson Central School
District, Peekskill, N.Y. Amy has
minimal residual hearing and is an excellent lipreader. During the year before she began attending
Furnace Woods, a meeting between her parents and school administrators resulted
in a decision to place her in a regular kindergarten class in order to
determine what supplemental services would be necessary to her education. Several members of the school
administration prepared for Amy's arrival by attending a course in sign‑language
interpretation, and a teletype machine was installed in the principal's office
to facilitate communication with her parents who are also deaf. At the end of the trial period it was
determined that Amy should remain in the kindergarten class, but that she
should be provided with an FM hearing aid which would amplify words spoken into
a wireless receiver by the teacher or fellow students during certain classroom
activities. Amy successfully completed
her kindergarten year.
As required by the Act, an IEP was prepared for Amy during the
fall of her first‑grade year.
The IEP provided that Amy should be educated in a regular classroom at
Furnace Woods, should continue to use the FM hearing aid, and should receive
instruction from a tutor for the deaf for one hour each day and from a speech
therapist for three hours each week.
The Rowleys agreed with parts of the IEP, but insisted that Amy also be
provided a qualified sign‑ language interpreter in all her academic
classes in lieu of the assistance proposed in other parts of the IEP. Such an interpreter had been placed in
Amy's kindergarten class for a 2‑week experimental period, but the
interpreter had reported that Amy did not need his services at that time. The school administrators likewise
concluded that Amy did not need such an interpreter in her first‑grade
classroom. They reached this
conclusion after consulting the school district's Committee on the Handicapped,
which had received expert evidence from Amy's parents on the importance of a
sign‑ language interpreter, received testimony from Amy's teacher and
other persons familiar with her academic and social progress, and visited a
class for the deaf.
When their request for an interpreter was denied, the Rowleys
demanded and received a hearing before an independent examiner. After receiving evidence from both sides,
the examiner agreed with the administrators' determination that an interpreter
was not necessary because "Amy was achieving educationally, academically,
and socially" without such assistance.
App. to Pet. for Cert. F‑22.
The examiner's decision was affirmed on appeal by the New York
Commissioner of Education on the basis of substantial evidence in the record.
Id., at E‑4. Pursuant to the
Act's provision for judicial review, the Rowleys then brought an action in the
United States District Court for the Southern District of New York, claiming
that the administrators' denial of the sign‑language interpreter
constituted a denial of the "free appropriate public education"
guaranteed by the Act.
The District Court found that Amy "is a remarkably well‑adjusted
child" who interacts and communicates well with her classmates and has
"developed an extraordinary rapport" with her teachers. 483 F.Supp. 528, 531 (1980). It also found that "she performs better
than the average child in her class and is advancing easily from grade to
grade," id., at 534, but "that she understands considerably less of
what goes on in class than she could if she were not deaf" and thus
"isnot learning as much, or performing as well academically, as she would
without her handicap," id., at 532.
This disparity between Amy's achievement and her potential led the court
to decide that she was not receiving a "free appropriate public
education," which the court defined as "an opportunity to achieve
[her] full potential commensurate with the opportunity provided to other
children." Id., at 534. According to the District Court, such a
standard "requires that the potential of the handicapped child be measured
and compared to his or her performance, and that the resulting differential or
'shortfall' be compared to the shortfall experienced by nonhandicapped
children." Ibid. The District Court's definition arose from
its assumption that the responsibility for "giv [ing] content to the
requirement of an 'appropriate education' " had "been left entirely
to the [federal] courts and the hearing officers." Id., at 533. [FN8]
FN8. For reasons that are not revealed
in the record, the District Court concluded that "[t]he Act itself does
not define 'appropriate education.' "
483 F.Supp., at 533. In fact,
the Act expressly defines the phrase "free appropriate public
education," see § 1401(18), to which the District Court was
referring. See 483 F.Supp., at 533.
After overlooking the statutory definition, the District Court sought guidance
not from regulations interpreting the Act, but from regulations promulgated
under § 504 of the Rehabilitation Act.
See 483 F.Supp., at 533, citing 45 CFR § 84.33(b).
A divided panel of the United States Court of Appeals for the
Second Circuit affirmed. The Court of
Appeals "agree[d] with the [D]istrict [C]ourt's conclusions of law,"
and held that its "findings of fact [were] not clearly erroneous." 632 F.2d 945, 947 (1980).
We granted certiorari to review the lower courts' interpretation
of the Act. 454 U.S. 961, 102 S.Ct.
500, 70 L.Ed.2d 376 (1981). Such
review requires us to consider two questions:
What is meant by the Act's requirement of a "free appropriate
public education"? And what is the
role of state and federal courts in exercising the review granted by 20 U.S.C.
§ 1415? We consider these questions
separately. [FN9]
FN9. The IEP which respondents
challenged in the District Court was created for the 1978‑1979 school
year. Petitioners contend that the
District Court erred in reviewing that IEP after the school year had ended and
before the school administrators were able to develop another IEP for
subsequent years. We disagree. Judicial review invariably takes more than
nine months to complete, not to mention the time consumed during the preceding
state administrative hearings. The
District Court thus correctly ruled that it retained jurisdiction to grant
relief because the alleged deficiencies in the IEP were capable of repetition
as to the parties before it yet evading review. 483 F.Supp. 536, 538 (1980). See Murphy v. Hunt, 455 U.S. 478,
482, 102 S.Ct. 1181, 1183, 71 L.Ed.2d 353 (1982); Weinstein v. Bradford, 423 U.S. 147, 149, 96 S.Ct. 347, 348, 46
L.Ed.2d 350 (1975).
III
A
This is the first case in which this Court has been called upon to
interpret any provision of the Act. As
noted previously, the District Court and the Court of Appeals concluded that
"[t]he Act itself does not define 'appropriate education,' " 483
F.Supp., at 533, but leaves "to the courts and the hearing officers"
the responsibility of "giv[ing] content to the requirement of an
'appropriate education.' " Ibid. See also 632 F.2d, at 947. Petitioners contend that the definition of
the phrase "free appropriate public education" used by the courts
below overlooks the definition of that phrase actually found in the Act. Respondents agree that the Act defines
"free appropriate public education," but contend that the statutory
definition is not "functional" and thus "offers judges no
guidance in their consideration of controversies involving 'the identification,
evaluation, or educational placement of the child or the provision of a free
appropriate public education.' "
Brief for Respondents 28. The United States, appearing as amicus curiae
on behalf of respondents, states that "[a]lthough the Act includes
definitions of a 'free appropriate public education' and other related terms,
the statutory definitions do not adequately explain what is meant by
'appropriate.' " Brief for United
States as Amicus Curiae 13.
We are loath to conclude that Congress failed to offer any
assistance in defining the meaning of the principal substantive phrase used in
the Act. It is beyond dispute that,
contrary to the conclusions of the courts below, the Act does expressly define
"free appropriate public education":
"The term 'free appropriate
public education' means special education and related services which (A) have
been provided at public expense, under public supervision and direction, and
without charge, (B) meet the standards of the State educational agency, (C)
include an appropriate preschool, elementary, or secondary school education in
the State involved, and (D) are provided in conformity with the individualized
education program required under section 1414(a)(5) of this title." § 1401(18) (emphasis added).
"Special education," as referred to in
this definition, means "specially designed instruction, at no cost to
parents or guardians, to meet the unique needs of a handicapped child,
including classroom instruction, instruction in physical education, home
instruction, and instruction in hospitals and institutions." § 1401(16).
"Related services" are defined as "transportation, and
such developmental, corrective, and other supportive services ... as may be
required to assist a handicapped child to benefit from special
education." § 1401(17). [FN10]
FN10. Examples of "related
services" identified in the Act are "speech pathology and audiology,
psychological services, physical and occupational therapy, recreation, and
medical and counseling services, except that such medical services shall be for
diagnostic and evaluation purposes only."
§ 1401(17).
Like many statutory definitions, this one tends toward the cryptic
rather than the comprehensive, but that is scarcely a reason for abandoning the
quest for legislative intent. Whether
or not the definition is a "functional" one, as respondents contend
it is not, it is the principal tool which Congress has given us for parsing the
critical phrase of the Act. We think
more must be made of it than either respondents or the United States seems
willing to admit.
According to the definitions contained in the Act, a "free
appropriate public education" consists of educational instruction
specially designed to meet the unique needs of the handicapped child, supported
by such services as are necessary to permit the child "to benefit"
from the instruction. Almost as a
checklist for adequacy under the Act, the definition also requires that such
instruction and services be provided at public expense and under public
supervision, meet the State's educational standards, approximate the grade
levels used in the State's regular education, and comport with the child's IEP. Thus, if personalized instruction is being
provided with sufficient supportive services to permit the child to benefit
from the instruction, and the other items on the definitional checklist are
satisfied, the child is receiving a "free appropriate public
education" as defined by the Act.
Other portions of the statute also shed light upon congressional
intent. Congress found that of the
roughly eight million handicapped children in the United States at the time of
enactment, one million were "excluded entirely from the public school
system" and more than half were receiving an inappropriate education. 89 Stat. 774, note following § 1401. In addition, as mentioned in Part I, the
Act requires States to extend educational services first to those children who
are receiving no education and second to those children who are receiving an
"inadequate education." §
1412(3). When these express statutory findings and priorities are read together
with the Act's extensive procedural requirements and its definition of
"free appropriate public education," the face of the statute evinces
a congressional intent to bring previously excluded handicapped children into
the public education systems of the States and to require the States to adopt
procedures which would result in individualized consideration of and
instruction for each child.
Noticeably absent from the language of the statute is any
substantive standard prescribing the level of education to be accorded
handicapped children. Certainly the language of the statute contains no
requirement like the one imposed by the lower courts‑‑that States
maximize the potential of handicapped children "commensurate with the
opportunity provided to other
children." 483 F.Supp., at 534. That standard was expounded by the District
Court without reference to the statutory definitions or even to the legislative
history of the Act. Although we find
the statutory definition of "free appropriate public education" to be
helpful in our interpretation of the Act, there remains the question of whether
the legislative history indicates a congressional intent that such education
meet some additional substantive standard.
For an answer, we turn to that history. [FN11]
FN11. The dissent, finding that
"the standard of the courts below seems ... to reflect the congressional
purpose" of the Act, post, at 3057, concludes that our answer to this
question "is not a satisfactory one." Post, at 3056. Presumably, the dissent also agrees with
the District Court's conclusion that "it has been left entirely to the
courts and the hearing officers to give content to the requirement of an
'appropriate education.' " 483
F.Supp., at 533. It thus seems that
the dissent would give the courts carte blanche to impose upon the States
whatever burden their various judgments indicate should be imposed. Indeed, the dissent clearly characterizes
the requirement of an "appropriate education" as open‑ended,
noting that "if there are limits not evident from the face of the statute
on what may be considered an 'appropriate education,' they must be found in the
purpose of the statute or its legislative history." Post, at 3054. Not only are we unable to find any
suggestion from the face of the statute that the requirement of an
"appropriate education" was to be limitless, but we also view the
dissent's approach as contrary to the fundamental proposition that Congress,
when exercising its spending power,
can impose no burden upon the States unless it does so unambiguously. See
infra, at 3049, n. 26.
No one can doubt that this would have
been an easier case if Congress had seen fit to provide a more comprehensive
statutory definition of the phrase "free appropriate public
education." But Congress did not
do so, and "our problem is to construe what Congress has written. After all, Congress expresses its purpose
by words. It is for us to ascertain‑‑
neither to add nor to subtract, neither to delete nor to distort." 62 Cases of Jam v. United States, 340 U.S.
593, 596, 71 S.Ct. 515, 518, 95 L.Ed. 566 (1951). We would be less than faithful to our obligation to construe
what Congress has written if in this case we were to disregard the statutory
language and legislative history of the Act by concluding that Congress had
imposed upon the States a burden of unspecified proportions and weight, to be
revealed only through case‑by‑case adjudication in the courts.
B
(i)
As suggested in Part I, federal support for education of the
handicapped is a fairly recent development.
Before passage of the Act some States had passed laws to improve the
educational services afforded handicapped children, [FN12] but many of these
children were excluded completely from any form of public education or were
left to fend for themselves in classrooms designed for education of their
nonhandicapped peers. As previously
noted, the House Report begins by emphasizing this exclusion and misplacement,
noting that millions of handicapped children "were either totally excluded
from schools or [were] sitting idly in regular classrooms awaiting the time
when they were old enough to 'drop out.' " H.R.Rep., at 2. See
also S.Rep., at 8. One of the Act's
two principal sponsors in the Senate urged its passage in similar terms:
FN12. See H.R.Rep., at 10; Note, The Education of All Handicapped
Children Act of 1975, 10 U.Mich.J.L.Ref. 110, 119 (1976).
"While much progress has
been made in the last few years, we can take no solace in that progress until
all handicapped children are, in fact, receiving an education. The most recent statistics provided by the
Bureau of Education for the Handicapped estimate that ... 1.75 million
handicapped children do not receive any educational services, and 2.5 million
handicapped children are not receiving an appropriate education." 121 Cong.Rec. 19486 (1975) (remarks of Sen.
Williams).
This concern, stressed repeatedly throughout the
legislative history, [FN13] confirms the impression conveyed by the language of
the statute: By passing the Act,
Congress sought primarily to make public education available to handicapped
children. But in seeking to provide
such access to public education, Congress did not impose upon the States any
greater substantive educational standard than would be necessary to make such
access meaningful. Indeed, Congress
expressly "recognize[d] that in many instances the process of providing
special education and related services to handicapped children is not
guaranteed to produce any particular outcome." S.Rep., at 11, U.S.Code Cong. & Admin.News 1975, p.
1435. Thus, the intent of the Act was
more to open the door of public education to handicapped children on
appropriate terms than to guarantee any particular level of education once
inside.
FN13. See, e.g., 121 Cong.Rec. 19494
(1975) (remarks of Sen. Javits) ("all too often, our handicapped citizens
have been denied the opportunity to receive an adequate education"); id., at 19502 (remarks of Sen. Cranston)
(millions of handicapped "children ... are largely excluded from the
educational opportunities that we give to our other children"); id., at 23708 (remarks of Rep. Mink)
("handicapped children ... are denied access to public schools because of
a lack of trained personnel").
Both the House and the Senate Reports attribute the impetus for
the Act and its predecessors to two federal‑court judgments rendered in
1971 and 1972. As the Senate Report
states, passage of the Act "followed a series of landmark court cases
establishing in law the right to education for all handicapped children." S.Rep., at 6, U.S.Code Cong. & Admin.News
1975, p. 1430. [FN14] The first case,
Pennsylvania Assn. for Retarded Children v. Commonwealth, 334 F.Supp. 1257 (Ed
Pa.1971) and 343 F.Supp. 279 (1972) (PARC ), was a suit on behalf of retarded
children challenging the constitutionality of a Pennsylvania statute which
acted to exclude them from public education and training. The case ended in a consent decree which
enjoined the State from "deny[ing] to any mentally retarded child access
to a free public program of education and training." 334 F.Supp., at 1258 (emphasis added).
FN14. Similarly, the Senate Report
states that it was an "[i]ncreased awareness of the educational needs of
handicapped children and landmark court decisions establishing the right to
education for handicapped children [that] pointed to the necessity of an
expanded federal fiscal role."
S.Rep., at 5, U.S.Code Cong. & Admin.News 1975, p. 1429. See also H.R.Rep., at 2‑3.
PARC was followed by Mills v. Board of Education of District of
Columbia, 348 F.Supp. 866 (D.C.1972), a case in which the plaintiff handicapped
children had been excluded from the
District of Columbia public schools.
The court's judgment, quoted in S.Rep., at 6, provided that
"no [handicapped] child
eligible for a publicly supported education in the District of Columbia public
schools shall be excluded from a regular school assignment by a Rule, policy,
or practice of the Board of Education of the District of Columbia or its agents
unless such child is provided (a) adequate alternative educational services
suited to the child's needs, which may include special education or tuition
grants, and (b) a constitutionally adequate prior hearing and periodic review
of the child's status, progress, and the adequacy of any educational
alternative." 348 F.Supp., at 878
(emphasis added).
Mills and PARC both held that handicapped children
must be given access to an adequate, publicly supported education. Neither case purports to require any
particular substantive level of education. [FN15] Rather, like the language of the Act, the cases set forth extensive procedures to be followed in
formulating personalized educational programs for handicapped children. See 348 F.Supp., at 878‑883; 334 F.Supp., at 1258‑1267. [FN16] The fact that both PARC and Mills are discussed
at length in the legislative Reports
[FN17] suggests that the principles which they established are the
principles which, to a significant extent, guided the drafters of the Act. Indeed, immediately after discussing these
cases the Senate Report describes the 1974 statute as having "incorporated
the major principles of the right to education cases." S.Rep., at 8, U.S.Code Cong. &
Admin.News 1975, p. 1432. Those
principles in turn became the basis of the Act, which itself was designed to
effectuate the purposes of the 1974 statute.
H.R.Rep., at 5. [FN18]
FN15. The only substantive standard
which can be implied from these cases comports with the standard implicit in
the Act. PARC states that each child
must receive "access to a free public program of education and training
appropriate to his learning capacities," 334 F.Supp., at 1258 (emphasis
added), and that further state action is required when it appears that
"the needs of the mentally retarded child are not being adequately
served," id., at 1266. (Emphasis
added.) Mills also speaks in terms of
"adequate" educational services, 348 F.Supp., at 878, and sets a
realistic standard of providing some educational services to each child when
every need cannot be met.
"If sufficient funds are not
available to finance all of the services and programs that are needed and
desirable in the system then the available funds must be expended equitably in
such a manner that no child is entirely excluded from a publicly supported
education consistent with his needs and
ability to benefit therefrom. The
inadequacies of the District of Columbia Public School System whether
occasioned by insufficient funding or administrative inefficiency, certainly
cannot be permitted to bear more heavily on the 'exceptional' or handicapped
child than on the normal child."
Id., at 876.
FN16. Like the Act, PARC required the
State to "identify, locate, [and] evaluate" handicapped children, 334
F.Supp., at 1267, to create for each child an individual educational program, id.,
at 1265, and to hold a hearing "on any change in educational
assignment," id., at 1266. Mills
also required the preparation of an individual educational program for each
child. In addition, Mills permitted
the child's parents to inspect records relevant to the child's education, to
obtain an independent educational evaluation of the child, to object to the IEP
and receive a hearing before an independent hearing officer, to be represented
by counsel at the hearing, and to have the right to confront and cross‑
examine adverse witnesses, all of which are also permitted by the Act. 348
F.Supp., at 879‑881. Like the
Act, Mills also required that the education of handicapped children be
conducted pursuant to an overall plan prepared by the District of Columbia, and
established a policy of educating handicapped children with nonhandicapped
children whenever possible. Ibid.
FN17. See S.Rep., at 6‑7; H.R.Rep., at 3‑4.
FN18. The 1974 statute
"incorporated the major principles of the right to education cases,"
by "add[ing] important new provisions to the Education of the Handicapped
Act which require the States to:
establish a goal of providing full educational opportunities to all
handicapped children; provide
procedures for insuring that handicapped children and their parents or
guardians are guaranteed procedural safeguards in decisions regarding
identification, evaluation, and educational placement of handicapped
children; establish procedures to
insure that, to the maximum extent appropriate, handicapped children ... are
educated with children who are not handicapped; ... and, establish procedures to insure that testing and
evaluation materials and procedures utilized for the purposes of classification
and placement of handicapped children will be selected and administered so as
not to be racially or culturally discriminatory." S.Rep., at 8, U.S.Code Cong. &
Admin.News 1975, p. 1432.
The House Report explains that the Act
simply incorporated these purposes of the 1974 statute: the Act was intended "primarily to
amend ... the Education of the Handicapped Act in order to provide permanent authorization and a comprehensive
mechanism which will insure that those provisions enacted during the 93rd
Congress [the 1974 statute] will result in maximum benefits for handicapped
children and their families." H.R.Rep., at 5. Thus, the 1974 statute's purpose of providing handicapped
children access to a public education became the purpose of the Act.
That the Act imposes no
clear obligation upon recipient States beyond the requirement that handicapped
children receive some form of specialized education is perhaps best
demonstrated by the fact that Congress, in explaining the need for the Act,
equated an "appropriate education" to the receipt of some specialized
educational services. The Senate
Report states: "[T]he most recent statistics provided by the Bureau of
Education for the Handicapped estimate that of the more than 8 million children
... with handicapping conditions requiring special education and related
services, only 3.9 million such children are receiving an appropriate
education." S.Rep., at 8,
U.S.Code Cong. & Admin.News 1975, p. 1432. [FN19] This statement, which reveals Congress' view that 3.9 million
handicapped children were "receiving an appropriate education" in
1975, is followed immediately in the Senate Report by a table showing that 3.9
million handicapped children were "served" in 1975 and a slightly
larger number were "unserved."
A similar statement and table appear in the House Report. H.R.Rep., at 11‑12.
FN19. These statistics appear
repeatedly throughout the legislative history of the Act, demonstrating a
virtual consensus among legislators that 3.9 million handicapped children were
receiving an appropriate education in 1975. See, e.g., 121 Cong.Rec. 19486 (1975) (remarks of Sen.
Williams); id., at 19504 (remarks of
Sen. Schweicker); id., at 23702
(remarks of Rep. Madden); ibid.
(remarks of Rep. Brademas); id., at 23709) (remarks of Rep. Minish); id., at 37024 (remarks of Rep.
Brademas); id., at 37027 (remarks of
Rep. Gude); id., at 37417 (remarks of
Sen. Javits); id., at 37420 (remarks of
Sen. Hathaway).
It is
evident from the legislative history that the characterization of handicapped
children as "served" referred to children who were receiving some
form of specialized educational services from the States, and that the
characterization of children as "unserved" referred to those who were
receiving no specialized educational services. For example, a letter sent to the United States Commissioner of
Education by the House Committee on Education and Labor, signed by two key
sponsors of the Act in the House, asked the Commissioner to identify the number
of handicapped "children served" in each State. The letter asked for statistics on the
number of children "being served" in various types of "special
education program[s]" and the number of children who were not
"receiving educational services."
Hearings on S. 6 before the Subcommittee on the Handicapped of the
Senate Committee on Labor and Public Welfare, 94th Cong., 1st Sess., 205‑207
(1975). Similarly, Senator Randolph,
one of the Act's principal sponsors in the Senate, noted that roughly one‑half
of the handicapped children in the United States "are receiving special
educational services." Id., at 1.
[FN20] By characterizing the 3.9
million handicapped children who were "served" as children who were
"receiving an appropriate education," the Senate and House Reports
unmistakably disclose Congress' perception of the type of education required by
the Act: an "appropriate
education" is provided when personalized educational services are
provided. [FN21]
FN20. Senator Randolph stated: "[O]nly 55 percent of the school‑aged
handicapped children and 22 percent of the pre‑school‑aged
handicapped children are receiving special educational services." Hearings on S. 6 before the Subcommittee on
the Handicapped of the Senate Committee on Labor and Public Welfare, 94th
Cong., 1st Sess., 1 (1975). Although
the figures differ slightly in various parts of the legislative history, the
general thrust of congressional calculations was that roughly one‑half of
the handicapped children in the United States were not receiving specialized educational services, and thus were
not "served." See, e.g., 121
Cong.Rec. 19494 (1975) (remarks of Sen. Javits) ("only 50 percent of the
Nation's handicapped children received proper education services"); id.,
at 19504 (remarks of Sen. Humphrey) ("[a]lmost 3 million handicapped
children, while in school, receive none of the special services that they
require in order to make education a meaningful experience"); id., at
23706 (remarks of Rep. Quie) ("only 55 percent [of handicapped children]
were receiving a public education");
id., at 23709 (remarks of Rep. Biaggi) ("[o]ver 3 million
[handicapped] children in this country are receiving either below par education
or none at all").
Statements similar to those appearing
in the text, which equate "served" as it appears in the Senate Report
to "receiving special educational services," appear throughout the
legislative history. See, e.g., id.,
at 19492 (remarks of Sen. Williams);
id., at 19494 (remarks of Sen. Javits);
id., at 19496 (remarks of Sen. Stone);
id., at 19504‑ 19505 (remarks of Sen. Humphrey); id., at 23703 (remarks of Rep.
Brademas); Hearings on H.R. 7217 before
the Subcommittee on Select Education of the House Committee on Education and
Labor, 94th Cong., 1st Sess., 91, 150, 153 (1975); Hearings on H.R. 4199 before the Select Subcommittee on Education
of the House Committee on Education and Labor, 93d Cong., 1st Sess., 130, 139
(1973). See also 34 CFR § 300.343 (1981).
FN21. In seeking to read more into the
Act than its language or legislative history will permit, the United States
focuses upon the word "appropriate," arguing that "the statutory
definitions do not adequately explain what [it means]." Brief for United States as Amicus Curiae 13.
Whatever Congress meant by an "appropriate" education, it is clear
that it did not mean a potential‑maximizing education.
The term as used in reference to
educating the handicapped appears to have originated in the PARC decision,
where the District Court required that handicapped children be provided with
"education and training appropriate to [their] learning
capacities." 334 F.Supp., at
1258. The word appears again in the
Mills decision, the District Court at one point referring to the need for
"an appropriate educational program," 348 F.Supp., at 879, and at
another point speaking of a "suitable publicly‑ supported
education," id., at 878. Both
cases also refer to the need for an "adequate" education. See 334 F.Supp., at 1266; 348 F.Supp., at 878.
The use of "appropriate" in
the language of the Act, although by no means definitive, suggests that
Congress used the word as much to describe the settings in which handicapped
children should be educated as to prescribe
the substantive content or supportive services of their education. For example, § 1412(5) requires that
handicapped children be educated in classrooms with nonhandicapped children
"to the maximum extent appropriate." Similarly, § 1401(19) provides that, "whenever
appropriate," handicapped children should attend and participate in the
meeting at which their IEP is drafted.
In addition, the definition of "free appropriate public
education" itself states that instruction given handicapped children
should be at an "appropriate preschool, elementary, or secondary school"
level. § 1401(18)(C). The Act's use of the word "appropriate"
thus seems to reflect Congress' recognition that some settings simply are not
suitable environments for the participation of some handicapped children. At the very least, these statutory uses of
the word refute the contention that Congress used "appropriate" as a
term of art which concisely expresses the standard found by the lower courts.
(ii)
Respondents contend that "the goal of the Act is to provide
each handicapped child with an equal educational opportunity." Brief for Respondents 35. We think, however, that the requirement
that a State provide specialized educational services to handicapped children
generates no additional requirement that the services so provided be sufficient
to maximize each child's potential "commensurate with the opportunity
provided other children." Respondents and the United States correctly note
that Congress sought "to provide assistance to the States in carrying out
their responsibilities under ... the Constitution of the United States to provide
equal protection of the laws."
S.Rep., at 13, U.S.Code Cong. & Admin.News 1975, p. 1437.
[FN22] But we do not think that such
statements imply a congressional intent to achieve strict equality of
opportunity or services.
FN22. See also 121 Cong.Rec. 19492 (1975)
(remarks of Sen. Williams); id., at
19504 (remarks of Sen. Humphrey).
The educational opportunities provided by our public school
systems undoubtedly differ from student to student, depending upon a myriad of
factors that might affect a particular student's ability to assimilate
information presented in the classroom.
The requirement that States provide "equal" educational
opportunities would thus seem to present an entirely unworkable standard requiring
impossible measurements and comparisons.
Similarly, furnishing
handicapped children with only such services as are available to nonhandicapped
children would in all probability fall short of the statutory requirement of
"free appropriate public education";
to require, on the other hand, the furnishing of every special service
necessary to maximize each handicapped child's potential is, we think, further
than Congress intended to go. Thus to
speak in terms of "equal" services in one instance gives less than
what is required by the Act and in another instance more. The theme of the Act is "free
appropriate public education," aphrase which is too complex to be captured
by the word "equal" whether one is speaking of opportunities or services.
The legislative conception of the requirements of equal protection
was undoubtedly informed by the two District Court decisions referred to above.
But cases such as Mills and PARC held simply that handicapped children may not
be excluded entirely from public education.
In Mills, the District Court said:
"If sufficient funds are
not available to finance all of the services and programs that are needed and
desirable in the system then the available funds must be expended equitably in
such a manner that no child is entirely excluded from a publicly supported education
consistent with his needs and ability to benefit therefrom." 348 F.Supp., at 876.
The PARC court used similar language, saying
"[i]t is the commonwealth's obligation to place each mentally retarded
child in a free, public program of education and training appropriate to the
child's capacity...." 334 F.Supp.,
at 1260. The right of access to free
public education enunciated by these cases is significantly different from any
notion of absolute equality of opportunity regardless of capacity. To the extent that Congress might have
looked further than these cases which are mentioned in the legislative history,
at the time of enactment of the Act this Court had held at least twice that the
Equal Protection Clause of the Fourteenth Amendment does not require States to
expend equal financial resources on the education of each child. San Antonio
Independent School Dist. v. Rodriguez, 411 U.S. 1, 93 S.Ct. 1278, 36 L.Ed.2d 16
(1973); McInnis v. Shapiro, 293 F.Supp.
327 (ND Ill.1968), aff'd sub nom. McInnis v. Ogilvie, 394 U.S. 322, 89 S.Ct.
1197, 22 L.Ed.2d 308 (1969).
In explaining the need for federal legislation, the
House Report noted that "no
congressional legislation has required a precise guarantee for handicapped
children, i.e. a basic floor of opportunity that would bring into compliance
all school districts with the constitutional right of equal protection with
respect to handicapped children."
H.R.Rep., at 14. Assuming that
the Act was designed to fill the need identified in the House Report‑‑that
is, to provide a "basic floor of opportunity" consistent with equal
protection‑‑ neither the Act nor its history persuasively
demonstrates that Congress thought that equal protection required anything more
than equal access. Therefore, Congress' desire to provide specialized
educational services, even in furtherance of "equality," cannot be
read as imposing any particular substantive educational standard upon the
States.
The District Court and the Court of Appeals thus
erred when they held that the Act requires New York to maximize the potential
of each handicapped child commensurate with the opportunity provided
nonhandicapped children. Desirable
though that goal might be, it is not the standard that Congress imposed upon
States which receive funding under the Act.
Rather, Congress sought primarily to identify and evaluate handicapped
children, and to provide them with access to a free public education.
(iii)
Implicit in the congressional purpose of providing
access to a "free appropriate public education" is the requirement
that the education to which access is provided be sufficient to confer some
educational benefit upon the handicapped child. It would do little good for Congress to spend millions of
dollars in providing access to a public education only to have the handicapped
child receive no benefit from that education.
The statutory definition of "free appropriate public
education," in addition to requiring that States provide each child with
"specially designed instruction," expressly requires the provision of
"such ... supportive services ... as may be required to assist a
handicapped child to benefit from special education." § 1401(17) (emphasis
added). We therefore conclude that the
"basic floor of opportunity" provided by the Act consists of access
to specialized instruction and related services which are individually designed
to provide educational benefit to the handicapped child. [FN23]
FN23. This view is supported by the
congressional intention, frequently expressed in the legislative history, that
handicapped children be enabled to achieve a reasonable degree of self‑sufficiency. After referring to statistics showing that
many handicapped children were excluded from public education, the Senate
Report states:
"The long range implications of
these statistics are that public agencies and taxpayers will spend billions of
dollars over the lifetimes of these individuals to maintain such persons as
dependents and in a minimally acceptable lifestyle. With proper education services, many would be able to become
productive citizens, contributing to society instead of being forced to remain
burdens. Others, through such
services, would increase their independence, thus reducing their dependence on
society." S.Rep., at 9, U.S.Code
Cong. & Admin.News 1975, p. 1433.
See also H.R.Rep., at 11. Similarly, one of the principal Senate
sponsors of the Act stated that "providing appropriate educational
services now means that many of these individuals will be able to become a contributing
part of our society, and they will not have to depend on subsistence payments
from public funds." 121 Cong.Rec.
19492 (1975) (remarks of Sen. Williams).
See also id., at 25541 (remarks of Rep. Harkin); id., at 37024‑37025 (remarks of Rep. Brademas); id., at 37027 (remarks of Rep. Gude); id., at 37410 (remarks of Sen. Randolph);
id., at 37416 (remarks of Sen. Williams).
The desire to provide handicapped
children with an attainable degree of personal independence obviously
anticipated that state educational programs would confer educational benefits
upon such children. But at the same
time, the goal of achieving some degree of self‑sufficiency in most cases
is a good deal more modest than the potential‑maximizing goal adopted by
the lower courts.
Despite its frequent mention, we cannot
conclude, as did the dissent in the Court of Appeals, that self‑sufficiency
was itself the substantive standard which Congress imposed upon the
States. Because many mildly
handicapped children will achieve self‑sufficiency without state
assistance while personal independence for the severely handicapped may be an
unreachable goal, "self‑sufficiency" as a substantive standard
is at once an inadequate protection and an overly demanding requirement. We thus view these references in the
legislative history as evidence of Congress' intention that the services
provided handicapped children be educationally beneficial, whatever the nature
or severity of their handicap.
The
determination of when handicapped children are receiving sufficient educational
benefits to satisfy the requirements of the Act presents a more difficult
problem. The Act requires
participating States to educate a wide spectrum of handicapped children, from
the marginally hearing‑impaired to the profoundly retarded and
palsied. It is clear that the benefits
obtainable by children at one end of the spectrum will differ dramatically from
those obtainable by children at the other end, with infinite variations in between. One child may have little difficulty
competing successfully in an academic setting with nonhandicapped children
while another child may encounter great difficulty in acquiring even the most
basic of self‑maintenance skills. We do not attempt today to establish
any one test for determining the adequacy of educational benefits conferred
upon all children covered by the Act. Because in this case we are presented
with a handicapped child who is receiving substantial specialized instruction
and related services, and who is performing above average in the regular
classrooms of a public school system, we confine our analysis to that
situation.
The Actrequires participating States to educate
handicapped children with nonhandicapped children whenever possible.
[FN24] When that
"mainstreaming" preference of the Act has been met and a child is being educated in the regular
classrooms of a public school system, the system itself monitors the
educational progress of the child.
Regular examinations are administered, grades are awarded, and yearly
advancement to higher grade levels is permitted for those children who attain
an adequate knowledge of the course material. The grading and advancement
system thus constitutes an important factor in determining educational benefit. Children who graduate from our public
school systems are considered by our society to have been "educated"
at least to the grade level they have completed, and access to an
"education" for handicapped children is precisely what Congress
sought to provide in the Act. [FN25]
FN24. Title 20 U.S.C. § 1412(5)
requires that participating States establish "procedures to assure that,
to the maximum extent appropriate, handicapped children, including children in
public or private institutions or other care facilities, are educated with
children who are not handicapped, and that special classes, separate schooling,
or other removal of handicapped children from the regular educational
environment occurs only when the nature or severity of the handicap is such
that education in regular classes with the use of supplementary aids and
services cannot be achieved satisfactorily."
FN25. We do not hold today that every
handicapped child who is advancing from grade to grade in a regular public
school system is automatically receiving a "free appropriate public
education." In this case,
however, we find Amy's academic progress, when considered with the special services and professional
consideration accorded by the Furnace Woods school administrators, to be
dispositive.
C
When the language of the Act and its legislative history are
considered together, the requirements imposed by Congress become tolerably
clear. Insofar as a State is required to provide a handicapped child with a
"free appropriate public education," we hold that it satisfies this
requirement by providing personalized instruction with sufficient support
services to permit the child to benefit educationally from that
instruction. Such instruction and
services must be provided at public expense, must meet the State's educational
standards, must approximate the grade levels used in the State's regular
education, and must comport with the child's IEP. In addition, the IEP, and therefore the personalized
instruction, should be formulated in accordance with the requirements of the Act and, if the child is being educated in the regular
classrooms of the public education system, should be reasonably calculated to
enable the child to achieve passing marks and advance from grade to grade. [FN26]
FN26. In defending the decisions of the
District Court and the Court of Appeals, respondents and the United States rely
upon isolated statements in the
legislative history concerning the achievement of maximum potential, see
H.R.Rep., at 13, as support for their contention that Congress intended to
impose greater substantive requirements than we have found. These statements, however, are too thin a
reed on which to base an interpretation of the Act which disregards both its
language and the balance of its legislative history. "Passing references and isolated phrases are not controlling
when analyzing a legislative history."
Department of State v. Washington Post Co., 456 U.S. 595, 600, 102 S.Ct.
1957, 1960, 72 L.Ed.2d 358 (1982).
Moreover, even were we to agree that
these statements evince a congressional intent to maximize each child's
potential, we could not hold that Congress had successfully imposed thatburden
upon the States.
"[L]egislation enacted pursuant to
the spending power is much in the nature of a contract: in return for federal funds, the States
agree to comply with federally imposed conditions. The legitimacy of Congress' power to legislate under the
spending power thus rests on whether the State voluntarily and knowingly
accepts the terms of the 'contract.' ... Accordingly, if Congress intends to
impose a condition on the grant of federal moneys, it must do so
unambiguously." Pennhurst State
School v. Halderman, 451 U.S. 1, 17, 101 S.Ct. 1531, 1539‑40, 67 L.Ed.2d
694 (1981) (footnote omitted). As
already demonstrated, the Act and its history impose no requirements on the
States like those imposed by the District Court and the Court of Appeals. A fortiori Congress has not done so
unambiguously, as required in the valid exercise of its spending power.
IV
A
As mentioned in Part I, the Act permits "[a]ny party
aggrieved by the findings and decision" of the state administrative
hearings "to bring a civil action" in "any State court of
competent jurisdiction or in a district court of the United States without
regard to the amount in controversy."
§ 1415(e)(2). The complaint,
and therefore the civil action, may concern "any matter relating to the
identification, evaluation, or educational placement of the child, or the
provision of a free appropriate public education to such child." § 1415(b)(1)(E). In reviewing the complaint, the Act provides that a court
"shall receive the record of the [state] administrative proceedings, shall
hear additional evidence at the request of a party, and, basing its decision on
the preponderance of the evidence, shall grant such relief as the court
determines is appropriate." §
1415(e)(2).
The parties disagree sharply over the meaning of these provisions,
petitioners contending that courts are given only limited authority to review
for state compliance with the Act's procedural requirements and no power to
review the substance of the state program, and respondents contending that the
Act requires courts to exercise de novo review over state educational decisions
and policies. We find petitioners'
contention unpersuasive, for Congress expressly rejected provisions that would
have so severely restricted the role of reviewing courts. In substituting the current language of the
statute for language that would have made state administrative findings
conclusive if supported by substantial evidence, the Conference Committee
explained that courts were to make "independent decision[s] based on a
preponderance of the evidence."
S.Conf.Rep.No.94‑455, p. 50 (1975), U.S.Code Cong. &
Admin.News 1975, p. 1503. See also 121
Cong.Rec. 37416 (1975) (remarks of Sen. Williams).
But although we find that this grant of authority is broader than
claimed by petitioners, we think the fact that it is found in § 1415, which is
entitled "Procedural safeguards," is not without significance. When the elaborate and highly specific
procedural safeguards embodied in § 1415 are contrasted with the general and
somewhat imprecise substantive admonitions contained in the Act, we think that
the importance Congress attached to these procedural safeguards cannot be
gainsaid. It seems to us no
exaggeration to say that Congress placed every bit as much emphasis upon
compliance with procedures giving parents and guardians a large measure of
participation at every stage of the administrative process, see, e.g., §§
1415(a)‑(d), as it did upon the measurement of the resulting IEP against
a substantive standard. We think that
the congressional emphasis upon full participation of concerned parties
throughout the development of the IEP, as well as the requirements that state
and local plans be submitted to the Secretary for approval, demonstrates the
legislative conviction that adequate compliance with the procedures prescribed
would in most cases assure much if not all of what Congress wished in the way
of substantive content in an IEP.
Thus the provision that a reviewing court base its decision on
the "preponderance of the
evidence" is by no means an invitation to the courts to substitute their
own notions of sound educational policy for those of the school authorities
which they review. The very importance
which Congress has attached to compliance with certain procedures in the
preparation of an IEP would be frustrated if a court were permitted simply to
set state decisions at nought. The
fact that § 1415(e) requires that the reviewing court "receive the records
of the [state] administrative proceedings" carries with it the implied
requirement that due weight shall be given to these proceedings. And we find nothing in the Act to suggest
that merely because Congress was rather sketchy in establishing substantive
requirements, as opposed to procedural requirements for the preparation of an
IEP, it intended that reviewing courts should have a free hand to impose
substantive standards of review which cannot be derived from the Act
itself. In short, the statutory
authorization to grant "such relief as the court determines is
appropriate" cannot be read without reference to the obligations, largely
procedural in nature, which are imposed upon recipient States by Congress.
Therefore, a court's inquiry in suits brought under § 1415(e)(2)
is twofold. First, has the State
complied with the procedures set forth in the Act? [FN27] And second, is
the individualized educational
program developed through the Act's procedures reasonably calculated to enable
the child to receive educational benefits? [FN28] If these requirements are met, the State has complied with the
obligations imposed by Congress and the courts can require no more.
FN27. This inquiry will require a court
not only to satisfy itself that the State has adopted the state plan, policies,
and assurances required by the Act, but also to determine that the State has
created an IEP for the child in question which conforms with the requirements
of § 1401(19).
FN28. When the handicapped child is
being educated in the regular classrooms of a public school system, the
achievement of passing marks and advancement from grade to grade will be one
important factor in determining
educational benefit. See Part III,
supra.
B
In assuring that the requirements of the Act have been met, courts
must be careful to avoid imposing their view of preferable educational methods
upon the States. [FN29] The primary
responsibility for formulating the education to be accorded a handicapped
child, and for choosing the educational method most suitable to the child's
needs, was left by the Act to state and local educational agencies in
cooperation with the parents or guardian of the child. The Act expressly
charges States with the responsibility of "acquiring and disseminating to
teachers and administrators of programs for handicapped children significant
information derived from educational research, demonstration, and similar projects,
and [of] adopting, where appropriate, promising educational practices and
materials." § 1413(a)(3). In the face of such a clear statutory
directive, it seems highly unlikely that Congress intended courts to overturn a
State's choice of appropriate educational theories in a proceeding conducted
pursuant to § 1415(e)(2). [FN30]
FN29. In this case, for example, both
the state hearing officer and the District Court were presented with evidence
as to the best method for educating the deaf, a question long debated among
scholars. See Large, Special Problems of the Deaf Under
the Education for All Handicapped Children Act of 1975, 58 Wash.U.L.Q. 213, 229
(1980). The District Court accepted
the testimony of respondents' experts that there was "a trend supported by
studies showing the greater degree of success of students brought up in deaf
households using [the method of communication used by the Rowleys]." 483 F.Supp., at 535.
FN30. It is clear that Congress was
aware of the States' traditional role in the formulation and execution of
educational policy. "Historically, the States have had the primary
responsibility for the education of children at the elementary and secondary
level." 121 Cong.Rec. 19498 (1975)
(remarks of Sen. Dole). See also
Epperson v. Arkansas, 393 U.S. 97, 104, 89 S.Ct. 266, 270, 21 L.Ed.2d 228
(1968) ("By and large, public education in our Nation is committed to the
control of state and local authorities").
We previously have cautioned that courts lack the
"specialized knowledge and experience" necessary to resolve
"persistent and difficult questions of educational policy." San Antonio Independent School Dist. v.
Rodriguez, 411 U.S., at 42, 93 S.Ct., at 1301. We think that Congress shared that view when it passed the
Act. As already demonstrated,
Congress' intention was not that the Act displace the primacy of States in the
field of education, but that States receive funds to assist them in extending
their educational systems to the handicapped.
Therefore, once a court determines that the requirements of the Act have
been met, questions of methodology are for resolution by the States.
V
Entrusting a child's education to state and local agencies does
not leave the child without protection.
Congress sought to protect individual children by providing for parental
involvement in the development of state plans and policies, supra, at 3038, and
n. 6, and in the formulation of the child's individual educational
program. As the Senate Report states:
"The Committee recognizes
that in many instances the process of providing special education and related
services to handicapped children is not guaranteed to produce any particular
outcome. By changing the language [of
the provision relating to individualized educational programs] to emphasize the
process of parent and child
involvement and to provide a written record of reasonable expectations,
the Committee intends to clarify that such individualized planning conferences
are a way to provide parent involvement and protection to assure that
appropriate services are provided to a handicapped child." S.Rep., at 11‑12, U.S.Code Cong.
& Admin.News 1975, p. 1435.
See also S.Conf.Rep.No.94‑445, p. 30
(1975); 34 CFR § 300.345 (1981). As
this very case demonstrates, parents and guardians will not lack ardor in
seeking to ensure that handicapped children receive all of the benefits to
which they are entitled by the Act. [FN31]
FN31. In addition to providing for
extensive parental involvement in the formulation of state and local policies,
as well as the preparation of individual educational programs, the Act ensures
that States will receive the advice of experts in the field of educating
handicapped children. As a condition
for receiving federal funds under the Act, States must create "an advisory
panel, appointed by the Governor or any other official authorized under State
law to make such appointments, composed of individuals involved in or concerned
with the education of handicapped children, including handicapped individuals,
teachers, parents or guardians of handicapped children, State and local
education officials, and administrators of programs for handicapped children,
which (A) advises the State educational agency of unmet needs within the State
in the education of handicapped children, [and] (B) comments publicly on any
rules or regulations proposed for issuance by the State regarding the education
of handicapped children." §
1413(a)(12).
VI
Applying these principles to the facts of this case, we conclude
that the Court of Appeals erred in affirming the decision of the District
Court. Neither the District Court nor the Court of Appeals found that
petitioners had failed to comply with the procedures of the Act, and the
findings of neither court would support a conclusion that Amy's educational
program failed to comply with the substantive requirements of the Act. On the contrary, the District Court found
that the "evidence firmly establishes that Amy is receiving an 'adequate'
education, since she performs better than the average child in her class and is
advancing easily from grade to grade." 483 F.Supp., at 534. In light of this finding, and of the fact
that Amy was receiving personalized instruction and related services calculated
by the Furnace Woods school administrators to meet her educational needs, the
lower courts should not have concluded that the Act requires the provision of a
sign‑ language interpreter.
Accordingly, the decision of the Court of Appeals is reversed, and the
case is remanded for further proceedings consistent with this opinion. [FN32]
FN32. Because the District Court
declined to reach respondents' contention that petitioners had failed to comply
with the Act's procedural requirements in developing Amy's IEP, 483 F.Supp., at
533, n. 8, the case must be remanded for further proceedings consistent with
this opinion.
So ordered.
Justice BLACKMUN, concurring in the judgment.
Although I reach the same result as the Court does today, I read
the legislative history and goals of the Education of the Handicapped Act
differently. Congress unambiguously
stated that it intended to "take a more active role under its
responsibility for equal protection of the laws to guarantee that handicapped
children are provided equal educational opportunity. " S.Rep.No.94‑168, p. 9 (1975),
U.S.Code Cong. & Admin.News 1975, p. 1433 (emphasis added). See also 20 U.S.C. § 1412(2)(A)(i)
(requiring States to establish plans with the "goal of providing full
educational opportunity to all handicapped children").
As I have observed before, "[i]t seems plain to me that
Congress, in enacting [this statute],
intended to do more than merely set out politically self‑ serving but
essentially meaningless language about what the [handicapped] deserve at the
hands of state ... authorities."
Pennhurst State School v. Halderman, 451 U.S. 1, 32, 101 S.Ct. 1531,
1547, 67 L.Ed.2d 694 (1981) (opinion concurring in part and concurring in the
judgment). The clarity of the
legislative intent convinces me
that the relevant question here is not, as the Court says, whether Amy Rowley's
individualized education program was "reasonably calculated to enable
[her] to receive educational benefits," ante, at 3051, measured in part by
whether or not she "achieve[s] passing marks and advance[s] from grade to
grade," ante, at 3049. Rather,
the question is whether Amy's program, viewed as a whole, offered her an
opportunity to understand and participate in the classroom that was
substantially equal to that given her nonhandicapped classmates. This is a standard predicated on equal
educational opportunity and equal access to the educational process, rather
than upon Amy's achievement of any particular educational outcome.
In answering this question, I believe that the District Court and
the Court of Appeals should have given greater deference than they did to the
findings of the School District's impartial hearing officer and the State's
Commissioner of Education, both of whom sustained petitioners' refusal to add a
sign‑language interpreter to Amy's individualized education program. Cf. 20 U.S.C. § 1415(e)(2) (requiring
reviewing court to "receive the records of the administrative
proceedings" before granting relief).
I would suggest further that those courts focused too narrowly on the
presence or absence of a particular service‑‑a sign‑language
interpreter‑‑rather than on the total package of services furnished
to Amy by the School Board.
As the Court demonstrates, ante, at 3039‑3040, petitioner
Board has provided Amy Rowley considerably more than "a teacher with a
loud voice." See post, at 3055
(dissenting opinion). By concentrating
on whether Amy was "learning as much, or performing as well academically,
as she would without her handicap," 483 F.Supp. 528, 532 (S.D.N.Y.1980),
the District Court and the Court of Appeals paid too little attention to
whether, on the entire record, respondent's individualized education program
offered her an educational opportunity substantially equal to that provided her
nonhandicapped classmates. Because I believe
that standard has been satisfied here, I agree that the judgment of the Court
of Appeals should be reversed.
Justice WHITE, with whom Justice BRENNAN and Justice MARSHALL
join, dissenting.
In order to reach its result in this case, the majority opinion
contradicts itself, the language of the statute, and the legislative history.
Both the majority's standard for a "free appropriate education" and
its standard for judicial review disregard congressional intent.
I
The majority first turns its attention to the meaning of a
"free appropriate public education." The Act provides:
"The term 'free appropriate
public education' means special education and related services which (A) have
been provided at public expense, under public supervision and direction, and
without charge, (B) meet the standards of the State educational agency, (C)
include an appropriate preschool, elementary, or secondary school education in
the State involved, and (D) are provided in conformity with the individualized
education program required under section 1414(a)(5) of this title." 20 U.S.C. § 1401(18).
The majority reads this statutory language as
establishing a congressional intent limited to bringing "previously
excluded handicapped children into the public education systems of the States
and [requiring] the States to adopt procedures which would result in
individualized consideration of and instruction for each child." Ante, at 3042. In its attempt to constrict the definition of
"appropriate" and the thrust of the Act, the majority opinion
states: "Noticeably absent from
the language of the statute is any substantive standard prescribing the level
of education to be accorded handicapped children. Certainly the language
of the statute contains no requirement like the one imposed by the lower courts‑‑that
States maximize the potential of handicapped children 'commensurate with the
opportunity provided to other children.' " Ante, at 3042, quoting 483 F.Supp. 528, 534 (SDNY 1980).
I agree that the language of the Act does not
contain a substantive standard beyond requiring that the education offered must
be "appropriate." However,
if there are limits not evident from the face of the statute on what may be
considered an "appropriate education," they must be found in the purpose
of the statute or its legislative history.
The Act itself announces it will provide a "full educational
opportunity to all handicapped children."
20 U.S.C. § 1412(2)(A) (emphasis added). This goal is repeated throughout the legislative history, in
statements too frequent to be " 'passing references and isolated phrases.'
" [FN1] Ante, at 3049, n. 26, quoting Department of State v. Washington
Post Co., 456 U.S. 596, 600, 102 S.Ct. 1957, 1960, 72 L.Ed.2d 358 (1982). These statements elucidate the meaning of
"appropriate." According to the Senate Report, for example, the Act
does "guarantee that handicapped children are provided equal educational
opportunity." S.Rep.No.94‑168, p. 9 (1975), U.S.Code Cong. &
Admin.News 1975, p. 1433 (emphasis added).
This promise appears throughout the legislative history. See 121
Cong.Rec. 19482‑19483 (1975) (remarks of Sen. Randolph); id., at 19504 (Sen. Humphrey); id., at 19505 (Sen Beall); id., at 23704 (Rep. Brademas); id., at 25538 (Rep. Cornell); id., at 25540 (Rep. Grassley); id., at 37025 (Rep. Perkins); id., at
37030 (Rep. Mink); id., at 37412
(Sen. Taft); id., at 37413 (Sen.
Williams); id., at 37418‑37419
(Sen. Cranston); id., at 37419‑37420
(Sen. Beall). Indeed, at times the
purpose of the Act was described as tailoring each handicapped child's
educational plan to enable the child "to achieve his or her maximum
potential." H.R.Rep.No.94‑332,
pp. 13, 19 (1975); see 121 Cong.Rec. 23709 (1975). Senator Stafford, one of the sponsors of the Act, declared: "We can all agree that education [given
a handicapped child] should be equivalent, at least, to the one those children
who are not handicapped receive."
Id., at 19483. The legislative
history thus directly supports the conclusion that the Act intends to give
handicapped children an educational opportunity commensurate with that given
other children.
FN1. The Court's opinion relies heavily
on the statement, which occurs throughout the legislative history, that, at the
time of enactment, one million of the roughly eight million handicapped
children in the United States were excluded entirely from the public school
system and more than half were receiving an inappropriate education. See, e.g., ante, at 3042, 3045, 3046, n.
20. But this statement was often
linked to statements urging equal educational opportunity. See, e.g., 121 Cong.Rec. 19502 (1975) (remarks of Sen. Cranston); id., at 23702 (remarks of Rep.
Brademas). That is, Congress wanted not
only to bring handicapped children into the schoolhouse, but also to benefit
them once they had entered.
The majority opinion announces a different substantive standard,
that "Congress did not impose upon
the States any greater substantive educational standard than would be necessary
to make such access meaningful."
Ante, at 3043. While
"meaningful" is no more enlightening than "appropriate,"
the Court purports to clarify itself.
Because Amy was provided with some specialized instruction from which
she obtained some benefit and because she passed from grade to grade, she was
receiving a meaningful and therefore appropriate education. [FN2]
FN2. As further support for its
conclusion, the majority opinion turns to Pennsylvania Assn. for Retarded
Children v. Commonwealth, 334 F.Supp. 1257 (ED Pa.1971), 343 F.Supp. 279 (1972)
(PARC ), and Mills v. Board of Education of District of Columbia, 348 F.Supp.
866 (D.C.1972). That these decisions
served as an impetus for the Act does not, however, establish them as the
limits of the Act. In any case, the very language that the majority quotes
from Mills, ante, at 3044, 3047, sets a standard not of some education, but of
educational opportunity equal to that of non‑handicapped children.
Indeed, Mills, relying on decisions
since called into question by this Court's opinion in San Antonio Independent
School Dist. v. Rodriguez, 411 U.S. 1, 93 S.Ct. 1278, 36 L.Ed.2d 16 (1973),
states:
"In Hobson v. Hansen, [269 F.Supp.
401 (D.C.1967) ] Judge Wright found that denying poor public school children
educational opportunity equal to that available to more affluent public school
children was violative of the Due Process Clause of the Fifth Amendment. A fortiori, the defendants' conduct here,
denying plaintiffs and their class not just an equal publicly supported
education but all publicly supported education while providing such education
to other children, is violative of the Due Process Clause." 348 F.Supp., at 875.
Whatever the effect of Rodriguez on the
validity of this reasoning, the statement exposes the majority's
mischaracterization of the opinion and thus of the assumptions of the
legislature that passed theAct.
This falls far short of what the Act intended. The Act details as specifically as possible
the kind of specialized education each handicapped child must receive. It would apparently satisfy the Court's
standard of "access to specialized
instruction and related services which are individually designed to provide
educational benefit to the handicapped child," ante, at 3048, for a deaf child
such as Amy to be given a teacher with a loud voice, for she would benefit from
that service. The Act requires
more. It defines "special
education" to mean "specifically designed instruction, at no cost to
parents or guardians, to meet the unique needs of a handicapped child...."
§ 1401(16) (emphasis added). [FN3]
Providing a teacher with a loud voice would not meet Amy's needs and
would not satisfy the Act. The basic
floor of opportunity is instead, as the courts below recognized, intended to eliminate
the effects of the handicap, at least to the extent that the child will be
given an equal opportunity to learn if that is reasonably possible. Amy Rowley, without a sign‑language
interpreter, comprehends less than half of what is said in the classroom‑‑less
than half of what normal children comprehend. This is hardly an equal
opportunity to learn, even if Amy makes passing grades.
FN3. "Related services" are
"transportation, and such developmental, corrective, and other supportive
services ... as may be required to assist a handicapped child to benefit from
special education." § 1401(17).
Despite its reliance on the use of "appropriate" in the
definition of the Act, the majority opinion speculates that "Congress used
the word as much to describe the settings in which handicapped children should be educated as to prescribe the
substantive content or supportive services of their education." Ante, at 3046, n. 21. Of course, the word "appropriate"
can be applied in many ways; at times
in the Act, Congress used it to recommend mainstreaming handicapped
children; at other points, it used the
word to refer to the content of the individualized education. The issue before us is what standard the
word "appropriate" incorporates when it is used to modify
"education." The answer
given by the Court is not a satisfactory one.
II
The Court's discussion of the standard for judicial review is as
flawed as its discussion of a "free appropriate public
education." According to the
Court, a court can ask only whether the State has "complied with the
procedures set forth in the Act" and whether the individualized education
program is "reasonably calculated to enable the child to receive
educational benefits." Ante, at 3051.
Both the language of the Act and the legislative history, however,
demonstrate that Congress intended the courts to conduct a far more searching
inquiry.
The majority assigns major significance to the review provision's
being found in a section entitled "Procedural safeguards." But where else would a provision for
judicial review belong? The majority
does acknowledge that the current language, specifying that a court "shall
receive the records of the administrative proceedings, shall hear additional
evidence at the request of a party, and, basing its decision on the
preponderance of the evidence, shall grant such relief as the court determines
is appropriate," § 1415(e)(2), was substituted at Conference for language
that would have restricted the role of the reviewing court much more
sharply. It is clear enough to me that
Congress decided to reduce substantially judicial deference to state
administrative decisions.
The legislative history shows that judicial review is not limited
to procedural matters and that the state educational agencies are given first,
but not final, responsibility for the
content of a handicapped child's education. The Conference Committee directs courts to make an "independent
decision." S.Conf.Rep.No.94‑455,
p. 50 (1975). The deliberate change in
the review provision is an unusually clear indication that Congress intended
courts to undertake substantive review instead of relying on the conclusions of
the state agency.
On the floor of the Senate, Senator Williams, the chief sponsor of
the bill, Committee Chairman, and floor manager responsible for the legislation
in the Senate, emphasized the breadth of the review provisions at both the
administrative and judicial levels:
"Any parent or guardian may
present a complaint concerning any matter regarding the identification,
evaluation, or educational placement of the child or the provision of a free
appropriate public education to such child.
In this regard, Mr. President, I would like to stress that the language
referring to 'free appropriate education' has been adopted to make clear that a
complaint may involve matters such as questions respecting a child's
individualized education program, questions of whether special education and
related services are being provided without charge to the parents or guardians,
questions relating to whether the services provided a child meet the standards
of the State education agency, or any other question within the scope of the
definition of 'free appropriate public education.' In addition, it should be clear that a parent or guardian may
present a complaint alleging that a State or local education agency has refused
to provide services to which a child may be entitled or alleging that the State
or local educational agency has erroneously classified a child as a handicapped
child when, in fact, that child is not a handicapped child." 121 Cong.Rec. 37415 (1975) (emphasis added).
There is no doubt that the state agency itself must
make substantive decisions. The
legislative history reveals that the
courts are to consider, de novo, the same issues. Senator Williams explicitly stated that the
civil action permitted under the Act encompasses all matters related to the
original complaint. Id., at 37416.
Thus, the Court's limitations on judicial review
have no support in either the language of the Act or the legislative
history. Congress did not envision
that inquiry would end if a showing is made that the child is receiving passing
marks and is advancing from grade to grade.
Instead, it intended to permit a full and searching inquiry into any
aspect of a handicapped child's education. The Court's standard, for example,
would not permit a challenge to part of the IEP; the legislative history demonstrates beyond doubt that Congress
intended such challenges to be possible, even if the plan as developed is
reasonably calculated to give the child some benefits.
Parents can challenge the IEP for failing to supply
the special education and related services needed by the individual handicapped
child. That is what the Rowleys
did. As the Government observes,
"courts called upon to review the content of an IEP, in accordance with 20
U.S.C. [§] 1415(e) inevitably are required to make a judgment, on the basis of
the evidence presented, concerning whether the educational methods proposed by
the local school district are 'appropriate' for the handicapped child
involved." Brief for United
States as Amicus Curiae 13. The courts
below, as they were required by the Act, did precisely that.
Under the judicial review provisions of the Act,
neither the District Court nor the Court of Appeals was bound by the State's
construction of what an "appropriate" education means in general or
by what the state authorities considered to be an appropriate education for Amy
Rowley. Because the standard of the
courts below seems to me to reflect the congressional purpose and because their
factual findings are not clearly erroneous, I respectfully dissent.